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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION
12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE
REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 2-72720
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OPPENHEIMER & CO., INC.
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(Exact name of registrant as specified in its charter)
Oppenheimer Tower, World Financial Center
New York, N.Y. 10281
(212) 667-7000
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(Address, including zip code, and telephone number, including area code,
of registrant's principal executive offices)
12-3/4% Subordinated Debentures Due December 15, 2002 and
12-3/4% Subordinated Debentures Due February 1, 2003
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(Title of each class of securities covered by this Form)
None
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(Titles of all other classes of securities for which a duty to
file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [_] Rule 12h-3(b)(1)(i) [x]
Rule 12g-4(a)(1)(ii) [_] Rule 12h-3(b)(1)(ii) [_]
Rule 12g-4(a)(2)(i) [_] Rule 12h-3(b)(2)(i) [_]
Rule 12g-4(a)(2)(ii) [_] Rule 12h-3(b)(2)(ii) [_]
Rule 15d-6 [_]
Approximate number of holders of record as of the certification or
notice date: None
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Pursuant to the requirements of the Securities Exchange Act of 1934
Oppenheimer & Co., Inc. has caused this certification/notice to be signed
on its behalf by the undersigned duly authorized person.
Date: July 25, 1994 By: /s/ Roger W. Einiger
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Name: Roger W. Einiger
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Title: Vice Chairman
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Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the
General Rules and Regulations under the Securities Exchange Act of 1934.
The registrant shall file with the Commission three copies of Form 15, one
of which shall be manually signed. It may be signed by an officer of the
registrant, by counsel or by any other duly authorized person. The name
and title of the person signing the form shall be typed or printed under
the signature.
