UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-1)
Under The Securities Exchange Act of 1934
(Amendment No. _______)*
York International Corporation
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
986670107
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(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of This Statement)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
CUSIP No. 986670107 13G Page 2 of 10 Pages
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1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KR Capital Advisors, Inc.
13-3187794
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 5. SOLE VOTING POWER
SHARES 1,802,250
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BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY None
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EACH 7. SOLE DISPOSITIVE POWER
REPORTING 2,046,475
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PERSON 8. SHARED DISPOSITIVE POWER
WITH None
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,046,475
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.3
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12. TYPE OF REPORTING PERSON*
IA
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*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP No. 986670107 13G Page 3 of 10 Pages
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1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Edward D. Klein
###-##-####
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[_]
(b)[_]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 5. SOLE VOTING POWER
SHARES 91,000
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BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 1,802,250##
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EACH 7. SOLE DISPOSITIVE POWER
REPORTING 91,000
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PERSON 8. SHARED DISPOSITIVE POWER
WITH 2,046,475##
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON*
2,137,475
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5
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12. TYPE OF REPORTING PERSON*
IN
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##Edward D. Klein disclaims beneficial ownership of such securities.
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CUSIP No. 986670107 13G Page 4 of 10 Pages
Item 1(a). Name of Issuer:
York International Corporation
Item 1(b). Address of Issuer's Principal Executive Offices:
631 S. Richland Avenue
York, PA 17403
Item 2(a). Name of Person Filing:
KR Capital Advisors, Inc.
Edward D. Klein
Item 2(b). Address of Principal Business Office, or if none, Residence:
450 Park Avenue
New York, NY 10022
Item 2(c). Citizenship:
KR Capital Advisors, Inc. - Delaware
Edward D. Klein - United States
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
986670107
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or
13d-2(b) or (c), Check Whether the Person Filing is a:
(e) [x] KR Capital Advisors, Inc. is an Investment Adviser registered under
Section 203 of the Investment Advisers Act of 1940.
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CUSIP No. 986670107 13G Page 5 of 10 Pages
Item 4. Ownership.
As of December 31, 1999:
(a) Amount beneficially owned:
KR Capital Advisors, Inc. -- 2,046,475
Edward D. Klein -- 2,137,475
(b) Percent of Class:
KR Capital Advisors, Inc. -- 5.3%
Edward D. Klein -- 5.5%
The above percentages are based upon 38,971,000 shares of outstanding
Common Stock.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
KR Capital Advisors, Inc. -- 1,802,250
Edward D. Klein -- 91,000
(ii) shared power to vote or to direct the vote
KR Capital Advisors, Inc. -- None
Edward D. Klein -- 1,802,250
(iii) sole power to dispose or to direct the disposition of
KR Capital Advisors, Inc. -- 2,046,475
Edward D. Klein -- 91,000
(iv) shared power to dispose or to direct the disposition of
KR Capital Advisors, Inc. -- None
Edward D. Klein -- 2,137,475
The filing of this Schedule 13G shall not be construed as an admission that
Edward D. Klein is the beneficial owner of shares beneficially owned by KR
Capital Advisors, Inc.
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CUSIP No. 986670107 13G Page 6 of 10 Pages
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
KR Capital Advisors, Inc. is deemed to be the beneficial owner of
2,046,475 shares for purposes of Rule 13d-1 since it has the power to
make investment decisions over such shares for its clients. KR Capital
Advisors, Inc. does not, however, have any economic interest in the
securities of those clients. The clients are the actual owners of the
securities and have the right to receive and the power to direct the
receipt of dividends from, or the proceeds from the sale of, such
securities. No client has an interest that relates to more than five
percent of the class.
Edward D. Klein, a principal stockholder of KR Capital Advisors, Inc.
owns directly 91,000 shares, which is approximately 0.2% of the class.
In addition, by reason of his ownership interests in KR Capital
Advisors, Inc., Mr. Klein may be deemed to be the indirect beneficial
owner of the 2,046,475 shares which KR Capital Advisors, Inc. is deemed
to own beneficially. The filing of this Schedule 13G shall not be
construed as an admission that Edward D. Klein is the beneficial owner
of shares beneficially owned by KR Capital Advisors, Inc.
Martin E. Kaplan, a stockholder and the President of KR Capital
Advisors, Inc. owns directly 50,000 shares, which is approximately 0.1%
of the class. The filing of this Schedule 13G shall not be construed as
an admission that Martin E. Kaplan is the beneficial owner of shares
beneficially owned by KR Capital Advisors, Inc.
Of the 2,046,475 shares deemed to be beneficially owned by KR Capital
Advisors, Inc., 400,000 shares, which is approximately 1.0% of the
class, are held by KR Capital Partners Fund I, L.P., a Delaware limited
partnership, the general partner of which is KR Capital Partners I,
L.P., a registered investment adviser (the general partner of which is
KR Capital Advisors, Inc.). Edward D. Klein and Martin E. Kaplan
(and/or members of their immediate families or trusts for the benefit
of such family members) have economic interests in KR Capital Partners
Fund I, L.P. and KR Capital Partners I, L.P.
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CUSIP No. 986670107 13G Page 7 of 10 Pages
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
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CUSIP No. 986670107 13G Page 8 of 10 Pages
Item 9. Notice of Dissolution of the Group.
Not Applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary
course of business and were not acquired for the purpose of and do not
have the effect of changing or influencing the control of the issuer
of such securities and were not acquired in connection with or as a
participant in any transaction having such purposes or effect.
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CUSIP No. 986670107 13G Page 9 of 10 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2000
KR Capital Advisors, Inc.
By: /s/ Richard Kravitz
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Name: Richard Kravitz
Title: Vice President
/s/ Edward D. Klein
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Edward D. Klein
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CUSIP No. 986670107 13G Page 10 of 10 Pages
EXHIBIT 1
JOINT FILING AGREEMENT
Pursuant to Rule 13d-1(k)(1) of Regulation 13D-G of the General Rules and
Regulations of the Securities Exchange Act of 1934, as amended, the undersigned
hereby agree and consent to the joint filing on behalf of each of them of this
Schedule 13G.
Date: February 14, 2000
KR Capital Advisors, Inc.
By:/s/ Richard Kravitz
------------------------
Name: Richard Kravitz
Title: Vice President
/s/ Edward D. Klein
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Edward D. Klein
