FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Institutional Investment Manager Filing this Report:
NAME: Glickenhaus & Co.
ADDRESS: Six East 43rd Street
New York, NY 10017
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Linda Anderson
Title: Director and Principal
Phone: 212-953-7872
Signature, Place, and Date of Signing:
Linda Anderson New York, NY October 17, 2000
Report Type Type:
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
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FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 171
FORM 13F INFORMATION TABLE VALUE TOTAL: $758,116,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
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<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ADOBE SYS INC COM 00724F101 15722 101270 SH SOLE 93870 0 7400
ADVANCED FIBRE COMM INC COM COM 00754A105 1348 35600 SH SOLE 30800 0 4800
AFFYMETRIX INC OC-CAP STK COM 00826T108 599 12000 SH SOLE 12000 0 0
AK STL HLDG CORP COM COM 001547108 96 10227 SH SOLE 2406 0 7821
AKER RGI 5.25 07/23/02 CONVERTIBLE BOND 401996W66 503 500000 PRN SOLE 500000 0 0
ALCOA, INC. COM 013817101 3017 119200 SH SOLE 28500 0 90700
ALTERA CORP COM COM 021441100 12873 269600 SH SOLE 87600 0 182000
AMERICAN HOME PRODS CORP COM 026609107 206 3650 SH SOLE 0 0 3650
AMGEN INC COM 031162100 4988 71430 SH SOLE 61930 0 9500
AMR CORP DEL COM 001765106 1863 56882 SH SOLE 19982 0 36900
ANADARKO PETE CORP COM COM 032511107 8483 127635 SH SOLE 47379 0 80256
APP FINANCE VI MAURITIUS LTD 0 CONVERTIBLE BOND 00202NAA3 6611 55095000 PRN SOLE 50440000 0 4655000
APPLIED MATLS INC COM 038222105 8609 145150 SH SOLE 130950 0 14200
APT SATELLITE HLDGS LTD SPONSO COM 00203R105 276 67900 SH SOLE 39400 0 28500
ARIBA, INC. COM 04033V104 1361 9500 SH SOLE 7900 0 1600
ASSOCIATES FIRST CAP CORP CL A COM 046008108 391 10300 SH SOLE 5000 0 5300
AT&T CORP COM 001957109 4699 159958 SH SOLE 47785 0 112173
AUTODIE CORP SDCV 7.000 5/01/1 CONVERTIBLE BOND 052770AA2 34 675000 PRN SOLE 675000 0 0
AVIRON COM COM 053762100 1458 25000 SH SOLE 25000 0 0
AVIS RENT A CAR INC COM COM 053790101 6515 219900 SH SOLE 61000 0 158900
BANK OF AMERICA COM 060505104 1243 23735 SH SOLE 12600 0 11135
BEAR STEARNS COS INC COM 073902108 11725 185738 SH SOLE 47574 0 138164
BEDFORD PPTY INVS INC COM PAR COM 076446301 278 13700 SH SOLE 3700 0 10000
BEVERLY ENTERPRISES INC COM NE COM 087851309 310 52229 SH SOLE 6900 0 45329
BLOCK H & R INC COM 093671105 3373 91000 SH SOLE 33400 0 57600
BRANDYWINE RLTY TR SH BEN INT COM 105368203 585 28900 SH SOLE 0 0 28900
BRISTOL MYERS SQUIBB CO COM 110122108 7671 133400 SH SOLE 35950 0 97450
BUDGET GROUP INC CL A COM 119003101 81 21000 SH SOLE 4300 0 16700
BURLINGTON RESOURCES INC COM 122014103 19890 540300 SH SOLE 231600 0 308700
CABLEVISION SYS CORP CL A COM 12686C109 1862 27900 SH SOLE 12000 0 15900
CABOT OIL & GAS CORP COM 127097103 3368 165300 SH SOLE 33400 0 131900
CANADIAN HOTL INCM PPTY REITUN COM 135928109 1206 191088 SH SOLE 191088 0 0
CAPSTAR HOTEL CO NOTE 4.750 10 CONVERTIBLE BOND 140918AC7 780 1000000 PRN SOLE 1000000 0 0
CAPSTEAD MTG CORP PFD B CV $1. CONVERTIBLE PREF 14067E308 4933 453600 SH SOLE 389700 0 63900
