<PAGE>
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT ----------------
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES OMB Approval
EXCHANGE ACT OF 1934 AND RULES THEREUNDER OMB 3235-0006
----------------
----------------
SECURITIES AND EXCHANGE COMMISSION SEC USE ONLY
WASHINGTON, D.C. 20549 ----------------
FORM 13F
Report of the Calendar Quarter Ended: June 30, 1999
--------------
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: [ ]
- --------------------------------------------------------------------------------
Name of Institutional
Investment Manager: ARNHOLD AND S. BLEICHROEDER, INC
- --------------------------------------------------------------------------------
Business Address: 1345 AVENUE OF THE AMERICAS
NEW YORK, NY 10105-4300
- --------------------------------------------------------------------------------
Street City State Zip
Name, Phone No., and Title of Person Duly Authorized to Submit This Report:
William Casciani
Senior Vice President
212-698-3240
- --------------------------------------------------------------------------------
ATTENTION -- Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C.
78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed hereby represent that all information
contained herein is true, correct and complete. It is understood that all
required items, statements and schedules, are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City
of NEW YORK and State of NEW YORK
------------------------------ ------------------------------
on the 26th day of June, 1999
---- ----------
ARNHOLD AND S. BLEICHROEDER, INC.
--------------------------------------------
(Name of Institutional Investment Manager)
/s/ William Casciani
--------------------------------------------
(Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report):
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ---------------------- -------------
1. 7.
- ----------------------- ------------- ---------------------- -------------
2. 8.
- ----------------------- ------------- ---------------------- -------------
3. 9.
- ----------------------- ------------- ---------------------- -------------
4. 10.
- ----------------------- ------------- ---------------------- -------------
5. 11.
- ----------------------- ------------- ---------------------- -------------
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT --- VOTING AUTHORITY ---
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<C> <S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D AT & T CORP COM 001957109 9731 174342 SH SOLE 174342 0 0
D AT&T CORP LIBERTY MEDIA GROUP COM LIB GRP A 001957208 143706 3910368 SH SOLE 3910368 0 0
D ABITIBI CONSOLDATED INC COM 003924107 341 30000 SH SOLE 30000 0 0
D ADVANCED TISSUE SCIENCES COM 00755FI03 81 25000 SH SOLE 25000 0 0
D AIRGAS INC. COM 009363102 760 62000 SH SOLE 62000 0 0
D ALCAN ALUMINUM LTD COM 013716105 319 10000 SH SOLE 10000 0 0
D ALLEGHANY CORP NEW COM 017175100 521 2815 SH SOLE 2815 0 0
D ALLERGAN SPECIALTY THERAPEUTIC CL A 018494104 218 20000 SH SOLE 20000 0 0
