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Previous: PUTNAM U S GOVERNMENT INCOME TRUST, N-30D, 1999-05-19 |
Next: PIONEER GROUP INC, S-8, 1999-05-19 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13-F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 3/31/99
CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT.
( ) ADDS NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESTMENT MANAGER FILINGS THIS REPORT:
NAME: WILLIAM D. WITTER, INC.
ADDRESS: 153 EAST 53RD STREET, 51ST FLOOR
NEW YORK, NY 10022
13F FILE NUMBER: 801-12695
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON
BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE
REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED
HEREIN
IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL
REQUIRED
ITEMS, STATEMENTS SCHEDULES, LIST, AND TABLES, ARE CONSIDERED
INTEGRAL PARTS
OF THIS FORM.
PERSON SIGNING THIS RREPORT ON BEHALF OF REPORTING MANAGER:
NAME: WILLIAM D. WITTER
TITLE: PRESIDENT
PHONE: (212) 753-7878
SIGNATURE, PLACE, AND DATE OF SIGNING:
WILLIAM D. WITTER NEW YORK, NY 5/14/99
REPORT TYPE (CHECK ONLY ONE):
(X) 13F HOLDING REPORT.
( ) 13F NOTICE.
( ) 13F COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES
EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 298
FORM 13F INFORMATION TABLE VALUE TOTAL: $715,354,622
LIST OF OTHER INCLUDED MANAGERS:
801-12695 WILLIAM D. WITTER, INC.
FORM 13F INFORMATION TABLE
<TABLE>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ------------ -------- -------- --- ---- ------- ------------ -------- -------- -------- ------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
99 CENTS ONLY STORES COM COM 65440K106 895 21094 SH SOLE 21094 0 0
AAR CORP COM 000361105 432 24250 SH SOLE 18400 0 5850
ABBOTT LABS COM 002824100 483 10320 SH SOLE 10320 0 0
ACCUHEALTH INC COM 004380101 103 165000 SH SOLE 165000 0 0
ACCUHEALTH INC RESTRICTED COM 009300089 466 266527 SH SOLE 266527 0 0
ACRODYNE COMM INC COM 00500E104 335 111500 SH SOLE 65500 0 46000
AEGIS COMMUNICATIONS GROUP I COM 00760B105 53 58500 SH SOLE 2500 0 56000
AEROVOX INC COM 00808M105 905 381106 SH SOLE 381106 0 0
AIRTOUCH COMMUNICATIONS INC COM 00949T100 328 3392 SH SOLE 1752 1640 0
ALASKA AIR GROUP INC COM 011659109 10215 215050 SH SOLE 212150 0 2900
ALIGN-RITE INTL INC COM 016251100 212 18300 SH SOLE 400 0 17900
ALLIED CAPITAL CORP COM 01903Q108 277 15100 SH SOLE 14500 0 600
AMERICAN INTL GROUP INC COM 026874107 5789 47994 SH SOLE 46730 1264 0
AMERITECH CORP COM 030954101 568 9852 SH SOLE 6300 3552 0
AMETEK INC NEW COM 031100100 434 23800 SH SOLE 19000 0 4800
