SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 28,1999
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Initial Depositor
(Exact name of registrant as specified in its charter)
Internet HOLDRs SM Trust
[Issuer with respect to the receipts]
Delaware
(State or other jurisdiction of incorporation)
Commission File Number
13-5674085
(I.R.S. Employer Identification No.)
250 Vesey Street
New York, New York 10281
(Address of principal executive offices and zip code)
(212) 449-1000
(Registrant's telephone number, including area code)
Page 1 of 5 pages.
The Exhibit Index appears at Page 4.
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Item 5. Other Events
On October 28, 1999, America Online, Inc., one of the underlying
securities of the Internet HOLDRs SM, announced that its board of directors
declared a two-for-one stock split on its common stock. On November 22, 1999
shareholders received one additional share for every share they owned of record
on November 8, 1999.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits
(99) Internet HOLDRs SM Trust Prospectus Supplement
dated December 1, 1999 to Prospectus dated September 22, 1999.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Date: December 1, 1999 By: /s/ Stephen G. Bodurtha
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Name: Stephen G. Bodurtha
Title: Attorney-in-Fact
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EXHIBIT INDEX
Sequential
Number and Description of Exhibit Page Number
- ------------------------------------------ -----------
(99) Internet HOLDRs SM Trust Prospectus Pg. 5
Supplement dated December 1, 1999 to
Prospectus dated September 22, 1999.
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Exhibit 99
PROSPECTUS SUPPLEMENT
(To Prospectus dated September 22, 1999)
1,000,000,000 Depositary Receipts
Internet HOLDRs SM Trust
[LOGO]
This prospectus supplement amends and supplements certain information
contained in the prospectus dated September 22, 1999 relating to the sale of up
to 1,000,000,000 depositary receipts by Internet HOLDRs SM Trust.
The disclosure set forth in the accompanying prospectus on page A-1
with respect to America Online, Inc. shall be supplemented with the following:
On October 28, 1999, America Online, Inc., one of the underlying securities of
the Internet HOLDRs SM, announced that its board of directors declared a
two-for-one stock split on its common stock. On November 22, 1999 shareholders
received one additional share for every share they owned of record on November
8, 1999. The stock prices in the table on page A-1 have not been adjusted to
account for this stock split.
The disclosure set forth in the table on page 8 of the accompanying
prospectus with respect to America Online, Inc. is amended to reflect that the
post-stock split share amount of America Online, Inc. represented by a round-lot
of 100 Internet HOLDRs SM is 42.
The date of this prospectus supplement is December 1, 1999.
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