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Previous: COLONIAL MANAGEMENT ASSOCIATES INC, 13F-HR, 2000-04-28 |
Next: VALUE LINE TAX EXEMPT FUND INC, 485APOS, 2000-04-28 |
<PAGE>
UNITED STATES
SECURITIES & EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ] ; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Schroder & Co. Inc.
Equitable Center
787 7th Avenue
New York, NY 10019-6016
Form 13F File Number: 28-652
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Patrick J. Borruso
Title: Secretary
Phone: (212) 492-6000
Signature, Place, and Date of Signing:
/s/ Patrick J. Borruso
- ------------------------ New York, NY April 27, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 384
Form 13F Information Table Value Total (thousands): $737,863
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COL-
UMN COLUMN
COLUMN 1 2 COLUMN 3 COLUMN 4 COLUMN 5 6 COLUMN 7 COLUMN 8
- ------------------------ ---- --------- --------- ---------------------- -------- -------- -------------------------------
INVEST- VOTING AUTHORITY
TITLE MENT --------------------------------
NAME OF ISSUER OF VALUE SHRS OR SH/ PUT/ DISCRE- OTHER
CLASS CUSIP (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED* NONE
- ------------------------ ----- --------- --------- ---------- --- ----- -------- -------- --------- --------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LORAL SPACE & COMMUNICAT COM G56462107 487 48,100 SH SHAR X 48,100
PARTNERRE LTD. COM COM G6852T105 721 19,600 SH SHAR X 19,600
TRANSOCEAN SEDCO FOREX I COM G90078109 399 7,777 SH SHAR X 7,777
XL CAPITAL LTD CLASS A COM G98255105 491 8,879 SH SHAR X 8,879
GILAT SATELLITE NETWORKS COM M51474100 668 5,705 SH SHAR X 5,705
ASM INTERNATIONAL N.V. O COM N07045102 290 10,000 SH SHAR X 10,000
ASM INTERNATIONAL N.V. O OPT N07045 290 10,000 SH SHAR X 10,000
ADC TELECOMMUNICATIONS I COM 000886101 457 8,500 SH SHAR X 8,500
AES CORP COM 00130H105 539 6,850 SH SHAR X 6,850
AMFM INC COM 001693100 1,408 22,675 SH SHAR X 22,675
AT&T CORP COM 001957109 10,405 184,784 SH SHAR X 184,784
AT&T CORP COM 001957208 16,306 274,924 SH SHAR X 274,924
ABBOTT LABS COM 002824100 3,330 94,636 SH SHAR X 94,636
ADOBE SYS INC COM 00724F101 2,448 22,000 SH SHAR X 22,000
ADVANCED RADIO TELECOM C COM 00754U101 215 6,500 SH SHAR X 4,000 2,500
AGILENT TECHNOLOGIES INC COM 00846U101 761 7,325 SH SHAR X 7,325
ALLSTATE CORP COM 020002101 265 11,131 SH SHAR X 11,131
ALLTEL CORP COM 020039103 381 6,032 SH SHAR X 6,032
ALZA CORP COM 022615108 716 19,075 SH SHAR X 19,075
AMERADA HESS CORP COM 023551104 390 6,050 SH SHAR X 6,050
AMERICA ONLINE INC DEL COM 02364J104 8,957 132,821 SH SHAR X 132,821
AMERICAN EXPRESS CO COM 025816109 6,079 40,820 SH SHAR X 40,820
AMERICAN GEN CORP COM 026351106 270 4,819 SH SHAR X 4,819
AMERICAN HOME PRODS CORP COM 026609107 4,081 75,934 SH SHAR X 75,934
AMERICAN INTL GROUP INC COM 026874107 32,657 298,241 SH SHAR X 298,241
AMERICAN RETIREMENT CORP DEBT 028913AA9 148 225,000 SH SHAR X 225,000
AMERICREDIT CORP COM 03060R101 225 13,800 SH SHAR X 13,800
AMGEN INC COM 031162100 5,129 83,575 SH SHAR X 83,575
