<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
--------------
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Fireplace Manufacturers, Incorporated
- --------------------------------------------------------------------------------
(Name of issuer)
Common Stock, par value $0.01 per share
- --------------------------------------------------------------------------------
(Title of class of securities)
318216-10-8
- --------------------------------------------------------------------------------
(CUSIP number)
Desa International, Inc.
P.O. Box 9004
2701 Industrial Drive
Bowling Green, KY 42102-9004
Attn: Ed Patrick, Treasurer
- --------------------------------------------------------------------------------
(Name, address and telephone number of person
authorized to receive notices and communications)
November 14, 1995
- --------------------------------------------------------------------------------
(Date of event which requires filing of this statement
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box [ ].
Check the following box if a fee is being paid with the statement [X].
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1: and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits,
should be filed with the Commission. See Rule 13d-1(a) for other
parties to whom copies are to be sent.
(Continued on following pages)
Page 1 of 22 Pages
<PAGE> 2
SCHEDULE 13D
CUSIP No. 318216-10-8 Page 2 of 22 Pages
<TABLE>
<S> <C> <C>
- ------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Desa International, Inc. 22-2940760
- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- ------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
- 0 -
NUMBER OF ------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 200,300
EACH ------------------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH - 0 -
------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
200,300
- ------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,300
- ------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
- ------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- ------------------------------------------------------------------------------------------------------------
* The reporting person expressly disclaims the existence of any group.
</TABLE>
Page 2 of 22 Pages
<PAGE> 3
SCHEDULE 13D
CUSIP No. 318216-10-8 Page 3 of 22 Pages
<TABLE>
<S> <C> <C>
- ------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Desa Holdings Corporation 16-1251518
- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- ------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
- 0 -
NUMBER OF ------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 200,300
EACH ------------------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH - 0 -
------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
200,300
- ------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,300
- ------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
- ------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- ------------------------------------------------------------------------------------------------------------
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial
ownership with respect to any shares covered by this statement.
</TABLE>
Page 3 of 22 Pages
<PAGE> 4
SCHEDULE 13D
CUSIP No. 318216-10-8 Page 4 of 22 Pages
<TABLE>
<S> <C> <C>
- ------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Hicks, Muse, Tate & Furst Equity Fund II, L.P.
- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- ------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
- 0 -
NUMBER OF ------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 200,300
EACH ------------------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH - 0 -
------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
200,300
- ------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,300
- ------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
- ------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- ------------------------------------------------------------------------------------------------------------
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial
ownership with respect to any shares covered by this statement.
</TABLE>
Page 4 of 22 Pages
<PAGE> 5
SCHEDULE 13D
CUSIP No. 318216-10-8 Page 5 of 22 Pages
<TABLE>
<S> <C> <C>
- ------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
HM2/GP Partners, L.P.
- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- ------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- ------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
- 0 -
NUMBER OF ------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 200,300
EACH ------------------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH - 0 -
------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
200,300
- ------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,300
- ------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
- ------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- ------------------------------------------------------------------------------------------------------------
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial
ownership with respect to any shares covered by this statement.
</TABLE>
Page 5 of 22 Pages
<PAGE> 6
SCHEDULE 13D
CUSIP No. 318216-10-8 Page 6 of 22 Pages
<TABLE>
<S> <C> <C>
- ------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Hicks, Muse GP Partners, L.P.
- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- ------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- ------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
- 0 -
NUMBER OF ------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 200,300
EACH ------------------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH - 0 -
------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
200,300
- ------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,300
- ------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
- ------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- ------------------------------------------------------------------------------------------------------------
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial
ownership with respect to any shares covered by this statement.
</TABLE>
Page 6 of 22 Pages
<PAGE> 7
SCHEDULE 13D
CUSIP No. 318216-10-8 Page 7 of 22 Pages
<TABLE>
<S> <C> <C>
- ------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Hicks, Muse Fund II Incorporated
- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- ------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- ------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
- 0 -
NUMBER OF ------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 200,300
EACH ------------------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH - 0 -
------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
200,300
- ------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,300
- ------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
- ------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- ------------------------------------------------------------------------------------------------------------
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial
ownership with respect to any shares covered by this statement.
</TABLE>
Page 7 of 22 Pages
<PAGE> 8
SCHEDULE 13D
CUSIP No. 318216-10-8 Page 8 of 22 Pages
<TABLE>
<S> <C> <C>
- ------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Mr. Thomas O. Hicks
- ------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- ------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
- ------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
- 0 -
NUMBER OF ------------------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 200,300
EACH ------------------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH - 0 -
------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
200,300
- ------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,300
- ------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.6%
- ------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------------------------------------
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial
ownership with respect to any shares covered by this statement.
</TABLE>
Page 8 of 22 Pages
<PAGE> 9
ITEM 1. SECURITY AND ISSUER
This Schedule relates to shares of common stock, par value $0.01 per
share (the "Common Stock"), of Fireplace Manufacturers, Incorporated, a
California corporation (the "Issuer"). The address of the principal executive
offices of the Issuer is 2701 South Harbor Boulevard, Santa Ana, CA 92704.
