FORM 13F
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Form 13F COVER PAGE
Report for the Quarter Ended: December 31, 1999
Check here if Amendment |_|; Amendment Number:____________
Institutional Investment Manager Filing this Report:
Name: David J. Greene and Company, LLC
Address: 599 Lexington Avenue
New York, NY 10022
Form 13F File Number: 28-663
The institutional investment manager filing this report and the person by whom
it is signed thereby represent that the person signing the report is authorized
to submit, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules, lists
and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: E. Stephen Walsh
Title: Principal and Chief Administrative Officer
Phone: (212) 371-4200
Signature, Place and Date of Signing:
/s/ E. Stephen Walsh
- -----------------------------------
[Signature]
New York, NY
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[City, State]
January 28, 2000
- -----------------------------------
[Date]
Report Type:
|X| 13F HOLDINGS REPORT
|_| 13F NOTICE
|_| 13F COMBINATION REPORT
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
-0-
- --------------------------------------
Form 13F Information Table Entry Total:
143
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Form 13F Information Table Value Total
$1,626,832,000
- --------------------------------------
List of Other Included Managers:
None
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<PAGE>
FORM 13F
12/31/99
REPORTING MANAGER: David J. Greene and Company
PAGE 1
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) B) (C)
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACTV INC COMMON 00088E104 366,000 8,000 X DJG 8,000
AGCO CORP COMMON 001084102 1,428,000 106,235 X DJG 101,660 4,575
A T & T CORP COMMON 001957109 4,269,000 84,009 X DJG 12,253 71,756
ACX TECHNOLOGIES INC. COMMON 005123104 10,630,000 994,565 X DJG 395,005 599,560
AERIAL COMMUNICATIONS INC COMMON 007655103 274,000 4,500 X DJG 4,500
AETNA INC. COMMON 008117103 41,347,000 740,825 X DJG 423,805 317,020
ALBERTSONS INC COMMON 013104104 3,083,000 95,586 X DJG 29,211 66,375
ALLEN TELECOM INC COMMON 018091108 2,644,000 228,650 X DJG 182,300 46,350
ALLTEL CORPORATION COMMON 020039103 4,299,000 51,989 X DJG 23,969 28,020
AMERICAN EXPRESS CO COMMON 025816109 4,017,000 24,160 X DJG 700 23,460
AMERICAN HOME PRODUCTS COR COMMON 026609107 570,000 14,508 X DJG 14,508
AMERICAN INTERNATIONAL GRO COMMON 026874107 2,646,000 24,472 X DJG 14,399 10,073
AMGEN INC. COMMON 031162100 468,000 7,800 X DJG 7,800
APCO ARGENTINA INC CAYMAN COMMON 037489101 313,000 10,269 X DJG 10,269
AVNET COMMON 053807103 303,000 5,000 X DJG 5,000
BHC COMMUNICATIONS INC CL- COMMON 055448104 27,189,000 169,930 X DJG 114,005 55,925
BJ'S WHOLESALE CLUB INC. COMMON 05548J106 500,000 13,700 X DJG 1,500 12,200
BP AMOCO PLC ADS COMMON 055622104 1,116,000 18,813 X DJG 18,813
BELL ATLANTIC CORP COMMON 077853109 9,403,000 152,747 X DJG 71,018 81,729
BELLSOUTH CORP W/RTS COMMON 079860102 498,000 10,630 X DJG 10,630
BRISTOL MYERS SQUIBB CO W/ COMMON 110122108 2,085,000 32,490 X DJG 32,490
C.I.T GROUP INC-A COMMON 125577106 2,588,000 122,500 X DJG 122,500
CNA SURETY CORPORATION COMMON 12612L108 1,041,000 80,100 X DJG 27,000 53,100
CALGON CARBON CORP COMMON 129603106 4,186,000 712,470 X DJG 283,590 428,880
