United States
Securities and Exchange Commission
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Name of Issuer: SUPERTEX, INC.
Title of Class of Securities: COMMON STOCK
CUSIP Number: 8685-32102
Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications: Jackie Enriquez, 1235 Bordeaux Dr., Sunnyvale, CA 94088-3607
Date of Event which Requires Filing of this Statement: December 31, 1995
(Calendar Year End Reporting)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box _X__.
Check the following box if a fee is being paid with this
statement ___. (A fee is not required only if the filing
person: (1) has a previous statement on file reporting
beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five
percent or less of such class.) (See Rule 13d-7).
Note: Six copies of this statement, including exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent
amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Act of 1934 ("Act") or otherwise subject to
the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
Page 1 of 7 pages
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SCHEDULE 13D
CUSIP No. 8685-32102 Page 2 of 7 pages
1. Name of Reporting Person: Push, Inc., a British Virgin Islands corporation
S.S. or I.R.S. Identification No. of Above Person: inapplicable
2. Check the appropriate box if a member of a group*
Inapplicable -not a group.
3. SEC USE ONLY
4. Source of Funds: 00 - Other. Direct Transfer of shares by Yunni Pao -
100% owner of Push,Inc. from his personal
holdings of Supertex shares.
5. Check box if disclosure of legal proceedings is requires pursuant to
items 2(d) or 2(e).
Inapplicable
6. Citizenship or place of organization: British Virgin Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7. Sole Voting Power: 1,954,552 shares
8. Shared Voting Power: 0
9. Sole Dispositive Power: 1,954,552 shares
10. Shared Dispositive Power: 0
11. Aggregate amount beneficially owned by each reporting person:
1,954,552 shares
12. Check box if the aggregate amount in row (11) excludes certain shares*
Not Applicable
13. Percent of Class represented by amount in Row 9: 16.42%
14. Type of Reporting Person: CO
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INSTRUCTIONS FOR SCHEDULE 13G
Instructions for Cover Page
(1) NAMES AND SOCIAL SECURITY NUMBERS OF REPORTING PERSONS -
Furnish the full legal name of each person for whom the report
is filed - i.e. each person required to sign the schedule
itself- including each member of a group. Do not include the
name of a person required to be identified in the report but who
is not a reporting person. Reporting persons are also requested
to furnish their Social Security or I.R.S. identification
numbers, although disclosure of such numbers is voluntary, not
mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH THE
SCHEDULE 13D," below).
(2)If any of the shares beneficially owned by a reporting person
are held as a member of a group and such membership is expressly
affirmed, please check row 2(a). If the membership in a group
is disclaimed or the reporting person describes a relationship
with other persons but does not affirm the existence of a group,
please check row 2(b) [unless a joint filing pursuant to Rule
13d-1(f)(1) in which case it may not be necessary to check row
2(b)].
(3) The third row is for SEC internal use; please leave blank.
(4) Classify the source of funds or other consideration used or to be used
in making purchases required to be disclosed pursuant to Item 3 of
Schedule 13D and insert the appropriate symbol (or symbols if more
than one is necessary in row (4):
Category of Source Symbol
Subject Company (Company whose securities are being acquired) . . . .. SC
Bank . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . BK
Affiliate (of reporting person) . . . . . . . . . . . . . .. . . . . AF
Working Capital (of reporting person) . . . . . . . . . . . . . . . . WC
Personal Funds (of reporting person) . . . . . . . . . . . . . . . . PF
Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . OO
(5) If disclosure of legal proceedings or actions is required pursuant to
either Items 2(d) or 2(e) of Schedule 13D, row 5 should be checked.
(6) CITIZENSHIP OR PLACE OF ORGANIZATION - Furnish citizenship
if the named reporting person is a natural person. Otherwise,
furnish place of organization. (See Item 2 of Schedule 13D)
(7) - (11), (13) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON, ETC. - Rows (7) through (11) inclusive, and
(13) are to be completed in accordance with the provisions of
Item 5 of Schedule 13D. All percentages are to be rounded off
to the nearest tenth (one place after decimal point).
(12) Check if the aggregate amount reported as beneficially
owned in row (11) does not include shares as to which beneficial
ownership is disclaimed pursuant to Rule 13D-4 [17 CFR 240.
13d-4] under the Securities Exchange Act of 1934.
