<PAGE>
FORM
13F INFORMATION REQUIRED OF /---------------/
INSTITUTIONAL INVESTMENT MANAGERS / OMB APPROVAL /
PURSUANT TO SECTION 13(f) OF THE /---------------/
SECURITIES EXCHANGE ACT OF 1934 / OMB 3235-0006 /
AND RULES THEREUNDER /---------------/
/---------------/
SECURITIES AND EXCHANGE COMMISSION / SEC USE ONLY /
Washington, D.C. 20549 /---------------/
/ /
/---------------/
Report for the Calendar Quarter Ended: December 31st, 1999
-------------------
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here [X]
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Name of Institutional Investment Manager:
ARNHOLD AND S. BLEICHROEDER, INC.
- --------------------------------------------------------------------------------
Business Address:
1345 Avenue of the Americas New York, NY 10105-4300
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Street City State Zip
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
William Casciani - SR. Vice President 212-698-3240
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ATTENTION -- Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and
its attachments and the person by whom it is signed represent hereby
that all information contained therein is true, correct and complete. It
is understood that all required items, statements and schedules are
considered integral parts of this Form and that the submission of any
amendment represents that all unamended items, statements and schedules
remain true, correct and complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 14th day of
-------- -------- ----
April, 2000.
- ----- ----
Arnhold and S. Bleichroeder, Inc.
--------------------------------------------
(Name of Institutional Investment Manager)
William Casciani /s/ William Casciani
--------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than one filing this report): (List in
alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
\ / \ /
Name: 13F File No.: 3 Name: 13F File No.: 3
- --------------------- ------------- --------------------- -------------
1. 7.
- --------------------- ------------- --------------------- -------------
2. 8.
- --------------------- ------------- --------------------- -------------
3. 9.
- --------------------- ------------- --------------------- -------------
4. 10.
- --------------------- ------------- --------------------- -------------
5. 11.
- --------------------- ------------- --------------------- -------------
6. 12.
- --------------------- ------------- --------------------- -------------
SEC 1685
<PAGE>
REPORT SUMMARY:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: $117,743,873
Form 13F Information Table Value Total: $ 3,145,253
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D AT & T CORP COM 001957109 8650 170442 SH SOLE 170442 0 0
D AT&T CORP LIBERTY MEDIA GROUP COM LIB GRP A 001957208 273560 4820448 SH SOLE 4820448 0 0
