FORM 13F
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment |_|; Amendment Number:____________
Institutional Investment Manager Filing this Report:
Name: David J. Greene and Company, LLC
Address: 599 Lexington Avenue
New York, NY 10022
13F File Number: 28-663
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: E. Stephen Walsh
Title: Principal and Chief Administrative Officer
Phone: (212) 371-4200
Signature, Place, and Date of Signing:
/s/ E. Stephen Walsh, Principal
- --------------------------------------
[Signature]
New York, NY
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[City, State]
November 4, 1999
- --------------------------------------
[Date]
Report Type:
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
-0-
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Form 13F Information Table Entry Total:
140
- --------------------------------------
Form 13F Information Table Value Total
$1,500,065,000
- --------------------------------------
List of Other Included Managers:
None
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<PAGE>
FORM 13F
09/30/99
REPORTING MANAGER: David J. Greene and Company
PAGE 1
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<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACTV INC COMMON 00088E104 139,000 10,000 X DJG 10,000
AGCO CORP COMMON 001084102 2,620,000 201,535 X DJG 180,100 21,435
A T & T CORP COMMON 001957109 3,713,000 85,359 X DJG 12,253 73,106
ACX TECHNOLOGIES INC. COMMON 005123104 7,918,000 833,465 X DJG 361,005 472,460
AETNA INC. COMMON 008117103 26,392,000 535,875 X DJG 303,105 232,770
ALBERTSONS INC COMMON 013104104 3,906,000 98,736 X DJG 29,211 69,525
ALLEN TELECOM INC COMMON 018091108 1,839,000 188,650 X DJG 182,300 6,350
ALLTEL CORPORATION COMMON 020039103 3,659,000 51,989 X DJG 23,969 28,020
AMERICAN EXPRESS CO COMMON 025816109 3,262,000 24,160 X DJG 700 23,460
AMERICAN HOME PRODUCTS COR COMMON 026609107 602,000 14,508 X DJG 14,508
AMERICAN INTERNATIONAL GRO COMMON 026874107 2,193,000 25,222 X DJG 15,149 10,073
AMERITECH CORP NEW COMMON 030954101 2,424,000 36,320 X DJG 1,000 35,320
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMGEN INC. COMMON 031162100 318,000 3,900 X DJG 3,900
APCO ARGENTINA INC CAYMAN COMMON 037489101 168,000 10,269 X DJG 10,269
AVNET COMMON 053807103 210,000 5,000 X DJG 5,000
BHC COMMUNICATIONS INC CL- COMMON 055448104 25,030,000 179,430 X DJG 123,005 56,425
BJ'S WHOLESALE CLUB INC. COMMON 05548J106 405,000 13,700 X DJG 1,500 12,200
BP AMOCO PLC ADS COMMON 055622104 1,044,000 9,419 X DJG 9,419
BELL ATLANTIC CORP COMMON 077853109 10,356,000 153,843 X DJG 69,018 84,825
BELLSOUTH CORP W/RTS COMMON 079860102 519,000 11,530 X DJG 11,530
BRISTOL MYERS SQUIBB CO W/ COMMON 110122108 2,247,000 33,290 X DJG 33,290
C.I.T GROUP INC-A COMMON 125577106 1,450,000 70,500 X DJG 67,000 3,500
CNA SURETY CORPORATION COMMON 12612L108 966,000 73,600 X DJG 14,000 59,600
CALGON CARBON CORP COMMON 129603106 5,211,000 764,860 X DJG 313,830 451,030
CENDANT CORPORATION COMMON 151313103 179,000 10,100 X DJG 10,100
CHARTER ONE FINANCIAL INC COMMON 160903100 213,000 9,200 X DJG 8,571 629
