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Previous: FIDELITY ADVISOR SERIES VIII, NSAR-B, EX-99, 2000-12-29 |
Next: FIDELITY ADVISOR SERIES VIII, NSAR-B, EX-99, 2000-12-29 |
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FORM NSAR |
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|
Q77.O Transactions effected pursuant to Rule 10F3 |
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|
Fidelity Advisor Series VIII |
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|
Series Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Size of Offering: |
Aggregate Offering Value |
Price: |
Shares Purchased |
Transaction Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(6) |
Underwring Members (7) |
|
|
4 |
FA INTL CAPITAL APPRECIATION |
4/5/00 |
10-Apr-00 |
Ulticom |
4250000 |
55250000 |
13.00 |
100 |
2600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
0 |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
6/26/00 |
30-Jun-00 |
Stratos Lightwave |
8750000 |
183750000 |
21.00 |
100 |
10500 |
LEHM |
Lehman Brothers |
CIBC World Mkt. |
US Bancorp |
Robert Baird |
Tucker Anthony |
Fid. Capital Markets |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
7/20/00 |
26-Jul-00 |
Telarian |
4200000 |
67200000 |
16.00 |
100 |
4800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
12/9/99 |
15-Dec-99 |
El Sitio, Inc. |
8500000 |
136000000 |
16.00 |
1300 |
20800 |
Credit Suisse First Boston Corporation |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||
|
4 |
FA INTL CAPITAL APPRECIATION |
12/9/99 |
15-Dec-99 |
El Sitio, Inc. |
8500000 |
136000000 |
16.00 |
100 |
1600 |
Lehman Brothers, Inc. |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||
|
4 |
FA INTL CAPITAL APPRECIATION |
11/16/99 |
22-Nov-99 |
Korea Thrunet Co., Ltd. |
10100000 |
181800000 |
18.00 |
1200 |
21600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Bear Stearns & Co., Inc. |
CIBC World Markets Corp. |
Fidelity Capital Markets |
||||
|
4 |
FA INTL CAPITAL APPRECIATION |
2/15/00 |
18-Feb-00 |
Chordiant Software |
4500000 |
81000000 |
18.00 |
100 |
88200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
0 |
0 |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
12/8/99 |
13-Dec-99 |
NetRatings |
4000000 |
68000000 |
17.00 |
100 |
1700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
2/10/00 |
15-Feb-00 |
Xcare.net, Inc. |
5000000 |
90000000 |
18.00 |
100 |
1800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
0 |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
2/3/00 |
09-Feb-00 |
Dobson Communications Corporation |
25000000 |
550000000 |
22.00 |
500 |
44000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
2/4/00 |
09-Feb-00 |
FirePond, Inc. |
5000000 |
110000000 |
22.00 |
100 |
44000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
0 |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
2/3/00 |
09-Feb-00 |
Therma Wave, Inc. |
9000000 |
180000000 |
20.00 |
100 |
224000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
0 |
0 |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
7/7/00 |
12-Jul-00 |
InfoVista |
6000000 |
73320000 |
12.00 |
1700 |
68432 |
LEHM |
Lehman |
BNP Paribas |
CE Unterberg |
FCM |