CENTURYTEL, INC COM 156700106 858 31500 SH SOLE 12700 0 18800
CHASE MANHATTAN CORP NEW COM 16161A108 628 13600 SH SOLE 10000 0 3600
CII FINL INC SDCV 7.500 9/15/0 CONVERTIBLE BOND 12551LAB7 282 400000 PRN SOLE 300000 0 100000
CISCO SYSTEMS INC. COM 17275R102 16108 291550 SH SOLE 211400 0 80150
CITIGROUP INC. COM 172967101 12554 232212 SH SOLE 71137 0 161075
CMS ENERGY 8.75 CONV PFD 07/01 CONVERTIBLE PREF 125896308 12670 397500 SH SOLE 363800 0 33700
COGNEX CORP COM COM 192422103 1159 29400 SH SOLE 25700 0 3700
COMMERCE ONE INC DEL COM COM 200693109 1802 22950 SH SOLE 20650 0 2300
CONNECTICUT BANCORP INC COM 207534108 0 10000 SH SOLE 10000 0 0
CONTINENTAL AIRLS INC CL B COM 210795308 2631 57900 SH SOLE 21200 0 36700
CORNING INC COM 219350105 1158 11700 SH SOLE 10500 0 1200
CORPORATE OFFICE PPTYS TR COM COM 22002T108 5254 528700 SH SOLE 518700 0 10000
COUNTRYWIDE CR INDS INC COM 222372104 15180 402125 SH SOLE 259252 0 142873
D R HORTON INC COM COM 23331A109 581 33790 SH SOLE 28558 0 5232
DAIMLERCHRYSLER AG ORD COM D1668R123 8996 202664 SH SOLE 127115 0 75549
DELPHI FINL GROUP INC CL A COM 247131105 614 15160 SH SOLE 15160 0 0
DIAMOND OFFSHORE DRILLNG INCCO COM 25271C102 5871 143200 SH SOLE 67900 0 75300
DOLLAR THRIFTY AUTOMOTIVE-W.I. COM 256743105 2895 146562 SH SOLE 38662 0 107900
DOW CHEMICAL CORP COM 260543103 2117 84900 SH SOLE 8600 0 76300
DU PONT E I DE NEMOURS CO COM 263534109 4854 118764 SH SOLE 54500 0 64264
DUN & BRADSTREET CORP DEL COM COM 26483B106 4662 135375 SH SOLE 11400 0 123975
E M C CORP MASS COM COM 268648102 13224 132900 SH SOLE 80600 0 52300
EMCORE CORP COM COM 290846104 599 14400 SH SOLE 10400 0 4000
EMMIS COMMUNICATIONS CORP CL A COM 291525103 421 17000 SH SOLE 17000 0 0
ENSCO INTL INC COM 26874Q100 6782 177300 SH SOLE 94400 0 82900
ENVRNMNTL REMEDIATN HLD CRP CO COM 29406V100 11 350000 SH SOLE 350000 0 0
EOG RESOURCES INC. COM 26875P101 5048 129849 SH SOLE 64700 0 65149
EOP OPERATING LP 7.250% 11/15/ CONVERTIBLE BOND 268766BP6 10301 10000000 PRN SOLE 10000000 0 0
EQUITY OFFICE PPTYS TR COM COM 294741103 954 30728 SH SOLE 14306 0 16422
EVERCEL INC COM COM 299759100 3147 146800 SH SOLE 123000 0 23800
EXODUS COMMUNICATIONS INC COM 302088109 8205 166180 SH SOLE 147980 0 18200
EXXON CORPORATION COM 30231G102 400 4488 SH SOLE 0 0 4488
FANNIE MAE COM 313586109 9186 128480 SH SOLE 112380 0 16100
FEDERATED DEPT STORES INC DE COM 31410H101 2976 113900 SH SOLE 42400 0 71500
FIRST INDL RLTY TR INC COM 32054K103 54312 1766257 SH SOLE 1506500 0 259757
FNMA CALL JAN02 @80 OPTION - CALL 31358W9AP 119 120 SH CALL SOLE 120 0 0
FORD MTR CO DEL COM PAR $0.01 COM 345370860 9820 385090 SH SOLE 238793 0 146297
FOX ENTERTAINMENT GRP INC. A COM 35138T107 3103 117100 SH SOLE 43200 0 73900
GENERAL ELEC CO COM 369604103 555 9600 SH SOLE 0 0 9600
GENERAL MTRS CORP COM 370442105 8789 135216 SH SOLE 54635 0 80581
GIBRALTAR STL CORP COM 37476F103 1785 108200 SH SOLE 89600 0 18600
GLOBAL CROSSING LTD COM G3921A100 2879 92860 SH SOLE 77860 0 15000
GLOBAL MARINE INC NEW COM 379352404 8691 281475 SH SOLE 144700 0 136775
GULF CDA RES LTD ORD COM 40218L305 10699 1990600 SH SOLE 732100 0 1258500
HAYES LEMMERZ INTL COM 420781106 885 82300 SH SOLE 74000 0 8300
