<PAGE>
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/ OMB APPROVAL /
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/99
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: ARNHOLD AND S. BLEICHROEDER, INC.
---------------------------------------------
Address: 1345 AVE. OF THE AMERICAS
---------------------------------------------
NEW YORK, NY 10150-4300
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-
-----------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Casciani
---------------------------------------------
Title: Sr. Vice-President
---------------------------------------------
Phone: 212-698-3240
---------------------------------------------
Signature, Place, and Date of Signing:
/s/ William Casciani New York, New York January 31, 2000
------------------------ ----------------------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------------ ------------------------
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS-
<S> <C> <C> <C> <C> <C> <C> <C>
D AT & T CORP COM 001957109 8650 170442 SH SOLE
D AT&T CORP LIBERTY MEDIA GROUP COM LIB GRP A 001957208 273560 4820448 SH SOLE
D ABITIBI CONSOLDATED INC COM 003924107 356 30000 SH SOLE
D ADFORCE INC COM 006867105 14136 198050 SH SOLE
D AIRGAS INC. COM 009363102 247 26000 SH SOLE
D ALLEGHANY CORP NEW COM 017175100 522 2815 SH SOLE
D ALLMERICA FINANCIAL CORP. COM 019754100 275 4943 SH SOLE
D AMERICA ONLINE INC COM 02364J104 15653 207500 SH SOLE
D AMERICAN EXPRESS CO COM 025816109 66567 400400 SH SOLE
D AMERICAN INTERNATIONAL GROUP COM 026874107 36660 339050 SH SOLE
D AMERICAN STANDARD COM 029712106 3253 70900 SH SOLE
D AMGEN COM 031162100 24830 413400 SH SOLE
D APPLE COMPUTER INC COM 037833100 39223 381500 SH SOLE
D APTAR GROUP INC COM 038336103 2495 99301 SH SOLE
D ARCHER-DANIELS-MIDLAND CO COM 039483102 1664 136500 SH SOLE
D ARDENT SOFTWARE INC COM 039794102 7020 180000 SH SOLE
D ATLANTIC RICHFIELD CO COM 048825103 11678 135000 SH SOLE
D BALL CORP. COM 058498106 14588 370500 SH SOLE
D BANK OF NEW YORK CO INC COM 064057102 320 8000 SH SOLE
D BAUSCH & LOMB INC COM 071707103 15310 223700 SH SOLE
D BAXTER INTERNATIONAL INC COM 071813109 57983 923100 SH SOLE
D BECTON DICKINSON & CO COM 075887109 11470 428800 SH SOLE
D BED BATH & BEYOND INC COM 075896100 7475 215100 SH SOLE
D BELL ATLANTIC CORP COM 077853109 19466 316200 SH SOLE
D BEST BUY CO INC COM 086516101 803 16000 SH SOLE
D BLOCK, H&R INC COM 093671105 742 16952 SH SOLE
D BLUEGREEN CORP COM 096231105 300 60000 SH SOLE
D BOWATER INC COM 102183100 543 10000 SH SOLE
D BRISTOL MYERS SQUIBB CO COM 110122108 2056 32024 SH SOLE
