<PAGE>
-- FORM 13F COVER PAGE --
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/ OMB APPROVAL /
/ OMB 3235-0006 /
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/ SEC USE ONLY /
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INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report for the Calendar Qtr, Ended: SEPTEMBER 30th, 2000
--------------------
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Please read instructions before preparing form.)
================================================================================
If amended report check here: [_]
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Name of Institutional Investment Manager:
ARNHOLD AND S. BLEICHROEDER, INC.
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Business Address:
1345 AVENUE OF THE AMERICAS NEW YORK, NY 10105-4300
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Street city State Zip
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
WILLIAM CASCIANI SR. VICE PRESIDENT 212-698-3240
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ATTENTION -- Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
================================================================================
The institutional investment manager submitting this Form
and its attachments and the person by whom it is signed hereby
that all information contained therein is true, correct and
complete. It is understood that all required items, statements
and schedules are considered integral parts of this Form and that
the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete
as previously submitted.
Pursuant to the requirements of Securities Exchange Act of
1934, the undersigned institutional investment manager has caused
this report to be signed on its behalf in the City of NEW YORK
--------
and State of NEW YORK on the 31 day of OCTOBER, 2000.
-------- -- ------- ----
ARNHOLD AND S. BLEICHROEDER, INC.
-------------------------------------------
(Name of Institutional Investment Manager)
/s/ [ILLEGIBLE]^^
------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:3 Name: 13F File No.:3
------------------------ -------------- ------------------------ --------------
1. 7.
------------------------ -------------- ------------------------ --------------
2. 8.
------------------------ -------------- ------------------------ --------------
3. 9.
------------------------ -------------- ------------------------ --------------
4. 10.
------------------------ -------------- ------------------------ --------------
5. 11.
------------------------ -------------- ------------------------ --------------
6. 12.
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<PAGE>
REPORT SUMMARY:
Number of Other Included Managers: 0
Form 13 F Information Table Entry Total: 152,868,587
Form 13 F Information Table Value Total: $ 2,867,671
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT ----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D IPC HOLDINGS LTD ORD G4933P101 8741 472500 SH SOLE 472500 0 0
D TYCOM LTD COM G9144B106 384 10000 SH SOLE 10000 0 0
D BANCO LATINOAMERICANO DE EXPOR CL E P16994132 14569 525000 SH SOLE 525000 0 0
D AT & T CORP COM 001957109 4783 162838 SH SOLE 162838 0 0