D ALLIED SIGNAL INC COM 019512102 58015 920872 SH SOLE 920872 0 0
D ALLMERICA FINANCIAL CORP. COM 019754100 301 4943 SH SOLE 4943 0 0
D AMERICAN BANKERS INSURANCE GRO COM 024456105 11323 208000 SH SOLE 208000 0 0
D AMERICAN EXPRESS CO COM 025816109 39760 305550 SH SOLE 305550 0 0
D AMERICAN INTERNATIONAL GROUP COM 026874107 49820 424901 SH SOLE 424901 0 0
D AMGEN COM 031162100 15736 258500 SH SOLE 258500 0 0
D AON CORP COM 037389103 6265 151875 SH SOLE 151875 0 0
D APTAR GROUP INC COM 038336103 2979 99301 SH SOLE 99301 0 0
D ARCHER-DANIELS-MIDLAND CO COM 039483102 2007 130000 SH SOLE 130000 0 0
D BALL CORP. COM 058498106 15654 370500 SH SOLE 370500 0 0
D BALLARD MEDICAL PRODUCTS INC COM 058566100 10267 440400 SH SOLE 440400 0 0
D BANTEC INC COM 059784108 4671 260400 SH SOLE 260400 0 0
D BANK OF NEW YORK CO INC COM 064057102 396 10800 SH SOLE 10800 0 0
D BANK TOKYO - MITSUBISHI LTD A SPONSORED ADR 065379109 291 20000 SH SOLE 20000 0 0
D BANKBOSTON CORPORATION COM 0660SR106 17934 350780 SH SOLE 350780 0 0
D BAUSCH & LOMB INC COM 071707103 10259 134100 SH SOLE 134100 0 0
D BEAZER HOMES USA INC COM 07556Q105 232 10000 SH SOLE 10000 0 0
D BECTON DICKINSON & CO. COM 075887109 27705 923500 SH SOLE 923500 0 0
D BECTON DICKINSON & CO. COM 075887109 5211 173700 SH SOLE 173700 0 0
D BED BATH & BEYOND INC COM 075896100 2372 61600 SH SOLE 61600 0 0
D BLOCK, H&R INC COM 093671105 1098 21952 SH SOLE 21952 0 0
D BLUEGREEN CORP COM 096231105 323 60000 SH SOLE 60000 0 0
D BOEING CO COM 097023105 331 7500 SH SOLE 7500 0 0
D BOWATER INC COM 102183100 473 10000 SH SOLE 10000 0 0
D BRISTOL MYERS SQUIBB CO COM 110122108 2502 35524 SH SOLE 35524 0 0
D CBS CORP COM 12490K107 21529 494200 SH SOLE 494200 0 0
D CIT GROUP INC "A" CL A 125577106 11074 383500 SH SOLE 383500 0 0
D CABLEVISION SYSTEMS CL 'A' CL A 12686C109 4144 59200 SH SOLE 59200 0 0
D CAMBREX CORP COM 132011107 4856 185000 SH SOLE 185000 0 0
D CAPSTEAD MORTGAGE CORP COM 14067E100 408 75000 SH SOLE 75000 0 0
D CENDANT COM 151313103 461 22500 SH SOLE 22500 0 0
D CENTOCOR INC. COM 152342101 18366 393900 SH SOLE 393900 0 0
D CENTRAL PACIFIC MINERALS COM 154762306 145 20000 SH SOLE 20000 0 0
D CHASE MANHATTAN CORP (NEW) COM 16161A108 6480 74800 SH SOLE 74800 0 0
D CHITTENDEN CORP COM 170228100 3104 99318 SH SOLE 99318 0 0
D CITIGROUP COM 172967101 45578 959529 SH SOLE 959529 0 0
D CLEAR CHANNEL COMM INC COM 184502102 15063 218500 SH SOLE 218500 0 0
D CNA SURETY CORPORATION COM 12612L108 26 1700 SH SOLE 1700 0 0
D COCA COLA BOTTLING CO. COM 191098102 1327 23700 SH SOLE 23700 0 0
D COCA COLA CO. COM 191216100 1369 21900 SH SOLE 21900 0 0
</TABLE>
<PAGE>
<TABLE>
<C> <S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D COCA COLA ENTERPRISES INC COM 191219104 8170 265700 SH SOLE 265700 0 0
D COFLEXIP SPON ADR SPONSORED ADR 192384105 435 10000 SH SOLE 10000 0 0
D COLTEC INDUSTRIES INC COM 196879100 9816 452600 SH SOLE 452600 0 0
D COMCAST CORP CL A SPECIAL CL A SPL 200300200 46174 1201260 SH SOLE 1201260 0 0
D COMDISCO INC COM 200336105 13307 519300 SH SOLE 519300 0 0