D ABITIBI CONSOLDATED INC COM 003924107 356 30000 SH SOLE 30000 0 0
D ADFORCE INC COM 006867105 14136 198050 SH SOLE 198050 0 0
D AIRGAS INC. COM 009363102 247 26000 SH SOLE 26000 0 0
D ALLEGHANY CORP NEW COM 017175100 522 2815 SH SOLE 2815 0 0
D ALLMERICA FINANCIAL CORP. COM 019754100 275 4943 SH SOLE 4943 0 0
D AMERICA ONLINE INC COM 02364J104 15653 207500 SH SOLE 207500 0 0
D AMERICAN EXPRESS CO COM 025816109 66567 400400 SH SOLE 400400 0 0
D AMERICAN INTERNATIONAL GROUP COM 026874107 36660 339050 SH SOLE 339050 0 0
D AMERICAN STANDARD COM 029712106 3253 70900 SH SOLE 70900 0 0
D AMGEN COM 031162100 24830 413400 SH SOLE 413400 0 0
D APPLE COMPUTER INC COM 037833100 39223 381500 SH SOLE 381500 0 0
D APTAR GROUP INC COM 038336103 2495 99301 SH SOLE 99301 0 0
D ARCHER-DANIELS-MIDLAND CO COM 039483102 1664 136500 SH SOLE 136500 0 0
D ARDENT SOFTWARE INC COM 039794102 7020 180000 SH SOLE 180000 0 0
D ATLANTIC RICHFIELD CO COM 048825103 11678 135000 SH SOLE 135000 0 0
D BALL CORP. COM 058498106 14588 370500 SH SOLE 370500 0 0
D BANK OF NEW YORK CO INC COM 064057102 320 8000 SH SOLE 8000 0 0
D BAUSCH & LOMB INC COM 071707103 15310 223700 SH SOLE 223700 0 0
D BAXTER INTERNATIONAL INC COM 071813109 57983 923100 SH SOLE 923100 0 0
D BECTON DICKINSON & CO COM 075887109 11470 428800 SH SOLE 428800 0 0
D BED BATH & BEYOND INC COM 075896100 7475 215100 SH SOLE 215100 0 0
D BELL ATLANTIC CORP COM 077853109 19466 316200 SH SOLE 316200 0 0
D BEST BUY CO INC COM 086516101 803 16000 SH SOLE 16000 0 0
D BLOCK, H&R INC COM 093671105 742 16952 SH SOLE 16952 0 0
D BLUEGREEN CORP COM 096231105 300 60000 SH SOLE 60000 0 0
D BOWATER INC COM 102183100 543 10000 SH SOLE 10000 0 0
D BRISTOL MYERS SQUIBB CO COM 110122108 2056 32024 SH SOLE 32024 0 0
D CBS CORP COM 12490K107 68906 1077700 SH SOLE 1077700 0 0
D CIT GROUP INC "A" CL A 125577106 5759 272600 SH SOLE 272600 0 0
D CABLEVISION SYSTEMS CL 'A' CL A 12686C109 11378 150700 SH SOLE 150700 0 0
D CABLETRON SYSTEM INC COM COM 126920107 12397 476800 SH SOLE 476800 0 0
D CADENCE DESIGN SYSTEMS INC COM COM 127387108 1363 56800 SH SOLE 56800 0 0
D CAMBREX CORP COM 132011107 8089 235200 SH SOLE 235200 0 0
D CAPSTEAD MORTGAGE CORP COM 14067E100 314 75000 SH SOLE 75000 0 0
D CENDANT COM 151313103 611 23000 SH SOLE 23000 0 0
D CENDANT CORPORATION COM 151313103 10607 399300 SH SOLE 399300 0 0
D CENTEX CORP COM 152312104 494 20000 SH SOLE 20000 0 0
D CERIDIAN CORP COM 15677T106 5528 256350 SH SOLE 256350 0 0
D CHARTER ONE FINANCE COM 160903100 493 25798 SH SOLE 25798 0 0
D CHASE MANHATTAN CORP (NEW) COM 16161A108 5811 74800 SH SOLE 74800 0 0
D CHIREX INC COM 170038103 731 50000 SH SOLE 50000 0 0
D CHITTENDEN CORP COM 170228100 2853 96318 SH SOLE 96318 0 0
D CIRCUIT CITY STORES INC CIRCT CITY GRP 172737108 2028 45000 SH SOLE 45000 0 0
D CITIGROUP COM 172967101 54295 977179 SH SOLE 977179 0 0
D CLARIFY INC COM 180492100 20072 159300 SH SOLE 159300 0 0