D AT&T CORP LIBERTY MEDIA GROUP COM LIB GRP A 001957208 54891 3049496 SH SOLE 3049496 0 0
D AXA FINANCIAL INC COM 002451102 13753 270000 SH SOLE 270000 0 0
D ABITIBI CONSOLDATED INC COM 003924107 281 30000 SH SOLE 30000 0 0
D AFFYMETRIX INC 144A CONV/CALL SB NT CV 144A 00826TAC2 2074 3500000 SH SOLE 3500000 0 0
D AFFYMETRIX INC CONV/CALL 4.75 SB NT CV 4.75% 00826TAD0 2723 4595000 SH SOLE 4595000 0 0
D AGNICO EAGLE MINES LIMITED SRNT CONV 3.5% 008474AA6 3071 4550000 SH SOLE 4550000 0 0
D AIR PRODUCTS & CHEMICALS INC COM 009158106 720 20000 SH SOLE 20000 0 0
D ALICO, INC. COM 016230104 4913 300000 SH SOLE 300000 0 0
D ALLEGHANY CORP NEW COM 017175100 563 2871 SH SOLE 2871 0 0
D ALLEN ORGAN COMPANY CLASS 'B' CL B 017753104 12753 192500 SH SOLE 192500 0 0
D ALLMERICA FINANCIAL CORP. COM 019754100 316 4943 SH SOLE 4943 0 0
D AMERICA ONLINE INC COM 02364J104 44833 834100 SH SOLE 834100 0 0
D AMERICAN EXPRESS CO COM 025816109 107350 1767075 SH SOLE 1767075 0 0
D AMERICAN INTERNATIONAL GROUP COM 026874107 101855 1064450 SH SOLE 1064450 0 0
D AMERICAN STANDARD (ASD) COM 029712106 8341 187700 SH SOLE 187700 0 0
D ANGLOGOLD LIMITED ADR SPONSORED ADR 035128206 551 30000 SH SOLE 30000 0 0
D ANHEUSER- BUSCH (BUD) COM 035229103 711 16800 SH SOLE 16800 0 0
D APTAR GROUP INC COM 038336103 2377 99301 SH SOLE 99301 0 0
D ARCHER-DANIELS-MIDLAND CO COM 039483102 1667 193325 SH SOLE 193325 0 0
D ARCHSTONE COMMUNITIES TRUST SH BEN INT 039581103 2456 100000 SH SOLE 100000 0 0
D ASSOCIATED FIRST CAPITAL CORP CL A 046008108 41735 1098300 SH SOLE 1098300 0 0
D BEI TECHNOLOGIES, INC. COM 05538P104 2088 50000 SH SOLE 50000 0 0
D BALDWIN PIANO & ORGAN COMPANY COM 058246109 609 125000 SH SOLE 125000 0 0
D BALL CORP. (BLL) COM 058498106 5295 167100 SH SOLE 167100 0 0
D BANDAG INCORPORATED, CLASS 'A' CL A 059815308 11282 395000 SH SOLE 395000 0 0
D BANK OF NEW YORK CO INC COM 064057102 449 8000 SH SOLE 8000 0 0
D BANK ONE CORP COM 06423A103 560 14500 SH SOLE 14500 0 0
D BARNES AND NOBLE COM 067774109 4134 210000 SH SOLE 210000 0 0
D BARRICK GOLD CORP. COM 067901108 534 35000 SH SOLE 35000 0 0
D BATTLE MOUNTAIN GOLD COMPANY COM 071593107 5731 3275000 SH SOLE 3275000 0 0
D BAUSCH & LOMB INC (BOL) COM 071707103 9793 251500 SH SOLE 251500 0 0
D BAXTER INTERNATIONAL INC COM 071813109 107604 1348200 SH SOLE 1348200 0 0
D BEAZER HOMES USA INC COM 07556Q105 271 10000 SH SOLE 10000 0 0
D BECTON DICKINSON & CO. COM 075887109 9642 364700 SH SOLE 364700 0 0
D BED BATH & BEYOND INC (BBBY) COM 075896100 10976 450000 SH SOLE 450000 0 0
D BERINGER WINE ESTATES 'B' CL B 084102102 2484 44700 SH SOLE 44700 0 0
D BERKSHIRE HATHAWAY INC CL A CL A 084670108 4186 65 SH SOLE 65 0 0
D BESTFOODS (BFO) COM 08658U101 49019 673800 SH SOLE 673800 0 0
D BIOGEN INC COM 090597105 598 9800 SH SOLE 9800 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D BLACK & DECKER CORP COM 091797100 2564 75000 SH SOLE 75000 0 0
D BLOCK, H&R INC COM 093671105 584 15752 SH SOLE 15752 0 0
D BOWATER INC COM 102183100 1212 26100 SH SOLE 26100 0 0
D BRISTOL MYERS SQUIBB CO COM 110122108 1601 28024 SH SOLE 28024 0 0
D BURLINGTON NORTHERN SANTA FE COM 12189T104 11987 555900 SH SOLE 555900 0 0
D BURLINGTON RESOURCES INC COM 122014103 4602 125000 SH SOLE 125000 0 0
D CIT GROUP INC "A" (CIT) CL A 125577106 831 47500 SH SOLE 47500 0 0