D COMPUTER ASSOCIATES INTL INC COM 204912109 22875 417800 SH SOLE 417800 0 0
D COMSAT CORP COM SER 1 20564D107 5964 183500 SH SOLE 183500 0 0
D CONAGRA INC COM 205887102 1453 54582 SH SOLE 54582 0 0
D CONVERGYS CORP COM 212485106 6354 330100 SH SOLE 330100 0 0
D COORS ADOLPH CO CL B CL B 217016104 1238 25000 SH SOLE 25000 0 0
D COPLEY PHARMACEUTICAL INC COM 21745K101 513 50000 SH SOLE 50000 0 0
D CRANE CO. COM 224399105 1698 54000 SH SOLE 54000 0 0
D CROWN CORK & SEAL CO INC COM 228255105 257 9000 SH SOLE 9000 0 0
D DEERE & CO. COM 244199105 495 12500 SH SOLE 12500 0 0
D DELPHI AUTOMOTIVE SYS CORP COM 247126105 2042 110000 SH SOLE 110000 0 0
D DELTA & PINE LAND CO. COM 247357106 4249 134900 SH SOLE 134900 0 0
D DELTIC TIMBER CORP COM 247850100 279 10342 SH SOLE 10342 0 0
D DIACRIN INC COM 25243NI03 171 30000 SH SOLE 30000 0 0
D DIALOGIC CORP COM 252499108 1777 40500 SH SOLE 40500 0 0
D DIAMOND OFFSHORE DRILLING INC COM 25271C102 1703 60000 SH SOLE 60000 0 0
D DOLE FOOD COMPANY INC COM 256605106 557 18950 SH SOLE 18950 0 0
D DOLLAR TREE STORES INC COM 256747106 4400 100000 SH SOLE 100000 0 0
D DU PONT E I DE NEMOURS & CO COM 263534109 1428 20900 SH SOLE 20900 0 0
D DUN & BRADSTREET COM 26483BI06 15366 433600 SH SOLE 433600 0 0
D ELECTRO RENT CORP COM 285218103 3237 301150 SH SOLE 301150 0 0
D ELECTRONIC DATA SYSTEMS CORP COM 285661104 848 15000 SH SOLE 15000 0 0
D EQUIFAX INC COM 294429105 8344 233800 SH SOLE 233800 0 0
D EQUITABLE COMPANIES INC COM 29444G107 6914 103200 SH SOLE 103200 0 0
D EXXON CORPORATION COM 302290101 596 7728 SH SOLE 7728 0 0
D FAMOUS DAVE'S OF AMERICA COM 307068106 395 156200 SH SOLE 156200 0 0
D FASTENAL CO. COM 311900104 9795 186800 SH SOLE 186800 0 0
D FDX CORPORATION COM 3134ON107 1779 32800 SH SOLE 32800 0 0
D FEDERAL HOME LOAN MORTGAGE COM 313400301 17760 306200 SH SOLE 306200 0 0
D FEDERAL NATIONAL MORTGAGE ASSO COM 313586109 684 10000 SH SOLE 10000 0 0
D FINISH LINE INC CL A 317923100 675 60000 SH SOLE 60000 0 0
D FINOVA GROUP INC COM 317928109 38495 731500 SH SOLE 731500 0 0
D FIRST DATA CORP. COM 319963104 19242 393200 SH SOLE 393200 0 0
D FIRST UNION CORP COM 337358105 1732 36857 SH SOLE 36857 0 0
D FORD MOTOR CO COM 345370100 1005 17800 SH SOLE 17800 0 0
D FORTUNE BRANDS INC COM 349631101 13273 320800 SH SOLE 320800 0 0
D FRONTIER CORP COM 35906P105 24426 414000 SH SOLE 414000 0 0
D FUJI PHOTO FILM (ADR) ADR 359586302 1862 49000 SH SOLE 49000 0 0
D GATX CORP COM 361448103 571 15000 SH SOLE 15000 0 0
D GTE CORP COM 362320103 9545 126000 SH SOLE 126000 0 0
D GALILEO INTERNATIONAL INC. COM 363547100 13194 246900 SH SOLE 246900 0 0
D GARTNER GROUP INC CL A COM 366651107 6601 322000 SH SOLE 322000 0 0
D GENERAL DYNAMICS CORP COM 369550108 18296 267100 SH SOLE 267100 0 0
D GENERAL INSTRUMENT CORP COM 370120107 18670 439300 SH SOLE 439300 0 0
D GENERAL MOTORS CORP COM 370442105 825 12500 SH SOLE 12500 0 0
D GENERAL MOTORS CLASS "H" NEW CL H NEW 370442832 12111 215300 SH SOLE 215300 0 0
D GENZYME CORP COM GENL DIV 372917104 11776 242800 SH SOLE 242800 0 0
