<PAGE>
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FORM INFORMATION REQUIRED OF INSITUTIONAL INVESTMENT OMB Approval
13F MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES OMB 3235-0006
EXCHANGE ACT OF 1934 AND RULES THEREUNDER ------------------
------------------
Securities and Exchange Commission SEC USE ONLY
Washington, D.C. 20549 ------------------
Report for the Calendar Qtr. Ended MARCH 31st 2000
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(Please read instructions before preparing form.)
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If amended report check here: [ ]
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Name of Institutional Investment Manager:
ARNHOLD AND S. BLEICHROEDER, INC.
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Business Address:
1345 Avenue of the Americas
New York, NY 10105-4300
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Street City State Zip
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
William Casciani - SR Vice President 212-698-3240
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ATTENTION -- Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York
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on the 19th day of April , 2000.
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Arnhold and S. Bleichroeder, Inc.
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(Name of Institutional Investment Manager)
/s/ William Casciani
William Casciani
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ------------------------ ------------- ------------------------- --------------
1. 7.
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2. 8.
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3. 9.
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4. 10.
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5. 11.
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6. 12.
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SEC 1685 (2-83)
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D 99 CENTS ONLY STORES (NDN) COM 65440K106 1073 27331 SH SOLE 27331 0 0
D A.T. CROSS COMPANY CLASS 'A' CL A 227478104 1322 225000 SH SOLE 225000 0 0
D ABITIBI CONSOLDATED INC COM 003924107 287 30000 SH SOLE 30000 0 0
D ADOLPH COORS COMPANY CLASS 'B' CL B 217016104 4098 85700 SH SOLE 85700 0 0
D AGNICO EAGLE MINES LIMITED 3 1 SRNT CONV 3.5% 008474AA6 2349 3600000 SH SOLE 3600000 0 0
D AIRGAS INC. COM 009363102 515 62000 SH SOLE 62000 0 0
D ALICO, INC. COM 016230104 5486 337625 SH SOLE 337625 0 0
D ALLEGHANY CORP NEW COM 017175100 540 2871 SH SOLE 2871 0 0
D ALLEN ORGAN COMPANY CLASS 'B' CL B 017753104 15220 197500 SH SOLE 197500 0 0
D ALLERGAN SPECIALTY THERAPEUTIC CL A 018494104 206 15114 SH SOLE 15114 0 0
D ALLMERICA FINANCIAL CORP. COM 019754100 252 4943 SH SOLE 4943 0 0
D AMERICA ONLINE INC COM 02364J104 14856 220900 SH SOLE 220900 0 0
D AMERICAN EXPRESS CO COM 025816109 75560 507325 SH SOLE 507325 0 0
D AMGEN (AMGN) COM 031162100 25360 413200 SH SOLE 413200 0 0
D ANGLOGOLD LIMITED ADR SPONSORED ADR 035128206 600 25000 SH SOLE 25000 0 0
D ANHEUSRE BUSCH (BUD) COM 035229103 523 8400 SH SOLE 8400 0 0
