UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. ________)*
Zygo Corporation
- --------------------------------------------------------------------------------
(NAME OF ISSUER)
Common Stock
- --------------------------------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
989855101
---------------------------------------
(CUSIP NUMBER)
Check the following box if a fee is being paid with this statement / /. (A
fee is not required only if the filing person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule l3d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 4 Pages
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<PAGE>
CUSIP No. 13G PAGE 2 OF 4 PAGES
----------- --- ---
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carl A. Zanoni
- -----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
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3 SEC USE ONLY
- -----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 556,700 Shares
------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
0 Shares
EACH ------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 556,700 Shares
------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
0 Shares
- -----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
556,700 Shares
- -----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- -----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.04%
- -----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
(IN)
- -----------------------------------------------------------------------
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13 G
Under the Securities Exchange Act of 1934
Check the following box if a fee is being paid with this
statement. / /
Item 1 (a) Name of Issurer:
--------------------
Zygo Corporation
Item 1 (b) Address of Issuer's Principal
-----------------------------
Executive Offices:
-----------------
Laurel Brook Road,
Middlefield, CT 06455
Item 2 (a) Name of Person Filing:
---------------------
Carl A. Zanoni
Item 2 (b) Address of principal business office
------------------------------------
or, if none, residence:
----------------------
Laurel Brook Road,
Middlefield, CT 06455
Item 2 (c) Citizenship:
-----------
U.S.
Item 2 (d) Title of Class of Securities:
----------------------------
Common Stock; $.10 par value
Item 2 (e) CUSIP Number:
------------
989855 10 1
Item 3 If this statement is filed pursuant to Rule
-----------------------------------------------
13d-1(b), or 13d-2(b), check whether the
------------------------------------------
person filing is a:
-------------------
(a) / / Broker or Dealer registered under Section 15 of the Act
(b) / / Bank as defined in section 3(a)(6) of the Act
(c) / / Insurance Company as defined in section 3(a)(19) of the act
(d) / / Investment Company registered under section 8 of the
Investment Company Act
(e) / / Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
(f) / / Employee Benefit Plan, Pension Fund which is subject
to the provisions of the Employee Retirement Income Security
Act of 1974 or Endowment Fund; see section
240.13d-1(b)(1)(ii)(F)
(g) / / Parent Holding Company, in accordance with section 240.13d-1
(b)(ii)(G) (Note: See Item 7)
(h) / / Group, in accordance with section 240.13d-1(b)(1)(ii)(H)
Item 4 Ownership:
---------
(a) Amount Beneficially Owned
556,700 Shares
(b) Percent of Class
n/a
Page 3 of 4 Pages
<PAGE>
(c) Number of shares as to which such person
has:
(i) sole power to vote or to direct the vote:
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition
of:
(iv) shared power to dispose or to direct the
disposition of:
Item 5 Ownership of Five Percent or Less of a Class
--------------------------------------------
Not Applicable
Item 6 Ownership of More than Five Percent on Behalf of
------------------------------------------------
Another Person
--------------
Not Applicable
Item 7 Identification and Classification of the
----------------------------------------
Subsidiary Which Acquired the Security Being
--------------------------------------------
Reported on by the Parent Holding Company
------------------------------------------
Not Applicable
Item 8 Identification and Classification of Members
--------------------------------------------
of the Group
------------
Not Applicable
Item 9 Notice of Dissolution of Group
------------------------------
Not Applicable
Item 10 Certification
-------------
Not Applicable
SIGNATURE
After reasonable inquiry and the best of my knowledge and belief, I certify
that the information set forth in the statement is true, complete and correct.
February 6, 1998
- ------------------------------
Date
/s/ CARL ZANONI
- ------------------------------
Signature
CARL ZANONI
- -------------------------------------
Name/Title
Page 4 of 4 Pages
<PAGE>
The original statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the statement is signed
on behalf of a person by his authorized representative other than an executive
officer or general partner of the filing person, evidence of the
representative's authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission.
Attention: Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001)
Page 5 of 5 Pages