AMPEX CORP COM 032092108 107 39900 SH SOLE 34000 0 5900
AMR CORP COM 001765106 351 6000 SH SOLE 5000 1000 0
AMTRAN INC COM 03234G106 2233 117500 SH SOLE 112800 0 4700
ANALYTICAL SURVEYS INC COM 032683302 1443 55500 SH SOLE 54000 0 1500
ANHEUSER-BUSCH COS. INC. COM 035229103 598 7850 SH SOLE 7850 0 0
APPLIED MATERIALS INC COM 038222105 358 5800 SH SOLE 5800 0 0
APPLIED SCIENCE & TECHN INC COM 038236105 1242 98900 SH SOLE 98900 0 0
ASAHI / AMER INC COM 04338D106 629 95000 SH SOLE 95000 0 0
ASM LITHOGRAPHY HOLDING N V OR COM N07059111 698 15500 SH SOLE 15500 0 0
ASTROPOWER INC COM 04644A101 1796 152840 SH SOLE 127240 0 25600
ASYST TECHNOLOGIES INC COM 04648X107 2056 149500 SH SOLE 146400 0 3100
ATLANTIC RICHFIELD COMPANY COM 048825103 987 13500 SH SOLE 13500 0 0
ATLAS AIR INC COM 049164106 2498 86715 SH SOLE 73190 0 13525
ATWOOD OCEANICS INC COM 050095108 2773 92446 SH SOLE 90446 0 2000
AT&T CORP COM 001957109 2251 28198 SH SOLE 11580 16618 0
AUSPEX SYS INC COM 052116100 3068 287100 SH SOLE 251500 0 35600
AVON PRODS INC COM 054303102 366 7780 SH SOLE 3380 4400 0
BANK NEW YORK INC COM 064057102 1193 33200 SH SOLE 33200 0 0
BANK ONE CORP COM 06423A103 266 4825 SH SOLE 2996 1829 0
BARRETT RES CORP COM 068480201 276 11000 SH SOLE 11000 0 0
BARRINGER LABS INC COM 068508100 8 38302 SH SOLE 38302 0 0
BARRINGER TECHNOLOGIES INC COM 068509603 5478 826800 SH SOLE 826800 0 0
BE AEROSPACE INC COM 073302101 186 12600 SH SOLE 300 0 12300
BEAR STEARNS CAP PREF. 7.500% PRF 07383J209 503 20000 SH SOLE 20000 0 0
BECTON DICKINSON & CO COM 075887109 1379 36000 SH SOLE 36000 0 0
BELL ATLANTIC CORP COM 077853109 287 5554 SH SOLE 0 5554 0
BELLSOUTH CORP COM 079860102 390 9728 SH SOLE 0 9728 0
BERKSHIRE HATHAWAY INC COM 084670108 6854 96 SH SOLE 96 0 0
BIO RAD LABS INC COM 090572207 268 13250 SH SOLE 13250 0 0
BIOMATRIX INC COM 09060P102 3260 41800 SH SOLE 40000 0 1800
BIOSOURCE INTL INC COM 09066H104 256 60350 SH SOLE 48850 0 11500
BLONDER TONGUE LABS INC COM 093698108 139 27700 SH SOLE 18100 0 9600
BLOUNT INTL INC COM 095177101 2934 101600 SH SOLE 101600 0 0
BOYD BROS TRANSN INC COM 103255105 447 55000 SH SOLE 55000 0 0
BP AMOCO ADS COM 055622104 212 2101 SH SOLE 701 1400 0
BRISTOL MYERS SQUIBB CO COM 110122108 384 5984 SH SOLE 3784 2200 0
BRUSH WELLMAN INC COM 117421107 174 12000 SH SOLE 12000 0 0
CADBURY SCHWEPPES L P GTD QRTL PRF 127207207 379 14500 SH SOLE 0 14500 0
CADENCE DESIGNS SYS INC COM 127387108 903 35050 SH SOLE 35050 0 0
CANADIAN NATL RY CO COM 136375102 980 17620 SH SOLE 17620 0 0
