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Previous: SBC COMMUNICATIONS INC, 8-K, 1999-10-12 |
Next: NEUBERGER & BERMAN ADVISERS MANAGEMENT TRUST, 497, 1999-10-12 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13-F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: SEPTEMBER 30, 1999
CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT.
( ) ADDS NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESTMENT MANAGER FILINGS THIS REPORT:
NAME: WILLIAM D. WITTER, INC.
ADDRESS: 153 EAST 53RD STREET, 51ST FLOOR
NEW YORK, NY 10022
13F FILE NUMBER: 801-12695
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON
BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE
REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN
IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED
ITEMS, STATEMENTS SCHEDULES, LIST, AND TABLES, ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM.
PERSON SIGNING THIS RREPORT ON BEHALF OF REPORTING MANAGER:
NAME: WILLIAM D. WITTER
TITLE: PRESIDENT
PHONE: (212) 753-7878
SIGNATURE, PLACE, AND DATE OF SIGNING:
WILLIAM D. WITTER NEW YORK, NY OCTOBER 11, 1999
REPORT TYPE (CHECK ONLY ONE):
(X) 13F HOLDING REPORT.
( ) 13F NOTICE.
( ) 13F COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES
EXCHANGE ACT OF 1934.
WILLIAM D. WITTER INC.
FORM 13F SUMMARY PAGE
AS OF DATE: 09/30/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 290
FORM 13F INFORMATION TABLE VALUE TOTAL: $827,074,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
WILLIAM D. WITTER INC.
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
<TABLE>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
99 CENTS ONLY STORES COM COM 65440K106 1084 30001 SH SOLE 30001 0 0
AAR CORP COM 000361105 385 21400 SH SOLE 19400 0 2000
ABBOTT LABS COM 002824100 379 10320 SH SOLE 10320 0 0
ACCUHEALTH INC COM 004380101 26 165000 SH SOLE 165000 0 0
ACCUHEALTH INC RESTRICTED COM 9300089 466 266527 SH SOLE 266527 0 0
ACRODYNE COMM INC COM 00500E104 189 101000 SH SOLE 64500 0 36500
ACTION PERFORMANCE COS INC COM 004933107 737 35000 SH SOLE 35000 0 0
AEROVOX INC COM 00808M105 1000 381106 SH SOLE 381106 0 0
ALASKA AIR GROUP INC COM 011659109 8888 218450 SH SOLE 215550 0 2900
ALIGN-RITE INTL INC COM 016251100 258 13700 SH SOLE 400 0 13300
AMERICAN INTL GROUP INC COM 026874107 4903 56396 SH SOLE 54816 1580 0
AMERITECH CORP COM 030954101 648 9702 SH SOLE 6150 3552 0
AMETEK INC NEW COM 031100100 452 22800 SH SOLE 19000 0 3800
AMPEX CORP COM 032092108 107 36400 SH SOLE 33000 0 3400
AMR CORP COM 001765106 273 5000 SH SOLE 4000 1000 0
AMTRAN INC COM 03234G106 2914 155400 SH SOLE 149100 0 6300
ANALYTICAL SURVEYS INC COM 032683302 1194 75800 SH SOLE 73300 0 2500
ANHEUSER-BUSCH COS. INC. COM 035229103 550 7850 SH SOLE 7850 0 0
APPLIED MATERIALS INC COM 038222105 688 8850 SH SOLE 8850 0 0
APPLIED SCIENCE & TECHN INC COM 038236105 3801 184300 SH SOLE 168300 0 16000