0 |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
8/2/00 |
08-Aug-00 |
Rosetta Inpharmatics |
7200000 |
100800000 |
14.00 |
100 |
2800 |
LEHM |
0 |
Lehman Brothers |
FCM |
Lazard |
Prudential Vector Healthcare |
0 |
0 |
|
|
4 |
FA INTL CAPITAL APPRECIATION |
9/21/00 |
26-Sep-00 |
TTM Technologies |
7500000 |
120000000 |
16.00 |
200 |
8000 |
RSSF |
Robertson Stephens |
Chase H&Q |
DLJ |
First Union |
0 |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
10/4/00 |
11-Oct-00 |
TNPC Inc |
21000000 |
441000000 |
21.00 |
1000 |
21000 |
FBCO |
0 |
Credit Suise |
DLJ |
FCM |
Chase H&Q |
CIBC World |
Paine webber |
|
|
4 |
FA INTL CAPITAL APPRECIATION |
9/28/00 |
04-Oct-00 |
Simple Technology |
6364000 |
70004000 |
11.00 |
200 |
5500 |
LEHM |
Lehman Brothers |
Banc of America |
Fid. Capital Markets |
0 |
0 |
0 |
||
|
4 |
FA INTL CAPITAL APPRECIATION |
8/18/00 |
23-Aug-00 |
Peco III Inc. |
5000000 |
75000000 |
15.00 |
100 |
6000 |
RSSF |
0 |
Robertson Stephens |
CIBC World Markets |
Needham & Co. |
FCM |
0 |
0 |
|
|
4 |
FA INTL CAPITAL APPRECIATION |
8/17/00 |
23-Aug-00 |
Integrated Telecom Express |
5600000 |
100800000 |
18.00 |
100 |
7200 |
LEHM |
0 |
Lehman Brothers |
Bear stearns & Co. |
Wit Soundview |
FCM |
0 |
0 |
|
|
4 |
FA INTL CAPITAL APPRECIATION |
8/9/00 |
14-Aug-00 |
H Power Corp. |
7000000 |
112000000 |
16.00 |
100 |
4800 |
LEHM |
0 |
Lehman Brothers |
CIBC World Markets |
Deutsche Banc Alex Brown |
Josephthal & Co. |
FCM |
0 |
|
|
4 |
FA INTL CAPITAL APPRECIATION |
4/12/00 |
18-Apr-00 |
Nuance |
4400000 |
74800000 |
17.00 |
100 |
34000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
0 |
|
|
|
4 |
FA INTL CAPITAL APPRECIATION |
5/12/00 |
17-May-00 |
SEQUOIA SOFTWARE CORP |
4200000 |
33600000 |
8.00 |
200 |
15200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
0 |
0 |
||
|
3 |
FA OVERSEAS FUND |
12/8/99 |
13-Dec-99 |
Preview Systems, Inc. |
3800000 |
79800000 |
21.00 |
300 |
6300 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
3 |
FA OVERSEAS FUND |
11/22/99 |
29-Nov-99 |
deltathree.com |
6000000 |
90000000 |
15.00 |
500 |
7500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
3 |
FA OVERSEAS FUND |
4/5/00 |
10-Apr-00 |
Ulticom |
4250000 |
55250000 |
13.00 |
300 |
2600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
0 |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
6/26/00 |
30-Jun-00 |
Stratos Lightwave |
8750000 |
183750000 |
21.00 |
900 |
10500 |
LEHM |
Lehman Brothers |
CIBC World Mkt. |
US Bancorp |
Robert Baird |
Tucker Anthony |
Fid. Capital Markets |
|
|
|
3 |
FA OVERSEAS FUND |
12/6/99 |
10-Dec-99 |
Harris Interactive |
5800000 |
81200000 |
14.00 |
1000 |
14000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
3 |
FA OVERSEAS FUND |
12/7/99 |
10-Dec-99 |
HealthCentral.com |
7500000 |
82500000 |
11.00 |
1100 |
12100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
3 |
FA OVERSEAS FUND |
12/9/99 |
15-Dec-99 |
El Sitio, Inc. |
8500000 |
136000000 |
16.00 |
14400 |
230400 |
Credit Suisse First Boston Corporation |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||
|
3 |
FA OVERSEAS FUND |
12/9/99 |
15-Dec-99 |
El Sitio, Inc. |
8500000 |
136000000 |
16.00 |
100 |
1600 |