D CBS CORP COM 12490K107 68906 1077700 SH SOLE
D CIT GROUP INC "A" CL A 125577106 5759 272600 SH SOLE
D CABLEVISION SYSTEMS CL 'A' CL A 12686C109 11378 150700 SH SOLE
D CABLETRON SYSTEM INC COM COM 126920107 12397 476800 SH SOLE
D CADENCE DESIGN SYSTEMS INC COM COM 127387108 1363 56800 SH SOLE
D CAMBREX CORP COM 132011107 8089 235200 SH SOLE
D CAPSTEAD MORTGAGE CORP COM 14067E100 314 75000 SH SOLE
D CENDANT COM 151313103 611 23000 SH SOLE
D CENDANT CORPORATION COM 151313103 10607 399300 SH SOLE
D CENTEX CORP COM 152312104 494 20000 SH SOLE
D CERIDIAN CORP COM 15677T106 5528 256350 SH SOLE
D CHARTER ONE FINANCE COM 160903100 493 25798 SH SOLE
D CHASE MANHATTAN CORP (NEW) COM 16161A108 5811 74800 SH SOLE
D CHIREX INC COM 170038103 731 50000 SH SOLE
D CHITTENDEN CORP COM 170228100 2853 96318 SH SOLE
D CIRCUIT CITY STORES INC CIRCT CITY GRP 172737108 2028 45000 SH SOLE
D CITIGROUP COM 172967101 54295 977179 SH SOLE
D CLARIFY INC COM 180492100 20072 159300 SH SOLE
D CLEAR CHANNEL COMM INC COM 184502102 68178 763900 SH SOLE
D COCA COLA BOTTLING CO. COM 191098102 696 14700 SH SOLE
D COCA COLA CO COM 191216100 31344 538100 SH SOLE
D COCA COLA ENTERPRISES INC COM 191219104 72241 3589600 SH SOLE
D COFLEXIP SPON ADR SPONSORED ADR 192384105 380 10000 SH SOLE
D COMCAST CORP CL A SPECIAL CL A SPL 200300200 56234 1112160 SH SOLE
D COMDISCO INC COM 200336105 24637 661400 SH SOLE
D COMERICA INC COM 200340107 6900 147800 SH SOLE
D COMPUTER ASSOCIATES INTL INC COM 204912109 27290 390200 SH SOLE
D CONAGRA INC COM 205887102 1195 52982 SH SOLE
D COORS ADOLPH CO CL B CL B 217016104 824 15700 SH SOLE
D CRANE C0. COM 224399105 2445 123000 SH SOLE
D CROWN CORK & SEAL CO INC COM 228255105 201 9000 SH SOLE
D DII GROUP INC COM 232949107 5621 79200 SH SOLE
D DEERE & CO. COM 244199105 542 12500 SH SOLE
D DELPHI AUTOMOTIVE SYS CORP COM 247126105 1958 124300 SH SOLE
D DELTIC TIMBER CORP COM 247850100 204 9314 SH SOLE
</TABLE>
<TABLE>
<CAPTION>
----VOTING AUTHORITY----
NAME OF ISSUER SOLE SHARED NONE
<S> <C> <C> <C>
D AT & T CORP 170442 0 0
D AT&T CORP LIBERTY MEDIA GROUP 4820448 0 0
D ABITIBI CONSOLDATED INC 30000 0 0
D ADFORCE INC 198050 0 0
D AIRGAS INC. 26000 0 0
D ALLEGHANY CORP NEW 2815 0 0
D ALLMERICA FINANCIAL CORP. 4943 0 0
D AMERICA ONLINE INC 207500 0 0
D AMERICAN EXPRESS CO 400400 0 0
D AMERICAN INTERNATIONAL GROUP 339050 0 0
D AMERICAN STANDARD 70900 0 0
D AMGEN 413400 0 0
D APPLE COMPUTER INC 381500 0 0
D APTAR GROUP INC 99301 0 0
D ARCHER-DANIELS-MIDLAND CO 136500 0 0
D ARDENT SOFTWARE INC 180000 0 0
D ATLANTIC RICHFIELD CO 135000 0 0
D BALL CORP. 370500 0 0
