|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: LAZARD FRERES & CO LLC, SC 13G, 2000-02-07 |
Next: PROVIDENT MUTUAL VARIABLE GROWTH SEPARATE ACCOUNT, 497, 2000-02-07 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13-F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: (DECEMBER 31, 1999)
CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT.
( ) ADDS NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESTMENT MANAGER FILINGS THIS REPORT:
NAME: WILLIAM D. WITTER, INC.
ADDRESS: 153 EAST 53RD STREET, 51ST FLOOR
NEW YORK, NY 10022
13F FILE NUMBER: 801-12695
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON
BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE
REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN
IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED
ITEMS, STATEMENTS SCHEDULES, LIST, AND TABLES, ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM.
PERSON SIGNING THIS RREPORT ON BEHALF OF REPORTING MANAGER:
NAME: WILLIAM D. WITTER
TITLE: PRESIDENT
PHONE: (212) 753-7878
SIGNATURE, PLACE, AND DATE OF SIGNING:
WILLIAM D. WITTER NEW YORK, NY (FEBRUARY 7, 2000)
REPORT TYPE (CHECK ONLY ONE):
(X) 13F HOLDING REPORT.
( ) 13F NOTICE.
( ) 13F COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES
EXCHANGE ACT OF 1934.
SEC13F.LNS WILLIAM D. WITTER INC.
FORM 13F SUMMARY PAGE
AS OF DATE: 12/31/99
RUN DATE: 02/07/00 9:11 A.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 298
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,132,188,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
WILLIAM D. WITTER INC.
AS OF DATE: 12/31/99
<TABLE>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
99 CENTS ONLY STORES COM COM 65440K106 807 21094 SH SOLE 21094 0 0
AAR CORP COM 000361105 689 38400 SH SOLE 36400 0 2000
ABBOTT LABS COM 002824100 375 10320 SH SOLE 10320 0 0
ACCUHEALTH INC COM 004380101 21 165000 SH SOLE 165000 0 0
ACCUHEALTH INC RESTRICTED COM 9300089 466 266527 SH SOLE 266527 0 0
ACRODYNE COMM INC COM 00500E104 283 98500 SH SOLE 62500 0 36000
ACTION PERFORMANCE COS INC COM 004933107 1783 155000 SH SOLE 155000 0 0
AEROVOX INC COM 00808M105 1172 375106 SH SOLE 375106 0 0
ALASKA AIR GROUP INC COM 011659109 8247 234800 SH SOLE 231900 0 2900
ALIGN-RITE INTL INC COM 016251100 301 13700 SH SOLE 400 0 13300
AMERICAN INTL GROUP INC COM 026874107 6119 56596 SH SOLE 55016 1580 0
AMETEK INC NEW COM 031100100 435 22800 SH SOLE 19000 0 3800
AMGEN INC COM 031162100 240 4000 SH SOLE 2800 0 1200
AMPEX CORP COM 032092108 182 33400 SH SOLE 30000 0 3400
AMR CORP COM 001765106 268 4000 SH SOLE 4000 0 0