D CKE RESTAURANTS SB NT CV 4.25% 12561EAB1 2544 5500000 SH SOLE 5500000 0 0
D CABLETRON SYSTEMS COM 126920107 8909 303300 SH SOLE 303300 0 0
D CAMBREX CORP COM 132011107 11607 313700 SH SOLE 313700 0 0
D CANADIAN PACIFIC LTD COM 135923100 28132 1082000 SH SOLE 1082000 0 0
D CATELLUS DEVELOPMENT CORPORATI COM 149111106 7175 410000 SH SOLE 410000 0 0
D CENDANT (CD) COM 151313103 4419 406300 SH SOLE 406300 0 0
D CENTEX CORP COM 152312104 643 20000 SH SOLE 20000 0 0
D CERIDIAN CORP (CEN) COM 15677T106 11274 401750 SH SOLE 401750 0 0
D CHARTER ONE FINANCE INC COM 160903100 660 27087 SH SOLE 27087 0 0
D CHASE MANHATTAN CORP (NEW) (CM COM 16161A108 4961 107400 SH SOLE 107400 0 0
D THE CHEESECAKE FACTORY INC COM 163072101 20479 473500 SH SOLE 473500 0 0
D CHEMED CORPORATION COM 163596109 5885 185000 SH SOLE 185000 0 0
D CHITTENDEN CORP COM 170228100 2436 94818 SH SOLE 94818 0 0
D CISCO SYSTEMS INC COM 17275R102 66411 1202000 SH SOLE 1202000 0 0
D CITIGROUP COM 172967101 33499 619629 SH SOLE 619629 0 0
D CLEAR CHANNEL COMM INC COM 184502102 49381 874000 SH SOLE 874000 0 0
D COCA COLA BOTTLING CO. (COKE) COM 191098102 570 13600 SH SOLE 13600 0 0
D CAN SURETY CORP COM 12612L108 20 1700 SH SOLE 1700 0 0
D COCA COLA CO. COM 191216100 717 13000 SH SOLE 13000 0 0
D COCA COLA ENTERPRISES INC COM 191219104 733 46000 SH CALL SOLE 46000 0 0
D COCA COLA ENTERPRISES INC (CCE COM 191219104 446 28000 SH SOLE 28000 0 0
D COEUR D'ALENE MINES CORPORATIO SD CONV 6.375% 192108AE8 2228 6000000 SH SOLE 6000000 0 0
D COEUR D'ALENE SB DB CV 7.25% 192108AG3 800 2000000 SH SOLE 2000000 0 0
D COFLEXIP SPON ADR SPONSORED ADR 192384105 623 10000 SH SOLE 10000 0 0
D COLUMBIA ENERGY GROUP COM 197648108 41627 586300 SH SOLE 586300 0 0
D COLUMBUS MCKINNON CORP (CMCO) COM 199333105 1794 132300 SH SOLE 132300 0 0
D COMCAST CORP CL A SPECIAL CL A SPL 200300200 56726 1385660 SH SOLE 1385660 0 0
D COMDISCO INC (CDO) COM 200336105 13373 701500 SH SOLE 701500 0 0
D COMERICA INC (CMA) COM 200340107 11997 205300 SH SOLE 205300 0 0
D COMMSCOPE INC COM 203372107 1877 76600 SH SOLE 76600 0 0
D CONAGRA INC COM 205887102 988 49244 SH SOLE 49244 0 0
D CONSOL ENERGY INC COM 20854P109 1365 85000 SH SOLE 85000 0 0
D CONTINENTAL AIRLINES INC CL B CL B 210795308 1590 35000 SH SOLE 35000 0 0
D COOPER CAMERON CORP. COM 216640102 295 4000 SH SOLE 4000 0 0
D COORS ADOLPH CO CL B (RKY) CL B 217016104 992 15700 SH SOLE 15700 0 0
D ADOLPH COORS COMPANY CLASS 'B' CL B 217016104 2843 45000 SH SOLE 45000 0 0
D COSTCO WHOLESALE CORP COM 22160K105 5066 145000 SH SOLE 145000 0 0
D CRANE CO. COM 224399105 526 23000 SH SOLE 23000 0 0
D CREO PRODUCTS INC (CREO) COM 225606102 212 6237 SH SOLE 6237 0 0
D CRESCENT REAL ESTATE EQUITIES COM 225756105 13164 590000 SH SOLE 590000 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D A.T. CROSS COMPANY CLASS `A' CL A 227478104 1209 225000 SH SOLE 225000 0 0
D DANKA BUSINESS SYSTEMS SUBNT CV 6.75% 236277AB5 4305 10500000 SH SOLE 10500000 0 0
D DEAN FOODS CO COM 242361103 831 25000 SH SOLE 25000 0 0
D DEERE & CO. COM 244199105 599 18000 SH SOLE 18000 0 0
D DEERE & COMPANY COM 244199105 2643 79500 SH SOLE 79500 0 0
D DE RIGO SPA SPON ADR (DER) SPONSORED ADR 245334107 776 90000 SH SOLE 90000 0 0