ANALOG DEVICES INC COM 032654105 509 6,332 SH SHAR X 6,332
ANHEUSER BUSCH COS INC COM 035229103 638 10,250 SH SHAR X 10,250
ANNALY MTG MGMT INC COM 035710409 114 12,700 SH SHAR X 12,700
APACHE CORP COM 037411105 219 4,408 SH SHAR X 4,408
APPLIED MATLS INC COM 038222105 2,033 21,580 SH SHAR X 21,580
ARCHER DANIELS MIDLAND C COM 039483102 142 13,781 SH SHAR X 13,781
ASIA PULP & PAPER LTD COM 04516V209 36 147,700 SH SHAR X 147,700
ASSISTED LIVING CONCEPTS DEBT 04543LAG4 198 330,000 SH SHAR X 330,000
AT HOME CORP COM 045919107 1,841 55,904 SH SHAR X 55,904
ATLANTIC RICHFIELD CO COM 048825103 2,429 28,584 SH SHAR X 28,584
AUTOMATIC DATA PROCESSIN COM 053015103 1,679 34,800 SH SHAR X 34,800
AUTOMATIC DATA PROCESSIN OPT 053015 2,417 50,100 SH SHAR X 50,100
AVERY DENNISON CORP COM 053611109 1,636 26,800 SH SHAR X 26,800
BCE INC COM COM 05534B109 464 3,700 SH SHAR X 3,700
BP AMOCO PLC SPONSORED A COM 055622104 2,774 52,099 SH SHAR X 52,099
BANK AMER CORP COM 060505104 1,354 25,832 SH SHAR X 25,832
BANK NEW YORK INC COM 064057102 1,899 45,700 SH SHAR X 45,700
BANK ONE CORP COM 06423A103 298 8,661 SH SHAR X 8,661
BARRICK GOLD CORP COM COM 067901108 356 22,700 SH SHAR X 22,700
BAXTER INTL INC COM 071813109 1,148 18,323 SH SHAR X 18,323
BELL ATLANTIC CORP COM 077853109 4,147 67,858 SH SHAR X 67,858
BELLSOUTH CORP COM 079860102 1,582 33,760 SH SHAR X 33,760
BERGEN BRUNSWIG CORP COM 083739102 119 17,750 SH SHAR X 17,750
BERKSHIRE HATHAWAY INC D COM 084670207 1,818 999 SH SHAR X 999
BESTFOODS COM 08658U101 3,773 80,610 SH SHAR X 80,610
BEVERLY ENTERPRISES INC COM 087851309 47 13,000 SH SHAR X 13,000
BIOGEN INC COM 090597105 747 10,700 SH SHAR X 10,700
BLOCK H & R INC COM 093671105 429 9,600 SH SHAR X 9,600
BOEING CO COM 097023105 492 13,032 SH SHAR X 13,032
BOSTON SCIENTIFIC CORP COM 101137107 1,370 64,300 SH SHAR X 64,300
BRASS EAGLE INC COM 10553F106 134 25,000 SH SHAR X 25,000
BRISTOL MYERS SQUIBB CO COM 110122108 4,598 79,281 SH SHAR X 79,281
BROADCOM CORP COM 111320107 1,581 6,510 SH SHAR X 6,510
BROCADE COMMUNICATIONS S COM 111621108 1,129 6,300 SH SHAR X 6,300
BROWN FORMAN CORP COM 115637100 310 6,000 SH SHAR X 6,000
BROWN TOM INC COM 115660201 220 12,000 SH SHAR X 12,000
BURLINGTON NORTHN SANTA COM 12189T104 836 36,787 SH SHAR X 36,787
BURLINGTON RES INC COM 122014103 1,027 27,778 SH SHAR X 27,778
CBS CORP COM 12490K107 1,837 32,448 SH SHAR X 32,448
CIGNA HIGH INCOME SHS COM 12551D109 147 26,750 SH SHAR X 26,750
CMGI INC COM 125750109 513 4,530 SH SHAR X 4,530
CTS CORP COM 126501105 404 7,100 SH SHAR X 7,100
CVS CORP COM 126650100 758 20,200 SH SHAR X 20,200
CABLEVISION SYS CORP COM 12686C109 1,072 17,650 SH SHAR X 17,650
CANANDAIGUA BRANDS INC C COM 137219200 280 5,500 SH SHAR X 5,500
CENTURA BKS INC COM COM 15640T100 1,298 28,343 SH SHAR X 28,343
CENTURYTEL INC COM 156700106 1,171 31,567 SH SHAR X 31,567
CHASE MANHATTAN CORP NEW COM 16161A108 3,635 41,693 SH SHAR X 41,693
CHESAPEAKE ENERGY CORP COM 165167107 65 20,000 SH SHAR X 20,000
CHEVRON CORP COM 166751107 1,993 21,568 SH SHAR X 21,568
CHUBB CORP COM 171232101 3,266 48,350 SH SHAR X 48,350
