UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: STRALEM & COMPANY, INC.
Address: 405 Park Avenue, New York, New York 10022-4405
Form 13F File Number: ___________________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Reporting Manager:
Name: Phillippe E. Baumann
Title: Executive Vice President
Phone: 212-888-8123
Signature, Place, and Date of Signing:
/s/ Phillippe E. Baumann
---------------------------
New York, New York
October 5, 2000
Report Type (Check only one):
[x] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
1
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Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 37
Form 13F Information Table Value Total: $114,359,000 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect to
which this report is filed, other than the manager filing this report.
No. NONE
2
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<TABLE>
<CAPTION>
STRALEM & COMPANY, INC
13F REPORT
AS OF 9/30/2000
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(ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE
OF MARKET PRINCIPAL CALL DEFINED IN OTHER
NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V
(IN THOUSANDS) (A) (B) (C) (A) (B) (C)
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 2824100 247,000 5,200 X 0 0 X 0 0
AGILENT TECHNOLOGIES COMMON 8460101 802,000 16,386 X 0 0 X 0 0
AUTOMATIC DATA COMMON 53015103 3,066,000 45,850 X 0 0 X 0 0
BRISTOL MEYERS COMMON 110122108 4,910,000 85,950 X 0 0 X 0 0
CAROLINA PWR LIGHT COMMON 144141108 2,451,000 58,800 X 0 0 X 0 0
CHEVRON COMMON 166751107 2,609,000 30,600 X 0 0 X 0 0
CON EDISON COMMON 209115104 2,164,000 63,400 X 0 0 X 0 0
EMERSON ELEC COMMON 291011104 5,581,000 83,300 X 0 0 X 0 0
EXXON MOBIL COMMON 302316102 134,000 1,500 X 0 0 X 0 0
FEDERAL HOME LOAN COMMON 313400301 2,357,000 43,600 X 0 0 X 0 0
GAP COMMON 364760108 2,620,000 130,200 X 0 0 X 0 0
GENERAL ELEC COMMON 369604103 6,054,000 104,950 X 0 0 X 0 0
GEN PUBLIC UTILITIES COMMON 36225X100 2,102,000 64,800 X 0 0 X 0 0
HEWLETT PACKARD COMMON 428236103 4,414,000 45,500 X 0 0 X 0 0
INTEL COMMON 458140100 4,404,000 105,800 X 0 0 X 0 0
JOHNSON & JOHNSON COMMON 478160104 5,575,000 59,350 X 0 0 X 0 0
LUCENT TECH COMMON 594463107 1,375,000 45,000 X 0 0 X 0 0
MBIA INC COMMON 55262C100 5,637,000 79,250 X 0 0 X 0 0
MCDONALD'S COMMON 580135101 4,030,000 133,500 X 0 0 X 0 0
MEDTRONICS COMMON 585055106 5,974,000 115,300 X 0 0 X 0 0
MERCK COMMON 589331107 5,672,000 76,200 X 0 0 X 0 0
MICROSOFT COMMON 594918104 3,199,000 53,100 X 0 0 X 0 0
NORTHERN STATES PWR COMMON 665772109 2,566,000 93,300 X 0 0 X 0 0
ORACLE COMMON 68389X105 6,962,000 88,400 X 0 0 X 0 0
PE BIOSYSTEMS COMMON 69332S102 1,398,000 12,000 X 0 0 X 0 0
PE CELERA COMMON 69332S201 598,000 6,000 X 0 0 X 0 0
PHILIP MORRIS COMMON 718154107 259,000 8,800 X 0 0 X 0 0
SOUTHERN CO COMMON 842587107 2,183,000 67,300 X 0 0 X 0 0
SUN MICROSYSTEMS COMMON 866810404 7,519,000 64,400 X 0 0 X 0 0
TEXACO COMMON 881694103 2,436,000 46,400 X 0 0 X 0 0
</TABLE>
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<TABLE>
<CAPTION>
STRALEM & COMPANY, INC
13F REPORT
AS OF 9/30/2000
------------------------------------------------------------------------------------------------------------------------------------
(ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8)
INVESTMENT DISCRETION VOTING AUTHORITY
TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE
OF MARKET PRINCIPAL CALL DEFINED IN OTHER
NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V
(IN THOUSANDS) (A) (B) (C) (A) (B) (C)
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TEXAS INSTRUMENTS COMMON 882508104 38,000 800 X 0 0 X 0 0
TXU CORP COMMON 873168108 2,417,000 61,000 X 0 0 X 0 0
VERIZON COMMON 92343V104 1,724,000 35,600 X 0 0 X 0 0
WAL MART COMMON 931142103 4,485,000 93,200 X 0 0 X 0 0
WHIRLPOOL COMMON 963320106 3,001,000 77,200 X 0 0 X 0 0
WORLDCOM COMMON 981157D106 264,000 8,700 X 0 0 X 0 0
XEROX COMMON 984121103 3,132,000 207,900 X 0 0 X 0 0
</TABLE>
