FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
Check this box STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
if no longer File pursuant to Section 16(a) of the Securities Exchange
subject to Act of 1934, Section 17(a) of the Public Utility Holding
Section 16. Company Act of 1935 or Section 30(f) of the Investment
Form 4 or Form Company Act of 1940
5 obligations
may continue. See Instructions 1(b)
1. Name and Address of Reporting Person 2. Issuer Name and Ticker or
Trading Symbol
3. Thermwood Corporation
Susnjara Linda S. Common Stock THM
Susnjara Kenneth J.
(Last) (First) (Middle) 3.IRS or Social 4.Statement for
Security Number Month/Year
of Reporting
Rural Route 2, Box 110AA Person 11/00
(Street) (Voluntary)
5.If Amendment, Date of Original
(Month/Year)
Birdseye Indiana 47513
(City) (State) (Zip)
6.Relationship of Reporting
Persons to Issuer (Check all
applicable)
X Director X 10% Owner
X Officer (give Other (specify
title below)
Secretary
President and CEO
<TABLE>
Table 1 -- Non-Derivative Securities Beneficially Owned
---------------------------------------------------------
1.Title of Security 2.Transaction 3.Transaction Securities Acquired
(Instr. 3) Date (Month/ Code (Instr.8) (A) or Disposed of (D)
Day/Year (Instr. 3, 4 and 5)
----------------------
<S> <C> <C> <C> <C> <C> <C>
Code V Amount (A)
or (D) Price
---- --- ------ ------ ------
Common Stock 11/08/00 M 10,400 A $4.75
Common Stock 11/16/00 M 4,200 A $4.75
Common Stock 11/21/00 M 400 A $4.75
Common Stock 11/22/00 M 40,200 A $4.75
Common Stock 11/29/00 M 2,600 A $4.75
Common Stock 11/30/00 M 8,000 A $4.75
</TABLE>
<TABLE>
Table 1 -- Non-Derivative
Securities Beneficially Owned (Continued)
<S> <C> <C>
5.Amount of Securities Beneficially Owned 6.Ownership 7.Nature of
at End of Month (Instr. 3 and 4) Form: Indirect
Direct (D) Beneficial
or Indirect Ownership
(l) Instr.4 (Instr.4)
374,020 (1)
</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses) SEC 1474(3/91)
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of,
or Beneficially Owned (e.g., puts, calls, options, convertible securities)
<TABLE>
<S> <C> <C> <C> <C> <C>
1. 2. 3. 4. 5. 6.
Title of Conversion Trans- Transaction Number of Date Exercisable
Derivative or Exercise action Code Derivative and Expiration
Security Price of Date (Instr.8) Securities Date(Month/Day/
(Instr.4) Derivative (Month/ Acquired (A) Year)
Security Day/Year) or Disposed
of (D)
(Instr.3,4,
and 5)
--------- ---------- -------- --------- ----------- ------------------
Date Expira-
Exercis- tion
able Date
---------- -------
Code V (A) (D)
------ -- ------ -----
</TABLE>
7. Title and Amount
of Underlying Securities
(Instr. 3 and 4)
--------------------------------
Title Amount or
Number of Shares
<TABLE>
(1) Excludes an aggregate of 150,000 shares underlying stock options.
<S> <C> <C> <C>
8. Price of 9. Number of 10. Ownership 11. Nature
Derivative Derivative Form of of
Security(Instr.5) Securities Derivative Indirect
Beneficially Security: Beneficial
Owned at End Direct or Ownership
of Month Indirect (Instr. 4)
(Instr.4) (Instr.4)
</TABLE>
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violation
s/ Kenneth J.Susnjara 12/08/00
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).---------------------------- --------
**Signature of Reporting Person Date
Note: File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
SEC 1473 (3/91)