CINERGY CORP COM 172474108 241 11,232 SH SHAR X 11,232
CISCO SYS INC COM 17275R102 12,565 162,524 SH SHAR X 162,524
CINTAS CORP COM 172908105 16,517 421,491 SH SHAR X 421,491
CITIGROUP INC COM 172967101 9,845 164,432 SH SHAR X 164,432
CITIZENS UTILS CO DEL COM 177342201 227 13,900 SH SHAR X 13,900
CLEAR CHANNEL COMMUNICAT COM 184502102 1,510 21,876 SH SHAR X 21,876
CLOROX CO COM 189054109 421 12,780 SH SHAR X 12,780
COCA COLA CO COM 191216100 4,738 100,946 SH SHAR X 100,946
COFLEXIP SPONSORED ADR COM 192384105 383 7,000 SH SHAR X 7,000
COLGATE PALMOLIVE CO COM 194162103 4,886 86,670 SH SHAR X 86,670
COMCAST CORP COM 200300200 576 13,300 SH SHAR X 13,300
COMFORCE CORP COM COM 20038K109 36 17,400 SH SHAR X 17,400
COMPAQ COMPUTER CORP COM 204493100 245 9,080 SH SHAR X 9,080
COMPUTER ASSOC INTL INC COM 204912109 936 15,825 SH SHAR X 15,825
COMPUTER SCIENCES CORP COM 205363104 1,784 22,550 SH SHAR X 22,550
COMVERSE TECHNOLOGY INC COM 205862402 756 4,000 SH SHAR X 4,000
COMVERSE TECHNOLOGY INC OPT 205862 756 4,000 SH SHAR X 4,000
CONOCO INC COM 208251405 882 34,429 SH SHAR X 34,429
CORIXA CORP COM 21887F100 528 12,800 SH SHAR X 12,800
CORNING INC COM 219350105 818 4,220 SH SHAR X 4,220
COSTCO WHSL CORP NEW COM 22160K105 553 10,527 SH SHAR X 10,527
CROWN CORK & SEAL INC COM 228255105 198 12,375 SH SHAR X 12,375
CUBIST PHARMACEUTICALS I COM 229678107 690 16,500 SH SHAR X 16,500
CUNNINGHAM GRAPHICS INTL COM 231157108 224 9,100 SH SHAR X 9,100
CYGNUS INC COM COM 232560102 300 20,700 SH SHAR X 20,700
CYPRESS SEMICONDUCTOR CO COM 232806109 294 6,000 SH SHAR X 6,000
DII GROUP INC COM 232949107 621 5,500 SH SHAR X 5,500
DELL COMPUTER CORP COM 247025109 1,533 28,430 SH SHAR X 28,430
DELTA $ PINE LD CO COM 247357106 1,523 77,116 SH SHAR X 30,000 47,116
DELTA AIR LINES INC DEL COM 247361108 305 5,738 SH SHAR X 5,738
DEXTER CORP COM COM 252165105 1,664 31,400 SH SHAR X 31,400
DILLARDS INC COM 254067101 197 12,000 SH SHAR X 12,000
DISNEY WALT CO COM 254687106 9,200 223,037 SH SHAR X 223,037
DISNEY WALT CO COM 254687205 681 33,050 SH SHAR X 33,050
DONALDSON LUFKIN & JENRE COM 257661108 321 6,203 SH SHAR X 3 6,200
DOVER CORP COM 260003108 287 6,000 SH SHAR X 6,000
DOW JONES & CO INC COM 260561105 247 3,450 SH SHAR X 3,450
DOW JONES & CO INC OPT 260561 1,436 20,000 SH SHAR X 20,000
DU PONT E I DE NEMOURS & COM 263534109 2,660 50,258 SH SHAR X 50,258
DUFF & PHELPS CR RATING COM 26432F109 1,859 18,650 SH SHAR X 18,650
DUFF & PHELPS UTILS INCO COM 264324104 285 32,440 SH SHAR X 32,440
DUFF & PHELPS UTILS TAX COM 264325101 310 23,800 SH SHAR X 23,800
DUKE ENERGY CORP COM 264399106 1,430 27,241 SH SHAR X 27,241
E M C CORP MASS COM 268648102 2,526 20,050 SH SHAR X 5,000 15,050
E M C CORP MASS OPT 268648 630 5,000 SH SHAR X 5,000
E-TEK DYNAMICS INC COM 269240107 1,406 5,977 SH SHAR X 1,000 4,977
EASTERN ENTERPRISES COM 27637F100 718 12,000 SH SHAR X 12,000
EASTMAN KODAK CO COM 277461109 2,475 45,577 SH SHAR X 30,000 15,577
EASTMAN KODAK CO OPT 277461 1,629 30,000 SH SHAR X 30,000
ELAN PLC COM 284131208 507 10,680 SH SHAR X 10,680
ELECTRONIC ARTS COM 285512109 733 10,300 SH SHAR X 10,300