CENDANT CORPORATION COMMON 151313103 268,000 10,100 X DJG 10,100
CHASE MANHATTAN CORP (NEW) COMMON 16161A108 3,576,000 46,028 X DJG 25,000 21,028
CHEMFAB, INC. COMMON 16361L102 247,000 15,800 X DJG 9,050 6,750
CHEVRON CORP W/RTS COMMON 166751107 552,000 6,376 X DJG 6,376
CITIGROUP INC. COMMON 172967101 9,998,000 179,534 X DJG 22,567 156,967
CITIGROUP CAP I 8% TRUPS 9 PREFER 17305F201 238,000 10,200 X DJG 1,000 9,200
CITIGROUP CAPITAL IV 6.85% PREFER 17305J203 235,000 12,000 X DJG 2,000 10,000
CITY INVESTING CO LIQUIDAT COMMON 177900107 17,000 13,100 X DJG 9,300 3,800
COCA-COLA ENTERPRISES INC COMMON 191219104 20,588,000 1,023,000 X DJG 545,900 477,100
COMDISCO INC COMMON 200336105 127,444,000 3,421,302 X DJG 1,376,776 2,044,526
COMSAT CAP I LP 8.125% MON PREFER 205930209 315,000 15,600 X DJG 2,000 13,600
CRESTLINE CAPITAL CORPORAT COMMON 226153104 2,008,000 97,350 X DJG 80,120 17,230
CYTEC INDUSTRIES INC. COMMON 232820100 3,967,000 172,494 X DJG 137,770 34,724
DLJ CAPITAL TR I 8.42% 6/3 PREFER 23321W202 368,000 16,700 X DJG 1,600 15,100
DEPARTMENT 56 COMMON 249509100 1,000,000 44,200 X DJG 5,000 39,200
DEXTER CORP COMMON 252165105 3,862,000 97,145 X DJG 79,200 17,945
DIAL CORPORATION (NEW) COMMON 25247D101 277,000 11,400 X DJG 1,100 10,300
DIME BANCORP INC. NEW COMMON 25429Q102 31,308,000 2,069,933 X DJG 1,125,098 944,835
DOLE FOOD CO. COMMON 256605106 14,655,000 901,851 X DJG 594,681 307,170
DOVER CORP COMMON 260003108 269,000 5,920 X DJG 5,920
E I DU PONT DE NEMOURS & C COMMON 263534109 237,000 3,600 X DJG 3,600
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PAGE COLUMN TOTALS 346,688,000
</TABLE>
<PAGE>
FORM 13F
12/31/99
REPORTING MANAGER: David J. Greene and Company
PAGE 2
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) B) (C)
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EQK REALTY INVESTORS 1 SBI COMMON 268820107 3,000 112,600 X DJG 57,000 55,600
EASTMAN CHEMICAL COMPANY COMMON 277432100 1,530,000 32,087 X DJG 32,087
EASTMAN KODAK CO COMMON 277461109 231,000 3,480 X DJG 3,480
EVEREST REINSURANCE HLDING COMMON 299808105 1,069,000 47,900 X DJG 35,000 12,900
EXXON MOBIL CORPORATION COMMON 30231G102 4,135,000 51,322 X DJG 5,240 46,082
FEDERAL NATIONAL MTGR ASSN COMMON 313586109 824,000 13,200 X DJG 12,000 1,200
FINOVA GROUP INC COMMON 317928109 58,377,000 1,644,425 X DJG 909,000 735,425
FOOTSTAR, INC. COMMON 344912100 52,229,000 1,712,421 X DJG 956,879 755,542
FOUNDATION HEALTH SYSTEMS COMMON 350404109 25,534,000 2,569,441 X DJG 1,641,240 928,201
GATX CORP COMMON 361448103 42,736,000 1,266,240 X DJG 733,902 532,338
GALILEO INTERNATIONAL COMMON 363547100 42,574,000 1,422,100 X DJG 733,200 688,900
GENERAL ELECTRIC CO COMMON 369604103 3,134,000 20,251 X DJG 20,251
GENERAL MOTORS CORP COMMON 370442105 42,574,000 585,716 X DJG 384,800 200,916
GEON COMPANY COMMON 37246W105 406,000 12,500 X DJG 7,500 5,000
GILEAD SCIENCES INC COMMON 375558103 255,000 4,716 X DJG 4,716
HARRIS CORP COMMON 413875105 1,647,000 61,696 X DJG 48,900 12,796
HEALTHSOUTH CORPORATION COMMON 421924101 30,672,000 5,706,500 X DJG 3,631,300 2,075,200
HOMEBASE INC COMMON 43738E108 12,674,000 4,138,320 X DJG 2,268,860 1,869,460
HONEYWELL INTERNATIONAL IN COMMON 438516106 422,000 7,311 X DJG 7,311