D BANK OF NEW YORK CO INC 8000 0 0
D BAUSCH & LOMB INC 223700 0 0
D BAXTER INTERNATIONAL INC 923100 0 0
D BECTON DICKINSON & CO 428800 0 0
D BED BATH & BEYOND INC 215100 0 0
D BELL ATLANTIC CORP 316200 0 0
D BEST BUY CO INC 16000 0 0
D BLOCK, H&R INC 16952 0 0
D BLUEGREEN CORP 60000 0 0
D BOWATER INC 10000 0 0
D BRISTOL MYERS SQUIBB CO 32024 0 0
D CBS CORP 1077700 0 0
D CIT GROUP INC "A" 272600 0 0
D CABLEVISION SYSTEMS CL 'A' 150700 0 0
D CABLETRON SYSTEM INC COM 476800 0 0
D CADENCE DESIGN SYSTEMS INC COM 56800 0 0
D CAMBREX CORP 235200 0 0
D CAPSTEAD MORTGAGE CORP 75000 0 0
D CENDANT 23000 0 0
D CENDANT CORPORATION 399300 0 0
D CENTEX CORP 20000 0 0
D CERIDIAN CORP 256350 0 0
D CHARTER ONE FINANCE 25798 0 0
D CHASE MANHATTAN CORP (NEW) 74800 0 0
D CHIREX INC 50000 0 0
D CHITTENDEN CORP 96318 0 0
D CIRCUIT CITY STORES INC 45000 0 0
D CITIGROUP 977179 0 0
D CLARIFY INC 159300 0 0
D CLEAR CHANNEL COMM INC 763900 0 0
D COCA COLA BOTTLING CO. 14700 0 0
D COCA COLA CO 538100 0 0
D COCA COLA ENTERPRISES INC 3589600 0 0
D COFLEXIP SPON ADR 10000 0 0
D COMCAST CORP CL A SPECIAL 1112160 0 0
D COMDISCO INC 661400 0 0
D COMERICA INC 147800 0 0
D COMPUTER ASSOCIATES INTL INC 390200 0 0
D CONAGRA INC 52982 0 0
D COORS ADOLPH CO CL B 15700 0 0
D CRANE C0. 123000 0 0
D CROWN CORK & SEAL CO INC 9000 0 0
D DII GROUP INC 79200 0 0
D DEERE & CO. 12500 0 0
D DELPHI AUTOMOTIVE SYS CORP 124300 0 0
D DELTIC TIMBER CORP 9314 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS-
<S> <C> <C> <C> <C> <C> <C> <C>
D DIAMOND OFFSHORE DRILLING INC COM 25271C102 917 30000 SH SOLE
D DOLE FOOD COMPANY INC COM 256605106 308 18950 SH SOLE
D DOLLAR TREE STORES INC COM 256747106 23962 494700 SH SOLE
D DU PONT E I DE NEMOURS & CO COM 263534109 1278 19400 SH SOLE
D DUN & BRADSTREET COM 26483B106 14605 495100 SH SOLE
D ELECTRO RENT CORP COM 285218103 3919 337150 SH SOLE
D ELECTRONIC DATA SYSTEMS CORP COM 285661104 1004 15000 SH SOLE
D EQUIFAX INC COM 294429105 10547 447600 SH SOLE
D EXXON MOBIL CORP COM 30231G102 1377 17089 SH SOLE
D FASTENAL CO. COM 311900104 903 20100 SH SOLE
D FDX CORPORATION COM 31304N107 2456 60000 SH SOLE
D FEDERAL NATIONAL MORTGAGE ASSO COM 313586109 624 10000 SH SOLE
D FINOVA GROUP INC COM 317928109 19017 535700 SH SOLE
D FIRST UNION CORP COM 337358105 1209 36857 SH SOLE
D FLEET BOSTON FINANCIAL CORP COM 339030108 13226 379919 SH SOLE
D FLYCAST COMMUNICATIONS CORP COM 344067103 2339 18000 SH SOLE
D FORD MOTOR CO COM 345370100 951 17800 SH SOLE
D FOREMOST CORP OF AMERICA COM 345469100 2216 78100 SH SOLE
D FORTUNE BRANDS INC COM 349631101 10607 320800 SH SOLE