CANDELA CORP COM 136907102 12217 1357482 SH SOLE 1357482 0 0
CANDELA CORP SPECIAL WARRANTS WTS CANDELAWT 0 70000 SH SOLE 70000 0 0
CARDIAC CTL SYS INC COM 14140H302 20 100000 SH SOLE 100000 0 0
CARDINAL HEALTH INC COM 14149Y108 5696 86305 SH SOLE 113 86192 0
CASINO DATA SYS COM 147583108 368 120000 SH SOLE 120000 0 0
CATALYTICA INC COM 148885106 2473 224813 SH SOLE 221813 0 3000
CAVALIER HOMES INC COM 149507105 575 59750 SH SOLE 59750 0 0
CENTENNIAL TECHNOLOGIES INC CO COM 151392107 7 10000 SH SOLE 10000 0 0
CENTURY TEL ENTERPRISES INC COM 156686107 1289 27525 SH SOLE 27525 0 0
CHARLES RIVER ASSOCIATES INC COM 159852102 1445 59900 SH SOLE 57900 0 2000
CHASE INDS INC COM 161568100 2364 310092 SH SOLE 300042 0 10050
CHASE MANHATTAN CORP COM 16161A108 1240 15240 SH SOLE 15240 0 0
CHASE PACKAGING CORP COM 161635107 2 20750 SH SOLE 20750 0 0
CHESAPEAKE ENERGY CORP COM 165167107 21 15000 SH SOLE 15000 0 0
CHEVRON CORP COM 166751107 337 3800 SH SOLE 400 3400 0
CHURCH & DWIGHT CO COM 171340102 9863 242034 SH SOLE 6374 235660 0
CINTAS CORP COM 172908105 2713 41500 SH SOLE 0 41500 0
CISCO SYS INC COM 17275R102 2197 20050 SH SOLE 20050 0 0
CITIGROUP INC. COM 172967101 3469 54310 SH SOLE 26299 28011 0
COCA COLA CO COM 191216100 2928 47710 SH SOLE 28040 19670 0
COGNITRONICS CORP COM 192432102 1058 124500 SH SOLE 124500 0 0
COLUMBIA LABS INC COM 197779101 119 20000 SH SOLE 20000 0 0
COMPUTER SCIENCES CORP COM 205363104 1082 19609 SH SOLE 18509 0 1100
CONSECO INC COM 208464107 656 21262 SH SOLE 21262 0 0
COX COMMUNICATIONS INC COM 224044107 761 10067 SH SOLE 2853 7214 0
CT COMMUNICATIONS COM 206498206 2426 9904 SH OTHER 0 0 9904
CYMER INC COM 232572107 1568 78900 SH SOLE 75900 0 3000
CYTYC CORP COM 232946103 1431 103100 SH SOLE 87800 0 15300
C&D TECHNOLOGIES INC COM 124661109 7562 304000 SH SOLE 294300 0 9700
DAIMLERCHRYSLER AG ORD COM D1668R123 1375 16023 SH SOLE 12470 3553 0
DATA TRANSMISSION NETWORK CP COM 238017107 1132 47400 SH SOLE 47400 0 0
DAWSON GEOPHYSICAL CO COM 239359102 346 43900 SH SOLE 40300 0 3600
DAYTON HUDSON CORP COM 239753106 1199 18000 SH SOLE 18000 0 0
DEB SHOPS INC COM COM 242728103 316 28100 SH SOLE 28100 0 0
DELTA AIR LINES INC COM 247361108 1451 20884 SH SOLE 12400 8484 0
DISNEY WALT PRODTNS COM 254687106 1453 46686 SH SOLE 23736 22950 0
DONALDSON LUFKIN & JENRETTE COM 257661108 13008 186500 SH SOLE 186500 0 0
DORAL FINANCIAL CORP COM 25811P100 3638 198000 SH SOLE 198000 0 0
DOUBLECLICK INC COM 258609304 346 3800 SH SOLE 3800 0 0
DOVER CORP COM 260003108 1381 42000 SH SOLE 42000 0 0
DST SYS INC COM 233326107 2198 36600 SH SOLE 35800 0 800