(14) TYPE OF REPORTING PERSON - Please classify each "reporting
person" according to the following breakdown (see Item 3 of
Schedule 13G) and place the appropriate symbol on the form:
CATEGORY SYMBOL
Broker Dealer BD
Bank BK
Insurance Company IC
Investment Company IV
Investment Adviser IA
Employee Benefit Plan, Pension Fund,
Endowment Fund EP
Parent Holding Company HC
Corporation CO
Partnership PN
Individual IN
Other OO
NOTES:
Attach as many copies of the second part of the cover page as
are needed, one reporting person per page.
Page 3 of 7
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Filing persons may, in order to avoid unnecessary duplication,
answer items on the schedules (Schedule 13D, 13G or 14D-1) by
appropriate cross references to an item or items on the cover
page(s). This approach may only be used where the cover page
item or items provide all the disclosure required by the
schedule item. Moreover, such a use of a cover page item will
result in the item becoming a part of the schedule and
accordingly being considered as "filed" for purposes of Section
18 of the Securities Exchange Act or otherwise subject to the
liabilities of that section of the Act.
Reporting persons may comply with their cover page filing
requirements by filing either completed copies of the blank
forms available from the Commission, printed or typed
facsimiles, or computer printed facsimiles, provided the
documents filed have identical formats to the forms prescribed
in the Commission's regulations and meet existing Securities
Exchange Act rules as to such matters as clarity and size
(Securities Exchange Act Rule 12b-12).
SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13G
Under Sections 13(d), 13(g), and 23 of the Securities Exchange
Act of 1934 and the rules and regulations thereunder, the
Commission is authorized to solicit the information required to
be supplied by this schedule by certain security holders of
certain issuers.
Disclosure of the information specified in this schedule is
mandatory, except for Social Security or I.R.S. identification
numbers, disclosure of which is voluntary. The information will
be used for the primary purpose of determining and disclosing
the holdings of certain beneficial owners of certain equity
securities. This statement will be made a matter of public
record. Therefore, any information given will be available for
inspection by any member of the public
Because of the public nature of the information, the Commission
can utilize it for a variety of purposes, including referral to
other governmental authorities or securities self-regulatory
organizations for investigatory purposes or in connection with
litigation involving the Federal securities laws or other civil,
criminal or regulatory statutes or provisions. Social Security
or I.R.S. identification numbers, if furnished, will assist the
Commission in identifying security holders and, therefore, in
promptly processing statements of beneficial ownership of
securities.
Failure to disclose the information requested by this schedule,
except for Social Security or I.R.S. identification numbers, may
result in civil or criminal action against the persons involved
for violation of the Federal securities laws and rules
promulgated thereunder.
GENERAL INSTRUCTIONS
A. The item numbers and captions of the item shall be included but the text
of the items is to be omitted. The answers to the items shall be so prepared
as to indicate early the coverage of the items without referring to the text
of the items. Answer every item. If an items is inapplicable or the answer
is in the negative, so state.
B. Information contained in exhibits to the statements may be incorporated
by reference in answer or partial answer to any item or sub-item of the
statement unless it would render such answer misleading, incomplete, unclear
or confusing. Matter incorporated by reference shall be clearly identified in
the reference by page, paragraph, caption or otherwise. An express statement
that the specified matter is incorporated by reference shall be made at the
particular place in the statement where the information is required. A copy
of any information or a copy of the pertinent pages of a document containing
such information which is incorporated by reference shall be submitted with
this statement as an exhibit and shall be deemed to be filed with the
Commission for all purposes of the Act.
C. If the statement is filed by a general or limited partnership, syndicate,
or other group, the information called for by Items 2-6, inclusive, shall
be given with respect to (I) each partner of such general partnership;
(ii) each partner who is denominated as a general partner or who functions
as a general partner of such limited partnership; (iii) each member of such
syndicated or group; and (iv) each person controlling such partner or member.
If the statement is filed by a corporation or if a person referred to in (I),
(ii), (iii) or (iv) of this instruction is a corporation the information
called for by the above mentioned items shall be given with respect to
(a) each executive officer and director of such corporation; (b) each person
controlling such corporation; and each executive officer and
director of any corporation or other person ultimately in control of such
corporation.
Item 1. Security and Issuer
State the title of the class of equity securities to which this statement
relates and the name and address of the principal executive offices of the
issuer of such securities.
Security: Common Stock
Issuer: Supertex, Inc.