D FUJI PHOTO FILM (ADR) ADR 359586302 1798 47000 SH SOLE
D GATX CORP COM 361448103 506 15000 SH SOLE
D GTE CORP COM 362320103 11234 159200 SH SOLE
D GALILEO INTERNATIONAL INC. COM 363547100 9562 319400 SH SOLE
D GENERAL DYNAMICS CORP COM 369550108 58442 1107900 SH SOLE
D GENERAL INSTRUMENT CORP COM 370120107 30609 360100 SH SOLE
D GENERAL MOTORS CORP COM 370442105 909 12500 SH SOLE
D GENERAL MOTORS CLASS "H" NEW CL H NEW 370442832 14909 155300 SH SOLE
D GENESYS TELECOMMUNICATIONS LAB COM 371931106 19926 369000 SH SOLE
D GENZYME CORP COM GENL DIV 372917104 14634 325200 SH SOLE
D GENZYME SURGICAL PRODUCTS COM SURG PRODS 372917609 253 43463 SH SOLE
D GOODYEAR TIRE & RUBBER CO COM 382550101 254 9000 SH SOLE
D GREENPOINT FINANCIAL CORP. COM 395384100 2018 84733 SH SOLE
D HANNAFORD BROTHERS CORP COM 410550107 16226 234100 SH SOLE
D HARCOURT GENERAL INC COM 41163G101 1489 37000 SH SOLE
D HARCOURT GENERAL INC COM 41163G101 1489 37000 SH SOLE
D HARRIS CORP. COM 413875105 11625 435600 SH SOLE
D HARVEY ENT (HRVY.O) COM 417662103 354 92900 SH SOLE
D HELLER FINANCIAL INC CL A 423328103 301 15000 SH SOLE
D HERCULES INC COM 427056106 669 24000 SH SOLE
D HEWLETT PACKARD CO COM 428236103 273 2400 SH SOLE
D HONEYWELL INTERNATIONAL INC COM 438516106 53225 922641 SH SOLE
D IBP INC COM 449223106 972 54000 SH SOLE
D I CABLE COMMUNICATIONS LTD ADR SPONSORED ADR 44934B104 763 30430 SH SOLE
D INDEPENDENCE HOLDING CO NEW COM NEW 453440307 2278 198083 SH SOLE
D INFINITY BROADCASTING CORP CL A 45662S102 42108 1163600 SH SOLE
D INTEL CORP COM 458140100 10437 126800 SH SOLE
D INTERNATIONAL BUSINESS MACHINE COM 459200101 33677 311820 SH SOLE
D INTERNATIONAL PAPER CO COM 460146103 226 3996 SH SOLE
D JOHNSON & JOHNSON COM 478160104 2605 27968 SH SOLE
D KIMBERLY CLARK CORP COM 494368103 1527 23400 SH SOLE
D KROGER CO. COM 501044101 9183 486500 SH SOLE
D KYOCERA CORP ADR (KYO) ADR 501556203 498 1900 SH SOLE
D L-3 COMMUNICATIONS COM 502424104 69243 1663500 SH SOLE
D ELI LILLY COM 532457108 34188 514100 SH SOLE
D LOCKHEED MARTIN CORP COM 539830109 656 30000 SH SOLE
D LOEWS CORP COM 540424108 486 8000 SH SOLE
D LUCENT TECHNOLOGIES INC COM 549463107 16237 217032 SH SOLE
D M & T BANK COM 55261F104 75813 183012 SH SOLE
D MCN ENERGY GROUP INC COM 55267J100 7161 301500 SH SOLE
D MCI WORLDCOM COM 55268B106 88299 1664031 SH SOLE
D MRV COMMUNICATIONS INC SUB NT SUB NT CONV 5% 553477AB6 3768 1590000 SH SOLE
D MANDALAY RESORT GROUP MANDALAY 562567107 6128 304500 SH SOLE
D MANPOWER INC COM 56418H100 564 15000 SH SOLE
D MAYTAG CORPORATION COM 578592107 3898 81200 SH SOLE
D MCKESSON HBOC INC COM 58155Q103 226 10000 SH SOLE