ASAHI / AMER INC COM 04338D106 808 95000 SH SOLE 95000 0 0
ASM LITHOGRAPHY HOLDING N V OR COM N07059111 1039 15500 SH SOLE 15500 0 0
ASTROPOWER INC COM 04644A101 1913 159440 SH SOLE 136340 0 23100
ASYST TECHNOLOGIES INC COM 04648X107 4831 146400 SH SOLE 146400 0 0
ATLANTIC RICHFIELD COMPANY COM 048825103 1196 13500 SH SOLE 13500 0 0
ATLANTIC RICHFIELD COMPANY COM 048825103 211 2384 SH OTHER 0 0 2384
ATLAS AIR INC COM 049164106 2140 97840 SH SOLE 89190 0 8650
ATWOOD OCEANICS INC COM 050095108 870 28474 SH SOLE 26774 0 1700
AT&T CORP COM 001957109 1952 44884 SH SOLE 20707 24177 0
AUSPEX SYS INC COM 052116100 2165 243900 SH SOLE 209000 0 34900
BANK NEW YORK INC COM 064057102 441 13200 SH SOLE 13200 0 0
BARNETT INC COM 068062108 827 90000 SH SOLE 90000 0 0
BARRETT RES CORP COM 068480201 406 11000 SH SOLE 11000 0 0
BARRINGER LABS INC COM 068508100 3 38302 SH SOLE 38302 0 0
BARRINGER TECHNOLOGIES INC COM 068509603 3776 745800 SH SOLE 745800 0 0
BECTON DICKINSON & CO COM 075887109 1010 36000 SH SOLE 36000 0 0
BELL ATLANTIC CORP COM 077853109 374 5554 SH SOLE 0 5554 0
BELLSOUTH CORP COM 079860102 438 9728 SH SOLE 0 9728 0
BERGEN CAP I TOPRS 7.800% 06/3 PRF 083748202 473 23500 SH SOLE 20000 3500 0
BERKSHIRE HATHAWAY INC COM 084670108 1925 35 SH SOLE 35 0 0
BIOMATRIX INC COM 09060P102 1842 82100 SH SOLE 78500 0 3600
BIOSOURCE INTL INC COM 09066H104 235 57850 SH SOLE 48850 0 9000
BMC SOFTWARE INC COM 055921100 326 4556 SH SOLE 4556 0 0
BOYD BROS TRANSN INC COM 103255105 481 55000 SH SOLE 55000 0 0
BP AMOCO ADS COM 055622104 233 4200 SH SOLE 1400 2800 0
BRISTOL MYERS SQUIBB CO COM 110122108 390 5784 SH SOLE 3784 2000 0
BRUSH WELLMAN INC COM 117421107 176 12000 SH SOLE 12000 0 0
CADBURY SCHWEPPES L P GTD QRTL PRF 127207207 364 14500 SH SOLE 0 14500 0
CADENCE DESIGNS SYS INC COM 127387108 469 35050 SH SOLE 35050 0 0
CANADIAN NATL RY CO COM 136375102 1068 35240 SH SOLE 35240 0 0
CANDELA CORP COM 136907102 18266 1719172 SH SOLE 1716472 0 2700
CANDELA CORP SPECIAL WARRANTS WTRT CANDELAWT 0 70000 SH SOLE 70000 0 0
CARDINAL HEALTH INC COM 14149Y108 4798 88037 SH SOLE 113 87924 0
CAREMATRIX CORP COM COM 141706101 648 125000 SH SOLE 125000 0 0
CASINO DATA SYS COM 147583108 3339 685000 SH SOLE 685000 0 0
CATALYTICA INC COM 148885106 2591 172713 SH SOLE 166713 0 6000
CENTURYTEL, INC COM 156700106 1118 27525 SH SOLE 27525 0 0
CHARLES RIVER ASSOCIATES INC COM 159852102 2339 83900 SH SOLE 80900 0 3000
CHASE INDS INC COM 161568100 663 77472 SH SOLE 77472 0 0
CHASE MANHATTAN CORP COM 16161A108 1239 16440 SH SOLE 16440 0 0
CHASE PACKAGING CORP COM 161635107 2 20750 SH SOLE 20750 0 0
CHESAPEAKE ENERGY CORP COM 165167107 58 15000 SH SOLE 15000 0 0
CHEVRON CORP COM 166751107 444 5000 SH SOLE 1600 3400 0
CHURCH & DWIGHT CO COM 171340102 12138 485518 SH SOLE 12748 472770 0
CINTAS CORP COM 172908105 2943 50910 SH SOLE 0 50910 0