Lehman Brothers, Inc. |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||
|
3 |
FA OVERSEAS FUND |
11/16/99 |
22-Nov-99 |
Korea Thrunet Co., Ltd. |
10100000 |
181800000 |
18.00 |
8400 |
151200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Bear Stearns & Co., Inc. |
CIBC World Markets Corp. |
Fidelity Capital Markets |
||||
|
3 |
FA OVERSEAS FUND |
11/19/99 |
24-Nov-99 |
Mediaplex |
6000000 |
72000000 |
12.00 |
600 |
7200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
3 |
FA OVERSEAS FUND |
11/12/99 |
17-Nov-99 |
NetCreations Inc. |
3300000 |
42900000 |
13.00 |
400 |
5200 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
3 |
FA OVERSEAS FUND |
2/15/00 |
18-Feb-00 |
Chordiant Software |
4500000 |
81000000 |
18.00 |
400 |
88200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
0 |
0 |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
12/8/99 |
13-Dec-99 |
NetRatings |
4000000 |
68000000 |
17.00 |
300 |
5100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
3 |
FA OVERSEAS FUND |
2/10/00 |
15-Feb-00 |
Xcare.net, Inc. |
5000000 |
90000000 |
18.00 |
500 |
1800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
0 |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
2/3/00 |
09-Feb-00 |
Dobson Communications Corporation |
25000000 |
550000000 |
22.00 |
2900 |
44000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
3 |
FA OVERSEAS FUND |
2/4/00 |
09-Feb-00 |
FirePond, Inc. |
5000000 |
110000000 |
22.00 |
300 |
44000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
0 |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
2/3/00 |
09-Feb-00 |
Therma Wave, Inc. |
9000000 |
180000000 |
20.00 |
800 |
224000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
0 |
0 |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
7/20/00 |
26-Jul-00 |
Telarian |
4200000 |
67200000 |
16.00 |
500 |
4800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
7/7/00 |
12-Jul-00 |
InfoVista |
6000000 |
73320000 |
12.00 |
4000 |
68432 |
LEHM |
Lehman |
BNP Paribas |
CE Unterberg |
FCM |
0 |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
8/2/00 |
08-Aug-00 |
Rosetta Inpharmatics |
7200000 |
100800000 |
14.00 |
600 |
2800 |
LEHM |
0 |
Lehman Brothers |
FCM |
Lazard |
Prudential Vector Healthcare |
0 |
0 |
|
|
3 |
FA OVERSEAS FUND |
9/21/00 |
26-Sep-00 |
TTM Technologies |
7500000 |
120000000 |
16.00 |
1400 |
8000 |
RSSF |
Robertson Stephens |
Chase H&Q |
DLJ |
First Union |
0 |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
10/4/00 |
11-Oct-00 |
TNPC Inc |
21000000 |
441000000 |
21.00 |
3300 |
21000 |
FBCO |
0 |
Credit Suise |
DLJ |
FCM |
Chase H&Q |
CIBC World |
Paine webber |
|
|
3 |
FA OVERSEAS FUND |
9/28/00 |
04-Oct-00 |
Simple Technology |
6364000 |
70004000 |
11.00 |
1300 |
5500 |
LEHM |
Lehman Brothers |
Banc of America |
Fid. Capital Markets |
0 |
0 |
0 |
||
|
3 |
FA OVERSEAS FUND |
8/18/00 |
23-Aug-00 |
Peco III Inc. |
5000000 |
75000000 |
15.00 |
900 |
6000 |
RSSF |
0 |
Robertson Stephens |
CIBC World Markets |
Needham & Co. |
FCM |
0 |
0 |
|
|
3 |
FA OVERSEAS FUND |
8/17/00 |
23-Aug-00 |
Integrated Telecom Express |
5600000 |
100800000 |
18.00 |
1000 |
7200 |
LEHM |
0 |
Lehman Brothers |
Bear stearns & Co. |
Wit Soundview |
FCM |