D CLEAR CHANNEL COMM INC COM 184502102 68178 763900 SH SOLE 763900 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D COCA COLA BOTTLING CO. COM 191098102 696 14700 SH SOLE 14700 0 0
D COCA COLA CO COM 191216100 31344 538100 SH SOLE 538100 0 0
D COCA COLA ENTERPRISES INC COM 191219104 72241 3589600 SH SOLE 3589600 0 0
D COFLEXIP SPON ADR SPONSORED ADR 192384105 380 10000 SH SOLE 10000 0 0
D COMCAST CORP CL A SPECIAL CL A SPL 200300200 56234 1112160 SH SOLE 1112160 0 0
D COMDISCO INC COM 200336105 24637 661400 SH SOLE 661400 0 0
D COMERICA INC COM 200340107 6900 147800 SH SOLE 147800 0 0
D COMPUTER ASSOCIATES INTL INC COM 204912109 27290 390200 SH SOLE 390200 0 0
D CONAGRA INC COM 205887102 1195 52982 SH SOLE 52982 0 0
D COORS ADOLPH CO CL B CL B 217016104 824 15700 SH SOLE 15700 0 0
D CRANE CO. COM 224399105 2445 123000 SH SOLE 123000 0 0
D CROWN CORK & SEAL CO INC COM 228255105 201 9000 SH SOLE 9000 0 0
D DII GROUP INC COM 232949107 5621 79200 SH SOLE 79200 0 0
D DEERE & CO. COM 244199105 542 12500 SH SOLE 12500 0 0
D DELPHI AUTOMOTIVE SYS CORP COM 247126105 1958 124300 SH SOLE 124300 0 0
D DELTIC TIMBER CORP COM 247850100 204 9314 SH SOLE 9314 0 0
D DIAMOND OFFSHORE DRILLING INC COM 25271C102 917 30000 SH SOLE 30000 0 0
D DOLE FOOD COMPANY INC COM 256605106 308 18950 SH SOLE 18950 0 0
D DOLLAR TREE STORES INC COM 256747106 23962 494700 SH SOLE 494700 0 0
D DU PONT E I DE NEMOURS & CO COM 263534109 1278 19400 SH SOLE 19400 0 0
D DUN & BRADSTREET COM 26483B106 14605 495100 SH SOLE 495100 0 0
D ELECTRO RENT CORP COM 285218103 3919 337150 SH SOLE 337150 0 0
D ELECTRONIC DATA SYSTEMS CORP COM 285661104 1004 15000 SH SOLE 15000 0 0
D EQUIFAX INC COM 294429105 10547 447600 SH SOLE 447600 0 0
D EXXON MOBIL CORP COM 30231G102 1377 17089 SH SOLE 17089 0 0
D FASTENAL CO. COM 311900104 903 20100 SH SOLE 20100 0 0
D FDX CORPORATION COM 31304N107 2456 60000 SH SOLE 60000 0 0
D FEDERAL NATIONAL MORTGAGE ASSO COM 313586109 624 10000 SH SOLE 10000 0 0
D FINOVA GROUP INC COM 317928109 19017 535700 SH SOLE 535700 0 0
D FIRST UNION CORP COM 337358105 1209 36857 SH SOLE 36857 0 0
D FLEET BOSTON FINANCIAL CORP COM 339030108 13226 379919 SH SOLE 379919 0 0
D FLYCAST COMMUNICATIONS CORP COM 344067103 2339 18000 SH SOLE 18000 0 0
D FORD MOTOR CO COM 345370100 951 17800 SH SOLE 17800 0 0
D FOREMOST CORP OF AMERICA COM 345469100 2216 78100 SH SOLE 78100 0 0
D FORTUNE BRANDS INC COM 349631101 10607 320800 SH SOLE 320800 0 0
D FUJI PHOTO FILM (ADR) ADR 359586302 1798 47000 SH SOLE 47000 0 0
D GATX CORP COM 361448103 506 15000 SH SOLE 15000 0 0
D GTE CORP COM 362320103 11234 159200 SH SOLE 159200 0 0
D GALILEO INTERNATIONAL INC. COM 363547100 9562 319400 SH SOLE 319400 0 0
D GENERAL DYNAMICS CORP COM 369550108 58442 1107900 SH SOLE 1107900 0 0
D GENERAL INSTRUMENT CORP COM 370120107 30609 360100 SH SOLE 360100 0 0
D GENERAL MOTORS CORP COM 370442105 909 12500 SH SOLE 12500 0 0