CISCO SYS INC COM 17275R102 2201 32100 SH SOLE 32100 0 0
CITIGROUP INC. COM 172967101 3584 81464 SH SOLE 39448 42016 0
COCA COLA CO COM 191216100 2288 47410 SH SOLE 28040 19370 0
COGNITRONICS CORP COM 192432102 1283 114000 SH SOLE 114000 0 0
COLUMBIA LABS INC COM 197779101 150 20000 SH SOLE 20000 0 0
COMPUTER SCIENCES CORP COM 205363104 1320 18778 SH SOLE 17678 0 1100
CONSECO INC COM 208464107 404 21262 SH SOLE 21262 0 0
COX COMMUNICATIONS INC COM 224044107 841 20134 SH SOLE 5706 14428 0
CT COMMUNICATIONS COM 206498206 2426 9904 SH OTHER 0 0 9904
CTB INTL CORP COM 125960104 443 65000 SH SOLE 65000 0 0
CYMER INC COM 232572107 2567 74000 SH SOLE 72000 0 2000
CYTYC CORP COM 232946103 3105 80250 SH SOLE 68150 0 12100
C&D TECHNOLOGIES INC COM 124661109 6703 184600 SH SOLE 177900 0 6700
DAIMLERCHRYSLER AG ORD COM D1668R123 1113 16023 SH SOLE 12470 3553 0
DAWSON GEOPHYSICAL CO COM 239359102 399 40400 SH SOLE 36800 0 3600
DAYTON HUDSON CORP COM 239753106 841 14000 SH SOLE 14000 0 0
DEB SHOPS INC COM COM 242728103 683 35000 SH SOLE 35000 0 0
DELTA AIR LINES INC COM 247361108 905 18654 SH SOLE 10200 8454 0
DISNEY WALT PRODTNS COM 254687106 1201 46186 SH SOLE 23736 22450 0
DONALDSON LUFKIN & JENRETTE COM 257661108 6247 157900 SH SOLE 157900 0 0
DORAL FINANCIAL CORP COM 25811P100 2073 155000 SH SOLE 155000 0 0
DOUBLECLICK INC COM 258609304 453 3800 SH SOLE 3800 0 0
DOVER CORP COM 260003108 1717 42000 SH SOLE 42000 0 0
DST SYS INC COM 233326107 2167 38100 SH SOLE 37300 0 800
DU PONT E I DE NEMOURS CO COM 263534109 427 7051 SH SOLE 451 6600 0
DU PONT E I DE NEMOURS CO COM 263534109 522 8622 SH OTHER 0 0 8622
DUKE ENERGY CORP COM 264399106 248 4500 SH OTHER 0 0 4500
DUPONT PHOTOMASKS INC COM 26613X101 668 14500 SH SOLE 13200 0 1300
EAGLE GEOPHYSICAL INC COM 269524104 54 144000 SH SOLE 144000 0 0
EATON CORP COM 278058102 1044 12100 SH SOLE 12100 0 0
ELAN CORP ADR COM 284131208 691 20600 SH SOLE 19200 0 1400
ELECTRO SCIENTIFIC INDS INC COM 285229100 3447 64700 SH SOLE 62700 0 2000
ELECTROGLAS INC COM 285324109 351 15000 SH SOLE 15000 0 0
EMERSON ELEC CO COM 291011104 1116 17668 SH SOLE 17668 0 0
ENCORE WIRE CORP COM 292562105 408 45000 SH SOLE 45000 0 0
ENGELHARD CORP COM 292845104 378 20700 SH SOLE 20700 0 0
EVERCEL INC COM COM 299759100 206 16500 SH SOLE 16500 0 0
EVEREST REINS HLDGS INC COM 299808105 4779 200700 SH SOLE 188800 0 11900
EXCHANGE APPLICATIONS INC COM 300867108 1145 39400 SH SOLE 37400 0 2000
EXXON CORP COM 302290101 7155 94151 SH SOLE 7887 86264 0
EXXON CORP COM 302290101 411 5408 SH OTHER 0 0 5408
FEDERAL HOME LN MTG CORP COM 313400301 2226 42800 SH SOLE 42800 0 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 2871 45799 SH SOLE 45799 0 0
FEI CO COM 30241L109 275 36300 SH SOLE 34100 0 2200
FIRST DATA CORP COM 319963104 1224 27900 SH SOLE 27900 0 0
FIRST TENN NATL CORP COM 337162101 225 8000 SH SOLE 0 8000 0