DU PONT E I DE NEMOURS CO COM 263534109 427 7350 SH SOLE 750 6600 0
DU PONT E I DE NEMOURS CO COM 263534109 501 8622 SH OTHER 0 0 8622
DUKE ENERGY CORP COM 264399106 247 4500 SH OTHER 0 0 4500
DUPONT PHOTOMASKS INC COM 26613X101 503 12700 SH SOLE 11400 0 1300
EAGLE GEOPHYSICAL INC COM 269524104 549 144000 SH SOLE 144000 0 0
EATON CORP COM 278058102 865 12100 SH SOLE 12100 0 0
ELECTRO SCIENTIFIC INDS INC COM 285229100 2990 64300 SH SOLE 62300 0 2000
ELECTROGLAS INC COM 285324109 212 16500 SH SOLE 16500 0 0
EMERSON ELEC CO COM 291011104 956 18068 SH SOLE 18068 0 0
ENCORE WIRE CORP COM 292562105 1796 228000 SH SOLE 228000 0 0
ENGELHARD CORP COM 292845104 351 20700 SH SOLE 20700 0 0
EXXON CORP COM 302290101 6686 94751 SH SOLE 8487 86264 0
EXXON CORP COM 302290101 382 5408 SH OTHER 0 0 5408
FDX CORP COM COM 31304N107 260 2800 SH SOLE 2800 0 0
FEDERAL HOME LN MTG CORP COM 313400301 2338 40800 SH SOLE 40800 0 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 3172 45799 SH SOLE 45799 0 0
FINISH LINE INC CL A COM 317923100 760 59000 SH SOLE 59000 0 0
FIRST DATA CORP COM 319963104 1193 27900 SH SOLE 27900 0 0
FIRST TENN NATL CORP COM 337162101 293 8000 SH SOLE 0 8000 0
FIRST UNION CORP COM 337358105 294 5500 SH OTHER 0 0 5500
FIRSTAR CORP NEW WIS COM 33763V109 41981 469064 SH SOLE 49977 419087 0
FIRSTAR CORP NEW WIS COM 33763V109 596 6660 SH OTHER 0 0 6660
FLEET FINL GROUP INC NEW COM 338915101 238 6328 SH SOLE 6328 0 0
FLIR SYSTEM INC COM 302445101 4877 269100 SH SOLE 269100 0 0
FORD MOTOR COM 345370100 546 9626 SH SOLE 8300 1326 0
FOREST OIL CORP COM 346091606 146 19450 SH SOLE 5050 0 14400
FRISCH'S RESTAURANTS INC COM 358748101 5891 612101 SH SOLE 190090 422011 0
GENERAL ELEC CO COM 369604103 6366 57543 SH SOLE 44536 12407 600
GENERAL ELEC CO COM 369604103 575 5200 SH OTHER 0 0 5200
GENRAD INC COM COM 372447102 719 50000 SH SOLE 50000 0 0
GENUINE PARTS CO COM 372460105 704 24430 SH SOLE 24430 0 0
GIANT CEM HLDG INC COM 374450104 1848 107500 SH SOLE 107500 0 0
GIANT INDS INC COM 374508109 1317 153836 SH SOLE 153836 0 0
GILLETTE CO COM 375766102 647 10886 SH OTHER 0 0 10886
GRAINGER W W INC COM 384802104 215 5000 SH SOLE 5000 0 0
HAMBRECHT & QUIST GROUP INC COM 406545103 3868 111500 SH SOLE 109000 0 2500
HELIX TECHNOLOGY CORP COM 423319102 1854 120600 SH SOLE 120600 0 0
HERCULES PREFERRED 9.42 PRF 427097209 1045 41200 SH SOLE 40000 1200 0
HEWLETT PACKARD CO COM 428236103 2241 33052 SH SOLE 14652 18400 0
HOME DEPOT INC COM 437076102 2260 36298 SH SOLE 36298 0 0
I B M COM 459200101 1956 11034 SH SOLE 9064 1970 0
