SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3 )
Rocky Mountain Chocolate Factory, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
774678403
(CUSIP Number)
Check the following box if a fee / X /
is being paid with this statement
(A fee is not required only if the filing person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five
percent or less of such class.) (See Rule 13d-7.)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") of otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
<PAGE>
- ---------------------------- -------------------------
Cusip No. 774678403 13G
- ---------------------------- -------------------------
- -------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Oppenheimer Management Corporation
I.R.S. NO. 13-2527171
- -------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
A / /
B / X /
- -------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado
- -------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY -----------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 0
REPORTING -----------------------------------------------
PERSON WITH 7. SOLE DISPOSITIVE POWER
0
-----------------------------------------------
8. SHARED DISPOSITIVE POWER
338,400
- -------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
338,400
- -------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES *
- -------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.4%
- -------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IA
- -------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ---------------------------- -------------------------
Cusip No. 774678403 13G
- ---------------------------- -------------------------
- -------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Oppenheimer Discovery Fund
I.R.S. NO. 22-2725700
- -------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
A / /
B / X /
- -------------------------------------------------------------------
3. SEC USE ONLY
- -------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts
- -------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 200,000
BENEFICIALLY -----------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 0
REPORTING -----------------------------------------------
PERSON WITH 7. SOLE DISPOSITIVE POWER
0
-----------------------------------------------
8. SHARED DISPOSITIVE POWER
200,000
- -------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,000
- -------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES *
- -------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.76%
- -------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IV
- -------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
Check the following box if a fee
is being paid with this statement / X /
Item 1(a) Name of Issuer:
Rocky Mountain Chocolate Factory, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
265 Turner Drive
Box 2408
Durango, CO 81301
Item 2(a) Name of Person Filing:
Oppenheimer Management Corporation
Item 2(b) Address of Principal Business Office:
Two World Trade Center, Suite 3400, New York, New York
10048-0203
Item 2(c) Citizenship:
Inapplicable
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) CUSIP Number:
774678403
Item 3(e) X Investment Adviser registered under Section 203 of
the Investment Advisers Act of 1940
Item 4(a) Amount Beneficially Owned: 338,400 shares
Item 4(b) Percent of Class: 11.4%
Item 4(c)(i) Sole Power to vote or to direct the vote - 0
Item 4(c)(ii) Shared power to vote or to direct the vote - 0
Item 4(c)(iii) Sole power to dispose or to direct the disposition of
- 0
Item 4(c)(iv) Shared power to dispose or to direct the disposition
of - 338,400 shares
Item 5 Ownership to Five Percent or Less of a Class:
If this statement is being filed to report the fact
that as of the date hereof, the reporting person has
ceased to be the beneficial owner of more than 5% of
the class of securities, check the following:
Item 6 Ownership of More than Five Percent on Behalf of
Another Person:
See Exhibit A hereto.
Item 7 Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the
Parent Holding Company:
Inapplicable
Item 8 Identification and Classification of Members of the
Group:
Inapplicable
Item 9 Notice of Dissolution of Group:
Inapplicable
Item 10 Certification:
By signing below, I certify that, to the best of my
knowledge and belief, the securities referred to above
were acquired in the ordinary course of business and
were not acquired for the purpose of and do not have
the effect of changing or influencing the control of
the issuer of such securities and were not acquired in
connection with or as a participant in any transaction
having such purpose or effect.
SIGNATURE After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information
set forth in this statement is true, complete and
correct.
Date: December 8, 1995
Signature: /s/ Robert G. Zack
------------------
Name/Title: Robert G. Zack, Senior Vice President
<PAGE>
EXHIBIT A
The Board of Directors or Trustees of the registered investment
companies managed by Oppenheimer Management Corporation ("OMC") and
owning shares of the issuer can direct the disposition of dividends
received by such funds and can dispose of such securities.
Additionally, OMC shares the power to dispose of such securities with
the Board of Directors or Trustees of such funds; however, the Board of
Directors or Trustees of such fund has delegated these responsibilities
to OMC as the fund's investment advisor under its investment advisory
agreement. OMC has an interest relating to five (5%) percent or more
of such securities as disclosed on Page 2 hereof, by virtue of the
interest of five percent (5%) or more of such securities by Oppenheimer
Discovery Fund, as disclosed on page 3 hereof. OMC disclaims ownership
of such securities, except as expressly stated herein.
<PAGE>
EXHIBIT B
The undersigned investment company hereby acknowledges and agrees
that a report on Schedule 13G being filed by Oppenheimer Management
Corporation on or about the date hereof, relating to the Common Stock
of Rocky Mountain Chocolate Factory, Inc., is filed on behalf of the
undersigned.
Dated: December 8, 1995
OPPENHEIMER DISCOVERY FUND
By: /s/ Robert G. Zack
-------------------
Robert G. Zack,
Assistant Secretary
SIEGEL\ED\ROCKY3.13G