AMTRAN INC COM 03234G106 3674 189600 SH SOLE 181600 0 8000
ANALYTICAL SURVEYS INC COM 032683302 360 31500 SH SOLE 29000 0 2500
ANHEUSER-BUSCH COS. INC. COM 035229103 556 7850 SH SOLE 7850 0 0
APPLIED MATERIALS INC COM 038222105 1127 8897 SH SOLE 8897 0 0
APPLIED SCIENCE & TECHN INC COM 038236105 6521 196200 SH SOLE 180200 0 16000
ASAHI / AMER INC COM 04338D106 797 85000 SH SOLE 85000 0 0
ASM LITHOGRAPHY HOLDING N V OR COM N07059111 1763 15500 SH SOLE 15500 0 0
ASTROPOWER INC COM 04644A101 3152 225140 SH SOLE 202040 0 23100
ASYST TECHNOLOGIES INC COM 04648X107 8458 258000 SH SOLE 258000 0 0
ATLANTIC RICHFIELD COMPANY COM 048825103 206 2384 SH OTHER 0 0 2384
ATLAS AIR INC COM 049164106 3200 116640 SH SOLE 107990 0 8650
ATWOOD OCEANICS INC COM 050095108 1042 26974 SH SOLE 25274 0 1700
AT&T CORP COM 001957109 1740 34234 SH SOLE 20557 13677 0
AURORA BIOSCIENCES CORP COM 051920106 3911 147600 SH SOLE 144600 0 3000
AUSPEX SYS INC COM 052116100 1505 146800 SH SOLE 113900 0 32900
AUTOMATIC DATA PROCESSING COM 053015103 210 3900 SH SOLE 2300 1600 0
BANK NEW YORK INC COM 064057102 528 13200 SH SOLE 13200 0 0
BARNETT INC COM 068062108 949 91500 SH SOLE 91500 0 0
BARRETT RES CORP COM 068480201 471 16000 SH SOLE 16000 0 0
BARRINGER LABS INC COM 068508100 2 38302 SH SOLE 38302 0 0
BARRINGER TECHNOLOGIES INC COM 068509603 5037 822300 SH SOLE 822300 0 0
BECTON DICKINSON & CO COM 075887109 970 36000 SH SOLE 36000 0 0
BELLSOUTH CORP COM 079860102 206 4400 SH SOLE 0 4400 0
BELLSOUTH CORP COM 079860102 205 4384 SH OTHER 0 0 4384
BERGEN CAP I TOPRS 7.800% 06/3 PREF 083748202 273 21500 SH SOLE 20000 1500 0
BERKSHIRE HATHAWAY INC COM 084670108 1964 35 SH SOLE 35 0 0
BIOMATRIX INC COM 09060P102 1488 77300 SH SOLE 73700 0 3600
BIOSOURCE INTL INC COM 09066H104 421 53100 SH SOLE 44100 0 9000
BMC SOFTWARE INC COM 055921100 364 4556 SH SOLE 4556 0 0
BOYD BROS TRANSN INC COM 103255105 358 55000 SH SOLE 55000 0 0
BP AMOCO ADS COM 055622104 249 4200 SH SOLE 1400 2800 0
BRISTOL MYERS SQUIBB CO COM 110122108 371 5784 SH SOLE 3784 2000 0
BRUSH WELLMAN INC COM 117421107 202 12000 SH SOLE 12000 0 0
CADBURY SCHWEPPES L P GTD QRTL PREF 127207207 262 11100 SH SOLE 0 11100 0
CADENCE DESIGNS SYS INC COM 127387108 841 35050 SH SOLE 35050 0 0
CANADIAN NATL RY CO COM 136375102 934 35240 SH SOLE 35240 0 0
CANDELA CORP COM 136907102 32671 1754172 SH SOLE 1751472 0 2700
CANDELA CORP SPECIAL WARRANTS WTS CANDELAWT 0 70000 SH SOLE 70000 0 0
CARDINAL HEALTH INC COM 14149Y108 4191 87537 SH SOLE 113 87424 0
CASINO DATA SYS COM 147583108 2180 545000 SH SOLE 545000 0 0
