U. S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Form 3 ------------------------------
OMB Number 3235-0104
Expires: December 31, 2001
Estimated average burden
hours per response . . . . 0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of
1940
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1. Name and Address of Reporting Person 2. Date of Event Re- 4. Issuer Name and Ticker or Trading Symbol
quiring Statement
John Hancock Financial Services, Inc.(a) (Month/Day/Year) Nexell Therapeutics Inc. ("NEXL")
February 1, 2000
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(Last) (First) (Middle) 3. IRS or Social Se- 5. Relationship of Reporting Person to Issuer 6. If Amendment,
curity Number of (Check all applicable) Date of
P.O. Box 111 Reporting Person _____ Director __X__ 10% Owner Original
(Month/Day/Year)
_________________________________________ (Voluntary) _____ Officer (give _____ Other (specify
(Street) title below) below)
04-3483032 _______________________
7. Individual or
Joint/Group Filing
(Check Applicable Line)
X Form Filed by One
--- Reporting Person
Form Filed by More than
Boston, MA 02117 --- One Reporting Person
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(City) (State) (Zip) Table 1 -- Non-Derivative Securities Beneficially Owned
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1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect
(Instr. 4) Beneficially Owned Form: Direct Beneficial Ownership
(Instr. 4) (D) or Indirect (Instr. 5)
(I) (Instr.5)
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly (Over)
*If the form is filed by more than one reporting person, see Instructions 5 (b) (v) SEC 1473 (3/99)
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FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls,
warrants, options, convertible securities)
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1.Title of Derivative Security 2. Date Exer- 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect
(Instr. 4) cisable and Securities Underlying sion or ship Beneficial Ownership
Expiration Derivative Security Exercise Form of (Instr. 5)
Date (Instr. 4) Price of Deri-
(Month/Day/ Deri- vative
Year) vative Security
Security
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Date Expira- Amount Direct
Exer- tion or (D) or
cisable Date Title Number Indirect
of (I)
Shares (Instr. 5)
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Series B Cumulative Convertible 11/24/99 (b) Common Stock 10,909,091 (c) $2.75 I Owned by JHLICO (a)
Preferred Stock 727,273 (d)
363,636 (e)
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Class B Warrant to Purchase 11/24/99 12/16/04 Common Stock 1,428,571 (f) $3.00 I Owned by JHLICO (a)
95,238 (g)
47,619 (h)
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Class A Warrant to Purchas 11/24/04 12/16/04 Common Stock 2,857,142-0 (j) $.01 I Owned by JHLICO (a)
(i) 190,476-0 (k)
95,238-0 (l)
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Explanation of Responses:
(a) Effective February 1, 2000, John Hancock Financial Services, Inc.
became the parent of John Hancock Life Insurance Company ("JHLICO"),
formerly named John Hancock Mutual Life Insurance Company ("JHMLICO"),
JHMLICO and JHMLICO's direct wholly-owned subsidiary, John Hancock
Variable Life Insurance Company ("JHVLICO") and JHVLICO's direct
wholly-owned subsidiary, Investors Partner Life Insurance Company
("Partners") filed Form 3's on December 17, 1999 reporting their
holdings in the Issuer.
(b) The Preferred Stock automatically converts to Common Stock on November 24,
2006.
(c) Owned by JHLICO. 30,000 shares of Series B Cumulative Convertible Preferred
Stock are currently owned by JHLICO.
(d) Owned by JHVLICO. 2,000 shares of Series B Cumulative Convertible Preferred
Stock are currently owned by JHVLICO.
(e) Owned by Partners. 1,000 shares of Series B Cumulative Convertible Preferred
Stock are currently owned by Partners.
(f) Owned by JHLICO.
(g) Owned by JHVLICO.
(h) Owned by Partners.
(i) Number of shares of Common Stock into which Class A Warrants are exercisable
depends on market price on November 24, 2004.
(j) Owned by JHLICO.
(k) Owned by JHVLICO.
(l) Owned by Partners.
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
JOHN HANCOCK FINANCIAL
SERVICES, INC.
By:/s/Barry J. Rubenstein February 10, 2000
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Barry J. Rubenstein Date
Vice President, Counsel, & Secretary
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not to respond unless the form displays a currently valid OMB
control number.
Page 2 SEC 1473 (8/92)
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