|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: SUPERTEX INC, DEF 14A, 1998-06-11 |
Next: CONSOLIDATED RESOURCES HEALTH CARE FUND II, 10-K405/A, 1998-06-11 |
FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
Check this box STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
if no longer File pursuant to Section 16(a) of the Securities Exchange Act
subject to of 1934, Section 17(a) of the Public Utility Holding Company
Section 16. Act of 1935 or Section 30(f) of the Investment Company Act of
Form 4 or Form 1940
5 obligations
may
continue. See Instructions 1(b)
1. Name and Address of Reporting Person 2. Issuer Name and Ticker or
Trading Symbol
Thermwood Corporation
Susnjara Linda S. Common Stock THM
Susnjara Kenneth J.
(Last) (First) (Middle) 3.IRS or Social 4.Statement for
Security Number Month/Year
of Reporting
Rural Route 2, Box 110AA Person 6/98
(Street) (Voluntary)
Birdseye Indiana 47513 5.If Amendment,
(City) (State) (Zip) Date of Original
(Month/Year)
6.Relationship of Reporting
Persons to Issuer (Check all
applicable)
X Director X 10% Owner
X Officer (give Other (specify
title) below)
Secretary
President and CEO
<TABLE>
Table 1 -- Non-Derivative Securities Beneficially Owned
<S> <C> <C> <C>
1.Title of Security 2. 3.Trans 4.Securities Acquired
(Instr. 3) Trans- actions (a)
actions Code or Disposed of (D)
Date (Instr. (Instr. 3, 4 and 5)
(Month/ 8)
Day/
Year
(A)
Code V Amount or Price
(D)
------- ---------- ----------------------
Common Stock 5/01/98 P 400 $7.625
(A) per
share
Common Stock 5/04/98 P 400 $7.625
(A) per
share
Common Stock 5/05/98 P 600 (A) $7.625
</TABLE>
<TABLE>
Table 1 -- Non-Derivative Securities Beneficially Owned (Continued)
<S> <C> <C>
5.Amount of Securi-ties 6.Ownership 7.Nature of Indirect
Beneficially Owned at End of Month Form: Beneficial Owner-
(Instr. 3 and 4) Direct (D) or (Instr. 4)
Indirect (I)
(Instr.4)
(D)
(D)
251,400 (1) (D)
</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses) SEC 1474(3/91)
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of,
or Beneficially Owned (e.g., puts, calls, options, convertible securities)
<TABLE>
<S> <C> <C> <C> <C> <C> <C>
1. 2. 3. 4. 5. 6. 7.
Title of Conver- Trans- Trans- Number of Date Title and Amount
Derivative sion or action action Derivative Exercis- of Underlying
Security Exercise Date Code Securities able and Securities
(Instr.4) Price of (Month/(Instr Acquired Expir- (Instr. 3 and 4)
Deriva- Day/ .8) A) or ation
tive Year) Disposed Date(Month/
Security ------- of (D) Day/Year)
(Instr.3,4,
and 5)
--------- ------------
Date
Exer- Expir- Amount
cisa- ation Title or
ble Date Number
of
Shares
---------------------------
Code V (A) (D)
</TABLE>
<TABLE>
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, options, convertible securities) (continued)
<S> <C> <C> <C>
8. Price of 9. 10. 11.
Derivative Number Ownership Nature
Security of Deriva- Form of of Indirect
(Instr.5) tive Secur- Derivative Beneficial
ities Securitity: Ownership
Bene- (Direct(D) (Instr. 4)
ficially or Indirect
Owned at (I)
end of (Instr.4)
Month
(Instr.4)
</TABLE>
(1.) Excludes an aggregate of 120,000 shares underlying a convertible debenture
and stock options.
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violation s/ Kenneth J.Susnjara 6/10/98
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
Note: File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure. Page 2
SEC 1473 (3/91)
|
|