CATALYTICA INC COM 148885106 2812 207313 SH SOLE 199313 0 8000
CENTURYTEL, INC COM 156700106 1304 27525 SH SOLE 27525 0 0
CHARLES RIVER ASSOCIATES INC COM 159852102 3648 108900 SH SOLE 105900 0 3000
CHASE INDS INC COM 161568100 172 21172 SH SOLE 21172 0 0
CHASE MANHATTAN CORP COM 16161A108 1281 16484 SH SOLE 16440 44 0
CHASE PACKAGING CORP COM 161635107 2 20750 SH SOLE 20750 0 0
CHESAPEAKE ENERGY CORP COM 165167107 36 15000 SH SOLE 15000 0 0
CHEVRON CORP COM 166751107 1490 17200 SH SOLE 13800 3400 0
CHURCH & DWIGHT CO COM 171340102 12295 460718 SH SOLE 12748 447970 0
CINTAS CORP COM 172908105 2258 42510 SH SOLE 0 42510 0
CISCO SYS INC COM 17275R102 3546 33100 SH SOLE 33100 0 0
CITIGROUP INC. COM 172967101 3790 68066 SH SOLE 39448 28618 0
CITRIX SYS INC COM 177376100 308 2500 SH SOLE 2500 0 0
COCA COLA CO COM 191216100 2226 38210 SH SOLE 26440 11770 0
COGNITRONICS CORP COM 192432102 1331 78900 SH SOLE 78900 0 0
COLGATE PALMOLIVE CO COM 194162103 260 4000 SH SOLE 0 4000 0
COLUMBIA LABS INC COM 197779101 150 20000 SH SOLE 20000 0 0
COMPUTER SCIENCES CORP COM 205363104 1634 17272 SH SOLE 16172 0 1100
CONCURRENT COMPUTER CORP NEWCO COM 206710204 934 50000 SH SOLE 50000 0 0
CONSECO INC COM 208464107 379 21262 SH SOLE 21262 0 0
COX COMMUNICATIONS INC COM 224044107 910 17674 SH SOLE 5706 11968 0
CT COMMUNICATIONS COM 206498206 2426 9904 SH OTHER 0 0 9904
CTB INTL CORP COM 125960104 378 65000 SH SOLE 65000 0 0
CYMER INC COM 232572107 3864 84000 SH SOLE 82000 0 2000
CYTYC CORP COM 232946103 5184 169800 SH SOLE 147200 0 22600
C&D TECHNOLOGIES INC COM 124661109 7846 184600 SH SOLE 177900 0 6700
DAIMLERCHRYSLER AG ORD COM D1668R123 1055 13529 SH SOLE 12470 1059 0
DAWSON GEOPHYSICAL CO COM 239359102 356 40400 SH SOLE 36800 0 3600
DAYTON HUDSON CORP COM 239753106 1028 14000 SH SOLE 14000 0 0
DEB SHOPS INC COM COM 242728103 463 25000 SH SOLE 25000 0 0
DELTA AIR LINES INC COM 247361108 928 18639 SH SOLE 10200 8439 0
DISNEY WALT PRODTNS COM 254687106 849 29036 SH SOLE 14036 15000 0
DONALDSON LUFKIN & JENRETTE COM 257661108 6661 137700 SH SOLE 137700 0 0
DORAL FINANCIAL CORP COM 25811P100 1908 155000 SH SOLE 155000 0 0
DOUBLECLICK INC COM 258609304 709 5600 SH SOLE 5600 0 0
DOVER CORP COM 260003108 1892 41700 SH SOLE 41700 0 0
DST SYS INC COM 233326107 2808 36800 SH SOLE 36000 0 800
DU PONT E I DE NEMOURS CO COM 263534109 568 8622 SH OTHER 0 0 8622
DUKE ENERGY CORP COM 264399106 226 4500 SH OTHER 0 0 4500
DUPONT PHOTOMASKS INC COM 26613X101 820 17000 SH SOLE 15700 0 1300
EAGLE GEOPHYSICAL INC COM 269524104 0 118000 SH SOLE 118000 0 0