D MEDIAONE GROUP INC COM 58440J104 120704 1571400 SH SOLE
D MEDIMMUNE INC COM 584699102 1244 7500 SH SOLE
D MELLON FINANCIAL CORP COM 58551A108 1578 46320 SH SOLE
</TABLE>
<TABLE>
<CAPTION>
----VOTING AUTHORITY----
NAME OF ISSUER SOLE SHARED NONE
<S> <C> <C> <C>
D DIAMOND OFFSHORE DRILLING INC 30000 0 0
D DOLE FOOD COMPANY INC 18950 0 0
D DOLLAR TREE STORES INC 494700 0 0
D DU PONT E I DE NEMOURS & CO 19400 0 0
D DUN & BRADSTREET 495100 0 0
D ELECTRO RENT CORP 337150 0 0
D ELECTRONIC DATA SYSTEMS CORP 15000 0 0
D EQUIFAX INC 447600 0 0
D EXXON MOBIL CORP 17089 0 0
D FASTENAL CO. 20100 0 0
D FDX CORPORATION 60000 0 0
D FEDERAL NATIONAL MORTGAGE ASSO 10000 0 0
D FINOVA GROUP INC 535700 0 0
D FIRST UNION CORP 36857 0 0
D FLEET BOSTON FINANCIAL CORP 379919 0 0
D FLYCAST COMMUNICATIONS CORP 18000 0 0
D FORD MOTOR CO 17800 0 0
D FOREMOST CORP OF AMERICA 78100 0 0
D FORTUNE BRANDS INC 320800 0 0
D FUJI PHOTO FILM (ADR) 47000 0 0
D GATX CORP 15000 0 0
D GTE CORP 159200 0 0
D GALILEO INTERNATIONAL INC. 319400 0 0
D GENERAL DYNAMICS CORP 1107900 0 0
D GENERAL INSTRUMENT CORP 360100 0 0
D GENERAL MOTORS CORP 12500 0 0
D GENERAL MOTORS CLASS "H" NEW 155300 0 0
D GENESYS TELECOMMUNICATIONS LAB 369000 0 0
D GENZYME CORP 325200 0 0
D GENZYME SURGICAL PRODUCTS 43463 0 0
D GOODYEAR TIRE & RUBBER CO 9000 0 0
D GREENPOINT FINANCIAL CORP. 84733 0 0
D HANNAFORD BROTHERS CORP 234100 0 0
D HARCOURT GENERAL INC 37000 0 0
D HARCOURT GENERAL INC 37000 0 0
D HARRIS CORP. 435600 0 0
D HARVEY ENT (HRVY.O) 92900 0 0
D HELLER FINANCIAL INC 15000 0 0
D HERCULES INC 24000 0 0
D HEWLETT PACKARD CO 2400 0 0
D HONEYWELL INTERNATIONAL INC 922641 0 0
D IBP INC 54000 0 0
D I CABLE COMMUNICATIONS LTD ADR 30430 0 0
D INDEPENDENCE HOLDING CO NEW 198083 0 0
D INFINITY BROADCASTING CORP 1163600 0 0
D INTEL CORP 126800 0 0
D INTERNATIONAL BUSINESS MACHINE 311820 0 0
D INTERNATIONAL PAPER CO 3996 0 0
D JOHNSON & JOHNSON 27968 0 0
D KIMBERLY CLARK CORP 23400 0 0
D KROGER CO. 486500 0 0
D KYOCERA CORP ADR (KYO) 1900 0 0
D L-3 COMMUNICATIONS 1663500 0 0
D ELI LILLY 514100 0 0
D LOCKHEED MARTIN CORP 30000 0 0
D LOEWS CORP 8000 0 0
D LUCENT TECHNOLOGIES INC 217032 0 0
D M & T BANK 183012 0 0
D MCN ENERGY GROUP INC 301500 0 0
D MCI WORLDCOM 1664031 0 0
D MRV COMMUNICATIONS INC SUB NT 1590000 0 0
D MANDALAY RESORT GROUP 304500 0 0
D MANPOWER INC 15000 0 0
D MAYTAG CORPORATION 81200 0 0
D MCKESSON HBOC INC 10000 0 0
D MEDIAONE GROUP INC 1571400 0 0
D MEDIMMUNE INC 7500 0 0
D MELLON FINANCIAL CORP 46320 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS-
<S> <C> <C> <C> <C> <C> <C> <C> <C>