D DELPHI AUTOMOTIVE SYS CORP (DP COM 247126105 3241 214300 SH SOLE 214300 0 0
D DELTIC TIMBER CORPORATION COM 247850100 4562 269314 SH SOLE 269314 0 0
D DENTSPLY INTERNATIONAL INC. COM 249030107 6813 195000 SH SOLE 195000 0 0
D DOLE FOOD COMPANY, INC. COM 256605106 9434 628950 SH SOLE 628950 0 0
D DOLLAR TREE STORES COM 256747106 31698 781449 SH SOLE 781449 0 0
D DONALDSON LUFKIN & JENRETTE IN COM DLJ 257661108 25047 280050 SH SOLE 280050 0 0
D DU PONT DE NEMOURS & CO COM 263534109 804 19400 SH SOLE 19400 0 0
D DUN & BRADSTREET (DNB) COM 26483B106 10135 294300 SH SOLE 294300 0 0
D E'TOWN CORP COM 269242103 2401 35900 SH SOLE 35900 0 0
D ELECTRO RENT CORP (ELRC) COM 285218103 4276 335350 SH SOLE 335350 0 0
D ELECTRONIC DATA SYSTEMS CORP COM 285661104 623 15000 SH SOLE 15000 0 0
D ENERGIZER HOLDINGS INC COM 29266R108 7963 325000 SH SOLE 325000 0 0
D ENRON CORP (ENE) COM 293561106 1490 17000 SH SOLE 17000 0 0
D EQUIFAX INC (EFX) COM 294429105 10705 397400 SH SOLE 397400 0 0
D ESPIRITO SANTO FINANCIAL GROUP SPONSORED ADR 29665F200 14526 762000 SH SOLE 762000 0 0
D ETHYL CORP COM 297659104 1509 1050000 SH SOLE 1050000 0 0
D EVANS & SUTHERLAND COMPUTER CO SUB DEB CV 6% 299096AA5 2881 4450000 SH SOLE 4450000 0 0
D EXXON MOBIL CORP COM 30231G102 1478 16589 SH SOLE 16589 0 0
D FASTENAL CO COM 311900104 576 10000 SH SOLE 10000 0 0
D FANNIE MAE COM 313586109 715 10000 SH SOLE 10000 0 0
D FEDEX CORPORATION COM 31428X106 2660 60000 SH SOLE 60000 0 0
D FIDELITY NATIONAL FINANCIAL IN COM 316326107 287 11580 SH SOLE 11580 0 0
D FINOVA GROUP INC COM 317928109 3628 500400 SH SOLE 500400 0 0
D FIRST UNION CORP COM 337358105 1186 36857 SH SOLE 36857 0 0
D FLEET BOSTON FINANCIAL CORP COM 339030108 13081 335419 SH SOLE 335419 0 0
D FLEETWOOD ENTERPRISES INC COM 339099103 237 17500 SH SOLE 17500 0 0
D FORD MOTOR CORP COM PAR $0.01 345370860 1848 73000 SH SOLE 73000 0 0
D FORT JAMES CORP. COM 347471104 4676 153000 SH SOLE 153000 0 0
D FORTUNE BRANDS INC (FO) COM 349631101 6712 253300 SH SOLE 253300 0 0
D FRANKLIN ELECTRIC COMPANY, INC COM 353514102 8625 125000 SH SOLE 125000 0 0
D FREEPORT MCMORAN COPPER & GOLD CL B 35671D857 881 100000 SH SOLE 100000 0 0
D FRIEDE GOLDMAN HALTER INC. SR SB NTCV4.5% 358430AA4 3938 7000000 SH SOLE 7000000 0 0
D FUJI PHOTO FILM CO., LTD. ADR ADR 359586302 2580 77000 SH SOLE 77000 0 0
D FURNITURE BRANDS INTERNATIONAL COM 360921100 16293 980000 SH SOLE 980000 0 0
D GATX CORP COM 361448103 2178 52000 SH SOLE 52000 0 0
D GPU INC COM 36225X100 8230 253700 SH SOLE 253700 0 0
D GALILEO INTERNATIONAL INC. (GL COM 363547100 4080 263200 SH SOLE 263200 0 0
D GEMSTAR INTERNATIONAL LTD COM 36866W106 8719 100000 SH SOLE 100000 0 0
D GENERAL DYNAMICS CORP COM 369550108 23165 368800 SH SOLE 368800 0 0
D GENERAL ELECTRIC CO COM 369604103 86844 1505400 SH SOLE 1505400 0 0
D GENERAL MOTORS CORP CL H COM N CL H NEW 370442832 25859 695500 SH SOLE 695500 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D GENZYME CORP COM GENL DIV 372917104 14115 207000 SH SOLE 207000 0 0
D GEORGIA PACIFIC CORP., TIMBER COM-TIMBER GRP 373298702 6584 245000 SH SOLE 245000 0 0
D GERON CORP COM 374163103 304 10700 SH SOLE 10700 0 0
D GETTHERE.COM COM 374266104 1767 99900 SH SOLE 99900 0 0
D GILLETTE CO. COM 375766102 150 5000 SH CALL SOLE 5000 0 0