EATON CORP COM 278058102 879 12100 SH SOLE 12100 0 0
ELAN CORP ADR COM 284131208 555 18800 SH SOLE 17400 0 1400
ELECTRO SCIENTIFIC INDS INC COM 285229100 4723 64700 SH SOLE 62700 0 2000
ELECTROGLAS INC COM 285324109 381 15000 SH SOLE 15000 0 0
EMERSON ELEC CO COM 291011104 868 15126 SH SOLE 15126 0 0
ENCORE WIRE CORP COM 292562105 229 30000 SH SOLE 30000 0 0
ENGELHARD CORP COM 292845104 391 20700 SH SOLE 20700 0 0
EVERCEL INC COM COM 299759100 425 16500 SH SOLE 16500 0 0
EVEREST REINS HLDGS INC COM 299808105 3427 153600 SH SOLE 146100 0 7500
EXCHANGE APPLICATIONS INC COM 300867108 2598 46500 SH SOLE 44500 0 2000
EXXON MOBIL CORP COM 30231G102 7294 90536 SH SOLE 10232 80304 0
EXXON MOBIL CORP COM 30231G102 614 7626 SH OTHER 0 0 7626
FEDERAL HOME LN MTG CORP COM 313400301 2033 43200 SH SOLE 43200 0 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 2860 45799 SH SOLE 45799 0 0
FEI CO COM 30241L109 543 35000 SH SOLE 32800 0 2200
FIRST DATA CORP COM 319963104 1376 27900 SH SOLE 27900 0 0
FIRST TENN NATL CORP COM 337162101 228 8000 SH SOLE 0 8000 0
FIRSTAR CORP NEW WIS COM 33763V109 27420 1297987 SH SOLE 149931 1148056 0
FIRSTAR CORP NEW WIS COM 33763V109 422 19980 SH OTHER 0 0 19980
FLIR SYSTEM INC COM 302445101 3975 244600 SH SOLE 244600 0 0
FORD MOTOR COM 345370100 620 11626 SH SOLE 11300 326 0
FRISCH'S RESTAURANTS INC COM 358748101 4817 546598 SH SOLE 196940 349658 0
GEMSTAR INTERNATIONL GRP LTDOR COM G3788V106 285 4000 SH SOLE 4000 0 0
GENERAL ELEC CO COM 369604103 6763 43705 SH SOLE 38698 4407 600
GENERAL ELEC CO COM 369604103 805 5200 SH OTHER 0 0 5200
GENRAD INC COM 372447102 3225 200000 SH SOLE 200000 0 0
GENUINE PARTS CO COM 372460105 606 24430 SH SOLE 24430 0 0
GILLETTE CO COM 375766102 448 10886 SH OTHER 0 0 10886
GLOBAL CROSSING LTD COM COM G3921A100 250 5000 SH SOLE 5000 0 0
GLOBECOMM SYS INC COM 37956X103 417 16500 SH SOLE 16500 0 0
GRAINGER W W INC COM 384802104 239 5000 SH SOLE 5000 0 0
GTS DURATEK INC COM 36237J107 327 41500 SH SOLE 41500 0 0
HELIX TECHNOLOGY CORP COM 423319102 1430 31900 SH SOLE 31900 0 0
HERCULES PREFERRED 9.42 PREF 427097209 878 42200 SH SOLE 40000 2200 0
HEWLETT PACKARD CO COM 428236103 3475 30552 SH SOLE 15352 15200 0
HOME DEPOT INC COM 437076102 3021 43947 SH SOLE 43947 0 0
I B M COM 459200101 2438 22599 SH SOLE 20049 2550 0
ILLINOIS TOOL WKS INC COM 452308109 263 3900 SH SOLE 3900 0 0
IMPATH INC COM 45255G101 9089 357300 SH SOLE 354300 1000 2000
IMS HEALTH INC COM 449934108 338 12432 SH SOLE 12432 0 0
INFORMATION ARCHITECTS CORP COM 45669R107 103 10000 SH SOLE 10000 0 0