D MERCK & CO INC COM 589331107 4537 67654 SH SOLE
D MICROSOFT CORP COM 594918104 79624 682000 SH SOLE
D MONSANTO CO COM 611662107 528 14810 SH SOLE
D MOORE CORP LTD COM 615785102 212 35000 SH SOLE
D MOTOROLA INC COM 620076109 39242 266500 SH SOLE
D MUELLER INDUS. COM 624756102 653 18000 SH SOLE
D MURPHY OIL CORP COM 626717102 718 12507 SH SOLE
D MUTUAL RISK MGMT LTD COM 628351108 1636 97332 SH SOLE
D NCR CORP NEW COM 62886E108 13596 358973 SH SOLE
D NEW GERMANY FUND INC COM 644465106 2039 166476 SH SOLE
D NEWS CORP LTD ADR SP ADR PFD 652487802 16650 45300 SH SOLE
D NEXTEL COMMUNICATIONS INC CLAS CL A 65332V103 41848 405800 SH SOLE
D 99 CENTS ONLY STORES COM 65440K106 956 25000 SH SOLE
D NORTHERN TRUST CO COM 665859104 509 9600 SH SOLE
D OAK INDUSTRIES INC COM NEW 671400505 12417 117000 SH SOLE
D OLSTEN CORP COM 681385100 339 30000 SH SOLE
D OPTICAL COATING LAB INC COM 683829105 6675 22550 SH SOLE
D P.F. CHANGS CHINA BISTRO INC COM 69333Y108 664 26700 SH SOLE
D PAPA JOHNS INTL INC COM 698813102 1912 73342 SH SOLE
D PENTON MEDIA COM 709668107 1598 66596 SH SOLE
D PEPSI BOTTLING GROUP INC (PBG) COM 713409100 12127 732200 SH SOLE
D PFIZER INC COM 717081103 33573 1035000 SH SOLE
D PHILIP MORRIS COMPANIES INC COM 718154107 1203 51900 SH CALL SOLE
D PITTWAY CORP CLASS A CL A 725790208 7899 176275 SH SOLE
D PRAXAIR INC COM 74005P104 516 10255 SH SOLE
D PUBLIC SERVICES OF NORTH CAROL COM 744516105 7290 225600 SH SOLE
D QUAKER OATS COM 747402105 473 7200 SH SOLE
D QUALCOMM INC COM 747525103 240 1360 SH SOLE
D READERS DIGEST ASSN INC CL A CL A NON VTG 755267101 8295 283600 SH SOLE
D REUTERS GROUP PLC SPONSORED AD SPONSORED ADR 76132M102 1204 14900 SH SOLE
D REYNOLDS METALS CO COM 761763101 5479 71500 SH SOLE
D RYDER SYSTEM INC COM 783549108 855 35000 SH SOLE
D SAFESKIN CORP COM 786454108 3223 265800 SH SOLE
D ST JUDE MEDICAL INC COM 790849103 17940 584600 SH SOLE
D SCHLUMBERGER LTD COM 806857108 532 9450 SH SOLE
D SENSORMATIC ELECTRONICS COM 817265101 3313 190000 SH SOLE
D SEPRACOR INC COM 817315104 4563 46000 SH SOLE
D SHIRE PHARMACEUTICALS GROUP PL SPONSORED ADR 82481R106 304 10426 SH SOLE
D SILICON GRAPHICS COM 827056102 7598 774300 SH SOLE
D SNYDER COMMUNICATIONS SNC COM COM SNC 832914105 8597 446600 SH SOLE
D SONY CORP (SNE) ADR NEW 835699307 12216 42900 SH SOLE
D SOURCINGLINK.NET INC NEW COM NEW 836171207 260 10000 SH SOLE
D SOUTHDOWN INC. COM 841297104 1704 33000 SH SOLE
D SOUTHRUST CORP. COM 844730101 227 6000 SH SOLE
D SOUTHWEST GAS CORP COM 844895102 14157 615500 SH SOLE
D SPRINT CORP (FON GROUP) COM FON GROUP 852061100 1461 21700 SH SOLE