ITEM 2. IDENTITY AND BACKGROUND
The persons filing this Schedule are Desa Holdings Corporation, a
Delaware corporation ("Desa Holdings"), Desa International, Inc., a Delaware
corporation ("Desa International"), Hicks, Muse, Tate & Furst Equity Fund II,
L.P., a Delaware limited partnership ("HMFII"), HM2/GP Partners, L.P., a Texas
limited partnership ("HM2/GP"), Hicks, Muse GP Partners, L.P., a Texas limited
partnership ("GP Partners"), Hicks, Muse Fund II Incorporated, a Texas
corporation ("Hicks, Muse") and Thomas O. Hicks (hereinafter, the "Reporting
Persons").
Desa International is a wholly-owned subsidiary of Desa Holdings.
Desa Holdings is engaged primarily in holding all of the issued and outstanding
shares of common stock of Desa International. Desa International is primarily
engaged in the manufacture of consumer products. The business address of Desa
Holdings and Desa International is 2701 Industrial Drive, P.O. Box 90004,
Bowling Green, KY 47102-9004.
The name, business address and present principal occupation of each
director and executive officer of Desa Holdings and Desa International is set
forth in Schedule I hereto and is hereby incorporated by reference.
HMFII is a limited partnership of which the sole general partner is
HM2/GP, a limited partnership of which the sole general partner is GP Partners,
a limited partnership of which the sole general partner is Hicks Muse. Hicks
Muse is a private investment firm based in Dallas, Texas and New York, New York
that is primarily engaged in leveraged acquisitions, recapitalization and other
principal investing activities. Thomas O. Hicks is the controlling stockholder
and Chairman and Chief Executive Officer of Hicks Muse.
The principal business address of each of HMFII, HM2/GP, GP Partners,
Hicks Muse and Mr. Hicks is 200 Crescent Court, Suite 1600, Dallas, Texas
75201.
None of the Reporting Persons, nor, to the best of each Reporting
Person's knowledge, any of the executive officers or directors of such persons,
has, during the past five (5) years, (a) been convicted in any criminal
proceeding (excluding traffic violations or similar misdemeanors) or (b) been a
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction which resulted in a judgment, decree or final order enjoining
future violations of or prohibiting or mandating activities subject to federal
or state securities laws or finding any violation with respect to such laws.
Page 9 of 22 Pages
<PAGE> 10
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
The acquisition of the shares of Common Stock was financed through the
working capital of Desa International.
ITEM 4. PURPOSE OF TRANSACTION
The shares of Common Stock purchased by Desa International have been
acquired for investment purposes. Desa International believes that the Common
Stock represents an attractive investment opportunity at this time. Any of the
Reporting Persons may make additional purchases of Common Stock either in the
open market or in private transactions depending upon such person's evaluation
of the Issuer's business, prospects and financial condition, the market for the
Common Stock, other opportunities available to such person, general economic
conditions, money and stock market conditions and other future developments.
Depending on the same factors, Desa International or any other Reporting
Person, if applicable, may decide to sell all or part of its investment in the
Common Stock, although none has any current intention to do so.
Except as set forth in this Item 4, none of the Reporting Persons nor,
to the best of each Reporting Person's knowledge, none of the executive
officers or directors of such Reporting Persons, as applicable, has any plans
or proposals that relate to or would result in any of the actions specified in
clauses (a) through (g) of Item 4 of Schedule 13D.
ITEM 5. INTERESTS OF SECURITIES OF ISSUER
(a) As of the close of business on November 14, 1995, the Reporting
Persons may be deemed to beneficially own in the aggregate 200,300 shares of
Common Stock, representing approximately 5.6% of the outstanding shares of
Common Stock, based upon information contained in the most recently available
filing of the Issuer.
HMFII is the record holder of a majority of the outstanding shares of
the common stock, $0.01 par value, of Desa Holdings. In addition, pursuant to
a stockholders agreement among certain stockholders of Desa Holdings, HMFII
effectively has the right to designate more than half of the total number of
directors of Desa Holdings and Desa International. Therefore, HMFII may be
deemed to control each of Desa Holdings and Desa International. HM2/GP is the
sole general partner of HMFII, and therefore may be deemed to control HMFII and
indirectly, through HMFII and Desa Holdings, control Desa International. GP
Partners is the sole general partner of HM2/GP, and therefore may be deemed to
control HM2/GP and indirectly, through HM2/GP, HMFII and Desa Holdings, control
Desa International.
Hicks Muse is the sole general partner of GP Partners, and therefore
may be deemed to control GP Partners and indirectly, through GP Partners,
HM2/GP, HMFII and Desa Holdings, control Desa International. Mr. Hicks is the
controlling stockholder and Chairman and Chief Executive Officer of Hicks Muse.