FIRSTAR CORP NEW WIS COM 33763V109 36052 1406892 SH SOLE 149931 1256961 0
FIRSTAR CORP NEW WIS COM 33763V109 512 19980 SH OTHER 0 0 19980
FLEET FINL GROUP INC NEW COM 338915101 232 6328 SH SOLE 6328 0 0
FLIR SYSTEM INC COM 302445101 3889 300600 SH SOLE 300600 0 0
FORD MOTOR COM 345370100 584 11626 SH SOLE 11300 326 0
FRISCH'S RESTAURANTS INC COM 358748101 5788 617377 SH SOLE 194090 423287 0
GENERAL ELEC CO COM 369604103 6830 57605 SH SOLE 44598 12407 600
GENERAL ELEC CO COM 369604103 617 5200 SH OTHER 0 0 5200
GENRAD INC COM 372447102 4223 220800 SH SOLE 220800 0 0
GENUINE PARTS CO COM 372460105 649 24430 SH SOLE 24430 0 0
GIANT CEM HLDG INC COM 374450104 2466 107500 SH SOLE 107500 0 0
GIANT INDS INC COM 374508109 163 14036 SH SOLE 14036 0 0
GILLETTE CO COM 375766102 369 10886 SH OTHER 0 0 10886
GLOBECOMM SYS INC COM 37956X103 130 12500 SH SOLE 12500 0 0
GRAINGER W W INC COM 384802104 240 5000 SH SOLE 5000 0 0
GTS DURATEK INC COM 36237J107 119 20000 SH SOLE 20000 0 0
HAMBRECHT & QUIST GROUP INC COM 406545103 4580 93950 SH SOLE 91450 0 2500
HELIX TECHNOLOGY CORP COM 423319102 1596 48000 SH SOLE 48000 0 0
HERCULES PREFERRED 9.42 PRF 427097209 1072 44200 SH SOLE 40000 4200 0
HEWLETT PACKARD CO COM 428236103 2990 32952 SH SOLE 14552 18400 0
HOME DEPOT INC COM 437076102 2381 34698 SH SOLE 34698 0 0
I B M COM 459200101 2891 23889 SH SOLE 19949 3940 0
ILLINOIS TOOL WKS INC COM 452308109 291 3900 SH SOLE 3900 0 0
IMPERIAL CR INDS INC COM COM 452729106 547 125000 SH SOLE 125000 0 0
IMS HEALTH INC COM 449934108 284 12432 SH SOLE 12432 0 0
INFORMIX CORP COM 456779107 267 33700 SH SOLE 30100 0 3600
INPRISE CORP COM 45766C102 933 228000 SH SOLE 225000 0 3000
INTEGRAL SYS INC MD COM 45810H107 1636 56900 SH SOLE 54900 0 2000
INTEL CORP COM 458140100 4722 63544 SH SOLE 55168 6576 1800
INTER TEL INC COM 458372109 888 50000 SH SOLE 50000 0 0
INTERLEAF INC COM NEW COM 458729209 425 25000 SH SOLE 25000 0 0
INTERPOOL INC COM 46062R108 184 24100 SH SOLE 24100 0 0
INTRANET SOLUTIONS INC COM 460939309 1147 133000 SH SOLE 133000 0 0
IRON MTN INC DEL COM COM 46284P104 1016 30000 SH SOLE 30000 0 0
JOHNSON & JOHNSON COM 478160104 3150 34283 SH SOLE 27483 6800 0
JONES PHARMA INC COM 480236108 1236 37500 SH SOLE 37500 0 0
JOS QUIDS PREF 8.000% PRF 811845205 670 28300 SH SOLE 20000 8300 0
KLA-TENCOR CORP COM 482480100 878 13500 SH SOLE 12300 0 1200
KN ENERGY INC-PEPS UNITS 8.25 COM 482620507 453 12400 SH SOLE 12400 0 0
KRONOS INC COM 501052104 1813 49425 SH SOLE 47325 0 2100
KYOCERA CORP ADR COM 501556203 429 5820 SH SOLE 5820 0 0
LABOR READY INC COM 505401208 2629 261250 SH SOLE 261250 0 0
LAM RESEARCH CORP COM 512807108 900 14750 SH SOLE 14750 0 0
LASER-PAC MEDIA CORP COM COM 517923108 1095 120000 SH SOLE 120000 0 0
LEGATO SYS INC COM 524651106 42372 971978 SH SOLE 968978 0 3000