D APPLE COMPUTER INC COM 037833100 12481 91900 SH SOLE 91900 0 0
D APPLIED POWER INC. CLASS 'A' CL A 038225108 2423 85000 SH SOLE 85000 0 0
D APTAR GROUP INC COM 038336103 2650 99301 SH SOLE 99301 0 0
D ARCHER-DANIELS-MIDLAND CO (ADM COM 039483102 1416 136500 SH SOLE 136500 0 0
D ARCHSTONE COMMUNITIES TRUST SH BEN INT 039581103 4087 205001 SH SOLE 205001 0 0
D AT & T CORP COM 001957109 9520 169242 SH SOLE 169242 0 0
D AT&T CORP LIBERTY MEDIA GROUP COM LIB GRP A 001957208 314840 5313748 SH SOLE 5313748 0 0
D BALDWIN PIANO & ORGAN COMPANY COM 058246109 945 125000 SH SOLE 125000 0 0
D BALL CORP. (BLL) COM 058498106 12387 358400 SH SOLE 358400 0 0
D BANCO LATINOAMERICANO DE EXPOR CL E P16994132 13515 510000 SH SOLE 510000 0 0
D BANDAG INCORPORATED, CLASS 'A' CL A 059815308 8937 395000 SH SOLE 395000 0 0
D BANK OF NEW YORK CO INC COM 064057102 333 8000 SH SOLE 8000 0 0
D BANK ONE CORP COM 06423A103 516 15000 SH SOLE 15000 0 0
D BARRICK GOLD CORP. COM 067901108 282 18000 SH SOLE 18000 0 0
D BATTLE MOUNTAIN GOLD COMPANY COM 071593107 417 215000 SH SOLE 215000 0 0
D BAUSCH & LOMB INC (BOL) COM 071707103 11674 223700 SH SOLE 223700 0 0
D BAXTER INTERNATIONAL INC COM 071813109 78279 1248700 SH SOLE 1248700 0 0
D BECTON DICKINSON & CO (BDX) COM 075887109 8070 306700 SH SOLE 306700 0 0
D BED BATH & BEYOND INC (BBBY) COM 075896100 8627 219100 SH SOLE 219100 0 0
D BEI MEDICAL SYSTEMS INC. COM 05538E109 498 284500 SH SOLE 284500 0 0
D BEI TECHNOLOGIES, INC. COM 05538P104 3538 200000 SH SOLE 200000 0 0
D BERKSHIRE HATHAWAY INC CL A CL A 084670108 3432 60 SH SOLE 60 0 0
D BIOTRANSPLANT INC COM 09066Y107 107 10000 SH SOLE 10000 0 0
D BLOCK, H&R INC COM 093671105 759 16952 SH SOLE 16952 0 0
D BLOUNT INTERNATIONAL, INC. COM 095180105 322 25000 SH SOLE 25000 0 0
D BOWATER INC COM 102183100 534 10000 SH SOLE 10000 0 0
D BRISTOL MYERS SQUIBB CO COM 110122108 1849 32024 SH SOLE 32024 0 0
D BURLINGTON RESOURCES INC COM 122014103 4625 125000 SH SOLE 125000 0 0
D BURNS INTERNATIONAL SERVICES C COM 122374101 6248 595000 SH SOLE 595000 0 0
D CABLETRON SYSTEMS COM 126920107 11139 380000 SH SOLE 380000 0 0
D CABLEVISION SYSTEMS CL 'A' (CV CL A 12686C109 4732 77900 SH SOLE 77900 0 0
D CADENCE DESIGN SYSTEMS INC COM COM 127387108 2343 112900 SH SOLE 112900 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
D CAMBREX CORP COM 132011107 13289 305500 SH SOLE 305500 0 0
D CANADIAN PACIFIC LTD COM 135923100 24948 1115000 SH SOLE 1115000 0 0
D CAPROCK COMMUNICATIONS CORP COM 140667106 270 5500 SH SOLE 5500 0 0
D CAPSTEAD MORTGAGE CORP COM 14067E100 268 69178 SH SOLE 69178 0 0
D CARMAX CIRCUIT CITY STORES, IN CARMAX GROUP 172737306 316 95400 SH SOLE 95400 0 0
D CATELLUS DEVELOPMENT CORPORATI COM 149111106 7839 565000 SH SOLE 565000 0 0
D CATSKILL FINANCIAL CORPORATION COM 149348104 225 20000 SH SOLE 20000 0 0
D CBS CORP COM 12490K107 80651 1424300 SH SOLE 1424300 0 0
D CENDANT CORPORATION (CD) COM 151313103 6947 375500 SH SOLE 375500 0 0
D CENTEX CORP COM 152312104 476 20000 SH SOLE 20000 0 0
D CENTRAL PACIFIC MINERALS ADR ADR 154762306 101 20000 SH SOLE 20000 0 0
D CERIDIAN CORP (CEN) COM 15677T106 7312 381050 SH SOLE 381050 0 0