0 |
0 |
|
|
3 |
FA OVERSEAS FUND |
8/9/00 |
14-Aug-00 |
H Power Corp. |
7000000 |
112000000 |
16.00 |
600 |
4800 |
LEHM |
0 |
Lehman Brothers |
CIBC World Markets |
Deutsche Banc Alex Brown |
Josephthal & Co. |
FCM |
0 |
|
|
3 |
FA OVERSEAS FUND |
4/12/00 |
18-Apr-00 |
Nuance |
4400000 |
74800000 |
17.00 |
1000 |
34000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
0 |
|
|
|
3 |
FA OVERSEAS FUND |
5/12/00 |
17-May-00 |
SEQUOIA SOFTWARE CORP |
4200000 |
33600000 |
8.00 |
1300 |
15200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
0 |
0 |
||
|
11 |
FA KOREA FUND |
11/16/99 |
22-Nov-99 |
Korea Thrunet Co., Ltd. |
10100000 |
181800000 |
18.00 |
1200 |
21600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Bear Stearns & Co., Inc. |
CIBC World Markets Corp. |
Fidelity Capital Markets |
||||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
12/8/99 |
13-Dec-99 |
Preview Systems, Inc. |
3800000 |
79800000 |
21.00 |
100 |
2100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
12/8/99 |
13-Dec-99 |
Preview Systems, Inc. |
3800000 |
79800000 |
21.00 |
100 |
2100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
12/9/99 |
15-Dec-99 |
Tularik |
6950000 |
97300000 |
14.00 |
100 |
1400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
4/5/00 |
10-Apr-00 |
Ulticom |
4250000 |
55250000 |
13.00 |
100 |
2600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
12/6/99 |
10-Dec-99 |
Harris Interactive |
5800000 |
81200000 |
14.00 |
100 |
1400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
12/7/99 |
10-Dec-99 |
HealthCentral.com |
7500000 |
82500000 |
11.00 |
100 |
1100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
11/22/99 |
29-Nov-99 |
deltathree.com |
6000000 |
90000000 |
15.00 |
100 |
1500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
12/9/99 |
15-Dec-99 |
El Sitio, Inc. |
8500000 |
136000000 |
16.00 |
1300 |
20800 |
Credit Suisse First Boston Corporation |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
12/9/99 |
15-Dec-99 |
El Sitio, Inc. |
8500000 |
136000000 |
16.00 |
100 |
1600 |
Lehman Brothers, Inc. |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
11/16/99 |
22-Nov-99 |
Korea Thrunet Co., Ltd. |
10100000 |
181800000 |
18.00 |
1200 |
21600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Bear Stearns & Co., Inc. |
CIBC World Markets Corp. |
Fidelity Capital Markets |
||||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
11/19/99 |
24-Nov-99 |
Mediaplex |
6000000 |
72000000 |
12.00 |
100 |
1200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
11/12/99 |
17-Nov-99 |
NetCreations Inc. |
3300000 |
42900000 |
13.00 |
100 |
1300 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
2/15/00 |
18-Feb-00 |
Chordiant Software |
4500000 |
81000000 |
18.00 |
100 |
88200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
0 |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
12/8/99 |
13-Dec-99 |
NetRatings |
4000000 |
68000000 |
17.00 |
100 |
1700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
2/10/00 |
15-Feb-00 |
Xcare.net, Inc. |
5000000 |
90000000 |
18.00 |
100 |
1800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
2/3/00 |
09-Feb-00 |
Dobson Communications Corporation |
