SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 19, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Initial Depositor
(Exact name of registrant as specified in its charter)
Internet HOLDRsSM Trust
[Issuer with respect to the receipts]
DELAWARE
(State or other jurisdiction of incorporation)
Commission File Number
13-5674085
(I.R.S. Employer Identification No.)
250 Vesey Street
New York, New York 10281
(Address of principal executive offices and zip code)
(212) 449-1000
(Registrant's telephone number, including area code)
Page 1 of 5 pages.
The Exhibit Index appears at Page 4.
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Item 5. Other Events
On November 19, 1999 Exodus Communications, Inc., effected a
two-for-one stock split on its common stock by means of a stock dividend. On
December 14, 1999 shareholders received one additional share for every share
they owned of record on November 30, 1999.
On December 3, 1999 Inktomi Corporation declared a two-for-one stock
split on its common stock to be effected by means of a stock dividend to
shareholders of record on December 14, 1999. At such date, the shares of common
stock will begin trading on a split-adjusted basis on December 30, 1999.
On December 15, 1999 CMGI, Inc. declared a two-for-one stock split on
its common stock to be effected by means of a stock dividend to shareholders of
record on December 28, 1999. The shares of common stock will begin trading on a
split-adjusted basis on January 11, 2000.
On December 20, 1999, DoubleClick Inc. declared a two-for-one stock
split on its common stock, to be effected by means of a stock dividend to
shareholders of record on December 31, 1999. The shares of common stock will
begin trading on a split-adjusted basis on January 10, 2000.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits
(99) Internet HOLDRsSM Trust Prospectus Supplement No. 2 dated
December 23, 1999 to Prospectus dated September 22, 1999.
2
<PAGE>
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Date: December 23, 1999 By: /s/ Stephen G. Bodurtha
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Name: Stephen G. Bodurtha
Title: Attorney-in-Fact
3
<PAGE>
EXHIBIT INDEX
Number and Description of Exhibit Sequential
- --------------------------------- Page Number
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(99) Internet HOLDRsSM Trust Prospectus Pg. 5
Supplement No. 2 dated December 23, 1999 to
Prospectus dated September 22, 1999.
4
PROSPECTUS SUPPLEMENT No. 2
(To Prospectus dated September 22, 1999)
[LOGO] INTERNET HOLDRs
1,000,000,000 Depositary Receipts
Internet HOLDRsSM Trust
This prospectus supplement amends and supplements certain information
contained in the prospectus dated September 22, 1999 relating to the sale of up
to 1,000,000,000 depositary receipts by Internet HOLDRsSM Trust.
The share amounts specified in the table on page 8 of the base
prospectus shall be replaced with the following:
<TABLE>
<CAPTION>
Primary
Share Trading
Name of Company Ticker Amounts Market
- ------------------------------- ------ ------- ------
<S> <C> <C> <C>
America Online Inc. AOL 42* NYSE
Yahoo Inc. YHOO 13 NASDAQ
Amazon.com Inc. AMZN 18 NASDAQ
eBay Inc. EBAY 6 NASDAQ
At Home Corp. ATHM 17 NASDAQ
Priceline.Com Inc. PCLN 7 NASDAQ
CMGI Inc. (1) CMGI 5 NASDAQ
Inktomi Corporation (2) INKT 3 NASDAQ
RealNetworks, Inc. RNWK 4 NASDAQ
Exodus Communications, Inc. (3) EXDS 8 NASDAQ
E*TRADE Group Inc. EGRP 12 NASDAQ
DoubleClick Inc. (4) DCLK 2 NASDAQ
Ameritrade Holding Corp. AMTD 9 NASDAQ
Lycos, Inc. LCOS 4 NASDAQ
CNET, Inc. CNET 4 NASDAQ
PSINet, Inc. PSIX 3 NASDAQ
Network Associates, Inc. NETA 7 NASDAQ
EarthLink Network, Inc. ELNK 2 NASDAQ
MindSpring Enterprises, Inc. MSPG 3 NASDAQ
Go2Net, Inc. GNET 1 NASDAQ
</TABLE>
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* Reflects previous stock split.
(1) On December 15, 1999, CMGI, Inc. declared a two-for-one stock split on its
common stock, to be effected by means of a stock dividend to shareholders
of record on December 28, 1999. The shares of common stock will begin
trading on a split-adjusted basis on January 11, 2000. At such date, the
share amount of CMGI, Inc. represented by a round-lot of 100 Internet
HOLDRs SM will be 10.
(2) On December 3, 1999, Inktomi Corporation declared a two-for-one stock split
on its common stock, to be effected by means of a stock dividend to
shareholders of record on December 14, 1999. The shares of common stock
will begin trading on a split-adjusted basis on December 30, 1999. At such
date, the share amount of Inktomi Corporation represented by a round-lot of
100 Internet HOLDRs SM will be 6.
(3) On November 19, 1999, Exodus Communications, Inc., effected a two-for-one
stock split on its common stock by means of a stock dividend. On December
14, 1999, shareholders received one additional share for every share they
owned of record on November 20, 1999. The share amount of Exodus
Communications, Inc. represented by a round-lot of 100 Internet HOLDRs SM
is 8.
(4) On December 20, 1999, DoubleClick Inc. declared a two-for-one stock split
on its common stock to be effected by means of a stock dividend to
shareholders of record on December 31, 1999. The shares of common stock
will begin trading on a split-adjusted basis on January 10, 2000. At such
date, the share amount of DoubleClick Inc. represented by a round-lot of
100 Internet HOLDRs SM will be 4.
The stock prices in the tables set forth in Annex A of the accompanying
prospectus have not been and will not be, adjusted to account for any stock
splits.
The date of this prospectus supplement is December 23, 1999.