D GENERAL MOTORS CLASS "H" NEW CL H NEW 370442832 14909 155300 SH SOLE 155300 0 0
D GENESYS TELECOMMUNICATIONS LAB COM 371931106 19926 369000 SH SOLE 369000 0 0
D GENZYME CORP COM GENL DIV 372917104 14634 325200 SH SOLE 325200 0 0
D GENZYME SURGICAL PRODUCTS COM SURG PRODS 372917609 253 43463 SH SOLE 43463 0 0
D GOODYEAR TIRE & RUBBER CO COM 382550101 254 9000 SH SOLE 9000 0 0
D GREENPOINT FINANCIAL CORP. COM 395384100 2018 84733 SH SOLE 84733 0 0
D HANNAFORD BROTHERS CORP COM 410550107 16226 234100 SH SOLE 234100 0 0
D HARCOURT GENERAL INC COM 41163G101 1489 37000 SH SOLE 37000 0 0
D HARRIS CORP. COM 413875105 11625 435600 SH SOLE 435600 0 0
D HARVEY ENT (HRVY.O) COM 417662103 354 92900 SH SOLE 92900 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D HELLER FINANCIAL INC CL A 423328103 301 15000 SH SOLE 15000 0 0
D HERCULES INC COM 427056106 669 24000 SH SOLE 24000 0 0
D HEWLETT PACKARD CO COM 428236103 273 2400 SH SOLE 2400 0 0
D HONEYWELL INTERNATIONAL INC COM 438516106 53225 922641 SH SOLE 922641 0 0
D IBP INC COM 449223106 972 54000 SH SOLE 54000 0 0
D I CABLE COMMUNICATIONS LTD ADR SPONSORED ADR 44934B104 763 30430 SH SOLE 30430 0 0
D INDEPENDENCE HOLDING CO NEW COM NEW 453440307 2278 198083 SH SOLE 198083 0 0
D INFINITY BROADCASTING CORP CL A 45662S102 42108 1163600 SH SOLE 1163600 0 0
D INTEL CORP COM 458140100 10437 126800 SH SOLE 126800 0 0
D INTERNATIONAL BUSINESS MACHINE COM 459200101 33677 311820 SH SOLE 311820 0 0
D INTERNATIONAL PAPER CO COM 460146103 226 3996 SH SOLE 3996 0 0
D JOHNSON & JOHNSON COM 478160104 2605 27968 SH SOLE 27968 0 0
D KIMBERLY CLARK CORP COM 494368103 1527 23400 SH SOLE 23400 0 0
D KROGER CO. COM 501044101 9183 486500 SH SOLE 486500 0 0
D KYOCERA CORP ADR (KYO) ADR 501556203 498 1900 SH SOLE 1900 0 0
D L-3 COMMUNICATIONS COM 502424104 69243 1663500 SH SOLE 1663500 0 0
D ELI LILLY COM 532457108 34188 514100 SH SOLE 514100 0 0
D LOCKHEED MARTIN CORP COM 539830109 656 30000 SH SOLE 30000 0 0
D LOEWS CORP COM 540424108 486 8000 SH SOLE 8000 0 0
D LUCENT TECHNOLOGIES INC COM 549463107 16237 217032 SH SOLE 217032 0 0
D M & T BANK COM 55261F104 75813 183012 SH SOLE 183012 0 0
D MCN ENERGY GROUP INC COM 55267J100 7161 301500 SH SOLE 301500 0 0
D MCI WORLDCOM COM 55268B106 88299 1664031 SH SOLE 1664031 0 0
D MRV COMMUNICATIONS INC SUB NT SUB NT CONV 5% 553477AB6 3768 1590000 SH SOLE 1590000 0 0
D MANDALAY RESORT GROUP MANDALAY 562567107 6128 304500 SH SOLE 304500 0 0
D MANPOWER INC COM 56418H100 564 15000 SH SOLE 15000 0 0
D MAYTAG CORPORATION COM 578592107 3898 81200 SH SOLE 81200 0 0
D MCKESSON HBOC INC COM 58155Q103 226 10000 SH SOLE 10000 0 0
D MEDIAONE GROUP INC COM 58440J104 120704 1571400 SH SOLE 1571400 0 0
D MEDIMMUNE INC COM 584699102 1244 7500 SH SOLE 7500 0 0
D MELLON FINANCIAL CORP COM 58551A108 1578 46320 SH SOLE 46320 0 0
D MERCK & CO INC COM 589331107 4537 67654 SH SOLE 67654 0 0