INFORMIX CORP COM 456779107 363 31700 SH SOLE 25100 0 6600
INTEGRAL SYS INC MD COM 45810H107 3411 77300 SH SOLE 75300 0 2000
INTEL CORP COM 458140100 4615 56068 SH SOLE 54268 0 1800
INTER TEL INC COM 458372109 938 37500 SH SOLE 37500 0 0
INTERLEAF INC COM NEW COM 458729209 1177 35000 SH SOLE 35000 0 0
INTERPOOL INC COM 46062R108 179 24100 SH SOLE 24100 0 0
INTRANET SOLUTIONS INC COM 460939309 2183 59000 SH SOLE 59000 0 0
IRON MTN INC DEL COM COM 46284P104 1573 40000 SH SOLE 40000 0 0
IXL ENTERPRISES INC COM 450718101 222 4000 SH SOLE 0 0 4000
JOHNSON & JOHNSON COM 478160104 3010 32283 SH SOLE 27483 4800 0
JONES PHARMA INC COM 480236108 1629 37500 SH SOLE 37500 0 0
JOS QUIDS PREF 8.000% PREF 811845205 519 24300 SH SOLE 20000 4300 0
KLA-TENCOR CORP COM 482480100 1504 27000 SH SOLE 24600 0 2400
KN ENERGY INC-PEPS UNITS 8.25 COM 482620507 332 10200 SH SOLE 10200 0 0
KRONOS INC COM 501052104 3206 53425 SH SOLE 51325 0 2100
KYOCERA CORP ADR COM 501556203 1525 5820 SH SOLE 5820 0 0
LABOR READY INC COM 505401208 6490 535250 SH SOLE 524250 4000 7000
LAM RESEARCH CORP COM 512807108 1646 14750 SH SOLE 14750 0 0
LASER-PAC MEDIA CORP COM COM 517923108 1107 110000 SH SOLE 110000 0 0
LEGATO SYS INC COM 524651106 61963 900464 SH SOLE 898606 0 1858
LEHMAN BROTHERS HLDGS INC COM 524908100 10384 122615 SH SOLE 122615 0 0
LIBERTY DIGITAL INC CL A COM 530436104 1856 25000 SH SOLE 25000 0 0
LINDSAY MFG CO COM 535555106 404 22150 SH SOLE 19900 0 2250
LUCENT TECHNOLOGIES INC COM 549463107 1873 24968 SH SOLE 13744 11224 0
LUCENT TECHNOLOGIES INC COM 549463107 200 2660 SH OTHER 0 0 2660
LUFKIN INDS INC COM 549764108 893 59500 SH SOLE 59500 0 0
MAPINFO CORP COM 565105103 3576 145950 SH SOLE 145950 0 0
MARTIN MARIETTA MTLS INC COM 573284106 279 6800 SH SOLE 6200 0 600
MASCO CORP COM 574599106 949 37400 SH SOLE 37400 0 0
MAVERICK TUBE CORP COM 577914104 370 15000 SH SOLE 15000 0 0
MAXIMUS COM 577933104 14396 424200 SH SOLE 418500 700 5000
MCCORMICK & CO INC NON VOTING COM 579780206 3313 111372 SH SOLE 13198 98174 0
MCDONALDS CORP COM 580135101 847 21000 SH SOLE 21000 0 0
MCGRAW-HILL COMPANIES INC COM 580645109 394 6400 SH SOLE 6400 0 0
MDU RESOURCES GROUP INC COM 552690109 670 33500 SH SOLE 30500 0 3000
MEASUREMENT SPECIALTIES INC CO COM 583421102 939 45000 SH SOLE 45000 0 0
MECON INC COM 58400M105 2728 252300 SH SOLE 222100 0 30200
MEDIA 100 INC COM 58440W105 1322 50000 SH SOLE 50000 0 0
MEDIZONE INTL INC COM 585013105 5 54000 SH SOLE 54000 0 0
MEDTRONIC CORP COM 585055106 1541 42281 SH SOLE 42281 0 0
MELLON FINL CORP COM 58551A108 206 6048 SH SOLE 6048 0 0