ILLINOIS TOOL WKS INC COM 452308109 248 4000 SH SOLE 4000 0 0
IMPERIAL CR INDS INC COM COM 452729106 987 135000 SH SOLE 135000 0 0
IMS HEALTH INC COM 449934108 412 12432 SH SOLE 12432 0 0
INSO CORP COM 457674109 110 14500 SH SOLE 14500 0 0
INTEL CORP COM 458140100 3754 63164 SH SOLE 54788 6576 1800
INTERLINQ SOFTWARE CORP COM COM 458753100 308 40000 SH SOLE 40000 0 0
INTERPOOL INC COM 46062R108 413 30600 SH SOLE 30600 0 0
INTRANET SOLUTIONS INC COM NEW COM 460939309 165 20000 SH SOLE 20000 0 0
IRON MTN INC DEL COM COM 46284P104 938 30000 SH SOLE 30000 0 0
JOHNSON & JOHNSON COM 478160104 3149 33684 SH SOLE 26884 6800 0
JONES PHARMA INC COM 480236108 869 25000 SH SOLE 25000 0 0
KLA-TENCOR CORP COM 482480100 675 13900 SH SOLE 12700 0 1200
KN ENERGY INC-PEPS UNITS 8.25 COM 482620507 508 14900 SH SOLE 14900 0 0
KRONOS INC COM 501052104 721 29425 SH SOLE 29425 0 0
KYOCERA CORP ADR COM 501556203 306 5820 SH SOLE 5820 0 0
LABOR READY INC COM 505401208 3093 118400 SH SOLE 118400 0 0
LAM RESEARCH CORP COM 512807108 465 16050 SH SOLE 16050 0 0
LEGATO SYS INC COM 524651106 24454 473689 SH SOLE 472189 0 1500
LEHMAN BROTHERS HLDGS INC COM 524908100 8417 140864 SH SOLE 140864 0 0
LERNOUT & HAUSPIE SPEECH PRD S COM B5628B104 3973 132440 SH SOLE 124290 0 8150
LINDSAY MFG CO COM 535555106 440 22150 SH SOLE 19900 0 2250
LUCENT TECHNOLOGIES INC COM 549463107 2010 37224 SH SOLE 13944 23280 0
LUFKIN INDS INC COM 549764108 1009 60900 SH SOLE 60700 0 200
MASCO CORP COM 574599106 1045 37000 SH SOLE 37000 0 0
MAVERICK TUBE CORP COM 577914104 141 20000 SH SOLE 20000 0 0
MAXIMUS COM 577933104 6205 213050 SH SOLE 213050 0 0
MAXXIM MEDICAL INC COM 57777G105 1183 62700 SH SOLE 60800 0 1900
MCCORMICK & CO INC NON VOTING COM 579780206 3439 118572 SH SOLE 13198 105374 0
MCDONALDS CORP COM 580135101 1133 25000 SH SOLE 25000 0 0
MCGRAW-HILL COMPANIES INC COM 580645109 785 14400 SH SOLE 14400 0 0
MEASUREMENT SPECIALTIES INC CO COM 583421102 225 30000 SH SOLE 30000 0 0
MECON INC COM 58400M105 1343 191800 SH SOLE 161000 0 30800
MEDIA 100 INC COM 58440W105 263 50000 SH SOLE 50000 0 0
MEDIZONE INTL INC COM 585013105 4 54000 SH SOLE 54000 0 0
MEDTRONIC CORP COM 585055106 1519 21140 SH SOLE 21140 0 0
MELLON BK CORP COM 585509102 213 3024 SH SOLE 3024 0 0
MERCER INTL INC COM 588056101 91 15000 SH SOLE 15000 0 0
MERCK & CO INC COM 589331107 5047 62984 SH SOLE 56404 5080 1500
MERCK & CO INC COM 589331107 288 3600 SH OTHER 0 0 3600
MERRIMAC INDS INC COM 590262101 859 171899 SH SOLE 171899 0 0
MFC BANCORP LTD COM 55271X103 946 140150 SH SOLE 140000 0 150
