UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check One): [X] Form lO-K []Form 20-F []Form ll-K []Form l0-Q []Form N-SAR
SEC FILE NUMBER: 0-5186
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CUSIP NUMBER: 670818 10 3
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For Period Ended: June 30, 2000
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[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form I l-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:
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|Read Instruction (on back page) Before Preparing Form. Please Print or Type.|
| |
|NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS |
|VERIFIED ANY INFORMATION CONTAINED HEREIN. |
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If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
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PART I--REGISTRANT INFORMATION
OCG Technology, Inc.
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Full Name of Registrant
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Former Name if Applicable
56 Harrison Street, Suite 501
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Address of Principal Executive Office (Street and Number)
New Rochelle, New York 10801
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City, State and Zip Code
PART II--RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)
(a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition report
on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof,
[X] will be filed on or before the fifteenth calendar day following
the prescribed due date; or the subject quarterly report of
transition report on Form 10-Q, or portion thereof will be filed
on or before the fifth calendar day following the prescribed
due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
PART III--NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
N-SAR, or the transition report or portion thereof, could not be filed within
the prescribed time period.
On July 19, 2000, OCG Technology, Inc. (the "Registrant")received a
letter from Dalessio, Millner & Leben, LLP, its independent accountants,
advising that they would not be available to audit the books and records of
the Registrant for the fiscal year end June 30,2000.
The Registrant engaged Arthur Yorkes & Company as its new independent
accountants as of September 21, 2000. Arthur Yorkes & Company will not have
sufficient time to complete their audit and issue their report to enable
the Registrant to timely file its Annual Report on Form 10-KSB by September
28, 2000, for the fiscal year ended June 30, 2000 pursuant to Rule O-3 of
the General Rules and Regulations under the Securities Exchange Act of 1934.
(Attach Extra Sheets if Needed)
SEC 1344 (6/94)
<PAGE>
PART IV--OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Edward C. Levine 914 576-8457
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of the
Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period
that the registrant was required to file such report(s) been filed? If
answer is no, identify report(s). [X] Yes [ ] No
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion
thereof? [X] Yes [ ] No
If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a
reasonable estimate of the results cannot be made.
A significant change in results of operations from the corresponding
period for the last fiscal year will be reflected by the earnings
statements as the result of the sale of the business of a wholly owned
subsidiary. The information necessary to make a reasonable estimate of
the results of the sale are the subject of the delay in timely filing
of the Annual Report on Form 10-KSB for the period ended June 30, 2000.
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OCG Technology, Inc.
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(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: September 27, 2000 By: /s/ Edward C. Levine, President
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