D GOLD FIELDS LTD. ADR SPONSORED ADR 38059T106 306 100000 SH SOLE 100000 0 0
D GOODYEAR TIRE & RUBBER CO COM 382550101 405 22500 SH SOLE 22500 0 0
D GRANT PRIDECO INC (GRP.N) COM 38821G101 1600 72944 SH SOLE 72944 0 0
D GREENPOINT FINANCIAL CORP. (GP COM 395384100 2658 89733 SH SOLE 89733 0 0
D GREIF BROS. CORPORATION CLASS CL A 397624107 21779 655000 SH SOLE 655000 0 0
D GUITAR CENTER, INC. COM 402040109 5972 485000 SH SOLE 485000 0 0
D HSB GROUP INC COM 40428N109 3615 90100 SH SOLE 90100 0 0
D HANCOCK FABRICS, INC. COM 409900107 7625 1525000 SH SOLE 1525000 0 0
D HARCOURT GENERAL INC (H) COM 41163G101 2626 44500 SH SOLE 44500 0 0
D HARRIS CORP. (HRS) COM 413875105 9038 317800 SH SOLE 317800 0 0
D HARTFORD FINANCIAL SERVICES GR COM 416515104 5653 77500 SH SOLE 77500 0 0
D HEARTLAND EXPRESS, INC. COM 422347104 3562 205000 SH SOLE 205000 0 0
D HELLER FINANCIAL INC CL A 423328103 428 15000 SH SOLE 15000 0 0
D HEWLETT-PACKARD COM 428236103 233 2400 SH SOLE 2400 0 0
D HILTON HOTELS CORP COM 432848109 2143 185300 SH SOLE 185300 0 0
D HITACHI, LTD. ADR ADR 10 COM 433578507 800 7000 SH SOLE 7000 0 0
D THE HOMESTAKE OIL & GAS COMPAN COM 437356108 2628 250241 SH SOLE 250241 0 0
D HOMESTAKE MINING COMPANY COM 437614100 3424 660000 SH SOLE 660000 0 0
D HONEYWELL INTERNATIONAL INC COM 438516106 32770 919868 SH SOLE 919868 0 0
D HOOVERS INC COM 439321100 351 55000 SH SOLE 55000 0 0
D HOUSEHOLD INTL. INC. (HI) COM 441815107 8341 147300 SH SOLE 147300 0 0
D IBP INC (IBP) COM 449223106 1557 85000 SH SOLE 85000 0 0
D IDACORP COM 451107106 6475 140000 SH SOLE 140000 0 0
D IDEX CORP COM 45167R104 6007 215000 SH SOLE 215000 0 0
D INDEPENDENCE HOLDING CO COM NEW 453440307 1495 206231 SH SOLE 206231 0 0
D INDUSTRIE NATUZZI SPA ADR (NTZ ADR 456478106 609 50000 SH SOLE 50000 0 0
D INFINITY BROADCASTING CORP CL A 45662S102 12289 372390 SH SOLE 372390 0 0
D INTEL CORP COM 458140100 5636 135400 SH SOLE 135400 0 0
D INTERMEDIA COMMUNICATIONS INC. COM 458801107 4912 166500 SH SOLE 166500 0 0
D INTERNATIONAL BUSINESS MACHINE COM 459200101 2522 22420 SH SOLE 22420 0 0
D INTERNATIONAL GAME TECHNOLOGY COM 459902102 7371 219200 SH SOLE 219200 0 0
D INTERNATIONAL PAPER CO COM 460146103 321 11196 SH SOLE 11196 0 0
D InterTAN, Inc. COM 461120107 2351 165000 SH SOLE 165000 0 0
D IPALCO ENTERPRISES INC COM 462613100 12199 533300 SH SOLE 533300 0 0
D JOHNSON & JOHNSON COM 478160104 2627 27968 SH SOLE 27968 0 0
D JWGENESIS FINANCIAL CORP COM 482227105 318 31450 SH SOLE 31450 0 0
D KAISER VENTURES INC. COM 483100103 5175 450000 SH SOLE 450000 0 0
D KANEB SERVICES, INC. COM 484170105 6383 1380000 SH SOLE 1380000 0 0
D KEEBLER FOODS CO COM 487256109 3780 90000 SH SOLE 90000 0 0
D KIMBERLY CLARK CORP COM 494368103 1306 23400 SH SOLE 23400 0 0
D KNIGHT RIDDER INC COM 499040103 2795 55000 SH SOLE 55000 0 0
D KROGER CO. COM 501044101 11112 492500 SH SOLE 492500 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D LG&E ENERGY CORPORATION (LGE) COM 501917108 19062 780000 SH SOLE 780000 0 0
D LSI INDUSTRIES COM 50216C108 6323 285000 SH SOLE 285000 0 0
D L-3 COMMUNICATIONS COM 502424104 42855 758500 SH SOLE 758500 0 0
D LEHMAN BROTHERS INC COM 524908100 296 2000 SH SOLE 2000 0 0
D LEUCADIA NATIONAL CORPORATION COM 527288104 1923 71900 SH SOLE 71900 0 0