MGIC INVT CORP WIS COM 552848103 659 18800 SH SOLE 18800 0 0
MICRION CORP COM 59479P102 306 36300 SH SOLE 34100 0 2200
MICROSOFT CORP COM 594918104 834 9300 SH SOLE 8100 400 800
MINNESOTA MNG & MFG CO COM 604059105 2943 41596 SH SOLE 39346 2250 0
MOBIL CORP COM 607059102 387 4400 SH SOLE 2200 2200 0
MONTEREY PASTA CO COM 612570101 267 117000 SH SOLE 60000 57000 0
MORGAN STANLEY DEAN WITTER DIS COM 617446448 3793 37950 SH SOLE 21050 16900 0
MUELLER INDS INC COM 624756102 10072 450130 SH SOLE 446230 0 3900
MYLEX CORP COM COM 628546103 158 24300 SH SOLE 500 0 23800
N S GROUP INC COM 628916108 2718 488564 SH SOLE 486364 0 2200
NATIONAL COMPUTER SYSTEMS INC COM 635519101 6212 253550 SH SOLE 244350 0 9200
NEUTRAL POSTURE ERGONOMICS COM 64125E105 112 40600 SH SOLE 40600 0 0
NEWELL RUBBERMAID INC. COM 651229106 1169 24600 SH SOLE 24600 0 0
NOBEL LEARNING CMNTYS INC COM COM 654889104 305 62500 SH SOLE 62500 0 0
NORFOLK SOUTHERN CORP COM 655844108 354 13425 SH SOLE 13425 0 0
NORTHEAST UTILITIES COM 664397106 18620 1341972 SH SOLE 1341972 0 0
NORTHWEST PIPE CO COM 667746101 1337 81000 SH SOLE 81000 0 0
OAKHURST COMPANY INC COM 672202108 93 74455 SH SOLE 74455 0 0
ORACLE CORP COM 68389X105 92533 3508354 SH SOLE 3508354 0 0
ORGANOGENESIS INC COM 685906109 158 13671 SH SOLE 13671 0 0
OSTEOTECH INC COM 688582105 1160 33750 SH SOLE 33750 0 0
OWENS & MINOR INC NEW COM 690732102 406 40100 SH SOLE 40100 0 0
PACIFIC MONO.SER D/PFD. RES. COM 694582XX0 15 10000 SH SOLE 10000 0 0
PAINE WEBBER GROUP INC COM 695629105 4039 101284 SH SOLE 93817 0 7467
PAMECO CORP COM 697934107 63 11000 SH SOLE 11000 0 0
PARK PL ENTMT CORP COM 700690100 892 118000 SH SOLE 118000 0 0
PERVASIVE SOFTWARE INC COM 715710109 13064 730850 SH SOLE 703750 0 27100
PFEIFFER VACUUM TECHNLGY AG SP COM 717067102 294 7142 SH SOLE 7142 0 0
PFIZER INC COM 717081103 2367 17059 SH SOLE 17059 0 0
PFIZER INC COM 717081103 333 2400 SH OTHER 0 0 2400
PIEDMONT MNG CO COM 720172105 1 25000 SH SOLE 25000 0 0
PITNEY BOWES INC COM 724479100 4067 63800 SH SOLE 800 63000 0
POLARIS INDS INC COM 731068102 3778 119000 SH SOLE 119000 0 0
PREMIERE TECHNOLOGIES INC COM 74058F102 171 15000 SH SOLE 12500 0 2500
PRI AUTOMATION INC COM 69357H106 1193 56800 SH SOLE 54800 0 2000
PRISON RLTY CORP COM 74264N105 9034 518096 SH SOLE 518096 0 0
PROCTER & GAMBLE COMPANY COM 742718109 3480 35534 SH SOLE 12234 23300 0
PROCTER & GAMBLE COMPANY COM 742718109 238 2427 SH OTHER 0 0 2427
Q MED INC COM 747914109 39 12000 SH SOLE 12000 0 0
RAYMOND JAMES FINL INC COM 754730109 8415 426077 SH SOLE 423377 0 2700
REHABCARE GROUP INC COM COM 759148109 753 50000 SH SOLE 50000 0 0