LEHMAN BROTHERS HLDGS INC COM 524908100 7800 133615 SH SOLE 133615 0 0
LIBERTY DIGITAL INC CL A COM 530436104 1049 45000 SH SOLE 45000 0 0
LINDSAY MFG CO COM 535555106 435 22150 SH SOLE 19900 0 2250
LUCENT TECHNOLOGIES INC COM 549463107 2467 38024 SH SOLE 14744 23280 0
LUFKIN INDS INC COM 549764108 926 60700 SH SOLE 60700 0 0
MAPINFO CORP COM 565105103 1659 87300 SH SOLE 87300 0 0
MASCO CORP COM 574599106 1159 37400 SH SOLE 37400 0 0
MAVERICK TUBE CORP COM 577914104 249 15000 SH SOLE 15000 0 0
MAXIMUS COM 577933104 7342 245250 SH SOLE 245250 0 0
MAXXIM MEDICAL INC COM 57777G105 2207 92200 SH SOLE 90300 0 1900
MCCORMICK & CO INC NON VOTING COM 579780206 3848 116372 SH SOLE 13198 103174 0
MCDONALDS CORP COM 580135101 908 21000 SH SOLE 21000 0 0
MCGRAW-HILL COMPANIES INC COM 580645109 310 6400 SH SOLE 6400 0 0
MCKESSON HBOC INC COM 58155Q103 264 9100 SH SOLE 9100 0 0
MDU RESOURCES GROUP INC COM 552690109 784 34850 SH SOLE 31850 0 3000
MEASUREMENT SPECIALTIES INC CO COM 583421102 551 30000 SH SOLE 30000 0 0
MECON INC COM 58400M105 1522 238800 SH SOLE 208600 0 30200
MEDIA 100 INC COM 58440W105 353 50000 SH SOLE 50000 0 0
MEDIZONE INTL INC COM 585013105 8 54000 SH SOLE 54000 0 0
MEDTRONIC CORP COM 585055106 1504 42281 SH SOLE 42281 0 0
MELLON BK CORP COM 585509102 203 6048 SH SOLE 6048 0 0
MERCK & CO INC COM 589331107 4131 63744 SH SOLE 57164 5080 1500
MERCK & CO INC COM 589331107 233 3600 SH OTHER 0 0 3600
MERRIMAC INDS INC COM 590262101 908 172899 SH SOLE 172899 0 0
MFC BANCORP LTD COM 55271X103 1087 117500 SH SOLE 117500 0 0
MGIC INVT CORP WIS COM 552848103 898 18800 SH SOLE 18800 0 0
MICROSOFT CORP COM 594918104 969 10700 SH SOLE 9500 400 800
MINNESOTA MNG & MFG CO COM 604059105 4015 41796 SH SOLE 39546 2250 0
MOBIL CORP COM 607059102 474 4700 SH SOLE 2500 2200 0
MONSANTO CO COM 611662107 660 18500 SH SOLE 0 18500 0
MONTEREY PASTA CO COM 612570101 336 117000 SH SOLE 60000 57000 0
MORGAN J.P. & CO INC COM 616880100 229 2000 SH SOLE 1000 1000 0
MORGAN STANLEY DEAN WITTER DIS COM 617446448 3483 39050 SH SOLE 22550 16500 0
MUELLER INDS INC COM 624756102 12191 410630 SH SOLE 410630 0 0
N S GROUP INC COM 628916108 1739 161764 SH SOLE 161764 0 0
NANOMETRICS INC COM 630077105 565 62800 SH SOLE 62800 0 0
NATIONAL COMPUTER SYSTEMS INC COM 635519101 10991 286650 SH SOLE 279050 0 7600
NEUTRAL POSTURE ERGONOMICS COM 64125E105 68 39100 SH SOLE 39100 0 0
NEWELL RUBBERMAID INC. COM 651229106 703 24600 SH SOLE 24600 0 0
NORFOLK SOUTHERN CORP COM 655844108 329 13425 SH SOLE 13425 0 0
NORTHEAST UTILITIES COM 664397106 26456 1439772 SH SOLE 1439772 0 0
NORTHWEST PIPE CO COM 667746101 289 18500 SH SOLE 18500 0 0
O'SULLIVAN INDS HLDGS INC COM 688609106 210 14000 SH SOLE 14000 0 0
OAKHURST COMPANY INC COM 672202108 77 74455 SH SOLE 74455 0 0
ON ASSIGNMENT INC COM 682159108 1810 75400 SH SOLE 73400 0 2000
ORACLE CORP COM 68389X105 159242 3499831 SH SOLE 3499831 0 0