D LOCKHEED MARTIN CORP COM 539830109 989 30000 SH SOLE 30000 0 0
D LOEWS CORP COM 540424108 667 8000 SH SOLE 8000 0 0
D LONGVIEW FIBRE COMPANY COM 543213102 4200 350000 SH SOLE 350000 0 0
D LUCENT TECHNOLOGIES INC COM 549463107 2296 75132 SH SOLE 75132 0 0
D LUXOTTICA GROUP SPA SPONSORED SPONSORED ADR 55068R202 16973 1052615 SH SOLE 1052615 0 0
D M & T BANK COM 55261F104 51320 100627 SH SOLE 100627 0 0
D MBIA INC COM 55262C100 3556 50000 SH SOLE 50000 0 0
D MGI PHARMA INC COM 552880106 450 15000 SH SOLE 15000 0 0
D MRV COMMUNICATIONS INC SUB NT SUB NT CONV 5% 553477AB6 651 195000 SH SOLE 195000 0 0
D MALLINCKRODT GROUP INC COM 561232109 10266 225000 SH SOLE 225000 0 0
D MANDALAY RESORT GROUP (MBG) COM 562567107 11326 442000 SH SOLE 442000 0 0
D THE MANITOWOC COMPANY, INC. COM 563571108 4524 235000 SH SOLE 235000 0 0
D MANPOWER INC COM 56418H100 479 15000 SH SOLE 15000 0 0
D MANPOWER INC. COM 56418H100 22516 705000 SH SOLE 705000 0 0
D MARKEL CORP (MKL) COM 570535104 1366 9000 SH SOLE 9000 0 0
D MATTEL INC COM 577081102 5887 526200 SH SOLE 526200 0 0
D THE MAY STORES COMPANY COM 577778103 6048 295000 SH SOLE 295000 0 0
D MCGRAW HILL INC COM 580645109 2543 40000 SH SOLE 40000 0 0
D MELLON FINANCIAL CORP COM 58551A108 4235 91320 SH SOLE 91320 0 0
D MERCK & CO INC COM 589331107 4960 66638 SH SOLE 66638 0 0
D METLIFE INC COM 59156R108 1969 75200 SH SOLE 75200 0 0
D MOORE CORP LTD COM 615785102 1711 595000 SH SOLE 595000 0 0
D MORGAN & CO JP COM 616880100 7352 45000 SH SOLE 45000 0 0
D MORGAN STANLEY, DEAN WITTER, A COM NEW 617446448 1207 13200 SH SOLE 13200 0 0
D MOTOROLA INC COM 620076109 415 14700 SH SOLE 14700 0 0
D MUELLER INDUS. COM 624756102 404 18000 SH SOLE 18000 0 0
D MURPHY OIL CORPORATION COM 626717102 12153 187507 SH SOLE 187507 0 0
D MUTUAL RISK MANAGEMENT LTD COM 628351108 1258 57332 SH SOLE 57332 0 0
D NCR CORPORATION COM 62886E108 24203 640073 SH SOLE 640073 0 0
D NABISCO GROUP HOLDINGS (NGH) COM 62952P102 7695 270000 SH SOLE 270000 0 0
D NABISCO HOLDINGS CORP CLASS A CL A 629526104 17579 327050 SH SOLE 327050 0 0
D NETWORK ASSOCIATES INC (NETA) COM 640938106 6217 274800 SH SOLE 274800 0 0
D NEW GERMANY FUND INC (GF) COM 644465106 2039 166475 SH SOLE 166475 0 0
D NEWMONT MINING CORPORATION COM 651639106 1445 85000 SH SOLE 85000 0 0
D NEWS CORP LTD ADR NEW COM 652487703 112 2000 SH SOLE 2000 0 0
D NEWS CORP LTD ADR SP ADR PFD 652487802 7861 167700 SH SOLE 167700 0 0
D NEXTEL COMMUNICATIONS INC CLAS CL A 65332V103 12772 273200 SH SOLE 273200 0 0
D NIAGARA MOHAWK HOLDINGS INC COM 653520106 1418 90000 SH SOLE 90000 0 0
D 99 CENTS ONLY STORES COM 65440K106 7453 148500 SH SOLE 148500 0 0
D NORTEL NETWORKS CORP COM 656568102 7511 126100 SH SOLE 126100 0 0
D NORTHERN TRUST CO COM 665859104 853 9600 SH SOLE 9600 0 0
D NOVARTIS AG SPONSORED ADR SPONSORED ADR 66987V109 619 16000 SH SOLE 16000 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D NOVELL INC COM 670006105 288 29000 SH SOLE 29000 0 0
D P.F. CHANGS CHINA BISTRO INC ( COM 69333Y108 3346 96800 SH SOLE 96800 0 0
D PMC SIERRA INC COM 69344F106 127320 591500 SH SOLE 591500 0 0
D PAINE WEBBER GROUP INC COM 695629105 10219 150000 SH SOLE 150000 0 0
D PALM INC COM 696642107 212 4004 SH SOLE 4004 0 0
D PAPA JOHNS INTL INC COM 698813102 4270 170362 SH SOLE 170362 0 0