RELM WIRELESS CORPORATION COM 759525108 469 259000 SH SOLE 259000 0 0
REPUBLIC N Y CORP COM 760719104 830 18000 SH SOLE 18000 0 0
REYNOLDS & REYNOLDS CO CLASS A COM 761695105 551 29000 SH SOLE 29000 0 0
RICHFOOD HLDGS INC CL A COM 763408101 729 33800 SH SOLE 33800 0 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 1971 37900 SH SOLE 36900 0 1000
RTI INTL METALS INC COM 74973W107 2970 297000 SH SOLE 297000 0 0
RUSH ENTERPISES INC COM 781846100 2935 260900 SH SOLE 260900 0 0
RYANAIR HOLDINGS PLC-ADR COM 783513104 2705 66385 SH SOLE 64885 0 1500
R&G FINL CORP COM 749136107 969 50000 SH SOLE 50000 0 0
S3 INC COM 784849101 94 12500 SH SOLE 12500 0 0
SANTA FE ENERGY RES INC COM 802012104 378 51300 SH SOLE 51300 0 0
SANTA FE INTL CORP ORD COM G7805C108 562 30100 SH SOLE 28700 0 1400
SBC COMMUNICATIONS INC COM 78387G103 1340 28402 SH SOLE 20844 7558 0
SCHERING PLOUGH CORP COM 806605101 1885 34110 SH SOLE 34110 0 0
SCHLUMBERGER COM 806857108 203 3368 SH SOLE 3368 0 0
SCICLONE PHARMACEUTICALS INC COM 80862K104 17 10800 SH SOLE 0 0 10800
SEA CONTAINERS CL A COM 811371707 19925 690029 SH SOLE 687329 0 2700
SEAGRA JOS QUIDS PREF 8.000% PRF 811845205 583 23300 SH SOLE 20000 3300 0
SEALED AIR CORP NEW COM 81211K100 304 6184 SH SOLE 6184 0 0
SEALED AIR CORP NEW PFD CONV A COM 81211K209 219 4417 SH SOLE 4417 0 0
SHELL TRANS & TRADING LTD COM 822703609 902 22200 SH SOLE 6000 15600 600
SIGMA ALDRICH CORP COM 826552101 9169 313485 SH SOLE 51195 262290 0
SMITH INTL INC COM 832110100 1794 44850 SH SOLE 43450 0 1400
SMUCKER J M CO COM 832696108 3370 151043 SH SOLE 12054 138989 0
SMUCKER J M CO NON VTG COM 832696207 1587 89430 SH SOLE 12054 77376 0
SNYDER OIL CORP COM 833482102 404 27300 SH SOLE 27300 0 0
SONOCO PRODUCTS COM 835495102 210 9127 SH SOLE 0 9127 0
SOUTHERN ENERGY HOMES INC COM 842814105 269 50000 SH SOLE 50000 0 0
SOUTHWEST SECURITES GROUP INC COM 845224104 705 24960 SH SOLE 21915 0 3045
SPX CORP COM 784635104 251 4981 SH SOLE 4981 0 0
STEP ENGINEERING - RESTRICTED COM 858999105 15 25000 SH SOLE 25000 0 0
STMICROELECTRONICS N V SHS-N Y COM 861012102 403 4149 SH SOLE 4149 0 0
STOLT COMEX SEAWAY S A ADR SPO COM 861567105 340 40650 SH SOLE 36650 0 4000
SUN HYDRAULICS CORP COM 866942105 1229 172500 SH SOLE 172500 0 0
SUN MICROSYSTEMS INC COM 866810104 351 5620 SH SOLE 5620 0 0
SYSTEM SOFTWARE ASSOC INC COM 871839106 33 14800 SH SOLE 14500 0 300
TB WOODS CORP COM 872226105 213 19000 SH SOLE 19000 0 0
TCI MUSIC INC CL A COM 87229N101 410 80000 SH SOLE 80000 0 0
TEJON RANCH CO COM 879080109 5281 318834 SH SOLE 55022 263812 0
