SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Aetrium, Incorporated
(Name of Issuer)
Common Stock
(Title of Class of Securities)
00817R 10 3
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ].
(A fee is not required only if the filing person: (1) has a previous
statement on file reporting beneficial ownership of more than five
percent of the class of securities described in Item 1; and (2) has
filed no amendment subsequent thereto reporting beneficial ownership of
five percent or less of such class.) (See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
13G
CUSIP NO. 00817R 10 3
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Norwest Corporation
Tax Identification No. 41-0449260
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3) SEC USE ONLY
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF (5) SOLE VOTING POWER
SHARES 736,743
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 0
EACH (7) SOLE DISPOSITIVE POWER
REPORTING 736,743
PERSON (8) SHARED DISPOSITIVE POWER
WITH 0
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
736,743
10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.2%
12) TYPE OF REPORTING PERSON*
HC
13G
CUSIP NO. 00817R 10 3
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Norwest Limited, Inc.
Tax Identification No. 41-1647371
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3) SEC USE ONLY
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Minnesota
NUMBER OF (5) SOLE VOTING POWER
SHARES 368,371
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 0
EACH (7) SOLE DISPOSITIVE POWER
REPORTING 368,371
PERSON (8) SHARED DISPOSITIVE POWER
WITH 0
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
368,371
10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
12) TYPE OF REPORTING PERSON*
CO
13G
CUSIP NO. 00817R 10 3
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Norwest Growth Fund, Inc.
Tax Identification No. 41-0842842
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3) SEC USE ONLY
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Minnesota
NUMBER OF (5) SOLE VOTING POWER
SHARES 368,371
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 0
EACH (7) SOLE DISPOSITIVE POWER
REPORTING 368,371
PERSON (8) SHARED DISPOSITIVE POWER
WITH 0
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
368,371
10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
12) TYPE OF REPORTING PERSON*
CO
13G
CUSIP NO. 00817R 10 3
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Norwest Investors, Inc.
Tax Identification No. 41-1647371
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3) SEC USE ONLY
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Minnesota
NUMBER OF (5) SOLE VOTING POWER
SHARES 368,372
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 0
EACH (7) SOLE DISPOSITIVE POWER
REPORTING 368,372
PERSON (8) SHARED DISPOSITIVE POWER
WITH 0
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
368,372
10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
12) TYPE OF REPORTING PERSON*
CO
13G
CUSIP NO. 00817R 10 3
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Norwest V.C. Partners
Tax Identification No. 41-1458128
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3) SEC USE ONLY
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Minnesota
NUMBER OF (5) SOLE VOTING POWER
SHARES 368,372
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 0
EACH (7) SOLE DISPOSITIVE POWER
REPORTING 368,372
PERSON (8) SHARED DISPOSITIVE POWER
WITH 0
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
368,372
10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
12) TYPE OF REPORTING PERSON*
PA
13G
CUSIP NO. 00817R 10 3
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Northwest Venture Partners, a Minnesota Limited Partnership
Tax Identification No. 41-1458129
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3) SEC USE ONLY
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Minnesota
NUMBER OF (5) SOLE VOTING POWER
SHARES 368,372
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 0
EACH (7) SOLE DISPOSITIVE POWER
REPORTING 368,372
PERSON (8) SHARED DISPOSITIVE POWER
WITH 0
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
368,372
10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
12) TYPE OF REPORTING PERSON*
PA
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
DISCLAIMER: Information in this Schedule 13G is provided solely for
the purpose of complying with Sections 13(d) and 13(g) of the Act and
regulations promulgated thereunder, and is not to be construed as an
admission that Norwest Corporation or any of its subsidiaries which
join Norwest Corporation in disclaiming beneficial ownership is the
beneficial owner of the securities covered by this Schedule 13G for any
purpose whatsoever.
Item 1(a) Name of Issuer:
Aetrium, Incorporated
Item 1(b) Address of Issuer's Principal Executive Offices:
2350 Helen St.
St. Paul, MN 55109
Item 2(a) Name of Person Filing:
1. Norwest Corporation
2. Norwest Limited, Inc. (NLI)
3. Norwest Growth Fund, Inc. (NGF)
4. Norwest Investors, Inc. (NII)
5. Norwest V.C. Partners (NVC)
6. Northwest Venture Partners, a Minnesota Limited
Partnership (NVP)
This statement is filed by Norwest Corporation on behalf of
all of the persons listed above pursuant to Rule 13d-1(c)
and Rule 13d-1(f).