HCA-THE HEALTHCARE COMPANY COM 404119109 468 12600 SH SOLE 2600 0 10000
HEARST-ARGYLE TELEVISION INCCO COM 422317107 5900 295000 SH SOLE 79200 0 215800
HERTZ CORP CL A COM 428040109 1813 57100 SH SOLE 23400 0 33700
HEWLETT PACKARD CO COM 428236103 566 5800 SH SOLE 3100 0 2700
HILTON HOTELS CORP COM COM 432848109 177 14960 SH SOLE 10300 0 4660
HONEYWELL INTERNATIONAL, INC. COM 438516106 2786 78200 SH SOLE 26600 0 51600
HOST MARRIOTT CORP NEW COM COM 44107P104 199 17656 SH SOLE 0 0 17656
HOUSEHOLD INTL INC COM COM 441815107 2480 43800 SH SOLE 14000 0 29800
HUMAN GENOME SCIENCES INC COM COM 444903108 4894 56540 SH SOLE 50240 0 6300
I B M COM 459200101 14287 126854 SH SOLE 50532 0 76322
ICN PHARMACEUTICAL INC NEW COM 448924100 7384 221244 SH SOLE 132520 0 88724
IMC GLOBAL INC COM 449669100 622 42900 SH SOLE 17200 0 25700
IMCLONE SYS INC COM 45245W109 1756 30000 SH SOLE 25200 0 4800
INTEL CORP COM 458140100 14686 353350 SH SOLE 216300 0 137050
INTERNATIONAL PAPER CO COM 460146103 1736 60500 SH SOLE 60000 0 500
ISTAR FINL INC COM COM 45031U101 702 31280 SH SOLE 11500 0 19780
JDS UNIPHASE COM COM 46612J101 5837 61640 SH SOLE 24340 0 37300
K MART CORP COM 482584109 96 15800 SH SOLE 3700 0 12100
LEAP WIRELESS INTL INC COM COM 521863100 751 12000 SH SOLE 12000 0 0
LENNAR CORP COM 526057104 390 13100 SH SOLE 1600 0 11500
LEXINGTON CORPORATE PPTYS TRCO COM 529043101 737 65500 SH SOLE 13400 0 52100
LEXMARK INTL GROUP INC CL A COM 529771107 364 9700 SH SOLE 9700 0 0
LIBERTY PPTY TR SH BEN INT COM 531172104 1196 43500 SH SOLE 31200 0 12300
LOCKHEED MARTIN CORP COM COM 539830109 207 6300 SH SOLE 2500 0 3800
MACK CALI RLTY CORP COM COM 554489104 5296 187900 SH SOLE 151400 0 36500
MATTEL INC COM 577081102 1326 115300 SH SOLE 100800 0 14500
MEDIMMUNE INC COM COM 584699102 2619 33900 SH SOLE 29400 0 4500
MERISTAR HOSPITALITY CORP COM COM 58984Y103 3013 148800 SH SOLE 102600 0 46200
MERISTAR HOTELS & RESORTS INCO COM 589988104 69 25786 SH SOLE 7815 0 17971
MERRILL LYNCH & CO INC COM 590188108 11563 175200 SH SOLE 94068 0 81132
METLIFE INC COM 59156R108 25339 965300 SH SOLE 383800 0 581500
MICRON TECHNOLOGY INC COM 595112103 11091 241100 SH SOLE 120020 0 121080
MICROSOFT CORP COM 594918104 2976 49350 SH SOLE 44350 0 5000
MILLENNIUM PHARMACTCLS INC COM COM 599902103 5477 75000 SH SOLE 65600 0 9400
MINIMED INC COM COM 60365K108 1627 18200 SH SOLE 13400 0 4800
MONDAVI ROBERT CORP CL A COM 609200100 715 17500 SH SOLE 17500 0 0
MOTOROLA INC COM 620076109 2280 77300 SH SOLE 52400 0 24900
NEWS CORP LTD ADR SPONS PREF COM 652487802 19859 423650 SH SOLE 150900 0 272750
NEXTLINK COMMUNICATIONS INC CL COM 65333H707 570 16200 SH SOLE 14200 0 2000
NOBLE DRILLING CORP COM 655042109 18014 356710 SH SOLE 187790 0 168920
NOKIA CORP SPONSORED ADR COM 654902204 5854 146350 SH SOLE 91050 0 55300
NOVELL INC COM COM 670006105 1311 131900 SH SOLE 27300 0 104600
OCEAN ENERGY INC. COM 67481E106 1057 68200 SH SOLE 59400 0 8800
OFFICE DEPOT INC COM COM 676220106 3291 421200 SH SOLE 194100 0 227100
OMNICARE INC COM COM 681904108 205 12700 SH SOLE 1900 0 10800
ORACLE SYS CORP COM 68389X105 5292 134400 SH SOLE 68800 0 65600
PACIFIC GULF PPTYS INC COM COM 694396102 257 9600 SH SOLE 3900 0 5700