D CHARTER ONE FINANCE (CF) COM 160903100 542 25798 SH SOLE 25798 0 0
D CHASE MANHATTAN CORP (NEW) (CM COM 16161A108 6522 74800 SH SOLE 74800 0 0
D CHEMED CORPORATION COM 163596109 5700 190000 SH SOLE 190000 0 0
D CHITTENDEN CORP (CHZ) COM 170228100 2815 94818 SH SOLE 94818 0 0
D CIT GROUP INC "A" (CIT) CL A 125577106 926 47500 SH SOLE 47500 0 0
D CITIGROUP COM 172967101 45222 762429 SH CALL SOLE 762429 0 0
D CKE RESTAURANTS 4.25% DUE 03/1 SB NT CV 4.25% 12561EAB1 3018 5500000 SH SOLE 5500000 0 0
D CLEAR CHANNEL COMM INC COM 184502102 82406 1193200 SH SOLE 1193200 0 0
D CNH GLOBAL NV COM 126124999 100 10000 SH SOLE 10000 0 0
D COCA COLA BOTTLING CO. (COKE) COM 191098102 720 13600 SH SOLE 13600 0 0
D COCA COLA CO COM 191216100 676 14400 SH SOLE 14400 0 0
D COCA COLA ENTERPRISES INC (CCE COM 191219104 96147 4458900 SH SOLE 4458900 0 0
D COEUR D'ALENE 7.25 ' SB DB CV 7.25% 192108AG3 1275 2000000 SH SOLE 2000000 0 0
D COEUR D'ALENE MINES CORPORATIO SD CONV 6.375% 192108AE8 2978 6000000 SH SOLE 6000000 0 0
D COFLEXIP SPON ADR SPONSORED ADR 192384105 548 10000 SH SOLE 10000 0 0
D COLUMBIA ENERGY GROUP COM 197648108 9332 157500 SH SOLE 157500 0 0
D COLUMBUS MCKINNON CORP (CMCO) COM 199333105 1563 119100 SH SOLE 119100 0 0
D COMCAST CORP CL A SPECIAL CL A SPL 200300200 61782 1424360 SH SOLE 1424360 0 0
D COMDISCO INC (CDO) COM 200336105 29965 679100 SH SOLE 679100 0 0
D COMERICA INC (CMA) COM 200340107 6729 160700 SH SOLE 160700 0 0
D COMPUTER ASSOCIATES INTL INC COM 204912109 26457 447000 SH SOLE 447000 0 0
D CONAGRA INC COM 205887102 923 50944 SH SOLE 50944 0 0
D CONCENTRIC NETWORK CORP (CNCX) COM 20589R107 7920 144000 SH SOLE 144000 0 0
D CONTINENTAL AIRLINES INC CL B CL B 210795308 613 15000 SH SOLE 15000 0 0
D COOPER CAMERON CORP. COM 216640102 268 4000 SH SOLE 4000 0 0
D CORDANT TECHNOLOGIES INC (CDD) COM 218412104 16545 292500 SH SOLE 292500 0 0
D CORNERSTONE PROPERTIES INC (CP COM 21922H103 7190 412300 SH SOLE 412300 0 0
D CRANE CO. COM 224399105 5419 230000 SH SOLE 230000 0 0
D CREO PRODUCTS INC (CREO) COM 225606102 272 6237 SH SOLE 6237 0 0
D CRESCENT REAL ESTATE EQUITIES COM 225756105 10325 590000 SH SOLE 590000 0 0
D DANKA BUSINESS SYSTEMS 6 3/4% SUBNT CV 6.75% 236277AB5 7508 10500000 SH SOLE 10500000 0 0
D DEERE & CO. COM 244199105 3420 90000 SH SOLE 90000 0 0
D DELL COMPUTER COM 247025109 12837 238000 SH SOLE 238000 0 0
D DELPHI AUTOMOTIVE SYS CORP (DP COM 247126105 5029 314300 SH SOLE 314300 0 0
D DELTIC TIMBER CORP COM 247850100 4272 180342 SH SOLE 180342 0 0
D DENTSPLY INTERNATIONAL INC. COM 249030107 6668 235000 SH SOLE 235000 0 0
D DIACRIN INC COM 25243N103 736 61000 SH SOLE 61000 0 0
D DIAMOND OFFSHORE DRILLING INC COM 25271C102 399 10000 SH SOLE 10000 0 0
D DII GROUP INC COM 232949107 9610 85000 SH SOLE 85000 0 0
D DOLE FOOD COMPANY INC COM 256605106 11351 583950 SH SOLE 583950 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
D DOLLAR TREE STORES INC (DLTR) COM 256747106 22794 437300 SH SOLE 437300 0 0
D DU PONT E I DE NEMOURS & CO COM 263534109 1026 19400 SH SOLE 19400 0 0
D DUN & BRADSTREET (DNB) COM 26483B106 10182 355700 SH SOLE 355700 0 0
D ELECTRO RENT CORP (ELRC) COM 285218103 3898 335350 SH SOLE 335350 0 0
