UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check One): [ ] Form lO-K []Form 20-F []Form ll-K [X]Form l0-Q []Form N-SAR
SEC FILE NUMBER: 0-5186
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CUSIP NUMBER: 670818 10 3
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For Period Ended: December 31, 1999
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[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form I l-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:
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|Read Instruction (on back page) Before Preparing Form. Please Print or Type.|
| |
|NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS |
|VERIFIED ANY INFORMATION CONTAINED HEREIN. |
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If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
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PART I--REGISTRANT INFORMATION
OCG Technology, Inc.
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Full Name of Registrant
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Former Name if Applicable
450 West 31st Street
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Address of Principal Executive Office (Street and Number)
New York, New York 10001
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City, State and Zip Code
PART II--RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)
(a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition report
on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof,
[X] will be filed on or before the fifteenth calendar day following
the prescribed due date; or the subject quarterly report of
transition report on Form 10-Q, or portion thereof will be filed
on or before the fifth calendar day following the prescribed
due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
PART III--NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
N-SAR, or the transition report or portion thereof, could not be filed within
the prescribed time period.
The financial statements of OCG Technology, Inc. (the "Registrant")
will not be completed by February 14, 2000, the last day for a timely filing
of its Quarterly Report on Form 10-QSB for the fiscal quarter ended December 31,
1999, pursuant to Rule O-3 of the General Rules and Regulations under the
Securities Exchange Act of 1934.
Registrant will not have sufficient time to complete their financial
statements and issue their report for the quarter ended December 31, 1999
because of delays caused as a result of the sale of the business of a wholly
owned subsidiary.
(Attach Extra Sheets if Needed)
SEC 1344 (6/94)
<PAGE>
PART IV--OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification
Edward C. Levine 212 967-3079
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of the
Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period
that the registrant was required to file such report(s) been filed? If
answer is no, identify report(s). [X] Yes [ ] No
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion
thereof? [X ] Yes [ ] No
If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a
reasonable estimate of the results cannot be made.
A significant change in results of operations from the corresponding period
for the last fiscal year will be reflected by the earnings statements as the
result of the sale of the business of a wholly owned subsidiary. The
information necessary to make a reasonable estimate of the results of the
sale are the subject of the delay in timely filing of the Quarterly Report
on Form 10-QSB for the period ended December 31, 1999.
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OCG Technology, Inc.
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(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: February 14, 2000 By: /s/ Edward C. Levine
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Edward C. Levine, President