Address of Issuer's Principal Executive Offices:
1235 Bordeaux Dr., Sunnyvale, CA 94088-3607
Page 4 of 7
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Item 2. Identity and Background
If the person filing this statement or any person enumerated in Instruction C
of this statement is a corporation, general partnership, limited partnership,
syndicate or other group of persons, state its name, the state or other place
of its organization, its principal business, the address of its principal
business, the address of its principal office and the information required by
(d) and (e) of this Item. If the person filing this statement or any person
enumerated in Instruction C is a natural person, provide the information
specified in (a) through (f) of this Item with respect to such person(s).
(a) Name;
(b) Residence or business address;
Present principal occupation or employment and the name, principal
business and address of any corporation or other organization in which such
employment is conducted;
(d) Whether or not, during the last five years, such person has been
convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors) and, if so, give the dates, nature of conviction, name and
location of court, and penalty imposed, or other disposition of the case;
(e) Whether or not, during the last five years, such person was a party to
a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to federal and state securities laws or finding
any violation with respect to such laws; and, if so, identify and describe such
proceedings and summarize the terms of such judgment, decree or final order;
and
(f) Citizenship.
Push, Incorporated is a private investment company incorporated in 1989
under the International Business Companies Ordinance in British Virgin Islands.
This investment company, under the sole directorship of Yunni Pao, was
established to engage in any act or activity that is not prohibited under any
law for the time being in force in the British Virgin Islands. See attached
Exhibit A, which sets forth information on Push, Inc.;s Directors and Executive
Officers. The Objects for which Push, Incorporated is established is set
forth in the attached Exhibit B - Memorandum of Association of Push,
Incorporated.
Item 3. Sources and Amount of Funds or Other Consideration
State the source and the amount of funds or other consideration used or to be
used in making the purchases, and if any part of the purchase price is or will
be represented by funds or other consideration borrowed or otherwise obtained
for the purpose of acquiring, holding, trading or voting the securities, a
description of the transaction and the names of the parties thereto. Where
material, such information should also be provided with respect to prior
acquisitions not previously reported pursuant to this regulation. If the
source of all or any part of the funds is a loan made in the ordinary course
of business by a bank, as defined in Section 3(a)(6) of the Act, the name of
the bank shall not be made available to the public if the person at the time
of filing the statement so requests in writing and files such request, naming
such bank, with the Secretary of the Commission. If the securities were
acquired other than by purchase, describe the method of acquisition.
No funds were used to make purchases of holdings which are subject to this
filing. The acquisition of such holdings was a result of a direct transfer
by Yunni Pao, 100% owner of Push, Inc., of his personal holdings of the
Issuer's shares.
Item 4. Purpose of Transaction
State the purpose or purposes of the acquisition of securities of the issuer.
Describe any plans or proposals which the reporting persons may have which
relate to or would result in:
(a) The acquisition by any person of additional securities of the issuer, or
the disposition of securities of the issuer;
(b) An extraordinary corporate transaction, such as a merger, reorganization
or liquidation,involving the issuer or any of its subsidiaries;
(c) A sale or transfer of a material amount of assets of the issuer or any of
its subsidiaries;
(d) Any change in the present board of directors or management of the issuer,
including any plans or proposals to change the number of term of directors or
to fill any existing vacancies on the board;
(e) Any material change in the present capitalization or dividend policy of
the issuer;
(f) Any other material change in the issuer's business or corporate structure
including but not limited to, if the issuer is a registered closed-end
investment company, any plans or proposals to make any changes in its
investment policy for which a vote is required by section 13 of the
Investment Company Act of 1940;
(g) Changes in the issuer's charter, bylaws or instruments corresponding
thereto or other actions which may impede the acquisition of control of the
issuer by any person;
(h) Causing a class of securities of the issuer to be delisted from a national
securities exchange or to cease to be authorized to be quoted in an inter-
dealer quotation system of a registered national securities association;
(I) A class of equity securities of the issuer becoming eligible for
termination of registration pursuant to Section 12(g)(4) of the Act; or
(j) Any action similar to any of those enumerated above.
The intention of Push, Incorporated in acquiring equities of this company
is for investment purposes.