25000000 |
550000000 |
22.00 |
500 |
44000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
2/4/00 |
09-Feb-00 |
FirePond, Inc. |
5000000 |
110000000 |
22.00 |
100 |
44000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
2/3/00 |
09-Feb-00 |
Therma Wave, Inc. |
9000000 |
180000000 |
20.00 |
100 |
224000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
0 |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
7/20/00 |
26-Jul-00 |
Telarian |
4200000 |
67200000 |
16.00 |
100 |
4800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
7/31/00 |
04-Aug-00 |
Virage Logic |
3750000 |
45000000 |
12.00 |
500 |
361200 |
LEHM |
Lehman |
Robertson Stephens |
SG Cowen |
FCM |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
7/7/00 |
12-Jul-00 |
InfoVista |
6000000 |
73320000 |
12.00 |
1700 |
68432 |
LEHM |
Lehman |
BNP Paribas |
CE Unterberg |
FCM |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
8/2/00 |
08-Aug-00 |
Rosetta Inpharmatics |
7200000 |
100800000 |
14.00 |
100 |
2800 |
LEHM |
0 |
Lehman Brothers |
FCM |
Lazard |
Prudential Vector Healthcare |
0 |
0 |
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
9/21/00 |
26-Sep-00 |
TTM Technologies |
7500000 |
120000000 |
16.00 |
200 |
8000 |
RSSF |
Robertson Stephens |
Chase H&Q |
DLJ |
First Union |
0 |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
10/4/00 |
11-Oct-00 |
TNPC Inc |
21000000 |
441000000 |
21.00 |
1000 |
21000 |
FBCO |
0 |
Credit Suise |
DLJ |
FCM |
Chase H&Q |
CIBC World |
Paine webber |
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
9/28/00 |
04-Oct-00 |
Simple Technology |
6364000 |
70004000 |
11.00 |
200 |
5500 |
LEHM |
Lehman Brothers |
Banc of America |
Fid. Capital Markets |
0 |
0 |
0 |
||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
8/18/00 |
23-Aug-00 |
Peco III Inc. |
5000000 |
75000000 |
15.00 |
100 |
6000 |
RSSF |
0 |
Robertson Stephens |
CIBC World Markets |
Needham & Co. |
FCM |
0 |
0 |
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
8/17/00 |
23-Aug-00 |
Integrated Telecom Express |
5600000 |
100800000 |
18.00 |
100 |
7200 |
LEHM |
0 |
Lehman Brothers |
Bear stearns & Co. |
Wit Soundview |
FCM |
0 |
0 |
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
8/9/00 |
14-Aug-00 |
H Power Corp. |
7000000 |
112000000 |
16.00 |
100 |
4800 |
LEHM |
0 |
Lehman Brothers |
CIBC World Markets |
Deutsche Banc Alex Brown |
Josephthal & Co. |
FCM |
0 |
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
4/12/00 |
18-Apr-00 |
Nuance |
4400000 |
74800000 |
17.00 |
100 |
34000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
0 |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
5/12/00 |
17-May-00 |
SEQUOIA SOFTWARE CORP |
4200000 |
33600000 |
8.00 |
100 |
15200 |
LEHM |
Lehman Brothers |
SG Cowen |
Wit Sound View |
Fidelity Capital Markets |
0 |
0 |
||
|
5 |
FA DIVERSIFIED INTERNATIONAL |
6/26/00 |
30-Jun-00 |
Stratos Lightwave |
8750000 |
183750000 |
21.00 |
100 |
10500 |
LEHM |
Lehman Brothers |
CIBC World Mkt. |
US Bancorp |
Robert Baird |
Tucker Anthony |
Fid. Capital Markets |
|
|
|
5 |
FA DIVERSIFIED INTERNATIONAL |
4/26/00 |
02-May-00 |
AT&T WIRELESS GROUP |
360000000 |
10620000000 |
30.00 |
2000 |
51625000 |
MOTC |