EMERSON ELEC CO COM 291011104 581 10,948 SH SHAR X 10,948
ENRON CORP COM 293561106 9,824 131,209 SH SHAR X 131,209
ENRON CORP OPT 293561 374 5,000 SH SHAR X 5,000
ERICSSON L M TEL CO ADR COM 294821400 1,290 13,752 SH SHAR X 13,752
ERICSSON L M TEL CO ADR OPT 294821 1,876 20,000 SH SHAR X 20,000
EXODUS COMMUNICATIONS IN COM 302088109 2,915 20,750 SH SHAR X 10,000 10,750
EXODUS COMMUNICATIONS IN OPT 302088 1,405 10,000 SH SHAR X 10,000
EXXON MOBIL CORP COM 30231G102 12,152 155,926 SH SHAR X 155,926
FPL GROUP INC COM 302571104 677 14,717 SH SHAR X 14,717
FEDERAL HOME LN MTG CORP COM 313400301 289 6,543 SH SHAR X 6,543
FANNIE MAE COM 313586109 617 10,914 SH SHAR X 10,914
FEDEX CORP COM 31428X106 2,367 60,990 SH SHAR X 60,990
FINANCIAL FED CORP COM 317492106 292 16,078 SH SHAR X 16,078
FIRST AUSTRALIA PRIME IN COM 318653102 84 18,806 SH SHAR X 18,806
FIRST UN CORP COM 337358105 866 23,275 SH SHAR X 23,275
FIRSTCOM CORP COM 33763T104 206 6,050 SH SHAR X 6,050
FLEETBOSTON FINL CORP COM 339030108 1,188 32,559 SH SHAR X 32,559
FLEETBOSTON FINL CORP 339030116 220 6,700 SH SHAR X 6,700
FORD MTR CO DEL COM 345370100 446 9,730 SH SHAR X 9,730
FOUR MEDIA CO COM 350872107 177 11,500 SH SHAR X 11,500
FRANKLIN RES INC COM 354613101 391 11,700 SH SHAR X 11,700
G&L RLTY CORP COM 361271109 335 36,300 SH SHAR X 36,300
GATX CORP COM COM 361448103 366 9,654 SH SHAR X 9,654
GC COS INC COM COM 36155Q109 264 7,600 SH SHAR X 7,600
GTE CORP COM 362320103 3,621 51,007 SH SHAR X 51,007
GANNETT INC COM 364730101 2,878 40,900 SH SHAR X 40,900
GAP INC COM 364760108 2,002 40,204 SH SHAR X 40,204
GENERAL ELEC CO COM 369604103 10,846 69,699 SH SHAR X 69,699
GENERAL MLS INC COM 370334104 1,067 29,500 SH SHAR X 29,500
GENERAL MTRS CORP COM 370442105 777 9,392 SH SHAR X 9,392
GENERAL MTRS CORP COM 370442832 6,326 50,815 SH SHAR X 50,815
GILLETTE CO COM COM 375766102 1,702 45,167 SH SHAR X 45,167
GLAXO WELLCOME PLC COM 37733W105 1,913 33,390 SH SHAR X 33,390
GOLDEN ST BANCORP INC CO COM 381197102 208 13,950 SH SHAR X 13,950
GOLDEN ST BANCORP INC 381197136 98 73,177 SH SHAR X 73,177
GOLDMAN SACHS GROUP INC COM 38141G104 1,198 11,390 SH SHAR X 11,390
GRANITE CONSTR INC COM 387328107 343 12,740 SH SHAR X 12,740
GRUPO TRIBASA S A DE C V COM 40049F105 4 10,000 SH SHAR X 10,000
GRUPO TELEVISA SA DE CV COM 40049J206 408 6,000 SH SHAR X 6,000
GUIDANT CORP COM 401698105 359 6,100 SH SHAR X 6,100
HALLIBURTON CO COM 406216101 437 10,648 SH SHAR X 10,648
HARCOURT GEN INC COM 41163G101 4,035 108,325 SH SHAR X 108,325
HARLEY DAVIDSON INC COM 412822108 886 11,165 SH SHAR X 11,165
HARTFORD FINL SVCS GROUP COM 416515104 1,851 35,100 SH SHAR X 35,100
HEINZ H J CO COM 423074103 435 12,485 SH SHAR X 12,485
HERSHEY FOODS CORP COM 427866108 268 5,500 SH SHAR X 5,500
HEWLETT PACKARD CO COM 428236103 6,546 49,265 SH SHAR X 49,265
HILTON HOTELS CORP COM 432848109 264 34,150 SH SHAR X 34,150
HILTON HOTELS CORP SUB N DEBT 432848AL3 151 200,000 SH SHAR X 200,000
HOME DEPOT INC COM 437076102 5,126 79,487 SH SHAR X 79,487
HONEYWELL INTL INC COM 438516106 1,888 35,845 SH SHAR X 35,845