D ELECTRONIC DATA SYSTEMS CORP COM 285661104 963 15000 SH SOLE 15000 0 0
D ELI LILLY COM 532457108 33251 527800 SH SOLE 527800 0 0
D ENRON CORP (ENE) COM 293561106 1273 17000 SH SOLE 17000 0 0
D EQUIFAX INC (EFX) COM 294429105 11302 447600 SH SOLE 447600 0 0
D ESAT TELECOM GROUP SPON ADR (E SPONSORED ADR 26883Y102 11436 114500 SH SOLE 114500 0 0
D ESPIRITO SANTO FINANCIAL GROUP SPONSORED ADR 29665F200 13913 742000 SH SOLE 742000 0 0
D ETEC SYSTEMS INC (ETEC) COM 26922C103 10570 86400 SH SOLE 86400 0 0
D ETHYL CORP COM 297659104 1148 375000 SH SOLE 375000 0 0
D EVANS & SUTHERLAND COMPUTER CO COM 299096107 4331 385000 SH SOLE 385000 0 0
D EVANS & SUTHERLAND COMPUTER CO SUB DEB CV 6% 299096AA5 3237 4450000 SH SOLE 4450000 0 0
D EXXON MOBIL CORP COM 30231G102 1291 16589 SH SOLE 16589 0 0
D FASTENAL CO. (FAST) COM 311900104 838 17500 SH SOLE 17500 0 0
D FEDERAL NATIONAL MORTGAGE ASSO COM 313586109 564 10000 SH SOLE 10000 0 0
D FEDEX CORPORATION COM 31428X106 4399 112800 SH SOLE 112800 0 0
D FINOVA GROUP INC COM 317928109 9091 540700 SH SOLE 540700 0 0
D FIRST SECURITY CORP DEL (FSCO) COM 336294103 2430 202500 SH SOLE 202500 0 0
D FIRST UNION CORP COM 337358105 1373 36857 SH SOLE 36857 0 0
D FLEET BOSTON FINANCIAL CORP COM 339030108 10115 277119 SH SOLE 277119 0 0
D FLEETWOOD ENTERPRISES INC COM 339099103 258 17500 SH SOLE 17500 0 0
D FORD MOTOR CO COM 345370100 3115 67800 SH CALL SOLE 67800 0 0
D FORTUNE BRANDS INC (FO) COM 349631101 5103 204100 SH SOLE 204100 0 0
D FRANKLIN ELECTRIC COMPANY, INC COM 353514102 7346 115000 SH SOLE 115000 0 0
D FREEPORT MCMORAN COPPER & GOLD CL A 35671D105 1279 115000 SH SOLE 115000 0 0
D FRIEDE GOLDMAN HALTER INC. 4.5 SR SB NTCV4.5% 358430AA4 2085 4000000 SH SOLE 4000000 0 0
D FUJI PHOTO FILM CO., LTD. ADR ADR 359586302 2728 62000 SH SOLE 62000 0 0
D FURNITURE BRANDS INTERNATIONAL COM 360921100 7901 420000 SH SOLE 420000 0 0
D GALILEO INTERNATIONAL INC. (GL COM 363547100 6579 273400 SH SOLE 273400 0 0
D GATX CORP COM 361448103 570 15000 SH SOLE 15000 0 0
D GC COMPANIES, INC. COM 36155Q109 2954 85000 SH SOLE 85000 0 0
D GEMSTAR INTERNATIONAL ORD G3788V106 22730 264300 SH SOLE 264300 0 0
D GENERAL DYNAMICS CORP COM 369550108 18129 364400 SH SOLE 364400 0 0
D GENERAL MOTORS CLASS H NEW (GM CL H NEW 370442832 91134 732000 SH SOLE 732000 0 0
D GENZYME CORP (GENZ) COM GENL DIV 372917104 12837 256100 SH SOLE 256100 0 0
D GEORGIA PACIFIC CORP., TIMBER COM-TIMBER GRP 373298702 6406 250000 SH SOLE 250000 0 0
D GOLD FIELDS LTD. ADR SPONSORED ADR 38059T106 1966 507250 SH SOLE 507250 0 0
D GOODYEAR TIRE & RUBBER CO COM 382550101 350 15000 SH SOLE 15000 0 0
D GRAINGER W W INC COM 384802104 1280 23600 SH SOLE 23600 0 0
D GREENPOINT FINANCIAL CORP. (GP COM 395384100 1761 89733 SH SOLE 89733 0 0
D GREIF BROS. CORPORATION CLASS CL A 397624107 20878 655000 SH SOLE 655000 0 0
D GTE CORP (GTE) COM 362320103 19916 280500 SH SOLE 280500 0 0
D GUITAR CENTER, INC. COM 402040109 5719 500000 SH SOLE 500000 0 0
D HANCOCK FABRICS, INC. COM 409900107 4356 1515000 SH SOLE 1515000 0 0
D HANNAFORD BROTHERS CORP COM 410550107 19935 270300 SH SOLE 270300 0 0
D HARCOURT GENERAL INC (H) COM 41163G101 872 23400 SH SOLE 23400 0 0