D MICROSOFT CORP COM 594918104 79624 682000 SH SOLE 682000 0 0
D MONSANTO CO COM 611662107 528 14810 SH SOLE 14810 0 0
D MOORE CORP LTD COM 615785102 212 35000 SH SOLE 35000 0 0
D MOTOROLA INC COM 620076109 39242 266500 SH SOLE 266500 0 0
D MUELLER INDUS. COM 624756102 653 18000 SH SOLE 18000 0 0
D MURPHY OIL CORP COM 626717102 718 12507 SH SOLE 12507 0 0
D MUTUAL RISK MGMT LTD COM 628351108 1636 97332 SH SOLE 97332 0 0
D NCR CORP NEW COM 62886E108 13596 358973 SH SOLE 358973 0 0
D NEW GERMANY FUND INC COM 644465106 2039 166476 SH SOLE 166476 0 0
D NEWS CORP LTD ADR SP ADR PFD 652487802 16650 45300 SH SOLE 45300 0 0
D NEXTEL COMMUNICATIONS INC CLAS CL A 65332V103 41848 405800 SH SOLE 405800 0 0
D 99 CENTS ONLY STORES COM 65440K106 956 25000 SH SOLE 25000 0 0
D NORTHERN TRUST CO COM 665859104 509 9600 SH SOLE 9600 0 0
D OAK INDUSTRIES INC COM NEW 671400505 12417 117000 SH SOLE 117000 0 0
D OLSTEN CORP COM 681385100 339 30000 SH SOLE 30000 0 0
D OPTICAL COATING LAB INC COM 683829105 6675 22550 SH SOLE 22550 0 0
D P.F. CHANGS CHINA BISTRO INC COM 69333Y108 664 26700 SH SOLE 26700 0 0
D PAPA JOHNS INTL INC COM 698813102 1912 73342 SH SOLE 73342 0 0
D PENTON MEDIA COM 709668107 1598 66596 SH SOLE 66596 0 0
D PEPSI BOTTLING GROUP INC (PBG) COM 713409100 12127 732200 SH SOLE 732200 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D PFIZER INC COM 717081103 33573 1035000 SH SOLE 1035000 0 0
D PHILIP MORRIS COMPANIES INC COM 718154107 1203 51900 SH CALL SOLE 51900 0 0
D PITTWAY CORP CLASS A CL A 725790208 7899 176275 SH SOLE 176275 0 0
D PRAXAIR INC COM 74005P104 516 10255 SH SOLE 10255 0 0
D PUBLIC SERVICES OF NORTH CAROL COM 744516105 7290 225600 SH SOLE 225600 0 0
D QUAKER OATS COM 747402105 473 7200 SH SOLE 7200 0 0
D QUALCOMM INC COM 747525103 240 1360 SH SOLE 1360 0 0
D READERS DIGEST ASSN INC CL A CL A NON VTG 755267101 8295 283600 SH SOLE 283600 0 0
D REUTERS GROUP PLC SPONSORED AD SPONSORED ADR 76132M102 1204 14900 SH SOLE 14900 0 0
D REYNOLDS METALS CO COM 761763101 5479 71500 SH SOLE 71500 0 0
D RYDER SYSTEM INC COM 783549108 855 35000 SH SOLE 35000 0 0
D SAFESKIN CORP COM 786454108 3223 265800 SH SOLE 265800 0 0
D ST JUDE MEDICAL INC COM 790849103 17940 584600 SH SOLE 584600 0 0
D SCHLUMBERGER LTD COM 806857108 532 9450 SH SOLE 9450 0 0
D SENSORMATIC ELECTRONICS COM 817265101 3313 190000 SH SOLE 190000 0 0
D SEPRACOR INC COM 817315104 4563 46000 SH SOLE 46000 0 0
D SHIRE PHARMACEUTICALS GROUP PL SPONSORED ADR 82481R106 304 10426 SH SOLE 10426 0 0
D SILICON GRAPHICS COM 827056102 7598 774300 SH SOLE 774300 0 0
D SNYDER COMMUNICATIONS SNC COM COM SNC 832914105 8597 446600 SH SOLE 446600 0 0
D SONY CORP (SNE) ADR NEW 835699307 12216 42900 SH SOLE 42900 0 0
D SOURCINGLINK.NET INC NEW COM NEW 836171207 260 10000 SH SOLE 10000 0 0
D SOUTHDOWN INC. COM 841297104 1704 33000 SH SOLE 33000 0 0
D SOUTHRUST CORP. COM 844730101 227 6000 SH SOLE 6000 0 0