D PARAMETRIC TECHNOLOGY CORP (PM COM 699173100 1261 115300 SH SOLE 115300 0 0
D PAXSON COMMUNICATIONS CORP COM 704231109 518 45000 SH SOLE 45000 0 0
D PENTON MEDIA COM 709668107 1831 66596 SH SOLE 66596 0 0
D PEPSI BOTTLING GROUP INC (PBG) COM 713409100 1389 46200 SH SOLE 46200 0 0
D PEPSICO. (PEP) COM 713448108 1564 34000 SH SOLE 34000 0 0
D PFIZER INC COM 717081103 5190 115500 SH SOLE 115500 0 0
D PHARMACIA CORPORATION COM 71713U102 530 8810 SH SOLE 8810 0 0
D PHILIP MORRIS COM 718154107 9420 320000 SH CALL SOLE 320000 0 0
D PITNEY-BOWES INC (PBI) COM 724479100 7288 184800 SH SOLE 184800 0 0
D PLACER DOME INC. COM 725906101 708 75000 SH SOLE 75000 0 0
D POHANG IRON & STEEL ADR SPONSORED ADR 730450103 373 20000 SH SOLE 20000 0 0
D PRAXAIR INC COM 74005P104 16585 443755 SH SOLE 443755 0 0
D PRICE ENTERPRISES, INC. COM NE COM NEW 741444202 900 200000 SH SOLE 200000 0 0
D PROLOGIS TRUST SH BEN INT 743410102 2019 85000 SH SOLE 85000 0 0
D ProLogis Trust Convertible Pre PFD CV SBI B 743410300 1538 50000 SH SOLE 50000 0 0
D PULTE CORP COM 745867101 429 13000 SH SOLE 13000 0 0
D QUINENCO S.A. ADR SPONSORED ADR 748718103 2717 315000 SH SOLE 315000 0 0
D R & B FALCON CORP (FLC) COM 74912E101 838 30060 SH SOLE 30060 0 0
D RAYONIER INC. COM 754907103 50672 1410000 SH SOLE 1410000 0 0
D READERS DIGEST ASSN INC CL A CL A NON VTG 755267101 10075 285300 SH SOLE 285300 0 0
D REUTERS GROUP PLC SPONSORED AD SPONSORED ADR 76132M102 629 5600 SH SOLE 5600 0 0
D ROYAL GOLD, INC. COM 780287108 333 95000 SH SOLE 95000 0 0
D RYDER SYSTEM INC COM 783549108 645 35000 SH SOLE 35000 0 0
D RYLAND GROUP INC COM 783764103 465 15000 SH SOLE 15000 0 0
D SDL INC COM 784076101 78565 254000 SH SOLE 254000 0 0
D ST JUDE MEDICAL INC COM 790849103 15616 306200 SH SOLE 306200 0 0
D SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 37703 3175000 SH SOLE 3175000 0 0
D SCHERING-PLOUGH CORP COM 806605101 326 7000 SH SOLE 7000 0 0
D SCHLUMBERGER LTD COM 806857108 613 7450 SH SOLE 7450 0 0
D SCOTT TECHNOLOGIES INC. COM 810022301 3189 180000 SH SOLE 180000 0 0
D SEAGATE TECHNOLOGY INC COM 811804103 34279 496800 SH SOLE 496800 0 0
D SEAGRAM COMPANY INC. COM 811850106 1436 25000 SH CALL SOLE 25000 0 0
D SECURITY CAPITAL GROUP INCORPO CL B 81413P204 13256 700000 SH SOLE 700000 0 0
D SECURITY CAPITAL U.S. REALTY A SPONSORED ADR 814136206 748 35000 SH SOLE 35000 0 0
D SENSORMATIC ELECTRONICS (SRM) COM 817265101 2925 195000 SH SOLE 195000 0 0
D SHAW INDUSTRIES INC COM 820286102 10434 564000 SH SOLE 564000 0 0
D SHERWIN WILLIAMS CO COM 824348106 2138 100000 SH SOLE 100000 0 0
D SIRIUS SATELLITE RADIO INC COM 82966U103 7403 140000 SH SOLE 140000 0 0
D SNAP ON TOOLS CORP COM 833034101 353 15000 SH SOLE 15000 0 0
D SOLA INTERNATIONAL, INC. COM 834092108 3380 525000 SH SOLE 525000 0 0
D SONY CORP (SNE) ADR NEW 835699307 3089 30600 SH SOLE 30600 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D SOUTHDOWN INC COM 841297104 5558 78000 SH SOLE 78000 0 0
D SOUTHWEST GAS CORP COM 844895102 5965 284900 SH SOLE 284900 0 0
D SPRINT CORP COM FON GROUP 852061100 636 21700 SH SOLE 21700 0 0
D STANCORP FINANCIAL GROUP COM 852891100 1924 45000 SH SOLE 45000 0 0
D STANDARD MICROSYSTEMS CORP COM 853626109 218 10000 SH SOLE 10000 0 0
D STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 11091 354900 SH SOLE 354900 0 0
D STILWELL FINANCIAL INC COM 860831106 2393 55000 SH SOLE 55000 0 0
D STORAGE TECHNOLOGY CORP (STK) COM PAR $0.10 862111200 6845 504700 SH SOLE 504700 0 0
D STURM, RUGER & COMPANY, INC. COM 864159108 2743 335000 SH SOLE 335000 0 0
D SUNBEAM CORPORATION SR SD CV ZERO 867071AD4 2000 20000000 SH SOLE 20000000 0 0
D SUNGARD DATA SYSTEMS INC (SDS) COM 867363103 9573 223600 SH SOLE 223600 0 0
D SWISS HELVETIA FUND (THE) (SWZ COM 870875101 993 70000 SH SOLE 70000 0 0
D TJX COMPANIES INC COM 872540109 293 13000 SH SOLE 13000 0 0
D TRW, INC. COM 872649108 1117 27500 SH SOLE 27500 0 0
D TEKTRONIX INC. (TEK) COM 879131100 4463 58100 SH SOLE 58100 0 0
D TENET HEALTHCARE CORP COM 88033G100 7308 200900 SH SOLE 200900 0 0
D TENNANT COMPANY COM 880345103 2434 55000 SH SOLE 55000 0 0
D THERMO ELECTRON CORP COM 883556102 15241 586200 SH SOLE 586200 0 0
D TIME WARNER INC. COM 887315109 6737 86100 SH SOLE 86100 0 0
D TIVO INC COM 888706108 417 21500 SH SOLE 21500 0 0
D TRICON GLOBAL RESTAURANT INC COM 895953107 4778 156000 SH SOLE 156000 0 0
D TYCO INTL LTD NEW COM 902124106 129259 2491749 SH CALL SOLE 2491749 0 0
D UCAR INTERNATIONAL INC COM 90262K109 14971 1180000 SH SOLE 1180000 0 0
D UIL HOLDINGS CORP COM 902748102 751 14600 SH SOLE 14600 0 0
D U.S. BANCORP NEW (USB) COM 902973106 2061 90589 SH SOLE 90589 0 0
D USA NETWORKS INC. COM 902984103 2712 123600 SH SOLE 123600 0 0
D USG CORPORATION COM NEW 903293405 1253 50000 SH SOLE 50000 0 0
D ULTIMATE ELECTRONICS INC COM 903849107 5503 133800 SH SOLE 133800 0 0
D UNIFIRST CORPORATION COM 904708104 8100 810000 SH SOLE 810000 0 0
D UNION CARBIDE CORP COM 905581104 7633 202200 SH SOLE 202200 0 0
D UNION PACIFIC CORP COM 907818108 292 7500 SH SOLE 7500 0 0
D UNITED TECHNOLOGIES CORP COM 913017109 609 8800 SH SOLE 8800 0 0
D UNITEDGLOBALCOM INC CL A (UCOM CL A 913247508 3880 129340 SH SOLE 129340 0 0
D UNOCAL CORP COM 915289102 496 14000 SH SOLE 14000 0 0
D UNUMPROVIDENT CORP COM 91529Y106 681 25000 SH SOLE 25000 0 0
D VENTIV HEALTH INC (VTIV.O) COM 922793104 1526 120900 SH SOLE 120900 0 0
D VIASTAT INC. (VSAT) COM 92552V100 622 27800 SH SOLE 27800 0 0
D VIACOM INC CL B CL B 925524308 112390 1921192 SH SOLE 1921192 0 0
D VOICESTREAM WIRELESS CORP COM 928615103 9506 81900 SH SOLE 81900 0 0
D WD-40 COMPANY COM 929236107 425 20000 SH SOLE 20000 0 0
D WALMART STORES INC COM 931142103 1444 30000 SH SOLE 30000 0 0
D WASTE MANAGEMENT INC COM 94106L109 1036 59400 SH SOLE 59400 0 0
D WEATHERFORD INTERNATIONAL COM 947074100 1847 42944 SH SOLE 42944 0 0
D WESLEY JESSEN VISIONCARE INC ( COM 951018100 16851 438400 SH SOLE 438400 0 0
D WEYCO GROUP, INC. COM 962149100 3666 145000 SH SOLE 145000 0 0
D WHIRLPOOL CORP COM 963320106 1302 33500 SH SOLE 33500 0 0
D WHITMAN CORP (WH) COM 96647R107 879 76000 SH SOLE 76000 0 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D WOODWARD GOVERNOR COMPANY COM 980745103 23618 530000 SH SOLE 530000 0 0
D WORLDCOM INC COM 98157D106 773 25452 SH SOLE 25452 0 0
D YORK INTERNATIONAL CORP COM 986670107 249 10000 SH SOLE 10000 0 0
D YOUNG & RUBICAM INC COM 987425105 15538 313900 SH SOLE 313900 0 0
S REPORT SUMMARY 329 DATA RECORDS 2867671 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