D HARCOURT GENERAL INC (H) COM 41163G101 872 23400 SH SOLE 23400 0 0
D HARRIS CORP. (HRS) COM 413875105 14454 418200 SH SOLE 418200 0 0
D HARVEY ENT (HRVY.O) COM 417662103 457 98900 SH SOLE 98900 0 0
D HEARTLAND EXPRESS, INC. COM 422347104 3090 220000 SH SOLE 220000 0 0
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
D HELLER FINANCIAL INC CL A 423328103 347 15000 SH SOLE 15000 0 0
D HERCULES INC COM 427056106 1387 86000 SH SOLE 86000 0 0
D HEWLETT-PACKARD COM 428236103 27971 211000 SH SOLE 211000 0 0
D HILTON HOTELS CORP COM 432848109 413 53324 SH SOLE 53324 0 0
D HITACHI, LTD. ADR ADR 10 COM 433578507 2620 21500 SH SOLE 21500 0 0
D HOMESTAKE MINING COMPANY COM 437614100 3540 590000 SH SOLE 590000 0 0
D HONEYWELL INTERNATIONAL INC COM 438516106 48466 919868 SH SOLE 919868 0 0
D IBP INC (IBP) COM 449223106 851 54000 SH SOLE 54000 0 0
D IDACORP COM 451107106 7993 230000 SH SOLE 230000 0 0
D IDEX CORP COM 45167R104 5450 200000 SH SOLE 200000 0 0
D INDEPENDENCE HOLDING CO NEW (I COM NEW 453440307 2091 194483 SH SOLE 194483 0 0
D INFINITY BROADCASTING CORP CL A 45662S102 53260 1645100 SH SOLE 1645100 0 0
D INTEL CORP COM 458140100 45835 347400 SH SOLE 347400 0 0
D INTERNATIONAL BUSINESS MACHINE COM 459200101 41125 348520 SH SOLE 348520 0 0
D InterTAN, Inc. COM 461120107 1653 125000 SH SOLE 125000 0 0
D IPC HOLDINGS LTD ORD G4933P101 3540 295000 SH SOLE 295000 0 0
D JOHNSON & JOHNSON COM 478160104 1960 27968 SH SOLE 27968 0 0
D JOSTENS, INC. (JOS) COM 481088102 11717 480700 SH SOLE 480700 0 0
D JUSTIN INDUSTRIES COM 482171105 4500 250000 SH SOLE 250000 0 0
D KAISER VENTURES INC. COM 483100103 6328 450000 SH SOLE 450000 0 0
D KANEB SERVICES, INC. COM 484170105 7975 1450000 SH SOLE 1450000 0 0
D KIMBERLY CLARK CORP COM 494368103 1310 23400 SH SOLE 23400 0 0
D KROGER CO. COM 501044101 9704 552500 SH SOLE 552500 0 0
D L-3 COMMUNICATIONS COM 502424104 61776 1188000 SH SOLE 1188000 0 0
D LEUCADIA NATIONAL CORPORATION COM 527288104 4750 200000 SH SOLE 200000 0 0
D LEXMARK INTERNATIONAL CL A 529771107 28330 267900 SH SOLE 267900 0 0
D LG&E ENERGY CORPORATION (LGE) COM 501917108 4118 180000 SH SOLE 180000 0 0
D LOCKHEED MARTIN CORP COM 539830109 1022 50000 SH SOLE 50000 0 0
D LOEWS CORP COM 540424108 400 8000 SH SOLE 8000 0 0
D LONGVIEW FIBRE COMPANY COM 543213102 4425 300000 SH SOLE 300000 0 0
D LSI INDUSTRIES COM 50216C108 3207 165000 SH SOLE 165000 0 0
D LUCENT TECHNOLOGIES INC COM 549463107 31334 515792 SH SOLE 515792 0 0
D LUXOTTICA GROUP SPA SPON ADR (SPONSORED ADR 55068R202 15309 624870 SH SOLE 624870 0 0
D M & T BANK COM 55261F104 90897 203577 SH SOLE 203577 0 0
D MANDALAY RESORT GROUP (MBG) MANDALAY 562567107 5589 331200 SH SOLE 331200 0 0
D MANPOWER INC COM 56418H100 37808 1065000 SH SOLE 1065000 0 0
D MARKEL CORP (MKL) COM 570535104 1318 9056 SH SOLE 9056 0 0
D MBIA INC COM 55262C100 3384 65000 SH SOLE 65000 0 0
D MCGRAW HILL INC COM 580645109 2730 60000 SH SOLE 60000 0 0
D MCI WORLDCOM COM 55268B106 56527 1247481 SH SOLE 1247481 0 0
D MCKESSON HBOC INC COM 58155Q103 21 10000 SH SOLE 10000 0 0
D MCN ENERGY GROUP INC (MCN) COM 55267J100 11708 468300 SH SOLE 468300 0 0
D MEDIAONE GROUP INC COM 58440J104 67829 837400 SH SOLE 837400 0 0