D SOUTHWEST GAS CORP COM 844895102 14157 615500 SH SOLE 615500 0 0
D SPRINT CORP (FON GROUP) COM FON GROUP 852061100 1461 21700 SH SOLE 21700 0 0
D SPRINT PCS GROUP PCS COM SER 1 852061506 236 2300 SH SOLE 2300 0 0
D STANCORP FINANCIAL GROUP COM 852891100 957 38000 SH SOLE 38000 0 0
D STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 8208 349292 SH SOLE 349292 0 0
D STORAGE TECHNOLOGY CORP COM PAR $0.10 862111200 9306 504700 SH SOLE 504700 0 0
D SWISS HELVETTA FUND (THE) COM 870875101 967 70000 SH SOLE 70000 0 0
D TJ INTERNATIONAL INC COM 872534102 6615 157500 SH SOLE 157500 0 0
D TRW, INC. COM 872649108 1039 20000 SH SOLE 20000 0 0
D TANDY CORP COM 875382103 7772 157800 SH SOLE 157800 0 0
D TEKTRONIX INC. COM 879131100 4296 110500 SH SOLE 110500 0 0
D TENET HEALTHCARE CORP COM 88033G100 4413 187800 SH SOLE 187800 0 0
D TIME WARNER INC. COM 887315109 51380 709300 SH SOLE 709300 0 0
D TRAVELERS PROPERTY CASUALTY CO CL A 893939108 6980 203800 SH SOLE 203800 0 0
D TYCO INTL LTD NEW COM 902124106 23590 606827 SH CALL SOLE 606827 0 0
D U.S. BANCORP NEW COM 902973106 2252 94590 SH SOLE 94590 0 0
D USG CORP NEW COM NEW 903293405 2309 49000 SH SOLE 49000 0 0
D ULTIMATE ELECTRONICS INC. COM 903849107 1485 60000 SH SOLE 60000 0 0
D UNION CARBIDE CORP COM 905581104 6008 90000 SH SOLE 90000 0 0
D UNISYS CORP COM 909214108 12261 383900 SH SOLE 383900 0 0
D UNITED ILLUMINATING CO COM 910637107 750 14600 SH SOLE 14600 0 0
D U S HOME CORP COM 911920106 320 12500 SH SOLE 12500 0 0
D U. S. WEST INC. COM 91273H101 62330 865700 SH SOLE 865700 0 0
D UNITED TECHNOLOGIES CORP COM 913017109 572 8800 SH SOLE 8800 0 0
D UNITEDGLOBALCOM INC CL "A" CL A 913247508 883 12500 SH SOLE 12500 0 0
D UNOCAL CORP COM 915289102 510 15200 SH SOLE 15200 0 0
D UNUMPROVIDENT CORPORATION COM 91529Y106 11033 344106 SH SOLE 344106 0 0
D UNUMPROVIDENT CORP COM 91529Y106 401 12500 SH SOLE 12500 0 0
D VENTIV HEALTH INC (VTIV.O) COM 922793104 1111 120900 SH SOLE 120900 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D VIASTAT INC. COM 92552V100 1746 35000 SH SOLE 35000 0 0
D VISIO CORP COM 927914101 2138 45000 SH SOLE 45000 0 0
D WALMART STORES INC COM 931142103 2074 30000 SH SOLE 30000 0 0
D WARNER LAMBERT CO COM 934488107 1672 20400 SH SOLE 20400 0 0
D WELLMAN INC. COM 949702104 484 26000 SH SOLE 26000 0 0
D WHIRLPOOL CORP COM 963320106 12381 190300 SH SOLE 190300 0 0
D YAHOO INC COM 984332106 24880 57500 SH SOLE 57500 0 0
D YORK INTERNATIONAL CORP COM 986670107 274 10000 SH SOLE 10000 0 0
D MYLAN LABS COM 628530107 25 1000 SH SOLE 1000 0 0
D LORAL SPACE AND COMM. COM 543879993 20398 839000 SH SOLE 839000 0 0
D AGNICO EAGLE MINES LIMITED 3 1 SRNT CONV 3.5% 008474AA6 2295 3400000 SH SOLE 3400000 0 0
D ALICO, INC. COM 016230104 5432 347625 SH SOLE 347625 0 0
D ALLEN ORGAN COMPANY CLASS 'B' CL B 017753104 8627 220147 SH SOLE 220147 0 0