D GREENPOINT FINANCIAL CORP. COM 395384100 9445 287833 SH SOLE 287833 0 0
</TABLE>
<PAGE>
<TABLE>
<C> <S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D GUITAR CENTER INC COM 402040109 3342 320200 SH SOLE 320200 0 0
D GULF CANADA RESOURCES (GOU.TO) ORD 40218L305 230 55000 SH SOLE 55000 0 0
D GULFSTREAM AEROSPACE CORP COM 402734107 24025 355600 SH SOLE 355600 0 0
D HARRIS CORP. COM 413875105 9628 245700 SH SOLE 245700 0 0
D HARVEY ENT (HRVY.0) COM 417662103 309 64100 SH SOLE 64100 0 0
D HELLENIC TELECOMMUNICATION ORG SPONSORED ADR 423325307 1328 120000 SH SOLE 120000 0 0
D HERCULES INC COM 427056106 2319 59000 SH SOLE 59000 0 0
D HEWLETT PACKARD CO COM 428236103 241 2400 SH SOLE 2400 0 0
D HONEYWELL INC COM 438506107 5422 46790 SH SOLE 46790 0 0
D HOUSEHOLD INTL. INC. COM 441815107 10318 217800 SH SOLE 217800 0 0
D IBP INC COM 449223106 1283 54000 SH SOLE 54000 0 0
D IMATION CORP COM 45245A107 248 10000 SH SOLE 10000 0 0
D INDEPENDENCE HOLDING CO NEW COM NEW 453440307 2374 202083 SH SOLE 202083 0 0
D INFINITY BROADCASTING CORP CL A 45662S102 30721 1039200 SH SOLE 1039200 0 0
D INTEL CORP COM 458140100 12281 206400 SH SOLE 206400 0 0
D IVAX CORP COM 465823102 353 25000 SH SOLE 25000 0 0
D INTERNATIONAL BUSINESS MACHINE COM 459200101 33323 257820 SH SOLE 257820 0 0
D INTERNATIONAL PAPER CO COM 460146103 202 3996 SH SOLE 3996 0 0
D JOHNSON & JOHNSON COM 478160104 2741 27968 SH SOLE 27968 0 0
D KIMBERLY CLARK CORP COM 494368103 1334 23400 SH SOLE 23400 0 0
D KROGER CO. COM 501044101 11175 400000 SH SOLE 400000 0 0
D L-3 COMMUNICATIONS COM 502424104 47009 973000 SH SOLE 973000 0 0
D LEVEL ONE COMMUNICATIONS INC. COM 527295109 23343 477000 SH SOLE 477000 0 0
D LOCKHEED MARTIN CORP COM 539830109 42856 1150500 SH SOLE 1150500 0 0
D LOEWS CORP COM 540424108 633 8000 SH SOLE 8000 0 0
D LORAL SPACE & COMMUNICATIONS COM 543879993 1800 100000 SH SOLE 100000 0 0
D LUCENT TECHNOLOGIES INC COM 549463107 5873 87092 SH SOLE 87092 0 0
D M & T BANK COM 55261F104 93393 169806 SH SOLE 169806 0 0
D MCI WORLDCOM COM 55268B106 79162 919803 SH SOLE 919803 0 0
D MANPOWER INC COM 56418H100 339 15000 SH SOLE 15000 0 0
D MCGRAW HILL INC COM 580645109 3236 60000 SH SOLE 60000 0 0
D MCKESSON HBOC INC COM 58155Q103 11738 365400 SH SOLE 365400 0 0
D MEDIAONE GROUP INC COM 58440J104 157950 2123700 SH SOLE 2123700 0 0
D MEDIMMUNE INC COM 584699102 8469 125000 SH SOLE 125000 0 0
D MELLON BANK CORP COM 585509102 14933 410520 SH SOLE 410520 0 0
D MERCK & GO INC COM 589331107 5006 67654 SH SOLE 67654 0 0
D MICROSOFT CORP COM 594918104 36607 405900 SH SOLE 405900 0 0
D MILLENNIUM CHEMICALS INC COM 599903101 5912 250900 SH SOLE 250900 0 0
D MOBIL CORP COM 607059102 792 8000 SH SOLE 8000 0 0
D MONSANTO CO COM 611662107 564 14310 SH SOLE 14310 0 0
D MOORE CORP LTD COM 615785102 293 35000 SH SOLE 35000 0 0
D MUELLER INDUS. COM 624756102 950 28000 SH SOLE 28000 0 0
D MURPHY OIL CORP COM 626717102 786 16107 SH SOLE 16107 0 0
D MUTUAL RISK MGMT LTD COM 628351108 2581 77332 SH SOLE 77332 0 0
D NCR CORP NEW COM 62886E108 13096 268298 SH SOLE 268298 0 0