CHASE MANHATTAN CORP (NEW) COMMON 16161A108 3,469,000 46,028 X DJG 25,000 21,028
CHEMFAB, INC. COMMON 16361L102 255,000 15,800 X DJG 9,050 6,750
CHEVRON CORP W/RTS COMMON 166751107 761,000 8,576 X DJG 8,576
CITIGROUP INC. COMMON 172967101 8,239,000 187,259 X DJG 22,567 164,692
CITICORP CAPITAL TR III 7. PREFER 17303U200 214,000 9,400 X DJG 2,000 7,400
CITIGROUP CAP I 8% TRUPS 9 PREFER 17305F201 329,000 13,200 X DJG 1,000 12,200
CITIGROUP CAPITAL IV 6.85% PREFER 17305J203 286,000 13,000 X DJG 2,000 11,000
CITY INVESTING CO LIQUIDAT COMMON 177900107 17,000 13,100 X DJG 9,300 3,800
COMDISCO INC COMMON 200336105 92,478,000 4,788,503 X DJG 2,313,848 2,474,655
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMSAT CORP COMMON 20564D107 1,977,000 66,728 X DJG 64,472 2,256
COMSAT CAP I LP 8.125% MON PREFER 205930209 372,000 15,600 X DJG 2,000 13,600
CONSOLIDATED EDISON INC COMMON 209115104 206,000 4,970 X DJG 4,970
CRESTLINE CAPITAL CORPORAT COMMON 226153104 3,072,000 149,420 X DJG 128,580 20,840
CYTEC INDUSTRIES INC. COMMON 232820100 3,692,000 157,094 X DJG 119,670 37,424
DLJ CAPITAL TR I 8.42% 6/3 PREFER 23321W202 413,000 16,700 X DJG 1,600 15,100
DEPARTMENT 56 COMMON 249509100 1,058,000 44,200 X DJG 5,000 39,200
DEXTER CORP COMMON 252165105 2,655,000 71,145 X DJG 69,200 1,945
DIAL CORPORATION (NEW) COMMON 25247D101 329,000 12,900 X DJG 1,100 11,800
DIME BANCORP INC. NEW COMMON 25429Q102 36,699,000 2,097,103 X DJG 1,134,798 962,305
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PAGE COLUMN TOTALS 263,505,000
</TABLE>
<PAGE>
FORM 13F
09/30/99
REPORTING MANAGER: David J. Greene and Company
PAGE 2
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DOLE FOOD CO. COMMON 256605106 18,161,000 955,858 X DJG 600,712 355,146
DOVER CORP COMMON 260003108 242,000 5,920 X DJG 5,920
E I DU PONT DE NEMOURS & C COMMON 263534109 218,000 3,600 X DJG 3,600
EQK REALTY INVESTORS 1 SBI COMMON 268820107 28,000 112,600 X DJG 57,000 55,600
EASTMAN CHEMICAL COMPANY COMMON 277432100 1,279,000 32,087 X DJG 32,087
EASTMAN KODAK CO COMMON 277461109 263,000 3,480 X DJG 3,480
EVEREST REINSURANCE HLDING COMMON 299808105 38,993,000 1,637,500 X DJG 946,100 691,400
EXXON CORP COMMON 302290101 3,589,000 47,228 X DJG 2,600 44,628
FEDERAL NATIONAL MTGR ASSN COMMON 313586109 827,000 13,200 X DJG 12,000 1,200
FINOVA GROUP INC COMMON 317928109 55,299,000 1,515,050 X DJG 832,200 682,850
FISCHBACH CORP CONV SUB DE CONV C 337659AA4 20,000 20,000 X DJG 20,000
FOOTSTAR, INC. COMMON 344912100 63,561,000 1,803,163 X DJG 1,008,982 794,181
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FOUNDATION HEALTH SYSTEMS COMMON 350404109 25,757,000 2,729,254 X DJG 1,732,290 996,964
GATX CORP COMMON 361448103 34,889,000 1,123,190 X DJG 739,902 383,288
GENERAL ELECTRIC CO COMMON 369604103 2,899,000 24,451 X DJG 24,451
GENERAL MOTORS CORP COMMON 370442105 39,444,000 626,716 X DJG 421,800 204,916
GEON COMPANY COMMON 37246W105 451,000 17,500 X DJG 7,500 10,000
GREAT LAKES CHEMICAL COMMON 390568103 270,000 7,100 X DJG 7,100
HARRIS CORP COMMON 413875105 2,122,000 76,816 X DJG 72,900 3,916
HEALTHSOUTH CORPORATION COMMON 421924101 34,155,000 5,576,300 X DJG 3,077,000 2,499,300