MERCK & CO INC COM 589331107 4014 59744 SH SOLE 53164 5080 1500
MERCK & CO INC COM 589331107 242 3600 SH OTHER 0 0 3600
MERRIMAC INDS INC COM 590262101 1230 185699 SH SOLE 181199 0 4500
METACREATIONS CORP COM 591016100 129 15000 SH SOLE 15000 0 0
MFC BANCORP LTD COM 55271X103 1043 117500 SH SOLE 117500 0 0
MGIC INVT CORP WIS COM 552848103 1132 18800 SH SOLE 18800 0 0
MICROSOFT CORP COM 594918104 1249 10700 SH SOLE 9500 400 800
MINNESOTA MNG & MFG CO COM 604059105 3915 39996 SH SOLE 39546 450 0
MONSANTO CO COM 611662107 372 10500 SH SOLE 0 10500 0
MONTEREY PASTA CO COM 612570101 445 113000 SH SOLE 60000 53000 0
MORGAN STANLEY DEAN WITTER DIS COM 617446448 5574 78100 SH SOLE 45100 33000 0
MOTOROLA INC COM 620076109 221 1500 SH SOLE 1000 500 0
MUELLER INDS INC COM 624756102 14976 413130 SH SOLE 413130 0 0
N S GROUP INC COM 628916108 953 124964 SH SOLE 124964 0 0
NANOMETRICS INC COM 630077105 2477 123100 SH SOLE 121800 1300 0
NATIONAL COMPUTER SYSTEMS INC COM 635519101 11662 309950 SH SOLE 301750 600 7600
NEUTRAL POSTURE ERGONOMICS COM 64125E105 49 37100 SH SOLE 37100 0 0
NEWELL RUBBERMAID INC. COM 651229106 713 24600 SH SOLE 24600 0 0
NOBEL LEARNING CMNTYS INC COM COM 654889104 342 47200 SH SOLE 47200 0 0
NORFOLK SOUTHERN CORP COM 655844108 275 13425 SH SOLE 13425 0 0
NORTH FORK BANCORP INC N Y COM 659424105 348 20000 SH SOLE 20000 0 0
NORTHEAST UTILITIES COM 664397106 30002 1459072 SH SOLE 1459072 0 0
NORTHWEST PIPE CO COM 667746101 231 16500 SH SOLE 16500 0 0
NOVELLUS SYSTEMS INC COM 670008101 245 6000 SH SOLE 6000 0 0
OAKHURST COMPANY INC COM 672202108 98 74455 SH SOLE 74455 0 0
OBJECT DESIGN INC COM 674416102 914 63000 SH SOLE 62000 0 1000
ON ASSIGNMENT INC COM 682159108 2411 80700 SH SOLE 78700 0 2000
ORACLE CORP COM 68389X105 386910 6905250 SH SOLE 6905250 0 0
ORBOTECH LTD COM M75253100 233 3000 SH SOLE 3000 0 0
ORGANOGENESIS INC COM 685906109 111 12765 SH SOLE 12765 0 0
OWENS & MINOR INC NEW COM 690732102 358 40100 SH SOLE 40100 0 0
PAINE WEBBER GROUP INC COM 695629105 3815 98284 SH SOLE 90817 0 7467
PAMECO CORP COM 697934107 44 11000 SH SOLE 11000 0 0
PERVASIVE SOFTWARE INC COM 715710109 8120 479439 SH SOLE 458539 0 20900
PFIZER INC COM 717081103 535 16500 SH SOLE 16500 0 0
PFIZER INC COM 717081103 234 7200 SH OTHER 0 0 7200
PIEDMONT MNG CO COM 720172105 1 15000 SH SOLE 15000 0 0
PITNEY BOWES INC COM 724479100 3010 62300 SH SOLE 800 61500 0
POLARIS INDS INC COM 731068102 4825 133100 SH SOLE 133100 0 0
PRECISION CASTPARTS CORP COM 740189105 1969 75000 SH SOLE 75000 0 0
PRI AUTOMATION INC COM 69357H106 6645 99000 SH SOLE 97000 0 2000
