FORM 8-A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12 (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
LEHMAN BROTHERS INC.
(Exact name of registrant as specified in its charter)
DELAWARE 13-2518466
(State of incorporation (I.R.S. employer
or organization) identification no.)
3 World Financial Center
New York, New York 10285
(Address of principal executive offices) (zip code)
If this Form relates to the registration If this Form relates to the
of a class of debt securities and is registration of a class of debt
effective upon filing pursuant to securities and is to become
General Instruction A(c)(1) please effective simultaneously with
check the following box X the effectiveness of a concurrent
registration statement under the
Securities Act of 1933 pursuant to
General Instruction A(c)(2) please
check the following box.
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
7 5/8% Senior Subordinated Notes New York Stock Exchange, Inc.
Due 2006
Securities to be registered pursuant to Section 12(g) of the Act: None
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Item 1. Description of Registrant's Securities to be Registered.
The security to be registered is a 7 5/8% Senior Subordinated
Note due June 1, 2006 (the "Note") of Lehman Brothers Inc. (the "Registrant")
issued under the Registration Statement on Form S-3 (File No. 33-63613) of the
Registrant as amended by a post-effective amendment No.2 filed on April 12,
1996. A description of the Note is contained in the Prospectus dated April 16,
1996 and in the Prospectus Supplement dated May 28, 1996 filed by the Registrant
with the Securities and Exchange Commission (the "Commission") pursuant to Rule
424(b) under the Securities Act of 1933 on May 28, 1996. Such Prospectus and
Prospectus Supplement shall be deemed to be incorporated by reference into this
Registration Statement.
Item 2. Exhibits.
1. Form of the Registrant's 7 5/8% Senior Subordinated Note due 2006 is
included in Exhibit 4(a) to Post-Effective Amendment No. 2 to Registration
Statement No. 33-63613 filed April 12, 1996 and incorporated by
reference herein.
2. Indenture dated as of March 1, 1996, between the Registrant and The
First National Bank of Chicago as Trustee (incorporated by reference to Exhibit
4(a) to Post-Effective Amendment No. 2 to Registration Statement No. 33-63613
filed April 12, 1996.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, the registrant has duly caused this registration statement
to be signed on its behalf by the undersigned, thereto duly authorized.
LEHMAN BROTHERS INC.
(Registrant)
Date: August 5, 1996 By: /s/ Jennifer Marre
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Name: Jennifer Marre
Title: Vice President