HOMEBASE INC COMMON 43738E108 17,416,000 4,423,220 X DJG 2,414,860 2,008,360
HONEYWELL INC W/RTS COMMON 438506107 456,000 4,100 X DJG 4,100
HOST MARRIOTT CORP (REIT) COMMON 44107P104 911,000 95,900 X DJG 82,500 13,400
HOUSEHOLD INTL, INC. COMMON 441815107 254,000 6,339 X DJG 6,339
HUSSMANN INTL INC COMMON 448110106 41,706,000 2,453,290 X DJG 1,365,175 1,088,115
IMC GLOBAL INC. COMMON 449669100 38,348,000 2,633,365 X DJG 1,606,710 1,026,655
IMC GLOBAL WTS - EXPIRE 12 COMMON 449669118 84,000 488,417 X DJG 287,793 200,624
INTEL CORPORATION COMMON 458140100 2,748,000 36,984 X DJG 1,000 35,984
INTL BUSINESS MACHINES COR COMMON 459200101 2,462,000 20,344 X DJG 800 19,544
INTERNATIONAL GAME TECH COMMON 459902102 41,629,000 2,312,700 X DJG 1,187,545 1,125,155
JSB FINANCIAL INC COMMON 46624M100 458,000 8,000 X DJG 1,000 7,000
JOHNSON & JOHNSON COMMON 478160104 3,944,000 42,933 X DJG 42,933
KIMBERLY CLARK CORP COMMON 494368103 546,000 10,360 X DJG 10,360
ELI LILLY & CO COMMON 532457108 209,000 3,250 X DJG 3,250
LOCKHEED MARTIN CORP COMMON 539830109 981,000 30,000 X DJG 30,000
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LUCENT TECHNOLOGIES, INC. COMMON 549463107 2,602,000 40,110 X DJG 516 39,594
MPTV INC COMMON 553424102 10,000 X DJG 10,000
MANPOWER INC COMMON 56418H100 4,101,000 140,800 X DJG 79,500 61,300
MAXWELL LABS COMMON 577763105 525,000 40,000 X DJG 40,000
MCKESSON HBOC INC COMMON 58155Q103 26,486,000 913,300 X DJG 614,200 299,100
McMORAN EXPLORATION CO. COMMON 582411104 2,783,000 129,441 X DJG 62,478 66,963
MEDIAONE GROUP, INC COMMON 58440J104 1,187,000 17,372 X DJG 1,200 16,172
MERCK & CO INC COMMON 589331107 978,000 15,091 X DJG 15,091
MINNESOTA MINING & MFG CO COMMON 604059105 231,000 2,400 X DJG 2,400
MIRAGE RESORTS INC. COMMON 60462E104 280,000 20,000 X DJG 6,200 13,800
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PAGE COLUMN TOTALS 513,795,000
</TABLE>
<PAGE>
FORM 13F
09/30/99
REPORTING MANAGER: David J. Greene and Company
PAGE 3
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MOBIL CORP W/RTS COMMON 607059102 1,310,000 13,002 X DJG 2,000 11,002
MODIS PROFESSIONAL SERVICE COMMON 607830106 555,000 41,920 X DJG 40,510 1,410
MUELLER IND. COMMON 624756102 11,195,000 377,100 X DJG 60,900 316,200
NABISCO GROUP HOLDINGS COMMON 62952P102 14,068,000 937,874 X DJG 705,400 232,474
NAVISTAR INTL COMMON 63934E108 42,186,000 907,225 X DJG 455,080 452,145
OLSTEN CORP COMMON 681385100 23,618,000 2,262,800 X DJG 1,080,060 1,182,740
OMNICARE INC COMMON 681904108 2,272,000 236,100 X DJG 66,000 170,100
OWENS ILLINOIS INC COMMON 690768403 242,000 12,200 X DJG 1,000 11,200
PAREXEL INTERNATIONAL CORP COMMON 699462107 1,362,000 149,295 X DJG 144,290 5,005
PITTSTON BRINK'S GROUP COMMON 725701106 51,609,000 2,225,710 X DJG 1,216,680 1,009,030
PLAYTEX PRODUCTS INC. COMMON 72813P100 1,546,000 104,790 X DJG 101,270 3,520
POLICY MANAGEMENT SYSTEMS COMMON 731108106 14,558,000 460,320 X DJG 316,010 144,310
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PRIMEX TECHNOLOGIES INC. COMMON 741597108 2,760,000 139,770 X DJG 128,900 10,870
PROCTER & GAMBLE CO COMMON 742718109 638,000 6,800 X DJG 1,000 5,800