D NALCO CHEMICAL CO COM 629853102 11672 225000 SH SOLE 225000 0 0
D NEW GERMANY FUND INC COM 644465106 1854 152091 SH SOLE 152091 0 0
D NEW HOLLAND NV COM 645299991 171 10000 SH SOLE 10000 0 0
D NEWS CORP LTD ADR NEW ADR 652487703 2 69500 SH SOLE 69500 0 0
D NEWS CORP LTD ADR SP ADR PFD 652487802 13594 430700 SH SOLE 430700 0 0
D NEXTEL COMMUNICATIONS INC CL A CL A 65332V103 21265 423700 SH SOLE 423700 0 0
E NEXTEL COMMUNICATIONS INC CLAS CL A 65332V103 21360 425600 SH SOLE 425600 0 0
</TABLE>
<PAGE>
<TABLE>
<C> <S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D NIELSEN MEDIA RESEARCH COM NEW 653929307 75712 2588433 SH SOLE 2588433 0 0
D NORTH CAROLINA NAT GAS CORP COM 658221106 10023 294247 SH SOLE 294247 0 0
D NORTHERN TRUST CO COM 665859104 466 4800 SH SOLE 4800 0 0
D PE CORP-PE BIOSYSTEMS GROUP COM PE BIO GRP 69332S1O2 7505 65400 SH SOLE 65400 0 0
D PE CORP-CERERA GENOMICS GRP CELERA GEN GRP 69332S201 1143 70600 SH SOLE 70600 0 0
D PAPA JOHNS INTL INC COM 698813102 4069 91062 SH SOLE 91062 0 0
D PENTON MEDIA COM 709668107 1615 66596 SH SOLE 66596 0 0
D PEPSI BOTTLING GROUP INC (PBG) COM 713409100 807 35000 SH SOLE 35000 0 0
D PEPSICO INC COM 713448108 580 15000 SH SOLE 15000 0 0
D PFIZER INC COM 717081103 439 4000 SH SOLE 4000 0 0
D PHILIP MORRIS COMPANIES INC COM 718154107 1644 40900 SH SOLE 40900 0 0
D PHILIPPINE LONG DISTANCE TEL C SPONSORED ADR 718252604 906 30000 SH SOLE 30000 0 0
D PIONEER HI-BRED INTERNATIONAL COM 723686101 15770 405000 SH SOLE 405000 0 0
D PITTWAY CORP CLASS A CL A 725790208 4554 133192 SH SOLE 133192 0 0
D PLAYTEX PRODUCTS INC COM 72813P100 156 10000 SH SOLE 10000 0 0
D PRAXAIR INC COM 74005P104 1725 35255 SH SOLE 35255 0 0
D PROMUS HOTEL CORP COM 74342P106 775 25000 SH SOLE 25000 0 0
D PROVIDENT COMPANIES INC COM 743862104 9688 242200 SH SOLE 242200 0 0
D PUBLIC SERVICES OF NORTH CAROL COM 744516105 3530 120700 SH SOLE 120700 0 0
D QUAKER OATS COM 747402105 690 10400 SH SOLE 10400 0 0
D RALSTON-RALSTON PURINA GROUP ( COM RAL-PUR GP 751277302 1394 45800 SH SOLE 45800 0 0
D RAYCHEM CORP COM 754603108 22566 609900 SH SOLE 609900 0 0
D RENTAL SERVICE CORP COM 76009V102 5153 180000 SH SOLE 180000 0 0
D REYNOLDS METALS CO COM 761763101 1033 17500 SH SOLE 17500 0 0
D RICHFOOD HOLDINGS INC COM 763408101 5550 314900 SH SOLE 314900 0 0
D RITE AID CORP COM 767754104 13073 530900 SH SOLE 530900 0 0
D RYDER SYSTEM INC COM 783549108 260 10000 SH SOLE 10000 0 0
D ST JUDE MEDICAL INC COM 790849103 10958 307600 SH SOLE 307600 0 0
D ST. PAUL BANK CORP. COM 792848103 663 26000 SH SOLE 26000 0 0
D SAFEWAY INC COM 786514208 1485 30000 SH SOLE 30000 0 0
D SCHLUMBERGER LTD COM 806857108 618 9700 SH SOLE 9700 0 0
D SEAGRAM LTD COM 811850106 103334 2051300 SH SOLE 2051300 0 0
D SENSORMATIC ELECTRONICS COM 817265101 2648 190000 SH SOLE 190000 0 0
D SEPRACOR INC COM 817315104 5363 66000 SH SOLE 66000 0 0
D SILICON GRAPHICS COM 827056102 14371 877600 SH SOLE 877600 0 0
D SNYDER COMMUNICATIONS INC (SNC COM 832914105 1133 34600 SH SOLE 34600 0 0