Page 5 of 7
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Item 5. Interest in Securities of Issuer
(a) State the aggregate number and percentage of the class of securities
identified pursuant to Item 1 (which may be based on the number of securities
outstanding as contained in the most recently available filing with the
Commission by the issuer unless the filing person has reason to
believe such information is not current) beneficially owned (identifying those
shares which there is a right to acquire) by each person named in Item 2.
The above mentioned information should also be furnished with respect to
persons who, together with any of the persons named in Item 2, comprise a
group within the meaning of Section 13(d)(3) of the Act;
(b) For each person named in response to paragraph (a), indicate the number
of shares as to which there is sole power to vote or to direct the vote,
shared power to vote or to direct the vote, sole power to dispose or to
direct the disposition, or shared power to dispose or direct the
disposition. Provide the applicable information required by Item 2 with
respect to each person with whom the power to vote or to direct the vote or
to dispose or direct the disposition is shared;
Describe any transactions in the class of securities reported on that were
effected during the past sixty days or since the most recent filing on Schedule
13D (240.13d-191), whichever is less, by the persons named in response to
paragraph (a).
Instruction. The description of a transaction required by Item 5 shall
include, but not necessarily be limited to (1) the identity of the person
covered by Item 5 who effected the transaction; (2) the date of the
transaction; (3) the amount of securities involved; (4) the price per share or
unit; and (5) where and how the transaction was effected.
(d) If any other person is known to have the right to receive the power to
direct the receipt of dividends from, or the proceeds from the sale of, such
securities, a statement to that effect should be included in response to this
item and, if such interest relates to more than five percent of the
class, such person should be identified. A listing of shareholders of an
investment company registered under the Investment Company Act of 1940 or the
beneficiaries of an employee benefit plan, pension fund or endowment fund is
not required.
(e) If applicable, state the date on which the reporting person ceased to be
the beneficial owner of more than five percent of the class of securities.
Instruction. For computations regarding securities which represent a right to
acquire an underlying security, see Rule 13d-3(d)(1) and the note thereto.
All securities covered by this filing are beneficially owner by Push, Inc.
The total amount owner and percentage of class of securities are set forth
in lines 11 and 3 of page 2 of this filing. Push, Inc. holds sole voting
and disposition power for all the shares.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
Describe any contracts arrangements, understandings or relationships (legal or
otherwise) among the persons named in Item 2 and between such persons and
any person with respect to any securities of the issuer, including but not
limited to transfer or voting of any of the securities, finder's
fees, joint ventures, loan or option arrangements, put or calls, guarantees of
profits, division of profits or loss, or the giving or withholding of proxies,
naming the persons with whom such contracts arrangements, understandings or
relationships have been entered into. Include such information for any of
the securities that are pledged or otherwise subject to a contingency the
occurrence of which would give another person voting power or investment
power over such securities except that disclosure of standard default and
similar provisions contained in loan agreements need not be included.
Certain facilities of the Issuer are leased under a five-year operating
lease from Fortuna Realty, a corporation owner by Yunni Pao, who also owns
100% of Push, Inc. The lease was renewed in January 1991.
Item 7. Materials to Be Filed as Exhibits
The following shall be filed as exhibits: copies of written agreements
relating to the filing of joint acquisition statements as required by Rule
13d-1(f) (240.13d-1(f) and copies of all written agreements, contracts,
arrangements, understandings, plans or proposals relating to (1) the
borrowing of funds to finance the acquisition as disclosed in Item 3;
(2) the acquisition of issuer control, liquidation, sale of assets, merger,
or change in business or corporate structure or any other matter as disclosed
in Item 4; and (3) the transfer or voting of the securities, finder's fees,
joint ventures, options, puts, calls, guarantees of loans, guarantees against
loss or of profit, or the giving or withholding of any proxy as disclosed in
Item 6.
Not applicable.
Page 6 of 7
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SIGNATURE PAGE
SCHEDULE 13D - Amended
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
Date: February 12, 1996
PUSH INC. (B.V.I.)
By: Yunni Pao
Signature
Yunni Pao, Director
Name and Title
<PAGE>
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative .
If the statement is signed on behalf of a person by his
authorized representative (other than an executive officer or
general partner of the filing person), evidence of the
representative's authority to sign on behalf of such person
shall be filed with the statement, provided, however, that a
power of attorney for this purpose which is already on file with
the Commission may be incorporated by reference. The name and
any title of each person who signs the statement shall be typed
or printed beneath his signature.
Attention: Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001)
Page 7 of 7 pages