ICG COMMUNICATIONS INC COM 449246107 1,054 29,200 SH SHAR X 29,200
IMS HEALTH INC COM 449934108 534 31,550 SH SHAR X 31,550
ILLINOIS TOOL WKS INC COM 452308109 6,927 125,390 SH SHAR X 125,390
IMPATH INC COM 45255G101 1,846 50,250 SH SHAR X 50,250
INFORMIX CORP COM 456779107 1,178 69,580 SH SHAR X 69,580
INFORMIX CORP OPT 456779 169 10,000 SH SHAR X 10,000
INTEL CORP COM 458140100 58,238 441,407 SH SHAR X 441,407
INTERNATIONAL BUSINESS M COM 459200101 12,687 107,520 SH SHAR X 100 107,420
INTERNATIONAL FLAVORS & COM 459506101 1,455 41,500 SH SHAR X 41,500
INTERNATIONAL PAPER CO COM 460146103 283 6,622 SH SHAR X 6,622
INTERNATIONAL SPECIALTY COM 460337108 77 12,000 SH SHAR X 12,000
INTERNET HOLDRS TR COM 46059W102 249 1,500 SH SHAR X 1,500
INTERPUBLIC GROUP COS IN COM 460690100 4,595 97,258 SH SHAR X 97,258
IVAX CORP COM 465823102 430 15,781 SH SHAR X 15,781
JDS UNIPHASE CORP COM 46612J101 1,728 14,340 SH SHAR X 14,340
JEFFERSON PILOT CORP COM 475070108 569 8,550 SH SHAR X 8,550
JOHNSON & JOHNSON COM 478160104 8,495 120,929 SH SHAR X 120,929
KANSAS CITY SOUTHN INDS COM 485170104 307 3,575 SH SHAR X 3,575
KELLOGG CO COM 487836108 213 8,300 SH SHAR X 8,300
KELLY SVCS INC COM 488152208 415 17,350 SH SHAR X 17,350
KERR MCGEE CORP COM 492386107 220 3,819 SH SHAR X 3,819
KEYSPAN CORP COM 49337W100 513 18,604 SH SHAR X 18,604
KIMBERLY CLARK CORP COM 494368103 7,515 134,062 SH SHAR X 134,062
LHS GROUP INC COM 501938104 472 10,500 SH SHAR X 10,500
LIGHTPATH TECHNOLOGIES I COM 532257102 370 8,200 SH SHAR X 8,200
LILLY ELI & CO COM 532457108 2,970 47,430 SH SHAR X 47,430
LINCOLN NATL CORP IND COM 534187109 946 28,245 SH SHAR X 28,245
LOEWS CORP COM 540424108 226 4,526 SH SHAR X 4,526
LOWES COS INC COM 548661107 438 7,520 SH SHAR X 7,520
LUCENT TECHNOLOGIES INC COM 549463107 4,578 74,758 SH SHAR X 74,758
LYONDELL CHEMICAL CO COM 552078107 209 14,200 SH SHAR X 14,200
MCI WORLDCOM INC COM 55268B106 2,759 60,894 SH SHAR X 462 60,432
MFS GOVT MKTS INCOME TR COM 552939100 60 10,000 SH SHAR X 10,000
MAGNA INTL INC CL A VTG COM 559222401 428 10,700 SH SHAR X 10,700
MANUFACTURED HOME CMNTYS COM 564682102 279 12,100 SH SHAR X 12,100
MARCUS CORP COM COM 566330106 194 15,000 SH SHAR X 15,000
MCDONALDS CORP COM 580135101 2,383 63,778 SH SHAR X 63,778
MCKESSON HBOC INC COM 58155Q103 336 16,000 SH SHAR X 16,000
MEDIAONE GROUP INC COM 58440J104 1,663 20,543 SH SHAR X 20,543
MEDTOX SCIENTIFIC INC COM 584977201 102 12,600 SH SHAR X 12,600
MEDTRONIC INC COM 585055106 566 11,010 SH SHAR X 11,010
MELLON FINL CORP COM 58551A108 2,737 92,030 SH SHAR X 92,030
MENTOR GRAPHICS CORP OPT 587200 378 25,000 SH SHAR X 25,000
MERCK & CO INC COM 589331107 13,578 218,564 SH SHAR X 218,564
MEREDITH CORP COM 589433101 2,375 85,804 SH SHAR X 85,804
MERRILL LYNCH & CO INC COM 590188108 580 5,526 SH SHAR X 3 5,523
MESABI TR COM 590672101 28 10,000 SH SHAR X 10,000
METAMOR WORLDWIDE INC COM 59133P100 651 23,000 SH SHAR X 23,000
METAMOR WORLDWIDE INC OPT 59133P 509 18,000 SH SHAR X 18,000
METROMEDIA FIBER NETWORK COM 591689104 220 2,280 SH SHAR X 2,280
MICROSOFT CORP COM 594918104 5,544 52,179 SH SHAR X 52,179
