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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
JULY 1, 1999
Date of Report (Date of earliest event reported)
IDENTIX INCORPORATED
(Exact Name of Registrant as Specified in its Charter)
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Delaware 01-09641 94-2842496
(State or other (Commission File Number) (I.R.S. Employer
Jurisdiction of Identification No.)
Incorporation)
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510 North Pastoria Avenue
Sunnyvale, CA 94086
(Address of Principal Executive Offices)(Zip Code)
Registrant's telephone number, including area code: (408) 731-2000
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Item 5. Other Events.
On July 1, 1999, Identix Incorporated ("Identix") completed a $15 million
private placement of its common stock. The investments were made by Heights
Capital Management, a private equity investor in emerging growth companies, and
Marshall Capital Management Inc., a wholly owned subsidiary of Credit
Suisse/First Boston. Hambrecht & Quist served as Identix' placement agent on
this transaction.
Identix sold approximately 1.8 million shares of common stock at a 5
percent discount from the average closing bid price for the previous 10 trading
days. In addition, the company issued the investors warrants to purchase
additional shares of common stock at a premium. These warrants enable the
investors to purchase up to approximately 900,000 shares until Jan. 1, 2001 and
an additional 350,000 shares until July 1, 2004.
Under the terms of the agreement, Identix agreed to register the resale of
the shares issued in the initial sale and underlying the warrants. Terms of the
transaction included a provision that could have resulted in a one-time issuance
of additional warrant shares if the registration statement had not been declared
effective by July 23, 1999. A registration statement covering the resale of
shares was filed on July 2, 1999 and was declared effective on July 9, 1999.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
IDENTIX INCORPORATED
/s/ James P. Scullion
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By: James P. Scullion
President and
Chief Financial officer
Date: July 9, 1999