D MELLON FINANCIAL CORP (MEL) COM 58551A108 2948 99920 SH SOLE 99920 0 0
D MERCK & CO INC COM 589331107 4202 67638 SH SOLE 67638 0 0
D METAMOR WORLDWIDE INC (MMWW.O) COM 59133P100 764 27000 SH SOLE 27000 0 0
D MGI PHARMA INC COM 552880106 306 7600 SH SOLE 7600 0 0
D MICROSOFT CORP COM 594918104 98409 926200 SH SOLE 926200 0 0
D MIRAGE RESORTS INC (MIR) COM 60462E104 8422 434700 SH SOLE 434700 0 0
D MONSANTO CO COM 611662107 7033 141310 SH SOLE 141310 0 0
D MONTANA POWER CO COM 612085100 292 4568 SH SOLE 4568 0 0
D MOTOROLA INC COM 620076109 43161 303150 SH SOLE 303150 0 0
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
D MRV COMMUNICATIONS INC SUB NT SUB NT CONV 5% 553477AB6 1769 515000 SH SOLE 515000 0 0
D MUELLER INDUS. COM 624756102 547 18000 SH SOLE 18000 0 0
D MURPHY OIL CORP COM 626717102 11589 201107 SH SOLE 201107 0 0
D MUTUAL RISK MGMT LTD COM 628351108 1947 97332 SH SOLE 97332 0 0
D MYLAN LABS COM 628530107 24324 884500 SH SOLE 884500 0 0
D NCR CORP NEW (NCR) COM 62886E108 27469 684598 SH SOLE 684598 0 0
D NETWORK ASSOCIATES INC (NETA) COM 640938106 9088 281800 SH SOLE 281800 0 0
D NEW GERMANY FUND INC (GF) COM 644465106 2456 166475 SH SOLE 166475 0 0
D NEWBRIDGE NETWORKS CORP (NN) COM 650901101 6569 202500 SH SOLE 202500 0 0
D NEWMONT MINING CORPORATION COM 651639106 8257 368000 SH SOLE 368000 0 0
D NEWS CORP LTD ADR SP ADR PFD 652487802 17174 359300 SH SOLE 359300 0 0
D NEXTEL COMMUNICATIONS INC CLAS CL A 65332V103 63169 426100 SH SOLE 426100 0 0
D NORTHERN TRUST CO COM 665859104 649 9600 SH SOLE 9600 0 0
D Novell Inc COM 670006105 1546 54000 SH SOLE 54000 0 0
D ORACLE CORPORATION COM 68389X105 29375 376300 SH SOLE 376300 0 0
D P.F. CHANGS CHINA BISTRO INC (COM 69333Y108 1070 32300 SH SOLE 32300 0 0
D PAIRGAIN TECHNOLOGIES INC (PAI COM 695934109 3498 187200 SH SOLE 187200 0 0
D PAPA JOHNS INTL INC (PZZA) COM 698813102 1546 46842 SH SOLE 46842 0 0
D PARAMETRIC TECHNOLOGY CORP (PM COM 699173100 3273 155400 SH SOLE 155400 0 0
D PENTON MEDIA COM 709668107 1731 66596 SH SOLE 66596 0 0
D PEPSI BOTTLING GROUP INC (PBG) COM 713409100 654 32700 SH SOLE 32700 0 0
D PEPSICO. (PEP) COM 713448108 1106 32000 SH SOLE 32000 0 0
D PFIZER INC COM 717081103 512 14000 SH SOLE 14000 0 0
D PHILIP MORRIS COM 718154107 5385 254900 SH CALL SOLE 254900 0 0
D PHONE.COM INC COM 71920Q100 19004 116500 SH SOLE 116500 0 0
D PLACER DOME INC. COM 725906101 609 75000 SH SOLE 75000 0 0
D PLAYTEX PRODUCTS INC COM 72813P100 130 10000 SH SOLE 10000 0 0
D PLUM CREEK TIMBER COMPANY, L.P COM 729251108 1108 45000 SH SOLE 45000 0 0
D PRAXAIR INC COM 74005P104 2133 51255 SH SOLE 51255 0 0
D PRECISION RESPONSE CORP(PRRC) COM 740314109 284 11700 SH SOLE 11700 0 0
D PRICE ENTERPRISES, INC. COM NE COM NEW 741444202 768 102000 SH SOLE 102000 0 0
D PROGRESSIVE CORPORATION COM 743315103 1141 15000 SH SOLE 15000 0 0
D PROLOGIS TRUST SH BEN INT 743410102 674 35000 SH SOLE 35000 0 0
D ProLogis Trust Convertible Pre PFD CV SBI B 743410300 2760 115000 SH SOLE 115000 0 0
D PULTE CORP COM 745867101 271 13000 SH SOLE 13000 0 0
D QUALCOMM INC COM 747525103 203 1360 SH SOLE 1360 0 0
D QUINENCO S.A. ADR SPONSORED ADR 748718103 2933 260000 SH SOLE 260000 0 0