MICRON TECHNOLOGY INC COM 595112103 982 7,800 SH SHAR X 7,800
MINERALS TECHNOLOGIES IN COM 603158106 236 5,300 SH SHAR X 5,300
MINNESOTA MNG & MFG CO COM 604059105 1,148 12,972 SH SHAR X 12,972
MONSANTO CO COM 611662107 1,370 26,621 SH SHAR X 26,621
MORGAN J P & CO INC COM 616880100 1,796 13,634 SH SHAR X 13,634
MORGAN STANLEY DEAN WITT COM 617446448 5,097 61,514 SH SHAR X 4 61,510
MORRISON KNUDSEN CORP NE COM 61844A109 95 13,000 SH SHAR X 13,000
MORRISON KNUDSEN CORP NE 61844A117 110 51,823 SH SHAR X 51,823
MOTOROLA INC COM 620076109 1,994 13,661 SH SHAR X 5,000 8,661
MOTOROLA INC OPT 620076 730 5,000 SH SHAR X 5,000
MURPHY OIL CORP COM 626717102 469 8,150 SH SHAR X 8,150
MYLAN LABS INC COM 628530107 489 17,800 SH SHAR X 17,800
NASDAQ 100 TR COM 631100104 1,392 12,720 SH SHAR X 12,720
NATIONAL SEMICONDUCTOR C COM 637640103 1,227 20,200 SH SHAR X 20,200
NEIMAN-MARCUS GROUP INC COM 640204301 621 22,616 SH SHAR X 22,616
NETOPIA INC COM 64114K104 234 3,260 SH SHAR X 3,260
NEW ERA OF NETWORKS INC COM 644312100 314 8,000 SH SHAR X 8,000
NEW YORK TIMES CO COM 650111107 224 5,240 SH SHAR X 5,240
NEWELL RUBBERMAID INC COM 651229106 302 12,200 SH SHAR X 12,200
NEWS CORP LTD ADR NEW COM 652487703 4,653 82,733 SH SHAR X 82,733
NEWS CORP LTD COM 652487802 25,699 538,211 SH SHAR X 538,211
NEXTEL COMMUNICATIONS IN COM 65332V103 429 2,900 SH SHAR X 2,900
NEXTLINK COMMUNICATIONS COM 65333H707 236 1,910 SH SHAR X 1,910
NOKIA CORP SPONSORED ADR COM 654902204 6,708 30,220 SH SHAR X 27,000 3,220
NORFOLK SOUTHN CORP COM 655844108 142 10,000 SH SHAR X 10,000
NORTEL NETWORKS CORP COM COM 656569100 1,602 12,706 SH SHAR X 12,706
NORTHERN TR CORP COM 665859104 1,824 27,000 SH SHAR X 27,000
NUVEEN N Y QUALITY INCOM COM 670986108 200 15,500 SH SHAR X 15,500
ORACLE CORPORATION COM 68389X105 630 8,080 SH SHAR X 8,080
OSICOM TECHNOLOGIES INC COM 688271501 336 3,000 SH SHAR X 3,000
PG&E CORP COM 69331C108 652 31,078 SH SHAR X 30,000 1,078
PE CORP COM 69332S102 3,276 33,950 SH SHAR X 33,950
PE CORP COM 69332S201 1,676 18,200 SH SHAR X 18,200
PARK PL ENTMT CORP COM 700690100 613 53,050 SH SHAR X 53,050
PARKER HANNIFIN CORP COM 701094104 766 18,562 SH SHAR X 18,562
PEPSI BOTTLING GROUP INC COM 713409100 200 10,000 SH SHAR X 10,000
PEPSICO INC COM 713448108 4,626 132,669 SH SHAR X 132,669
PHARMACIA & UPJOHN INC COM 716941109 1,848 31,060 SH SHAR X 31,060
PFIZER INC COM 717081103 8,675 237,276 SH SHAR X 237,276
PHILADELPHIA SUBN CORP COM 718009608 352 19,432 SH SHAR X 19,432
PHILIP MORRIS COS INC COM 718154107 1,124 53,250 SH SHAR X 53,250
PHONE.COM INC COM 71920Q100 1,110 6,810 SH SHAR X 6,810
PITNEY BOWES INC COM 724479100 259 5,800 SH SHAR X 5,800
PLANAR SYS INC COM COM 726900103 309 26,300 SH SHAR X 26,300
POGO PRODUCING CO COM 730448107 3,588 125,650 SH SHAR X 125,650
POGO PRODUCING CO SUB NT DEBT 730448AE7 623 710,000 SH SHAR X 710,000
POTOMAC ELEC PWR CO COM 737679100 393 17,400 SH SHAR X 10,000 7,400
POTOMAC ELEC PWR CO OPT 737679 226 10,000 SH SHAR X 10,000
PRIMUS TELECOMMUNICATION COM 741929103 4,234 81,930 SH SHAR X 81,930
PROCTER & GAMBLE CO COM 742718109 1,838 32,538 SH SHAR X 32,538