ORGANOGENESIS INC COM 685906109 96 12765 SH SOLE 12765 0 0
OWENS & MINOR INC NEW COM 690732102 386 40100 SH SOLE 40100 0 0
PAINE WEBBER GROUP INC COM 695629105 3672 101284 SH SOLE 93817 0 7467
PAMECO CORP COM 697934107 72 11000 SH SOLE 11000 0 0
PERVASIVE SOFTWARE INC COM 715710109 27100 785500 SH SOLE 764100 0 21400
PFEIFFER VACUUM TECHNLGY AG SP COM 717067102 265 7142 SH SOLE 7142 0 0
PFIZER INC COM 717081103 624 17400 SH SOLE 17400 0 0
PFIZER INC COM 717081103 258 7200 SH OTHER 0 0 7200
PIEDMONT MNG CO COM 720172105 1 25000 SH SOLE 25000 0 0
PITNEY BOWES INC COM 724479100 3796 62300 SH SOLE 800 61500 0
POLARIS INDS INC COM 731068102 4539 131100 SH SOLE 131100 0 0
PRI AUTOMATION INC COM 69357H106 3497 96800 SH SOLE 94800 0 2000
PRISON RLTY TRUST INC COM 74264N105 7115 661847 SH SOLE 661847 0 0
PROCTER & GAMBLE COMPANY COM 742718109 3181 33934 SH SOLE 12234 21700 0
PROCTER & GAMBLE COMPANY COM 742718109 228 2427 SH OTHER 0 0 2427
PROVIDENT 8.75% 6/30/29 PRF 74386E207 484 20000 SH SOLE 20000 0 0
Q MED INC COM 747914109 39 12000 SH SOLE 12000 0 0
QWEST COMMUNICATIONS INTL INC COM 749121109 668 22600 SH SOLE 19900 1400 1300
RAYMOND JAMES FINL INC COM 754730109 1083 54310 SH SOLE 54310 0 0
REHABCARE GROUP INC COM COM 759148109 1154 65000 SH SOLE 65000 0 0
RELM WIRELESS CORPORATION COM 759525108 550 284000 SH SOLE 284000 0 0
REPUBLIC N Y CORP COM 760719104 1106 18000 SH SOLE 18000 0 0
REYNOLDS & REYNOLDS CO CLASS A COM 761695105 591 29000 SH SOLE 29000 0 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 2179 36900 SH SOLE 35900 0 1000
RTI INTL METALS INC COM 74973W107 2980 298000 SH SOLE 298000 0 0
RUSH ENTERPISES INC COM 781846100 5681 363600 SH SOLE 358200 0 5400
RYANAIR HOLDINGS PLC-ADR COM 783513104 3353 73085 SH SOLE 71085 0 2000
R&G FINL CORP COM 749136107 700 50000 SH SOLE 50000 0 0
SANTA FE SNYDER CORPORATION COM 80218K105 898 99765 SH SOLE 99765 0 0
SBC COMMUNICATIONS INC COM 78387G103 1588 31102 SH SOLE 23544 7558 0
SCHERING PLOUGH CORP COM 806605101 1488 34110 SH SOLE 34110 0 0
SCHLUMBERGER COM 806857108 210 3368 SH SOLE 3368 0 0
SEA CONTAINERS CL A COM 811371707 20679 738529 SH SOLE 734829 0 3700
SEALED AIR CORP NEW COM 81211K100 317 6184 SH SOLE 6184 0 0
SEALED AIR CORP NEW PFD CONV A COM 81211K209 224 4417 SH SOLE 4417 0 0
SHELL TRANS & TRADING LTD COM 822703609 1010 22200 SH SOLE 6000 15600 600
SIGMA ALDRICH CORP COM 826552101 9584 301870 SH SOLE 38195 263675 0
SMITH INTL INC COM 832110100 1533 37850 SH SOLE 36450 0 1400
SMUCKER J M CO COM 832696108 2950 139643 SH SOLE 12054 127589 0
SMUCKER J M CO NON VTG COM 832696207 1430 77830 SH SOLE 12054 65776 0
SOUTHERN ENERGY HOMES INC COM 842814105 131 50000 SH SOLE 50000 0 0
SOVEREIGN BANCORP INC COM 845905108 155 17000 SH SOLE 400 0 16600
SPX CORP COM 784635104 452 4981 SH SOLE 4981 0 0
STERIS CORP COM 859152100 309 22500 SH SOLE 22500 0 0
