SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
(Mark One)
( X ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF 1934 (Fee required)
For the fiscal year ended December 31, 1993
or
( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF 1934 (No fee required)
For the transition period from _______________ to _______________
Commission File No. 0-692
NORTHWESTERN PUBLIC SERVICE COMPANY
(Exact name of registrant as specified in its charter)
Delaware 46-0172280
(State of Incorporation) (IRS Employer Identification No.)
33 Third Street SE
Huron, South Dakota 57350-1318
(Address of principal office) (Zip Code)
605-352-8411
(Registrant's telephone number)
Securities registered pursuant to Section 12(b) of the Act:
Common Stock, $3.50 par value New York Stock Exchange
(Title of each class) (Name of each exchange
on which registered)
Securities registered pursuant to Section 12(g) of the Act:
Preferred Stock, Par Value $100
(Title of Class)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934
during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days. ( X ) Yes ( ) No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to
the best of registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. ( X )
State the aggregate market value of the voting stock held by
nonaffiliated of the registrant:
$203,924,265 as of February 23, 1994
Indicate the number of shares outstanding of each of the registrant's
classes of common stock, as of the latest practicable date:
Common Stock, Par Value $3.50
7,677,232 shares outstanding at February 23, 1994
DOCUMENTS INCORPORATED BY REFERENCE:
1993 Annual Report to Stockholders . . . . . . . . Parts I and II
Proxy Statement for 1994 Annual Meeting . . . . . . . . Parts I and III
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM 10-K/A
AMENDMENT TO APPLICATION OR REPORT
Filed pursuant to Section 13 or 15(d) of
THE SECURITIES EXCHANGE ACT OF 1934
NORTHWESTERN PUBLIC SERVICE COMPANY
(Exact name of registrant as specified in its charter)
AMENDMENT NO. 1
EXHIBIT 99 Form 11-K
Northwestern Public Service Company
Employee Stock Ownership Plan
The undersigned registrant hereby amends the Exhibit Index to Annual
Report on Form 10-K for Year Ended December 31, 1993 as set forth in the
pages attached hereto.
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this amendment to be signed on its behalf by
the undersigned hereunto duly authorized.
NORTHWESTERN PUBLIC SERVICE COMPANY
By: /s/ Alan D. Dietrich
-----------------------------------
Alan D. Dietrich
Vice President-Legal and
Corporate Secretary
<PAGE>
EXHIBIT 99
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM 11-K
(Mark One)
(X) ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 (Fee required)
For the fiscal year ended December 31, 1993
or
( ) TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 (No fee required)
For the transition period from _______________ to _______________
COMMISSION FILE NO. 0-692
A. Title of Plan
NORTHWESTERN PUBLIC SERVICE COMPANY
EMPLOYEE STOCK OWNERSHIP PLAN
B. Name and Address of Principal Executive Office
of Issuer of Securities Held Pursuant to Plan
NORTHWESTERN PUBLIC SERVICE COMPANY
33 THIRD STREET SE
HURON, SOUTH DAKOTA 57350-1318
<PAGE>
REQUIRED INFORMATION
The following financial statements are attached and are incorporated herein
by reference:
1. Audited Statement of Financial Condition,
December 31, 1993 and 1992
2. Audited Statement of Income and Changes in Plan Equity
of the years ended December 31, 1993, 1992 and 1991
3. Notes to Financial Statements
(THE ABOVE REFERENCED FINANCIAL STATEMENTS HAVE BEEN FILED ON FORM SE)
<PAGE>
SIGNATURES
Pursuant to the Requirement of the Securities Exchange Act of 1934,
the Plan Administrator has duly caused this annual report to be signed on
its behalf by the undersigned hereunto duly authorized.
NORTHWESTERN PUBLIC SERVICE COMPANY
EMPLOYEE STOCK OWNERSHIP PLAN
By: /s/ T. A. Gulbranson
-----------------------------------
T. A. Gulbranson
Vice President-Corporate Services
Supervisory Committee Member
March 25, 1994