PROGRESSIVE CORP OHIO COM 743315103 6,255 82,246 SH SHAR X 82,246
PROTECTIVE LIFE CORP COM COM 743674103 368 11,600 SH SHAR X 11,600
PUTNAM MASTER INTER INCO COM 746909100 58 10,000 SH SHAR X 10,000
QUAKER OATS CO COM 747402105 218 3,600 SH SHAR X 3,600
QUALCOMM INC COM 747525103 1,766 11,834 SH SHAR X 11,834
QUESTAR CORP COM 748356102 230 12,428 SH SHAR X 12,428
R & B FALCON CORP COM 74912E101 337 17,135 SH SHAR X 17,135
QWEST COMMUNICATIONS INT COM 749121109 230 4,800 SH SHAR X 4,800
RPM INC OHIO COM 749685103 476 43,301 SH SHAR X 43,301
RALSTON PURINA CO COM 751277302 750 27,300 SH SHAR X 300 27,000
RAYTHEON CO COM 755111408 268 15,113 SH SHAR X 15,113
READ-RITE CORP OPT 755246 46 10,000 SH SHAR X 10,000
RECOTON CORP COM 756268108 141 12,000 SH SHAR X 12,000
RELIASTAR FINL CORP COM COM 75952U103 457 13,500 SH SHAR X 13,500
REMEDY CORP COM 759548100 313 7,450 SH SHAR X 7,450
REUTERS GROUP PLC COM 76132M102 1,498 12,549 SH SHAR X 12,549
ROYAL DUTCH PETE CO COM 780257804 6,897 119,300 SH SHAR X 119,300
SBC COMMUNICATIONS INC COM 78387G103 3,661 86,930 SH SHAR X 86,930
SPDR TR COM 78462F103 426 2,837 SH SHAR X 2,837
SABRE HLDGS CORP COM 785905100 766 21,000 SH SHAR X 21,000
SARA LEE CORP COM 803111103 473 26,285 SH SHAR X 26,285
SCHERING PLOUGH CORP COM 806605101 7,147 192,526 SH SHAR X 77,300 115,226
SCHERING PLOUGH CORP OPT 806605 2,970 80,000 SH SHAR X 80,000
SCHLUMBERGER LTD COM COM 806857108 2,451 32,042 SH SHAR X 32,042
SCHWAB CHARLES CORP NEW COM 808513105 380 6,706 SH SHAR X 6 6,700
SCIENTIFIC ATLANTA INC COM 808655104 1,385 21,900 SH SHAR X 21,900
SEAGATE TECHNOLOGY COM 811804103 487 7,900 SH SHAR X 7,900
SEAGRAM LTD COM COM 811850106 2,296 38,600 SH SHAR X 38,600
SEAGRAM LTD PFD 811850205 777 14,000 SH SHAR X 14,000
SERVICEMASTER CO COM 81760N109 163 14,543 SH SHAR X 14,543
SHAW COMMUNICATIONS INC COM 82028K200 274 10,200 SH SHAR X 10,200
SIEBEL SYS INC COM 826170102 4,904 41,065 SH SHAR X 500 40,565
SIGMA ALDRICH CORP COM 826552101 698 26,000 SH SHAR X 26,000
SIRIUS SATELLITE RADIO I COM 82966U103 712 12,500 SH SHAR X 12,500
SMITHKLINE BEECHAM P L C COM 832378301 2,971 44,975 SH SHAR X 44,975
SONERA GROUP PLC SPONSOR COM 835433202 255 3,850 SH SHAR X 3,850
SOUTHERN PAC PETE N L AD COM 843581307 22 10,000 SH SHAR X 10,000
SPRINT CORP COM 852061100 613 9,700 SH SHAR X 9,700
SPRINT CORP COM 852061506 281 4,302 SH SHAR X 4,302
STAPLES INC COM 855030102 357 17,878 SH SHAR X 17,878
STARBUCKS CORP COM 855244109 740 16,516 SH SHAR X 16,516
SUMMIT BANCORP COM 866005101 291 11,101 SH SHAR X 11,101
SUN MICROSYSTEMS INC COM 866810104 7,552 80,597 SH SHAR X 80,597
SUNTRUST BKS INC COM 867914103 973 16,849 SH SHAR X 16,849
SYMANTEC CORP COM 871503108 1,099 14,640 SH SHAR X 14,640
SYSCO CORP COM 871829107 234 6,500 SH SHAR X 6,500
TCW / DW TERM TR 2003 COM 87234U108 95 10,744 SH SHAR X 10,744
TCW CONV SECS FD INC COM COM 872340104 188 17,800 SH SHAR X 17,800
TSI INTL SOFTWARE LTD COM 872879101 332 4,000 SH SHAR X 4,000
TELEPHONE & DATA SYS INC COM 879433100 1,268 11,425 SH SHAR X 11,425
TELLABS INC COM 879664100 307 4,887 SH SHAR X 4,887