HOST MARRIOTT CORP (REIT) COMMON 44107P104 17,344,000 2,102,300 X DJG 1,524,900 577,400
HOUSEHOLD INTL, INC. COMMON 441815107 236,000 6,339 X DJG 6,339
HUSSMANN INTL INC COMMON 448110106 34,790,000 2,309,715 X DJG 1,283,200 1,026,515
IMC GLOBAL INC. COMMON 449669100 35,324,000 2,157,220 X DJG 1,454,707 702,513
IMC GLOBAL WTS - EXPIRE 12 COMMON 449669118 33,000 356,920 X DJG 257,321 99,599
INTEL CORPORATION COMMON 458140100 2,819,000 34,242 X DJG 1,000 33,242
INTL BUSINESS MACHINES COR COMMON 459200101 2,216,000 20,544 X DJG 800 19,744
INTERNATIONAL GAME TECH COMMON 459902102 43,899,000 2,161,200 X DJG 1,110,845 1,050,355
JSB FINANCIAL INC COMMON 46624M100 415,000 8,000 X DJG 1,000 7,000
JOHNSON & JOHNSON COMMON 478160104 3,995,000 42,843 X DJG 42,843
KIMBERLY CLARK CORP COMMON 494368103 678,000 10,360 X DJG 10,360
LANIER WORLDWIDE INC COMMON 51589L105 5,796,000 1,495,636 X DJG 826,790 668,846
ELI LILLY & CO COMMON 532457108 216,000 3,250 X DJG 3,250
LIMITED INC COMMON 532716107 221,000 5,105 X DJG 5,105
LOCKHEED MARTIN CORP COMMON 539830109 656,000 30,000 X DJG 30,000
LUCENT TECHNOLOGIES, INC. COMMON 549463107 2,979,000 39,726 X DJG 516 39,210
MCI WORLDCOM INC COMMON 55268B106 221,000 4,173 X DJG 4,173
MPTV INC COMMON 553424102 0 10,000 X DJG 10,000
MAXWELL LABS COMMON 577763105 400,000 40,000 X DJG 40,000
MCDERMOTT INTL INC COMMON 580037109 974,000 107,500 X DJG 100,000 7,500
MCKESSON HBOC INC COMMON 58155Q103 17,352,000 771,200 X DJG 568,100 203,100
McMORAN EXPLORATION CO. COMMON 582411104 2,049,000 96,983 X DJG 57,327 39,656
MEDIAONE GROUP, INC COMMON 58440J104 1,319,000 17,172 X DJG 1,200 15,972
MERCK & CO INC COMMON 589331107 1,027,000 15,291 X DJG 15,291
MILLIPORE CORP W/RTS COMMON 601073109 806,000 20,860 X DJG 20,230 630
MIRAGE RESORTS INC. COMMON 60462E104 210,000 13,900 X DJG 5,000 8,900
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PAGE COLUMN TOTALS 497,002,000
</TABLE>
<PAGE>
FORM 13F
12/31/99
REPORTING MANAGER: David J. Greene and Company
PAGE 3
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) B) (C)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MODIS PROFESSIONAL SERVICE COMMON 607830106 711,000 49,920 X DJG 40,510 9,410
MUELLER IND. COMMON 624756102 13,092,000 361,150 X DJG 60,900 300,250
NABISCO GROUP HOLDINGS COMMON 62952P102 475,000 44,674 X DJG 40,600 4,074
NAVISTAR INTL COMMON 63934E108 68,054,000 1,447,955 X DJG 777,150 670,805
OLSTEN CORP COMMON 681385100 22,969,000 2,030,400 X DJG 880,460 1,149,940
OMNICARE INC COMMON 681904108 2,839,000 236,600 X DJG 71,000 165,600
OMNICARE INC CONVERTIBLE CONV C 681904ADO 74,000 110,000 X DJG 110,000
ORBITAL SCIENCES CORP COMMON 685564106 1,021,000 55,000 X DJG 45,000 10,000
OWENS ILLINOIS INC COMMON 690768403 306,000 12,200 X DJG 1,000 11,200
PACTIV CORPORATION COMMON 695257105 21,199,000 1,995,237 X DJG 1,353,300 641,937
PAREXEL INTERNATIONAL CORP COMMON 699462107 2,384,000 201,795 X DJG 151,790 50,005
PITTSTON BRINK'S GROUP COMMON 725701106 59,372,000 2,698,710 X DJG 1,549,780 1,148,930
PLAYTEX PRODUCTS INC. COMMON 72813P100 2,303,000 149,790 X DJG 126,270 23,520
POLICY MANAGEMENT SYSTEMS COMMON 731108106 15,341,000 600,120 X DJG 404,610 195,510
PRIMEX TECHNOLOGIES INC. COMMON 741597108 3,108,000 149,770 X DJG 128,900 20,870