PARKER HANNIFIN CORP COM COM 701094104 1316 39000 SH SOLE 3100 0 35900
PARTY CITY CORP COM COM 702145103 300 75000 SH SOLE 75000 0 0
PEAK INTERNATIONAL LIMITED ORD COM G69586108 84 10500 SH SOLE 2800 0 7700
PEAK TRENDS TRUST CONV PREF CONVERTIBLE PREF 70468N107 3313 441700 SH SOLE 351200 0 90500
PETRO-CDA COM 71644E102 2167 97100 SH SOLE 32900 0 64200
PITNEY BOWES INC COM 724479100 1321 33500 SH SOLE 16000 0 17500
POTASH CORP SASK INC COM 73755L107 1161 22200 SH SOLE 3500 0 18700
PRIME HOSPITALITY CORP COM 741917108 2696 266300 SH SOLE 31300 0 235000
QUALCOMM INC COM COM 747525103 214 3000 SH SOLE 3000 0 0
QUESTCOR PHARMACEUTICALS INCCO COM 74835Y101 30 17900 SH SOLE 17900 0 0
R & B FALCON CORP COM 74912E101 10995 395309 SH SOLE 200349 0 194960
RAMBUS INC DEL COM COM 750917106 1137 14400 SH SOLE 12800 0 1600
REPUBLIC SERVICES INC COM 760759100 2940 224000 SH SOLE 64100 0 159900
ROCKWELL INTL CORP NEW COM COM 773903109 3495 115300 SH SOLE 17000 0 98300
SABRE HLDGS CORP CL A COM 785905100 1359 46961 SH SOLE 33262 0 13699
SBS BROADCASTING ORD COM L8137F102 208 5218 SH SOLE 1500 0 3718
SEACOR SMIT INC COM 811904101 734 15750 SH SOLE 13500 0 2250
SEMCO ENERGY INC. 11% PFD 8/16 COM 78412D307 1496 134400 SH SOLE 76100 0 58300
SIEBEL SYS INC COM COM 826170102 1336 12000 SH SOLE 9000 0 3000
SINCLAIR BROADCAST GROUP INCCL COM 829226109 6408 585900 SH SOLE 164000 0 421900
SK TELECOM LTD ADR SPONSORED COM 78440P108 2883 112500 SH SOLE 56400 0 56100
SOVEREIGN CAP TR 7.50 11/15/29 PREFERRED STOCKS 845905306 500 10000 SH SOLE 10000 0 0
SUN MICROSYSTEMS INC COM 866810104 14510 124285 SH SOLE 112185 0 12100
TELEFONOS DE MEXICO ADR COM 879403400 41 15748 SH SOLE 0 0 15748
TELEWEST FINANCE TWT 6.000% 07 CONVERTIBLE BOND 879563AA2 1580 2000000 PRN SOLE 2000000 0 0
TESORO PFD A CONVERTIBLE PREF 881609408 507 48300 SH SOLE 8200 0 40100
TEXAS INSTRS INC COM 882508104 22013 464660 SH SOLE 319640 0 145020
TEXTRON INC COM 883203101 3067 66400 SH SOLE 4300 0 62100
TORCHMARK CORP COM COM 891027104 1043 37500 SH SOLE 14800 0 22700
TRANSOCEAN SEDCO FOREX INC COM COM G90078109 9099 155200 SH SOLE 72100 0 83100
TRANSWITCH CORP COM COM 894065101 383 6000 SH SOLE 6000 0 0
TRINITY INDS INC COM 896522109 3448 147500 SH SOLE 80400 0 67100
TRITON ENERGY LTD CL A ORD COM G90751101 1076 27600 SH SOLE 2400 0 25200
UNIGENE LABS INC COM COM 904753100 1350 568300 SH SOLE 474000 0 94300
UNION CARBIDE CORP COM 905581104 5051 133800 SH SOLE 121100 0 12700
UNION PAC CORP COM 907818108 402 10320 SH SOLE 2000 0 8320
USG CORP NEW COM 903293405 25460 1015871 SH SOLE 833968 0 181903
VANGUARD INDEX TR 500 INDEX FD MUTUAL FUNDS 922908108 205 1548 SH SOLE 0 0 1548
VERITAS SOFTWARE CO COM 923436109 12837 90400 SH SOLE 82300 0 8100
VIACOM INC CL B COM 925524308 324 5533 SH SOLE 434 0 5099
VISTEON CORP COM COM 92839U107 377 24909 SH SOLE 13952 0 10957
WASTE MGMT INC DEL COM COM 94106L109 556 31900 SH SOLE 26400 0 5500
XILINX INC COM COM 983919101 385 4500 SH SOLE 4500 0 0
YAHOO INC COM COM 984332106 6453 70915 SH SOLE 63315 0 7600
YOUNG BROADCASTING INC CL A COM 987434107 1999 63600 SH SOLE 3800 0 59800
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