TEMPLE-INLAND INC COM 879868107 463 9,300 SH SHAR X 9,300
TERADYNE INC COM 880770102 328 4,000 SH SHAR X 4,000
TEVA PHARMACEUTICAL INDS COM 881624209 567 15,200 SH SHAR X 15,200
TEXACO INC COM 881694103 2,950 54,885 SH SHAR X 54,885
TEXAS INSTRS INC COM 882508104 2,408 15,050 SH SHAR X 15,050
3COM CORP COM 885535104 403 7,250 SH SHAR X 7,250
TIME WARNER INC COM 887315109 16,551 165,513 SH SHAR X 165,513
TIME WARNER TELECOM INC COM 887319101 284 3,583 SH SHAR X 3,583
TITAN CORP OPT 888266 382 7,500 SH SHAR X 7,500
TOYS R US INC COM 892335100 2,528 170,666 SH SHAR X 170,666
TRANSACTION SYS ARCHITEC COM 893416107 360 12,500 SH SHAR X 12,500
TRANSIT GROUP INC 893691113 42 39,851 SH SHAR X 39,851
TYCO INTL LTD NEW COM COM 902124106 859 17,152 SH SHAR X 17,152
USX-MARATHON GROUP COM 902905827 815 31,300 SH SHAR X 31,300
USA NETWORKS INC COM 902984103 2,531 112,180 SH SHAR X 112,180
UTI ENERGY CORP COM COM 903387108 504 13,375 SH SHAR X 13,375
UNION PAC CORP COM 907818108 597 15,260 SH SHAR X 15,260
UNISYS CORP COM 909214108 372 14,500 SH SHAR X 2,000 12,500
UNITED PARCEL SVC INC COM 911312106 207 3,300 SH SHAR X 3,300
U S WEST INC NEW COM 91273H101 523 7,213 SH SHAR X 7,213
UNITED TECHNOLOGIES CORP COM 913017109 2,844 45,019 SH SHAR X 45,019
UNIVERSAL FOODS CORP COM COM 913538104 527 24,700 SH SHAR X 24,700
UNIVISION COMMUNICATIONS COM 914906102 3,873 34,280 SH SHAR X 34,280
UNOCAL CORP COM 915289102 571 19,200 SH SHAR X 19,200
UTILICORP UTD INC COM COM 918005109 341 18,900 SH SHAR X 18,900
VALENTIS INC COM 91913E104 128 11,300 SH SHAR X 11,300
VALERO ENERGY CORP COM 91913Y100 288 9,400 SH SHAR X 9,400
VERITY INC COM 92343C106 733 18,010 SH SHAR X 18,010
VERISIGN INC COM 92343E102 904 6,050 SH SHAR X 6,050
VERITAS SOFTWARE CORP COM 923436109 262 2,000 SH SHAR X 2,000
VIACOM INC COM 925524308 2,177 41,288 SH SHAR X 41,288
VODAFONE AIRTOUCH PLC COM 92857T107 2,595 46,715 SH SHAR X 46,715
VOICESTREAM WIRELESS COR COM 928615103 212 1,650 SH SHAR X 1,650
VYSIS INC COM 928961101 370 37,000 SH SHAR X 37,000
WHX CORP COM COM 929248102 68 10,000 SH SHAR X 10,000
WACHOVIA CORP NEW COM 929771103 222 3,300 SH SHAR X 3,300
WAL MART STORES INC COM 931142103 2,501 44,275 SH SHAR X 44,275
WALGREEN CO COM 931422109 215 8,358 SH SHAR X 8,358
WARNER LAMBERT CO COM 934488107 6,382 65,338 SH SHAR X 65,338
WASHINGTON MUT INC COM 939322103 1,308 49,364 SH SHAR X 49,364
WASHINGTON POST CO COM 939640108 279 516 SH SHAR X 516
WEATHERFORD INTL INC NEW COM 947074100 814 13,925 SH SHAR X 13,925
WELLS FARGO & CO NEW COM 949746101 1,324 32,500 SH SHAR X 32,500
WHITMAN CORP NEW COM 96647R107 281 20,222 SH SHAR X 20,222
WINSTAR COMMUNICATIONS I COM 975515107 212 3,548 SH SHAR X 3,548
XM SATELLITE RADIO HLDGS COM 983759101 275 7,900 SH SHAR X 7,900
XILINX INC COM 983919101 518 6,260 SH SHAR X 6,260
XEROX CORP COM 984121103 324 12,490 SH SHAR X 12,490
YAHOO INC COM 984332106 318 1,856 SH SHAR X 1,856
YOUNG & RUBICAM INC COM 987425105 612 13,042 SH SHAR X 13,042
ZOMAX INC COM 989929104 542 9,000 SH SHAR X 9,000
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