D SPRINT PCS GROUP PCS COM SER 1 852061506 236 2300 SH SOLE
D STANCORP FINANCIAL GROUP COM 852891100 957 38000 SH SOLE
D STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 8208 349292 SH SOLE
D STORAGE TECHNOLOGY CORP COM PAR $0.10 862111200 9306 504700 SH SOLE
D SWISS HELVETTA FUND (THE) COM 870875101 967 70000 SH SOLE
D TJ INTERNATIONAL INC COM 872534102 6615 157500 SH SOLE
D TRW, INC. COM 872649108 1039 20000 SH SOLE
D TANDY CORP COM 875382103 7772 157800 SH SOLE
D TEKTRONIX INC. COM 879131100 4296 110500 SH SOLE
D TENET HEALTHCARE CORP COM 88033G100 4413 187800 SH SOLE
D TIME WARNER INC. COM 887315109 51380 709300 SH SOLE
D TRAVELERS PROPERTY CASUALTY CO CL A 893939108 6980 203800 SH SOLE
D TYCO INTL LTD NEW COM 902124106 23590 606827 SH CALL SOLE
D U.S. BANCORP NEW COM 902973106 2252 94590 SH SOLE
D USG CORP NEW COM NEW 903293405 2309 49000 SH SOLE
D ULTIMATE ELECTRONICS INC. COM 903849107 1485 60000 SH SOLE
D UNION CARBIDE CORP COM 905581104 6008 90000 SH SOLE
D UNISYS CORP COM 909214108 12261 383900 SH SOLE
D UNITED ILLUMINATING CO COM 910637107 750 14600 SH SOLE
D U S HOME CORP COM 911920106 320 12500 SH SOLE
D U.S. WEST INC. COM 91273H101 62330 865700 SH SOLE
D UNITED TECHNOLOGIES CORP COM 913017109 572 8800 SH SOLE
</TABLE>
<TABLE>
<CAPTION>
----VOTING AUTHORITY-----
SOLE SHARED NONE
NAME OF ISSUER
<S> <C> <C> <C>
D MERCK & CO INC 67654 0 0
D MICROSOFT CORP 682000 0 0
D MONSANTO CO 14810 0 0
D MOORE CORP LTD 35000 0 0
D MOTOROLA INC 266500 0 0
D MUELLER INDUS. 18000 0 0
D MURPHY OIL CORP 12507 0 0
D MUTUAL RISK MGMT LTD 97332 0 0
D NCR CORP NEW 358973 0 0
D NEW GERMANY FUND INC 166476 0 0
D NEWS CORP LTD ADR 45300 0 0
D NEXTEL COMMUNICATIONS INC CLAS 405800 0 0
D 99 CENTS ONLY STORES 25000 0 0
D NORTHERN TRUST CO 9600 0 0
D OAK INDUSTRIES INC 117000 0 0
D OLSTEN CORP 30000 0 0
D OPTICAL COATING LAB INC 22550 0 0
D P.F. CHANGS CHINA BISTRO INC 26700 0 0
D PAPA JOHNS INTL INC 73342 0 0
D PENTON MEDIA 66596 0 0
D PEPSI BOTTLING GROUP INC (PBG) 732200 0 0
D PFIZER INC 1035000 0 0
D PHILIP MORRIS COMPANIES INC 51900 0 0
D PITTWAY CORP CLASS A 176275 0 0
D PRAXAIR INC 10255 0 0
D PUBLIC SERVICES OF NORTH CAROL 225600 0 0
D QUAKER OATS 7200 0 0
D QUALCOMM INC 1360 0 0
D READERS DIGEST ASSN INC CL A 283600 0 0
D REUTERS GROUP PLC SPONSORED AD 14900 0 0
D REYNOLDS METALS CO 71500 0 0
D RYDER SYSTEM INC 35000 0 0
D SAFESKIN CORP 265800 0 0
D ST JUDE MEDICAL INC 584600 0 0
D SCHLUMBERGER LTD 9450 0 0
D SENSORMATIC ELECTRONICS 190000 0 0
D SEPRACOR INC 46000 0 0
D SHIRE PHARMACEUTICALS GROUP PL 10426 0 0
D SILICON GRAPHICS 774300 0 0
D SNYDER COMMUNICATIONS SNC COM 446600 0 0