D ANGLOGOLD LIMITED ADR SPONSORED ADR 035128206 600 25000 SH SOLE 25000 0 0
D APPLIED POWER INC. CLASS 'A' CL A 038225108 2509 90000 SH SOLE 90000 0 0
D ARCHSTONE COMMUNITIES TRUST SH BEN INT 039581103 4113 205001 SH SOLE 205001 0 0
D BEI MEDICAL SYSTEMS INC. COM 05538E109 500 400000 SH SOLE 400000 0 0
D BEI TECHNOLOGIES, INC. COM 05538P104 4270 305000 SH SOLE 305000 0 0
D BALDWIN PIANO & ORGAN COMPANY COM 058246109 1086 125000 SH SOLE 125000 0 0
D BANDAG INCORPORATED, CLASS 'A' CL A 059815308 8196 395000 SH SOLE 395000 0 0
D BATTLE MOUNTAIN GOLD COMPANY COM 071593107 403 215000 SH SOLE 215000 0 0
D BLOUNT INTERNATIONAL, INC. COM 095180105 373 25000 SH SOLE 25000 0 0
D BURLINGTON RESOURCES INC COM 122014103 4008 125000 SH SOLE 125000 0 0
D BURNS INTERNATIONAL SERVICES C COM 122374101 6613 575000 SH SOLE 575000 0 0
D CKE RESTAURANTS 4.25% DUE 03/1 SB NT CV 4.25% 12561EAB1 2717 4500000 SH SOLE 4500000 0 0
D CANADIAN PACIFIC LTD COM 135923100 19290 892000 SH SOLE 892000 0 0
D CATELLUS DEVELOPMENT CORPORATI COM 149111106 7063 565000 SH SOLE 565000 0 0
D CATSKILL FINANCIAL CORPORATION COM 149348104 260 20000 SH SOLE 20000 0 0
D CHEMED CORPORATION COM 163596109 5320 190000 SH SOLE 190000 0 0
D COEUR D'ALENE MINES CORPORATIO SD CONV 6.375% 192108AE8 3188 6000000 SH SOLE 6000000 0 0
D CRESCENT REAL ESTATE EQUITIES COM 225756105 11250 625000 SH SOLE 625000 0 0
D A.T. CROSS COMPANY CLASS 'A' CL A 227478104 1097 225000 SH SOLE 225000 0 0
D DANKA BUSINESS SYSTEMS 6 3/4% SUBNT CV 6.75% 236277AB5 8321 10500000 SH SOLE 10500000 0 0
D DENTSPLY INTERNATIONAL INC. COM 249030107 5321 215000 SH SOLE 215000 0 0
D ENSCO International Incorporat COM 26874Q100 2402 105000 SH SOLE 105000 0 0
D ESPIRITO SANTO FINANCIAL GROUP SPONSORED ADR 29665F200 12800 742000 SH SOLE 742000 0 0
D EVANS & SUTHERLAND COMPUTER CO COM 299096107 4428 385000 SH SOLE 385000 0 0
D EVANS & SUTHERLAND COMPUTER CO SUB DEB CV 6% 299096AA5 3254 4450000 SH SOLE 4450000 0 0
D FLORIDA EAST COAST INDUSTRIES, COM 340632108 596 15000 SH SOLE 15000 0 0
D FRANKLIN ELECTRIC COMPANY, INC COM 353514102 7928 115000 SH SOLE 115000 0 0
D FRIEDE GOLDMAN HALTER INC. 4.5 SR SB NTCV4.5% 358430AA4 2475 4000000 SH SOLE 4000000 0 0
D FURNITURE BRANDS INTERNATIONAL COM 360921100 2805 165000 SH SOLE 165000 0 0
D GC COMPANIES, INC. COM 36155Q109 3006 105000 SH SOLE 105000 0 0
D GEORGIA PACIFIC CORP., TIMBER COM-TIMBER GRP 373298702 4338 200000 SH SOLE 200000 0 0
D GOLD FIELDS LTD. ADR SPONSORED ADR 38059T106 2089 522250 SH SOLE 522250 0 0
D GREIF BROS. CORPORATION CLASS CL A 397624107 18299 655000 SH SOLE 655000 0 0
D GUITAR CENTER, INC. COM 402040109 4450 445000 SH SOLE 445000 0 0
D HANCOCK FABRICS, INC. COM 409900107 4670 1465000 SH SOLE 1465000 0 0
D HEARTLAND EXPRESS, INC. COM 422347104 2591 188468 SH SOLE 188468 0 0
D THE HOMESTAKE OIL & GAS COMPAN COM 437356108 1619 250241 SH SOLE 250241 0 0
D HOMESTAKE MINING COMPANY COM 437614100 3876 585000 SH SOLE 585000 0 0
