UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 9 )*
Boole & Babbage, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
098-586-10-0
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(CUSIP Number)
October 31, 1998
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(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
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<TABLE>
<CAPTION>
<S> <C> <C>
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CUSIP No. 098-586-10-0 13G
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY)
Franklin P. Johnson, Jr.
###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP
(a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 5 SOLE VOTING POWER
SHARES 0
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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6 SHARED VOTING POWER *
2,026,219
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7 SOLE DISPOSITIVE POWER *
1,848,645
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8 SHARED DISPOSITIVE POWER *
177,574
----------------------------- ----- -------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON *
1,479,083
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES *
547,136
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.38%
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12 TYPE OF REPORTING PERSON
IN
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<FN>
* Reflects stock splits effected prior to the date of this report.
</FN>
</TABLE>
<PAGE>
Item 1.
(a) Name of Issuer: Boole & Babbage, Inc.
(b) Address of Issuer's Principal Executive Offices: 3131 Zanker
Road, San Jose, CA 95134
Item 2.
(a) Name of Person Filing: Franklin P. Johnson, Jr.
(b) Address of Principal Business Office or, if none, Residence:
2275 East Bayshore Road, Suite 150, Palo Alto, CA 94303
(c) Citizenship: United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 096-586-10-0
Item 3. Not Applicable.
Item 4. Ownership
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned: See Item 4 attached.
(b) Percent of Class: 5.38%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 2,026,219
(See Item 4 attached).
(iii) Sole power to dispose or to direct the disposition
of: 1,848,645 (See Item 4 attached).
(iv) Shared power to dispose or to direct the disposition
of: 177,574 (see Item 4 attached).
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
See Item 4 attached.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
<PAGE>
Item 9. Notice of Dissolution of a Group
Not applicable.
Item 10. Certification
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
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Date
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Signature
Franklin P. Johnson, Jr.
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Name/Title
<PAGE>
Item 4:
Franklin P. Johnson, Jr. has sole dispositive power over the following
number of shares:
Entity No. of Shares *
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Franklin P. Johnson, Jr. 1,479,083
Asset Management Partners 369,562 (1)
Franklin P. Johnson, Jr. shares dispositive power over the following number
of shares held by the following individual.
Individual No. of Shares *
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Spouse of Franklin P. Johnson, Jr. 177,574 (2)
Franklin P. Johnson, Jr. shares voting power over the following number of
shares held by the following entity:
Individual No. of Shares *
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BMC Software, Inc. 2,026,219 (3)
* Reflects stock splits effected prior to the date of this report.
(1) Mr. Johnson disclaims beneficial ownership of two-thirds of the shares held
by Asset Management Partners (246,374 shares) as Mr. Johnson would receive none
of the proceeds from dividends on, or the disposition of, these shares.
(2) Mr. Johnson and his wife live in a community property state. Mr. Johnson
disclaims beneficial ownership of the 177,574 shares held by his wife.
(3) In connection with the proposed merger ("Merger") involving the Issuer and
BMC Software, Inc. ("BMC") pursuant to an Agreement and Plan of Reorganization
(the "Reorganization Agreement") dated October 31, 1998, Mr. Johnson, Mr.
Johnson's wife and Asset Management each Partners entered into a voting
agreement with BMC on October 31, 1998, whereby Mr. Johnson, Mr. Johnson's wife
and Asset Management Partners delivered to BMC an irrevocable proxy to vote the
shares of the Issuer's common stock owned by them as of the record date for
reasons entitled to vote on the Merger in favor of the Merger.