Item 2(b) Address of Principal Business Office:
1. Norwest Corporation
Norwest Center
Sixth and Marquette
Minneapolis, MN 55479-1026
2. Norwest Limited, Inc.
2800 Piper Jaffray Tower
222 So. Ninth St.
Minneapolis, MN 55402
3. Norwest Growth Fund, Inc.
2800 Piper Jaffray Tower
222 So. Ninth St.
Minneapolis, MN 55402
4. Norwest Investors, Inc.
2800 Piper Jaffray Tower
222 So. Ninth St.
Minneapolis, MN 55402
5. Norwest V.C. Partners
2800 Piper Jaffray Tower
222 So. Ninth St.
Minneapolis, MN 55402
6. Northwest Venture Partners, a Minnesota Limited
Partnership
2800 Piper Jaffray Tower
222 So. Ninth St.
Minneapolis, MN 55402
Item 2(c) Citizenship:
1. Norwest Corporation: Delaware
2. NLI: Minnesota
3. NGF: Minnesota
4. NII: Minnesota
5. NVC: Minnesota
6. NVP: Minnesota
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) CUSIP Number:
00817R 10 3
Item 3 Norwest Corporation is a Parent Holding Company in
accordance with Section 240.13d-1(b)(ii)(G).
Item 4 Ownership:
(a) Amount beneficially owned: 736,743 shares (consists
solely of shares deemed to be beneficially owned by
Norwest Corporation through its subsidiaries)
(b) Percent of class: 16.2%
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 736,743
(ii) Shared power to vote or direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 736,743
(iv) Shared power to dispose or direct the disposition
of: 0
Each of Norwest Corporation, NLI, and NII disclaim
beneficial ownership of, and the filing of this statement
shall not be construed as an admission that they are
beneficial owners of, the shares covered by this statement
for purposes of Sections 13, 14, or 16 of the Act. NGF, on
the one hand, and NVP and NVC, the general partner of NVP,
on the other hand, each disclaim beneficial ownership of the
other's respective shares disclosed in this statement, and
the filing of this statement shall not be construed as an
admission by any of them that they are beneficical owners of
the shares respectively held by each of them for purposes of
Sections 13, 14, or 16 of the Act.
Item 5 Ownership of Five Percent or Less of a Class:
Not Applicable.
Item 6 Ownership of More than Five Percent on Behalf of Another
Person:
Not Applicable.
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent
Holding Company:
See Attachment A.
Item 8 Identification and Classification of Members of the Group:
Not Applicable.
Item 9 Notice of Dissolution of Group:
Not Applicable.
Item 10 Certification:
By signing below, I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired in the ordinary course of business and were not
acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a
participant in any transaction having such purposes or
effect.
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete, and correct.
Date: February 7, 1995
NORWEST CORPORATION
By: /s/ Laurel A. Holschuh
Laurel A. Holschuh, Senior Vice President
and Secretary
ATTACHMENT A
The Schedule 13G to which this attachment is appended is filed on
behalf of the subsidiaries listed below. Norwest Limited, Inc. is a
wholly owned subsidiary of Norwest Corporation and owns 100% of Norwest
Growth Fund, Inc. Norwest Corporation is the parent holding company of
Norwest Investors, Inc., a Minnesota corporation which is one of the
general partners of Norwest V.C. Partners, a Minnesota general
partnership which is the general partner of Northwest Venture Partners,
a Minnesota Limited Partnership.
Northwest Venture Partners, a Minnesota Limited Partnership is a
small business investment company filing pursuant to Rule
13d-1(c).
Norwest Growth Fund, Inc. is a small business investment company
filing pursuant to Rule 13d-1(c).
Norwest Investors, Inc. is a parent holding company - Item 3(g).
Norwest Limited, Inc. is a parent holding company - Item 3(g).
Norwest V.C. Partners is a Minnesota general partnership filing
pursuant to Rule 13d-1(c).