UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13G
(Rule 13d-102)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. )*
Oak Industries
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
671400505
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [X] (A fee is
not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
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* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of
1934 ('Act') or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(CONTINUED ON FOLLOWING PAGE(S))
<PAGE>
CUSIP NO. 671400505 Page 2 of 7 Pages
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1 Name of Reporting Person 06-1051282
S.S. or I.R.S. Identification No. of Above Person
The Hartford Investment Management Company
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2 Check the Appropriate Box If a Member of a Group* a. |_|
b. |_|
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3 SEC Use Only
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4 Citizenship or Place of Organization
Connecticut
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5 Sole Voting Power
NUMBER OF
SHARES
BENEFICIALLY --------------------------------------------------------
OWNED AS OF 6 Shared Voting Power
DECEMBER 31,
1996 BY EACH 936,000
REPORTING --------------------------------------------------------
PERSON WITH 7 Sole Dispositive Power
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8 Shared Dispositive Power
936,000
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
936,000
(Not to be construed as an admission of beneficial ownership)
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10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_|
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11 Percent of Class Represented By Amount in Row (9)
5.11%
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12 Type of Reporting Person*
IA
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CUSIP NO. 671400505 Page 3 of 7 Pages
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Hartford Capital Appreciation Fund, Inc.
22-2481744
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2 Check the Appropriate Box If a Member of a Group* a. |_|
b. |_|
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3 SEC Use Only
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4 Citizenship or Place of Organization
Maryland
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5 Sole Voting Power
NUMBER OF
SHARES
BENEFICIALLY --------------------------------------------------------
OWNED AS OF 6 Shared Voting Power
DECEMBER 31,
1996 BY EACH 917,400
REPORTING --------------------------------------------------------
PERSON WITH 7 Sole Dispositive Power
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8 Shared Dispositive Power
917,400
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
917,400
(Not to be construed as an admission of beneficial ownership)
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10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_|
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11 Percent of Class Represented By Amount in Row (9)
5.01%
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12 Type of Reporting Person*
IV
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CUSIP NO. 671400505 Page 4 of 7 Pages
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Item 1(a) Name of Issuer:
Oak Industries
Item 1(b) Address of Issuer's Principal Executive Offices:
1000 Winter Street
Bay Colony Corporation Center
Waltham, MA 02154
Item 2(a) Name of Person Filing:
The Hartford Investment Management Company
Hartford Capital Appreciation Fund, Inc.
Item 2(b) Address of Principal Business Office:
200 Hopmeadow Street
Simsbury, CT 06070
Item 2(c) Citizenship:
The Hartford Investment Management Company-Connecticut
Hartford Capital Appreciation Fund, Inc. - Maryland
Item 2(d) Title of Class of Securities:
Common Stock
Item 2 (e) CUSIP Number:
671400505
Item 3. Type of Reporting Person:
The Hartford Investment Management Company, as a management
investment adviser.
Hartford Capital Appreciation Fund, Inc. as a registered
management investment company.
Item 4. Ownership as of December 31, 1996:
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CUSIP NO. 671400505 Page 5 of 7 Pages
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(a) Amount Beneficially Owned:
936,000 shares of common stock beneficially owned
including:
Number of Shares
----------------
The Hartford Investment Management Company 936,000
Hartford Capital Appreciation Fund, Inc. 917,400
Hartford Small Company Fund, Inc. 14,400
ITT Hartford Capital Appreciation Fund 2,700
ITT Hartford Small Company Fund 1,500
(b) Percent of Class: 5.11%
(c) For information on voting and dispositive power with respect
to the above listed shares, see items 5-8 of cover pages.
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following: ( )
Item 6. Ownership of More than Five Percent on behalf of Another
Person: N/A
Item. 7 Identification and Classification of the Subsidiary which
Acquired the Security being Reported on by the Parent
Holding Company: N/A
Item 8. Identification and Classification of Members of the Group:
N/A
Item 9. Notice of Dissolution of Group: N/A
Item 10. Certification:
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CUSIP NO. 671400505 Page 6 of 7 Pages
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By signing below I certify that to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any transaction having
such purposes or effect.
<PAGE>
CUSIP NO. 671400505 Page 7 of 7 Pages
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: 2/10/97 The Hartford Investment Management Company*
/s/ Michael O'Halloran
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Michael O'Halloran
General Counsel and Secretary
*Pursuant to the Joint Filing Agreement with respect to Schedule 13G attached
hereto as Exhibit I, between The Hartford Investment Management Company and
Hartford Capital Appreciation Fund, Inc., this Schedule 13G is filed on behalf
of each of them.
<PAGE>
EXHIBIT I
JOINT FILING AGREEMENT
Each of the undersigned hereby agrees that the Schedule 13G filed herewith
is filed jointly, pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of
1934, as amended, on behalf of each of them.
Dated: February 10, 1997
The Hartford Investment Management Company
By: /s/ Michael O'Halloran
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Michael O'Halloran
General Counsel and Secretary
Hartford Capital Appreciation Fund, Inc.
By: /s/ Michael O'Halloran
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Michael O'Halloran
Vice President, Secretary and General Counsel