Goldman Sachs |
Merrill Lynch |
Salomon Brothers |
Fid. Capital MKTS |
0 |
0 |
|
|
|
8 |
FA GLOBAL EQUITY |
12/8/99 |
13-Dec-99 |
Preview Systems, Inc. |
3800000 |
79800000 |
21.00 |
100 |
2100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
8 |
FA GLOBAL EQUITY |
4/5/00 |
10-Apr-00 |
Ulticom |
4250000 |
55250000 |
13.00 |
100 |
2600 |
LEHM |
Lehman Brothers |
Chase H&Q |
US Bancorp Piper Jaffrey |
Fid Capital MKTS |
0 |
0 |
|
|
|
8 |
FA GLOBAL EQUITY |
12/6/99 |
10-Dec-99 |
Harris Interactive |
5800000 |
81200000 |
14.00 |
100 |
1400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
8 |
FA GLOBAL EQUITY |
12/7/99 |
10-Dec-99 |
HealthCentral.com |
7500000 |
82500000 |
11.00 |
100 |
1100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
8 |
FA GLOBAL EQUITY |
11/22/99 |
29-Nov-99 |
deltathree.com |
6000000 |
90000000 |
15.00 |
100 |
1500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
8 |
FA GLOBAL EQUITY |
11/19/99 |
24-Nov-99 |
Mediaplex |
6000000 |
72000000 |
12.00 |
100 |
1200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
8 |
FA GLOBAL EQUITY |
11/12/99 |
17-Nov-99 |
NetCreations Inc. |
3300000 |
42900000 |
13.00 |
100 |
1300 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
8 |
FA GLOBAL EQUITY |
2/15/00 |
18-Feb-00 |
Chordiant Software |
4500000 |
81000000 |
18.00 |
100 |
88200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
0 |
0 |
0 |
|
|
|
8 |
FA GLOBAL EQUITY |
12/8/99 |
13-Dec-99 |
NetRatings |
4000000 |
68000000 |
17.00 |
100 |
1700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
8 |
FA GLOBAL EQUITY |
2/10/00 |
15-Feb-00 |
Xcare.net, Inc. |
5000000 |
90000000 |
18.00 |
100 |
1800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
0 |
0 |
|
|
|
8 |
FA GLOBAL EQUITY |
2/3/00 |
09-Feb-00 |
Dobson Communications Corporation |
25000000 |
550000000 |
22.00 |
500 |
44000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
8 |
FA GLOBAL EQUITY |
2/4/00 |
09-Feb-00 |
FirePond, Inc. |
5000000 |
110000000 |
22.00 |
100 |
44000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
0 |
0 |
|
|
|
8 |
FA GLOBAL EQUITY |
2/3/00 |
09-Feb-00 |
Therma Wave, Inc. |
9000000 |
180000000 |
20.00 |
100 |
224000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
0 |
0 |
0 |
|
|
|
8 |
FA GLOBAL EQUITY |
7/20/00 |
26-Jul-00 |
Telarian |
4200000 |
67200000 |
16.00 |
100 |
4800 |
LEHM |
Lehman |
SG Cowen |
WIT Sound View |
FCM |
0 |
0 |
|
|
|
8 |
FA GLOBAL EQUITY |
8/18/00 |
23-Aug-00 |
Peco III Inc. |
5000000 |
75000000 |
15.00 |
100 |
6000 |
RSSF |
0 |
Robertson Stephens |
CIBC World Markets |
Needham & Co. |
FCM |
0 |
0 |
|
|
8 |
FA GLOBAL EQUITY |
4/12/00 |
18-Apr-00 |
Nuance |
4400000 |
74800000 |
17.00 |
100 |
34000 |
GSCO |
Goldman Sachs |
Thomas Weisal Ptn. |
Dain Rauscher Wessel |
Wit Sondview |
Fid. Capital MKTS |
0 |
|
|
|
7 |
FA LATIN AMERICA |
12/9/99 |
15-Dec-99 |
El Sitio, Inc. |
8500000 |
136000000 |
16.00 |
1300 |
20800 |
Credit Suisse First Boston Corporation |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||
|
7 |
FA LATIN AMERICA |
12/9/99 |
15-Dec-99 |
El Sitio, Inc. |
8500000 |
136000000 |
16.00 |
100 |
1600 |
Lehman Brothers, Inc. |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
||
|
|