PRISON RLTY TRUST INC COM 74264N105 2614 516374 SH SOLE 516374 0 0
PROCTER & GAMBLE COMPANY COM 742718109 2787 25434 SH SOLE 12234 13200 0
PROCTER & GAMBLE COMPANY COM 742718109 266 2427 SH OTHER 0 0 2427
PROVIDENT 8.75% 6/30/29 PREF 74386E207 400 20000 SH SOLE 20000 0 0
PSS WORLD MED INC COM 69366A100 5936 629000 SH SOLE 624000 2500 2500
QWEST COMMUNICATIONS INTL INC COM 749121109 808 18800 SH SOLE 16100 1400 1300
RAYMOND JAMES FINL INC COM 754730109 970 52060 SH SOLE 52060 0 0
REHABCARE GROUP INC COM COM 759148109 1594 75000 SH SOLE 75000 0 0
RELM WIRELESS CORPORATION COM 759525108 723 231500 SH SOLE 231500 0 0
REPUBLIC N Y CORP COM 760719104 1296 18000 SH SOLE 18000 0 0
REYNOLDS & REYNOLDS CO CLASS A COM 761695105 653 29000 SH SOLE 29000 0 0
RF MICRO DEVICES INC COM 749941100 205 3000 SH SOLE 3000 0 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 2235 36900 SH SOLE 35900 0 1000
RTI INTL METALS INC COM 74973W107 3776 503500 SH SOLE 503500 0 0
RUSH ENTERPISES INC COM 781846100 5604 386500 SH SOLE 379200 1900 5400
RYANAIR HOLDINGS PLC-ADR COM 783513104 4729 85785 SH SOLE 83785 0 2000
R&G FINL CORP COM 749136107 575 50000 SH SOLE 50000 0 0
SANTA FE SNYDER CORPORATION COM 80218K105 798 99765 SH SOLE 99765 0 0
SBC COMMUNICATIONS INC COM 78387G103 1715 35173 SH SOLE 32137 3036 0
SCHERING PLOUGH CORP COM 806605101 1445 34110 SH SOLE 34110 0 0
SEA CONTAINERS CL A COM 811371707 19742 741479 SH SOLE 736879 900 3700
SEALED AIR CORP NEW COM 81211K100 320 6184 SH SOLE 6184 0 0
SEALED AIR CORP NEW PFD CONV A COM 81211K209 223 4417 SH SOLE 4417 0 0
SHELL TRANS & TRADING LTD COM 822703609 720 14700 SH SOLE 6000 8100 600
SIGMA ALDRICH CORP COM 826552101 7249 241115 SH SOLE 18195 222920 0
SMITH INTL INC COM 832110100 1881 37850 SH SOLE 36450 0 1400
SMUCKER J M CO COM 832696108 2323 119143 SH SOLE 12054 107089 0
SMUCKER J M CO NON VTG COM 832696207 883 54363 SH SOLE 12554 41809 0
SOUTHERN ENERGY HOMES INC COM 842814105 117 50000 SH SOLE 50000 0 0
SPX CORP COM 784635104 403 4981 SH SOLE 4981 0 0
STAAR SURGICAL CO COM NEW PAR$ COM 852312305 751 77000 SH SOLE 77000 0 0
STERLING SOFTWARE INC COM 859547101 13759 436800 SH SOLE 427400 0 9400
STMICROELECTRONICS N V SHS-N Y COM 861012102 1257 8298 SH SOLE 8298 0 0
STOLT COMEX SEAWAY S A ADR SPO COM 861567105 123 11200 SH SOLE 7200 0 4000
STRATEGIC DIAGNOSTICS INC COM COM 862700101 66 10000 SH SOLE 10000 0 0
SUN HYDRAULICS CORP COM 866942105 835 128500 SH SOLE 128500 0 0
SUN MICROSYSTEMS INC COM 866810104 1073 13850 SH SOLE 13850 0 0
SUNRISE TECHNOLOGIES INTL COM 86769L103 118 10000 SH SOLE 10000 0 0
