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OMB APPROVAL
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OMB NUMBER: 3235-0191
EXPIRES: DECEMBER 31, 1990
ESTIMATED AVERAGE BURDEN
HOURS PER RESPONSE 0.33
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-C/A
REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ
INTERDEALER QUOTATION SYSTEM
FILED PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
AND RULE 13A-17 OR 15D-17 THEREUNDER
NORTHERN TRUST CORPORATION
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(Exact name of issuer as specified in charter)
50 South LaSalle Street, Chicago, Illinois 60675
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(Address of principal executive offices)
Issuer's telephone number, including area code (312) 630-6000
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I. CHANGE IN NUMBER OF SHARES OUTSTANDING
Indicate any change (increase or decrease) of 5% or more in the number of shares
outstanding:
1. Title of security Common Stock
2. Number of shares outstanding before the change 35,136,337 (excludes
747,507 treasury shares which were incorrectly included in the number of
shares reported as outstanding before the change on the Form 10-C filed on
December 14, 1992)
3. Number of shares outstanding after the change 52,704,505 (excludes
1,121,756 treasury shares which were incorrectly included in the number of
shares reported as outstanding after the change on the Form 10-C filed on
December 14, 1992)
4. Effective date of change December 9, 1992
5. Method of change:
Specify method (such as merger, acquisition, exchange, distribution, stock
split, reverse split, acquisition of stock for treasury, etc.) stock split
Give brief description of transaction three-for-two (50% stock
distribution) stock split -- shares to be mailed on or about December 9,
1992, to stockholders of record on November 30, 1992
II. CHANGE IN NAME OF ISSUER
1. Name prior to change ________________________________________________________
2. Name after change ___________________________________________________________
3. Effective date of charter amendment changing name ___________________________
4. Date of shareholder approval of change, if required _________________________
Date November 2, 1994 Peter L. Rossiter
____________________ _________________________________________
(Officer's signature & title)
Peter L. Rossiter
Executive Vice President,
General Counsel & Secretary