TEMPLETON GLOBL SMALLR CO FDCL MF 88022L102 71 10669 SH SOLE 10669 0 0
TERADYNE INC COM 880770102 276 5050 SH SOLE 2000 0 3050
TEREX CORP NEW COM 880779103 4548 188505 SH SOLE 188505 0 0
TEXACO INC COM 881694103 289 5100 SH SOLE 5100 0 0
TGC INDS INC COM 872417308 17 13841 SH SOLE 13841 0 0
THE CINCINNATI REDS COM 17231RED4 1636 1272727 SH SOLE 1272727 0 0
THE CINCINNATI REDS - PP COM 17231RED3 9008 1600000 SH SOLE 1600000 0 0
THERAGENICS CORP COM 883375107 1003 143330 SH SOLE 119030 0 24300
THERMO OPTEK CORP COM 883582108 387 38700 SH SOLE 38700 0 0
TIFFANY & CO COM 886547108 7241 96868 SH SOLE 11868 85000 0
TIME WARNER INC COM 887315109 227 3200 SH SOLE 2400 0 800
TIMES MIRROR CO COM A COM 887364107 545 10078 SH SOLE 4108 5970 0
TOLL BROS INC COM 889478103 466 25700 SH SOLE 23900 0 1800
TOOTSIE ROLL INDS INC COM 890516107 11546 250990 SH SOLE 23070 227920 0
TRANS WORLD AIRLS INC PAR $.01 COM 893349837 83 16000 SH SOLE 0 0 16000
TRANS WORLD ENTMT CORP COM COM 89336Q100 550 50000 SH SOLE 50000 0 0
TRANSNATIONAL INDS INC COM 893778209 84 51891 SH SOLE 51891 0 0
TRANSNATIONAL INDUSTRIES, REST COM TRSLRES13 350 164607 SH SOLE 164607 0 0
TRANSWITCH CORP COM 894065101 232 5131 SH SOLE 5131 0 0
TRINITY INDS INC COM 896522109 3214 109400 SH SOLE 107500 0 1900
TRISTAR AEROSPACE CO COM 89674L101 2950 323326 SH SOLE 293626 0 29700
TYCO INTL LTD NEW COM 902124106 722 10069 SH SOLE 10069 0 0
UNIFI INC COM 904677101 365 28623 SH SOLE 28623 0 0
UNION PACIFIC CORP COM 907818108 508 9500 SH SOLE 9200 0 300
UNION PACIFIC RES GROUP INC COM 907834105 272 22877 SH SOLE 22877 0 0
UROLOGIX INC COM 917273104 148 40000 SH SOLE 40000 0 0
US AIRWAYS GROUP INC COM 911905107 12410 254247 SH SOLE 254247 0 0
USA NETWORKS INC COM 902984103 766 21400 SH SOLE 2000 19400 0
VARCO INTL INC COM 922126107 111 10000 SH SOLE 10000 0 0
VARLEN CORP COM 922248109 2320 105474 SH SOLE 103974 0 1500
VEECO INSTRS INC DEL COM 922417100 4959 134250 SH SOLE 133250 0 1000
VERITY INC COM 92343C106 1011 30175 SH SOLE 29475 0 700
VICOR CORP COM 925815102 666 53300 SH SOLE 29100 0 24200
WAL MART STORES INC COM 931142103 922 10000 SH SOLE 10000 0 0
WD 40 CO COM 929236107 2965 102250 SH SOLE 0 102250 0
WESCO FINL CORP COM 950817106 4565 13505 SH SOLE 0 13505 0
WEST PHARM SVCS INC COM 955306105 497 15600 SH SOLE 15600 0 0
WILLIAMS SONOMA INC COM 969904101 5060 179112 SH SOLE 50060 129052 0
WYMAN GORDON CO COM 983085101 3629 392300 SH SOLE 388500 0 3800
XEROX CORP COM 984121103 626 12000 SH SOLE 0 12000 0
</TABLE>
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