TB WOODS CORP COM 872226105 162 19000 SH SOLE 19000 0 0
TEJON RANCH CO COM 879080109 5889 247944 SH SOLE 55022 192922 0
TEREX CORP NEW COM 880779103 5106 184005 SH SOLE 183205 0 800
TEXACO INC COM 881694103 277 5100 SH SOLE 5100 0 0
THE CINCINNATI REDS COM 17231RED5 2258 1750000 SH SOLE 1750000 0 0
THE CINCINNATI REDS COM 17231RED4 1636 1272727 SH SOLE 1272727 0 0
THE CINCINNATI REDS - PP COM 17231RED3 9008 1600000 SH SOLE 1600000 0 0
THERAGENICS CORP COM 883375107 7809 861630 SH SOLE 831930 4900 24800
THERMO OPTEK CORP COM 883582108 213 18700 SH SOLE 18700 0 0
TIFFANY & CO COM 886547108 15613 174936 SH SOLE 23736 151200 0
TIMBERLINE SOFTWARE INC COM 887134104 3287 244596 SH SOLE 244596 0 0
TIME WARNER INC COM 887315109 231 3200 SH SOLE 2400 0 800
TIMES MIRROR CO COM A COM 887364107 339 5065 SH SOLE 1008 4057 0
TOOTSIE ROLL INDS INC COM 890516107 7689 233429 SH SOLE 23070 210359 0
TRANSNATIONAL INDS INC COM 893778209 104 51891 SH SOLE 51891 0 0
TRANSNATIONAL INDUSTRIES, REST COM TRSLRES13 350 164607 SH SOLE 164607 0 0
TRANSWITCH CORP COM 894065101 558 11544 SH SOLE 11544 0 0
TRINITY INDS INC COM 896522109 2380 83700 SH SOLE 83700 0 0
TRUMP HOTEL&CASINO RESRT INC COM 898168109 84 25000 SH SOLE 25000 0 0
TYCO INTL LTD NEW COM 902124106 863 22138 SH SOLE 22138 0 0
U S CONCRETE INC COM 90333L102 1530 255000 SH SOLE 247000 0 8000
UNIFI INC COM 904677101 352 28623 SH SOLE 28623 0 0
UNION PACIFIC CORP COM 907818108 367 8400 SH SOLE 8200 0 200
UROLOGIX INC COM 917273104 80 20000 SH SOLE 20000 0 0
US AIRWAYS GROUP INC COM 911905107 934 29132 SH SOLE 29132 0 0
USA NETWORKS INC COM 902984103 1077 19500 SH SOLE 2000 17500 0
VARCO INTL INC COM 922126107 102 10000 SH SOLE 10000 0 0
VARIAN MED SYS INC COM 92220P105 2451 82200 SH SOLE 80200 0 2000
VEECO INSTRS INC DEL COM 922417100 9973 213050 SH SOLE 204600 0 8450
VICOR CORP COM 925815102 1215 30000 SH SOLE 26200 0 3800
VODAFONE GROUP PLC ADR SPONSOR COM 92857T107 420 8480 SH SOLE 4380 4100 0
WAL MART STORES INC COM 931142103 1175 17000 SH SOLE 17000 0 0
WARNER LAMBERT CO COM 934488107 246 3000 SH OTHER 0 0 3000
WD 40 CO COM 929236107 1585 71650 SH SOLE 0 71650 0
WESCO FINL CORP COM 950817106 2855 11655 SH SOLE 0 11655 0
WEST PHARMACEUTICAL SVCS INC COM 955306105 483 15600 SH SOLE 15600 0 0
WILLIAMS SONOMA INC COM 969904101 6564 142694 SH SOLE 50060 92634 0
WIND RIV SYS INC COM 973149107 1417 38700 SH SOLE 38200 0 500
WMS INDS INC COM COM 929297109 656 50000 SH SOLE 50000 0 0
XEROX CORP COM 984121103 275 12100 SH SOLE 100 12000 0
YAHOO INC COM 984332106 234 540 SH SOLE 540 0 0
</TABLE>
|
|