D IDACORP COM 451107106 6880 205000 SH SOLE 205000 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D InterTAN, Inc. COM 461120107 1414 125000 SH SOLE 125000 0 0
D JOSTENS, INC. (JOS) COM 481088102 4688 200000 SH SOLE 200000 0 0
D JUSTIN INDUSTRIES COM 482171105 3625 250000 SH SOLE 250000 0 0
D KAISER VENTURES INC. COM 483100103 7459 468000 SH SOLE 468000 0 0
D KANEB SERVICES, INC. COM 484170105 6525 1450000 SH SOLE 1450000 0 0
D KONINKLIJKE PHILIPS ELECTRONIC SPON ADR NEW 500472204 1330 9000 SH SOLE 9000 0 0
D LSI INDUSTRIES COM 50216C108 1414 74400 SH SOLE 74400 0 0
D LEUCADIA NATIONAL CORPORATION COM 527288104 4250 200000 SH SOLE 200000 0 0
D LONGVIEW FIBRE COMPANY COM 543213102 4294 300000 SH SOLE 300000 0 0
D THE MANITOWOC COMPANY, INC. COM 563571108 819 30000 SH SOLE 30000 0 0
D MID AMERICAN ENERGY HOLDINGS C COM 59562V107 3419 100000 SH SOLE 100000 0 0
D NEWMONT MINING CORPORATION COM 651639106 7498 368000 SH SOLE 368000 0 0
D NORTH EUROPEAN OIL ROYALTY TRU SH BEN INT 659310106 1860 120000 SH SOLE 120000 0 0
D PLACER DOME INC. COM 725906101 585 65000 SH SOLE 65000 0 0
D PLUM CREEK TIMBER COMPANY, L.P COM 729251108 1131 50000 SH SOLE 50000 0 0
D POLAROID CORPORATION COM 731095105 950 40000 SH SOLE 40000 0 0
D PRICE ENTERPRISES, INC. COM NE COM NEW 741444202 607 83000 SH SOLE 83000 0 0
D PROLOGIS TRUST SH BEN INT 743410102 572 30000 SH SOLE 30000 0 0
D ProLogis Trust Convertible Pre PFD CV SBI B 743410300 6003 245000 SH SOLE 245000 0 0
D QUINENCO S.A. ADR SPONSORED ADR 748718103 3591 260000 SH SOLE 260000 0 0
D RAYONIER INC. COM 754907103 54610 1270000 SH SOLE 1270000 0 0
D REGENCY REALTY CORPORATION COM 758939102 3868 197739 SH SOLE 197739 0 0
D SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 33081 3350000 SH SOLE 3350000 0 0
D SCOTT TECHNOLOGIES INC. COM 810022301 5440 320000 SH SOLE 320000 0 0
D SECURITY CAPITAL U.S. REALTY A SPONSORED ADR 814136206 534 35000 SH SOLE 35000 0 0
D SECURITY CAPITAL GROUP INCORPO CL B 81413P204 8479 665000 SH SOLE 665000 0 0
D SOLA INTERNATIONAL, INC. COM 834092108 2784 450000 SH SOLE 450000 0 0
D STURM, RUGER & COMPANY, INC. COM 864159108 4703 505000 SH SOLE 505000 0 0
D TEJON RANCH CO. COM 879080109 1134 50000 SH SOLE 50000 0 0
D TENNANT COMPANY COM 880345103 2275 70000 SH SOLE 70000 0 0
D UCAR INTERNATIONAL INC COM 90262K109 17486 775000 SH SOLE 775000 0 0
D UNIFIRST CORPORATION COM 904708104 9200 800000 SH SOLE 800000 0 0
D WEATHERFORD INTERNATIONAL COM 947074100 6649 177000 SH SOLE 177000 0 0
D WEYCO GROUP, INC. COM 962149100 3434 143088 SH SOLE 143088 0 0
D WOODWARD GOVERNOR COMPANY COM 980745103 13722 595000 SH SOLE 595000 0 0
D SBS SYSTEMS SA ORD L8137F102 6986 135000 SH SOLE 135000 0 0
D BANCO LATINOAMERICANO DE EXPOR CL E P16994132 11011 460000 SH SOLE 460000 0 0
<CAPTION>
S REPORT SUMMARY 293 DATA RECORDS 3145253 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