STERLING SOFTWARE INC COM 859547101 8448 422400 SH SOLE 413000 0 9400
STMICROELECTRONICS N V SHS-N Y COM 861012102 615 8298 SH SOLE 8298 0 0
STOLT COMEX SEAWAY S A ADR SPO COM 861567105 122 11200 SH SOLE 7200 0 4000
STRATEGIC DIAGNOSTICS INC COM COM 862700101 91 10000 SH SOLE 10000 0 0
SUN HYDRAULICS CORP COM 866942105 977 132500 SH SOLE 132500 0 0
SUN MICROSYSTEMS INC COM 866810104 651 7000 SH SOLE 7000 0 0
SUNRISE TECHNOLOGIES INTL COM 86769L103 47 10000 SH SOLE 10000 0 0
TB WOODS CORP COM 872226105 185 19000 SH SOLE 19000 0 0
TEJON RANCH CO COM 879080109 9291 317634 SH SOLE 55022 262612 0
TEREX CORP NEW COM 880779103 5859 186005 SH SOLE 185205 0 800
TEXACO INC COM 881694103 322 5100 SH SOLE 5100 0 0
THE CINCINNATI REDS COM 17231RED4 1636 1272727 SH SOLE 1272727 0 0
THE CINCINNATI REDS - PP COM 17231RED3 9008 1600000 SH SOLE 1600000 0 0
THERAGENICS CORP COM 883375107 3099 243030 SH SOLE 216430 0 26600
THERMO OPTEK CORP COM 883582108 157 18700 SH SOLE 18700 0 0
TIFFANY & CO COM 886547108 11468 191336 SH SOLE 23736 167600 0
TIMBERLINE SOFTWARE INC COM 887134104 3380 181500 SH SOLE 181500 0 0
TIMES MIRROR CO COM A COM 887364107 606 9207 SH SOLE 4108 5099 0
TOOTSIE ROLL INDS INC COM 890516107 8531 259503 SH SOLE 23070 236433 0
TRANSNATIONAL INDS INC COM 893778209 149 51891 SH SOLE 51891 0 0
TRANSNATIONAL INDUSTRIES, REST COM TRSLRES13 350 164607 SH SOLE 164607 0 0
TRANSWITCH CORP COM 894065101 439 7696 SH SOLE 7696 0 0
TRINITY INDS INC COM 896522109 2649 85800 SH SOLE 85800 0 0
TRISTAR AEROSPACE CO COM 89674L101 1301 212452 SH SOLE 185952 0 26500
TRUMP HOTEL&CASINO RESRT INC COM 898168109 1084 255000 SH SOLE 255000 0 0
TYCO INTL LTD NEW COM 902124106 1040 10069 SH SOLE 10069 0 0
U S CONCRETE INC COM 90333L102 605 74500 SH SOLE 67500 0 7000
UNIFI INC COM 904677101 315 28623 SH SOLE 28623 0 0
UNION PACIFIC CORP COM 907818108 428 8900 SH SOLE 8700 0 200
UROLOGIX INC COM 917273104 69 20000 SH SOLE 20000 0 0
US AIRWAYS GROUP INC COM 911905107 1617 61583 SH SOLE 61583 0 0
USA NETWORKS INC COM 902984103 825 21300 SH SOLE 2000 19300 0
VARCO INTL INC COM 922126107 122 10000 SH SOLE 10000 0 0
VEECO INSTRS INC DEL COM 922417100 5764 205850 SH SOLE 197400 0 8450
VERITY INC COM 92343C106 1233 17925 SH SOLE 17525 0 400
VICOR CORP COM 925815102 724 31900 SH SOLE 28100 0 3800
VODAFONE GROUP PLC ADR SPONSOR COM 92857T107 403 8480 SH SOLE 4380 4100 0
WAL MART STORES INC COM 931142103 951 20000 SH SOLE 20000 0 0
WD 40 CO COM 929236107 2136 91250 SH SOLE 0 91250 0
WESCO FINL CORP COM 950817106 3606 13305 SH SOLE 0 13305 0
WEST PHARMACEUTICAL SVCS INC COM 955306105 592 15600 SH SOLE 15600 0 0
WILLIAMS SONOMA INC COM 969904101 8640 177912 SH SOLE 50060 127852 0
WYMAN GORDON CO COM 983085101 7139 382000 SH SOLE 382000 0 0
XEROX CORP COM 984121103 1170 27900 SH SOLE 15900 12000 0
</TABLE>
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