D RAYONIER INC. COM 754907103 63619 1305000 SH SOLE 1305000 0 0
D READERS DIGEST ASSN INC CL A (CL A NON VTG 755267101 10032 283600 SH SOLE 283600 0 0
D REGENCY REALTY CORPORATION COM 758939102 3905 197739 SH SOLE 197739 0 0
D REUTERS GROUP PLC SPONSORED AD SPONSORED ADR 76132M102 430 3600 SH SOLE 3600 0 0
D REYNOLDS METALS CO (RLM) COM 761763101 10670 159550 SH SOLE 159550 0 0
D ROYAL GOLD, INC. COM 780287108 258 75000 SH SOLE 75000 0 0
D RYDER SYSTEM INC COM 783549108 794 35000 SH SOLE 35000 0 0
D RYLAND GROUP INC COM 783764103 281 15000 SH SOLE 15000 0 0
D SAFEWAY INC COM 786514208 1358 30000 SH SOLE 30000 0 0
D SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 31552 3175000 SH SOLE 3175000 0 0
D SCHERING-PLOUGH CORP COM 806605101 239 6500 SH SOLE 6500 0 0
D SCHLUMBERGER LTD COM 806857108 570 7450 SH SOLE 7450 0 0
D SCOTT TECHNOLOGIES INC. COM 810022301 6040 320000 SH SOLE 320000 0 0
D SEAGATE TECHNOLOGY INC COM 811804103 6778 112500 SH SOLE 112500 0 0
D SECURITY CAPITAL GROUP INCORPO CL B 81413P204 9601 665000 SH SOLE 665000 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C>
D SECURITY CAPITAL U.S. REALTY A SPONSORED ADR 814136206 578 35000 SH SOLE 35000 0 0
D SENSORMATIC ELECTRONICS (SRM) COM 817265101 3141 140000 SH SOLE 140000 0 0
D SILICON GRAPHICS (SGI) COM 827056102 7382 698900 SH SOLE 698900 0 0
D SOLA INTERNATIONAL, INC. COM 834092108 3063 500000 SH SOLE 500000 0 0
D SONY CORP (SNE) ADR NEW 835699307 5434 19400 SH SOLE 19400 0 0
D SOURCINGLINK.NET INC NEW (SNET COM NEW 836171207 384 39400 SH SOLE 39400 0 0
D SOUTHDOWN INC. COM 841297104 1947 33000 SH SOLE 33000 0 0
D SOUTHWEST GAS CORP COM 844895102 11991 629000 SH SOLE 629000 0 0
D SPRINT CORP (FON GROUP) COM FON GROUP 852061100 1367 21700 SH SOLE 21700 0 0
D SPRINT PCS GROUP PCS COM SER 1 852061506 45680 699400 SH SOLE 699400 0 0
D ST JUDE MEDICAL INC (STJ) COM 790849103 15090 584600 SH SOLE 584600 0 0
D STANCORP FINANCIAL GROUP (SFG) COM 852891100 1232 45000 SH SOLE 45000 0 0
D STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 9169 349292 SH SOLE 349292 0 0
D STERLING SOFTWARE INC (SSW) COM 859547101 13278 398200 SH SOLE 398200 0 0
D STORAGE TECHNOLOGY CORP (STK) COM PAR $0.10 862111200 8044 504700 SH SOLE 504700 0 0
D STURM, RUGER & COMPANY, INC. COM 864159108 3806 435000 SH SOLE 435000 0 0
D SUNBEAM CORPORATION 0% 03/25/2 SR SD CV ZERO 867071AD4 3450 20000000 SH SOLE 20000000 0 0
D SUNGARD DATA SYSTEMS INC (SDS) COM 867363103 8388 222200 SH SOLE 222200 0 0
D SWISS HELVETTA FUND (THE) (SWZ COM 870875101 963 70000 SH SOLE 70000 0 0
D SYMBOL TECHNOLOGIES INC (SBL) COM 871508107 6264 76100 SH SOLE 76100 0 0
D TANDY CORP (TAN) COM 875382103 6389 125900 SH SOLE 125900 0 0
D TECHNOLOGY RESOURCE INDS COM 878720994 39 25000 SH SOLE 25000 0 0
D TEKTRONIX INC. (TEK) COM 879131100 5382 96100 SH SOLE 96100 0 0
D TENNANT COMPANY COM 880345103 2170 70000 SH SOLE 70000 0 0
D TEXAS INSTRUMENTS COM 882508104 67488 421800 SH SOLE 421800 0 0
D THE CHEESECAKE FACTORY INC (CA COM 163072101 10523 252800 SH SOLE 252800 0 0
D THE HOMESTAKE OIL & GAS COMPAN COM 437356108 1877 250241 SH SOLE 250241 0 0