D SNAP ON TOOLS CORP COM 833034101 271 7500 SH SOLE 7500 0 0
D SOLUTIA INC COM 834376105 5467 256508 SH SOLE 256508 0 0
D SONAT INC COM 835415100 2889 87200 SH SOLE 87200 0 0
D SONY CORP ADR NEW 835699307 7450 67500 SH SOLE 67500 0 0
D SOUTHDOWN INC. COM 841297104 2120 33000 SH SOLE 33000 0 0
D SOUTHRUST CORP. COM 844730101 230 6000 SH SOLE 6000 0 0
D SOUTHWEST GAS CORP COM 844895102 9581 334700 SH SOLE 334700 0 0
D SPRINT CORP (FON GROUP) COM FON GROUP 852061100 1252 23700 SH SOLE 23700 0 0
D SPRINT PCS GROUP PCS COM SER 1 852061506 391 6850 SH SOLE 6850 0 0
D STANCORP FINANCIAL GROUP COM 852891100 390 13000 SH SOLE 13000 0 0
D STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 10675 349292 SH SOLE 349292 0 0
D STORAGE TECHNOLOGY CORP COM PAR $0.10 862111200 11386 500500 SH SOLE 500500 0 0
D SWISS HELVETIA FUND (THE) COM 870875101 976 70000 SH SOLE 70000 0 0
D TRW, INC. COM 872649108 1427 26000 SH SOLE 26000 0 0
D TANDY CORP COM 875382103 12101 247600 SH SOLE 247600 0 0
D TEKTRONIX INC. COM 879131100 394O 130500 SH SOLE 130500 0 0
</TABLE>
<PAGE>
<TABLE>
<C> <S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D 3 COM CORP COM 885535104 2725 102100 SH SOLE 102100 0 0
D TIME WARNER INC. COM 887315109 112656 1551200 SH SOLE 1551200 0 0
D TRANSAMERICA CORP. COM 893485102 3375 45000 SH SOLE 45000 0 0
D TRAVELERS PROPERTY CASUALTY CO CL A 893939108 9887 252700 SH SOLE 252700 0 0
D TYCO INTL LTD NEW COM 902124106 220994 2332390 SH SOLE 2332390 0 0
D U.S. BANCORP NEW COM 902973106 3216 94590 SH SOLE 9459D 0 0
D USG CORP NEW COM NEW 903293405 3304 59000 SH SOLE 59000 0 0
D ULTIMATE ELECTRONICS INC. COM 903849107 582 32000 SH SOLE 320013 0 0
D UNISYS CORP COM 909214108 3555 91300 SH SOLE 91300 0 0
D UNITED ILLUMINATING CO COM 910637107 637 15000 SH SOLE 15000 0 0
D U S HOME CORP COM 911920106 444 12500 SH SOLE 12500 0 0
D U S INDS INC NEW COM 912080108 5947 349800 SH SOLE 349800 0 0
D U. S. WEST INC. COM 91273HI01 23383 398000 SH SOLE 39800C 0 0
D UNITED TECHNOLOGIES CORP COM 913017109 631 8800 SH SOLE 8800 0 0
D UNOCAL CORP COM 915289102 602 15200 SH SOLE 15200 0 0
D VARLEN CORP COM 922248109 1272 31400 SH SOLE 31400 0 0
D VIASTAT INC. COM 92552V100 1952 128000 SH SOLE 128000 0 0
D WALMART STORES INC COM 931142103 2185 30000 SH SOLE 30000 0 0
D WARNER LAMBERT CO COM 934488107 1519 21900 SH SOLE 21900 0 0
D WASTE MANAGEMENT INC COM 94106L109 329 6121 SH SOLE 6121 0 0
D WELLMAN INC. COM 949702104 1052 66000 SH SOLE 66000 0 0
D WHIRLPOOL CORP COM 963320106 11581 156500 SH SOLE 156500 0 0
D YORK INTERNATIONAL CORP COM 986670107 428 10000 SH SOLE 10000 0 0
D FORD MOTOR CO COM 345370100 2822 50000 SH CALL SOLE 50000 0 0
D PHILIP MORRIS COMPANIES INC COM 718154107 2210 55000 SH CALL SOLE 55000 0 0
D SENSORMATIC ELECTRONICS COM 817265101 279 20000 SH CALL SOLE 20000 0 0
D REPORT SUMMARY 230 DATA RECORDS 2572981 0 OTHER MANAGERS ON WHOSE BEHALF REPORT
IS FILED
</TABLE>
REPORT SUMMARY:
Number of Other Included Managers: 0
Form 13 F Information Table Entry Total: 53,934,578
Form 13 F Information Table Value Total: $2,572,981