PROCTER & GAMBLE CO COMMON 742718109 745,000 6,800 X DJG 1,000 5,800
QUANTUM CORP-DLT & STORAGE COMMON 747906204 39,038,000 2,581,010 X DJG 1,499,390 1,081,620
QUANTUM CORP - HARD DISK D COMMON 747906303 5,302,000 764,235 X DJG 613,620 150,615
RITE AID CORP COMMON 767754104 37,370,000 3,359,087 X DJG 2,246,387 1,112,700
ROYAL DUTCH PETE 1.25 GUIL COMMON 780257804 583,000 9,632 X DJG 9,632
RYDER SYSTEM INC W/RTS COMMON 783549108 58,367,000 2,388,427 X DJG 1,383,645 1,004,782
SBC COMMUNICATIONS INC. COMMON 78387G103 3,958,000 81,193 X DJG 2,690 78,503
SCHERING-PLOUGH CORP. COMMON 806605101 273,000 6,440 X DJG 6,440
SENSORMATIC ELECTRONICS CO COMMON 817265101 19,557,000 1,121,570 X DJG 515,900 605,670
SHARED MEDICAL SYSTEMS COR COMMON 819486101 35,258,000 692,190 X DJG 482,150 210,040
SMITHKLINE BEECHAM PLC- AD COMMON 832378301 455,000 7,100 X DJG 7,100
SPACELABS MEDICAL COMMON 846247104 1,265,000 68,125 X DJG 65,830 2,295
SPRINT CORP (FON GROUP) COMMON 852061100 41,801,000 620,998 X DJG 256,088 364,910
SPRINT CORP (PCS GROUP) COMMON 852061506 893,000 8,712 X DJG 250 8,462
STANDARD REGISTER CO. COMMON 853887107 508,000 26,210 X DJG 25,320 890
STERLING SOFTWARE INC COMMON 859547101 19,807,000 628,800 X DJG 296,200 332,600
SUBURBAN PROPANE PARTNERS COMMON 864482104 332,000 19,100 X DJG 19,100
TDS CAPITAL I PREF 8.5% 12 PREFER 87235W202 272,000 12,800 X DJG 5,000 7,800
TANDY CORP. COMMON 875382103 6,139,000 124,800 X DJG 7,700 117,100
TEKTRONIX INC COMMON 879131100 13,893,000 357,385 X DJG 124,850 232,535
TELEDYNE TECHNOLOGIES INC COMMON 879360105 981,000 103,930 X DJG 91,040 12,890
TELEPHONE & DATA SYS INC. COMMON 879433100 129,257,000 1,025,847 X DJG 457,950 567,897
TENNECO AUTOMOTIVE INC COMMON 880349105 117,000 12,607 X DJG 2,000 10,607
TEXACO INC COMMON 881694103 2,138,000 39,361 X DJG 1,700 37,661
TOYS R US COMMON 892335100 50,023,000 3,495,074 X DJG 2,066,820 1,428,254
U.S. INDUSTRIES, INC. COMMON 912080108 450,000 32,150 X DJG 14,200 17,950
U S WEST INC. COMMON 91273H101 518,000 7,194 X DJG 32 7,162
UNOVA INC COMMON 91529B106 11,365,000 874,220 X DJG 574,130 300,090
VARIAN INC COMMON 922206107 11,064,000 491,745 X DJG 145,980 345,765
VARIAN SEMICONDUCTOR EQUIP COMMON 922207105 6,055,000 178,100 X DJG 13,300 164,800
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PAGE COLUMN TOTALS 711,031,000
</TABLE>
<PAGE>
FORM 13F
12/31/99
REPORTING MANAGER: David J. Greene and Company
PAGE 4
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) B) (C)
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VARIAN MEDICAL SYSTEMS INC COMMON 92220P105 16,651,000 558,525 X DJG 179,430 379,095
VODAPHONE GROUP PLC SPONSO COMMON 92857T107 319,000 6,445 X DJG 35 6,410
WALLACE COMMON 932270101 1,687,000 101,500 X DJG 24,000 77,500
WARNER LAMBERT CO COMMON 934488107 1,164,000 14,200 X DJG 14,200
WATKINS JOHNSON CO COMMON 942486101 5,710,000 142,740 X DJG 67,290 75,450
WESTINGHOUSE AIR BRAKE CO COMMON 960386100 13,699,000 771,794 X DJG 181,930 589,864
WHITMAN CORP COMMON 96647R107 32,135,000 2,391,475 X DJG 1,484,150 907,325
XTRA CORP COMMON 984138107 745,000 17,480 X DJG 15,130 2,350
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PAGE COLUMN TOTALS 72,110,000
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AGGREGATE COLUMN TOTALS 1,626,832,000
</TABLE>