PUBLIC SERVICE ENTERPRISE COMMON 744573106 328,000 8,500 X DJG 8,500
QUANTUM CORP-DLT & STORAGE COMMON 747906204 29,985,000 2,132,270 X DJG 1,176,960 955,310
QUANTUM CORP - HARD DISK D COMMON 747906303 2,715,000 365,100 X DJG 310,125 54,975
RITE AID CORP COMMON 767754104 33,618,000 2,433,887 X DJG 1,363,387 1,070,500
ROYAL DUTCH PETE 1.25 GUIL COMMON 780257804 569,000 9,632 X DJG 9,632
RYDER SYSTEM INC W/RTS COMMON 783549108 51,847,000 2,544,627 X DJG 1,465,645 1,078,982
SBC COMMUNICATIONS INC. COMMON 78387G103 1,812,000 35,490 X DJG 1,374 34,116
SCHERING-PLOUGH CORP. COMMON 806605101 281,000 6,440 X DJG 6,440
SENSORMATIC ELECTRONICS CO COMMON 817265101 30,347,000 2,391,870 X DJG 1,352,000 1,039,870
SHARED MEDICAL SYSTEMS COR COMMON 819486101 23,351,000 499,490 X DJG 336,450 163,040
SMITHKLINE BEECHAM PLC- AD COMMON 832378301 409,000 7,100 X DJG 7,100
SPACELABS MEDICAL COMMON 846247104 1,030,000 68,125 X DJG 65,830 2,295
SPRINT CORP (FON GROUP) COMMON 852061100 37,456,000 690,434 X DJG 310,138 380,296
SPRINT CORP (PCS GROUP) COMMON 852061506 668,000 8,962 X DJG 250 8,712
STANDARD REGISTER CO. COMMON 853887107 616,000 26,210 X DJG 25,320 890
STERLING SOFTWARE INC COMMON 859547101 8,608,000 430,400 X DJG 122,500 307,900
SUBURBAN PROPANE PARTNERS COMMON 864482104 389,000 19,100 X DJG 19,100
TDS CAPITAL I PREF 8.5% 12 PREFER 87235W202 300,000 12,800 X DJG 5,000 7,800
TANDY CORP. COMMON 875382103 6,611,000 127,900 X DJG 7,700 120,200
TEKTRONIX INC COMMON 879131100 13,124,000 391,755 X DJG 137,170 254,585
TELEPHONE & DATA SYS INC. COMMON 879433100 143,727,000 1,618,321 X DJG 837,650 780,671
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TEXACO INC COMMON 881694103 2,857,000 45,267 X DJG 1,700 43,567
TOYS R US COMMON 892335100 56,063,000 3,737,524 X DJG 2,197,120 1,540,404
U.S. INDUSTRIES, INC. COMMON 912080108 506,000 32,150 X DJG 14,200 17,950
U S WEST INC. COMMON 91273H101 422,000 7,399 X DJG 32 7,367
UNOVA INC COMMON 91529B106 12,814,000 958,020 X DJG 650,330 307,690
VARIAN INC COMMON 922206107 23,246,000 1,309,615 X DJG 729,480 580,135
VARIAN SEMICONDUCTOR EQUIP COMMON 922207105 4,000,000 189,900 X DJG 15,800 174,100
VARIAN MEDICAL SYSTEMS INC COMMON 92220P105 11,793,000 539,125 X DJG 163,030 376,095
VODAPHONE GROUP PLC SPONSO COMMON 92857T107 306,000 1,289 X DJG 7 1,282
WARNER LAMBERT CO COMMON 934488107 1,042,000 15,700 X DJG 15,700
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PAGE COLUMN TOTALS 668,761,077
</TABLE>
<PAGE>
FORM 13F
09/30/99
REPORTING MANAGER: David J. Greene and Company
PAGE 4
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WATKINS JOHNSON CO COMMON 942486101 5,475,000 163,140 X DJG 93,090 70,050
WESTINGHOUSE AIR BRAKE CO COMMON 960386100 10,584,000 581,930 X DJG 171,030 410,900
WHITMAN CORP COMMON 96647R107 37,129,000 2,605,525 X DJG 1,577,250 1,028,275
XEROX CORP COMMON 984121103 201,000 4,800 X DJG 4,800
XTRA COMMON 984138107 615,000 15,480 X DJG 15,130 350
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PAGE COLUMN TOTALS 54,005,000
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AGGREGATE COLUMN TOTALS 1,500,065,000
</TABLE>