D SONY CORP (SNE) 42900 0 0
D SOURCINGLINK.NET INC NEW 10000 0 0
D SOUTHDOWN INC. 33000 0 0
D SOUTHRUST CORP. 6000 0 0
D SOUTHWEST GAS CORP 615500 0 0
D SPRINT CORP (FON GROUP) 21700 0 0
D SPRINT PCS GROUP 2300 0 0
D STANCORP FINANCIAL GROUP 38000 0 0
D STARWOOD HOTELS & RESORTS WORL 349292 0 0
D STORAGE TECHNOLOGY CORP 504700 0 0
D SWISS HELVETTA FUND (THE) 70000 0 0
D TJ INTERNATIONAL INC 157500 0 0
D TRW, INC. 20000 0 0
D TANDY CORP 157800 0 0
D TEKTRONIX INC. 110500 0 0
D TENET HEALTHCARE CORP 187800 0 0
D TIME WARNER INC. 709300 0 0
D TRAVELERS PROPERTY CASUALTY CO 203800 0 0
D TYCO INTL LTD NEW 606827 0 0
D U.S. BANCORP NEW 94590 0 0
D USG CORP NEW 49000 0 0
D ULTIMATE ELECTRONICS INC. 60000 0 0
D UNION CARBIDE CORP 90000 0 0
D UNISYS CORP 383900 0 0
D UNITED ILLUMINATING CO 14600 0 0
D U S HOME CORP 12500 0 0
D U.S. WEST INC. 865700 0 0
D UNITED TECHNOLOGIES CORP 8800 0 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS-
<S> <C> <C> <C> <C> <C> <C> <C>
D UNITEDGLOBALCOM INC CL "A" CL A 913247508 883 12500 SH SOLE
D UNOCAL CORP COM 915289102 510 15200 SH SOLE
D UNUMPROVIDENT CORPORATION COM 91529Y106 11033 344106 SH SOLE
D UNUMPROVIDENT CORP COM 91529Y106 401 12500 SH SOLE
D VENTIV HEALTH INC (VTIV.O) COM 922793104 1111 120900 SH SOLE
D VIASTAT INC. COM 92552V100 1746 35000 SH SOLE
D VISIO CORP COM 927914101 2138 45000 SH SOLE
D WALMART STORES INC COM 931142103 2074 30000 SH SOLE
D WARNER LAMBERT CO COM 934488107 1672 20400 SH SOLE
D WELLMAN INC. COM 949702104 484 26000 SH SOLE
D WHIRLPOOL CORP COM 963320106 12381 190300 SH SOLE
D YAHOO INC COM 984332106 24880 57500 SH SOLE
D YORK INTERNATIONAL CORP COM 986670107 274 10000 SH SOLE
D MYLAN LABS COM 628530107 25 1000 SH SOLE
D LORAL SPACE AND COMM. COM 543879993 20398 839000 SH SOLE
S REPORT SUMMARY 215 DATA RECORDS 2697959
</TABLE>
<TABLE>
<CAPTION>
----VOTING AUTHORITY----
NAME OF ISSUER SOLE SHARED NONE
<S> <C> <C> <C>
D UNITEDGLOBALCOM INC CL "A" 12500 0 0
D UNOCAL CORP 15200 0 0
D UNUMPROVIDENT CORPORATION 344106 0 0
D UNUMPROVIDENT CORP 12500 0 0
D VENTIV HEALTH INC (VTIV.O) 120900 0 0
D VIASTAT INC. 35000 0 0
D VISIO CORP 45000 0 0
D WALMART STORES INC 30000 0 0
D WARNER LAMBERT CO 20400 0 0
D WELLMAN INC. 26000 0 0
D WHIRLPOOL CORP 190300 0 0
D YAHOO INC 57500 0 0
D YORK INTERNATIONAL CORP 10000 0 0
D MYLAN LABS 1000 0 0
D LORAL SPACE AND COMM. 839000 0 0
S REPORT SUMMARY 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
Report Summary:
Number of Other Included Managers 0
Form 13F Information Table Entry Total: 55,243,417
Form 13F Information Table Value Total: $2,697,959