D THE MANITOWOC COMPANY, INC. COM 563571108 2300 85000 SH SOLE 85000 0 0
D THE MAY STORES COMPANY COM 577778103 3705 130000 SH SOLE 130000 0 0
D THERMO ELECTRON CORP (TMO) COM 883556102 6791 333300 SH SOLE 333300 0 0
D TIME WARNER INC. COM 887315109 79650 796500 SH SOLE 796500 0 0
D TIMES MIRROR SERIES A (TMC) COM SER A 887364107 16729 180000 SH SOLE 180000 0 0
D TIVO INC COM 888706108 3791 109500 SH SOLE 109500 0 0
D TRAVELERS PROPERTY CASUALTY CO CL A 893939108 7528 182500 SH SOLE 182500 0 0
D TRW, INC. COM 872649108 1170 20000 SH SOLE 20000 0 0
D TYCO INTL LTD NEW COM 902124106 67961 1362627 SH SOLE 1362627 0 0
D U S FOODSERVICE (UFS) COM 90331R101 11588 450000 SH SOLE 450000 0 0
D U S HOME CORP (UH) COM 911920106 6380 167900 SH SOLE 167900 0 0
D U. S. WEST INC. COM 91273H101 9804 135000 SH SOLE 135000 0 0
D U.S. BANCORP NEW (USB) COM 902973106 2069 94589 SH SOLE 94589 0 0
D UCAR INTERNATIONAL INC COM 90262K109 12792 970000 SH SOLE 970000 0 0
D ULTIMATE ELECTRONICS INC. (ULT COM 903849107 2402 109800 SH SOLE 109800 0 0
D UNIFIRST CORPORATION COM 904708104 9000 800000 SH SOLE 800000 0 0
D UNISYS CORP (UIS) COM 909214108 9789 383900 SH SOLE 383900 0 0
D UNITED ILLUMINATING CO COM 910637107 573 14600 SH SOLE 14600 0 0
D UNITED STATES TRUST CORP (UTC) COM 91288L105 8505 45000 SH SOLE 45000 0 0
D UNITED TECHNOLOGIES CORP COM 913017109 556 8800 SH SOLE 8800 0 0
D UNITEDGLOBALCOM INC CL A (UCOM CL A 913247508 8617 114800 SH SOLE 114800 0 0
D UNOCAL CORP COM 915289102 417 14000 SH SOLE 14000 0 0
D UNUMPROVIDENT CORP COM 91529Y106 425 25000 SH SOLE 25000 0 0
D USG CORP NEW (USG) COM NEW 903293405 2055 49000 SH SOLE 49000 0 0
D VENTIV HEALTH INC (VTIV.O) COM 922793104 1655 164500 SH SOLE 164500 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
D VIASTAT INC. (VSAT) COM 92552V100 1145 15900 SH SOLE 15900 0 0
D VODAFONE GROUP PLC SPONSORED A SPONSORED ADR 92857T107 40261 724600 SH SOLE 724600 0 0
D WALMART STORES INC COM 931142103 1665 30000 SH SOLE 30000 0 0
D WARNER LAMBERT CO COM 934488107 5236 53700 SH SOLE 53700 0 0
D WD-40 COMPANY COM 929236107 420 20000 SH SOLE 20000 0 0
D WEATHERFORD INTERNATIONAL COM 947074100 4905 83212 SH SOLE 83212 0 0
D WELLMAN INC. COM 949702104 1308 66000 SH SOLE 66000 0 0
D WESLEY JESSEN VISIONCARE INC COM 951018100 809 22500 SH SOLE 22500 0 0
D WEYCO GROUP, INC. COM 962149100 3470 143088 SH SOLE 143088 0 0
D WHIRLPOOL CORP (WHR) COM 963320106 10084 172000 SH SOLE 172000 0 0
D WHITMAN CORP (WH) COM 96647R107 599 43000 SH SOLE 43000 0 0
D WOODWARD GOVERNOR COMPANY COM 980745103 12765 555000 SH SOLE 555000 0 0
D YORK INTERNATIONAL CORP COM 986670107 234 10000 SH SOLE 10000 0 0
D YOUNG BROADCASTING CLASS 'A' (CL A 987434107 399 21000 SH SOLE 21000 0 0
D ZDNET GROUP COM ZDNET 989511209 5548 261100 SH SOLE 261100 0 0
D ZIFF-DAVIS COM ZD 989511100 8284 530200 SH SOLE 530200 0 0
D LORAL SPACE & COMMUNICATIONS COM 543879993 8373 827000 SH SOLE 827000 0 0
S REPORT SUMMARY 325 DATA RECORDS 3629078 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
<PAGE>
REPORT SUMMARY:
Number of Other Included Managers: 0
Form 13 F Information Table Entry Total: $147,671,690
Form 13 F Information Table Value Total: $ 3,629,078