Based upon the foregoing relationships and stock ownership and
pursuant to the Securities Exchange Act of 1934, as amended, and the rules
promulgated thereunder, HMFII, HM2/GP,
Page 10 of 22 Pages
<PAGE> 11
GP Partners, Hicks Muse and Mr. Hicks each may be deemed to have indirect
shared voting and dispositive power with respect to 200,300 shares of Common
Stock, representing approximately 5.6% of the outstanding shares of Common
Stock, owned of record by Desa International. The Reporting Persons each
expressly disclaim the existence of any group; and HMFII, HM2/GP, GP Partners,
Hicks Muse and Mr. Hicks each expressly disclaim beneficial ownership of any
shares of Common Stock covered by this statement.
(b) The responses of the Reporting Persons set forth above in items 7
through 11 of the cover pages of this Schedule 13D which relate to shares of
Common Stock beneficially owned by the Reporting Persons are incorporated
herein by reference.
(c) The following transactions in the Common Stock were effected by
Desa International during the past 60 days:
<TABLE>
<CAPTION>
No. of Price per
Date Shares Share
-------- -------- ---------
<S> <C> <C>
11/13/95 10,000 $0.37
11/14/95 20,000 $0.37
</TABLE>
The above transactions were effected in over-the-counter transactions through a
broker.
To the knowledge of the Reporting Persons, and except as otherwise
disclosed in this Schedule 13D, none of the executive officers or directors of
the Reporting Persons is the beneficial owner of any shares of Common Stock,
and no transaction in the Common Stock has been effected by such individual
during the past sixty (60) days.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERTAKINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
None
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit 1 -- Joint Filing Agreement.
Page 11 of 22 Pages
<PAGE> 12
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 22, 1995 DESA HOLDINGS CORPORATION
- -----------------
Date
By:/s/ Terry G. Scariot
--------------------------------
Terry G. Scariot
Executive Vice President
November 22, 1995 DESA INTERNATIONAL, INC.
- -----------------
Date
By:/s/ Terry G. Scariot
--------------------------------
Terry G. Scariot
Executive Vice President
Page 12 of 22 Pages
<PAGE> 13
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 22, 1995 HICKS, MUSE, TATE & FURST EQUITY
- ----------------- FUND II, L.P.
Date
By: HM2/GP PARTNERS, L.P., its general partner
By: HICKS, MUSE GP PARTNERS, L.P., its
general partner
By: HICKS, MUSE FUND II
INCORPORATED, its general
partner
By:/s/Thomas O. Hicks
-----------------------
Thomas O. Hicks
Chairman and Chief
Executive Officer
Page 13 of 22 Pages
<PAGE> 14
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 22, 1995 HM2/GP PARTNERS, L.P.
- -----------------
Date
By: HICKS, MUSE GP PARTNERS, L.P., its
general partner
By: HICKS, MUSE FUND II INCORPORATED,
its general partner
By:/s/ Thomas O. Hicks
--------------------------------
Thomas O. Hicks
Chairman and Chief Executive
Officer
Page 14 of 22 Pages
<PAGE> 15
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 22, 1995 HICKS, MUSE GP PARTNERS, L.P.
- -----------------
Date
By: HICKS, MUSE FUND II INCORPORATED,
its general partner
By:/s/ Thomas O. Hicks
--------------------------------
Thomas O. Hicks
Chairman and Chief Executive
Officer
Page 15 of 22 Pages
<PAGE> 16
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 22, 1995 HICKS, MUSE FUND II INCORPORATED
- -----------------
Date
By:/s/ Thomas O. Hicks
--------------------------------
Thomas O. Hicks
Chairman and Chief Executive
Officer
Page 16 of 22 Pages
<PAGE> 17
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 22, 1995 /s/ Thomas O. Hicks
- ----------------- -----------------------------------
Date Name: Thomas O. Hicks
Page 17 of 22 Pages
<PAGE> 18
SCHEDULE I
DIRECTORS AND EXECUTIVE OFFICERS
The following sets forth as to each of the executive officers and
directors of the Reporting Persons: his name; his business address; and his
present principal occupation or employment and the name and address of any
corporation or other organization in which such employment is conducted.
1. EXECUTIVE OFFICERS OF DESA HOLDINGS CORPORATION AND DESA INTERNATIONAL,
INC.
The following are the executive officers of Desa Holdings Corporation
and Desa International, Inc. Each of the named persons serves in the office
set forth opposite his name for both companies. The business address for each
of the following persons is Desa International, Inc., P.O. Box 90004, 2701
Industrial Drive, Bowling Green, KY 42102-9004. Each of the following persons
is a citizen of the United States of America.
Robert H. Elman -- Chairman, Chief Executive Officer
Damon S. Vitale -- President, Chief Operating Officer
Terry G. Scariot -- Executive Vice President, Secretary
John M. Kelly -- Executive Vice President
2. DIRECTORS OF DESA HOLDINGS CORPORATION AND DESA INTERNATIONAL, INC.
The following are the directors of Desa Holdings Corporation and Desa
International, Inc. Each of the named persons serves as a director of both
companies. Each of the following persons is a citizen of the United States of
America.
Robert H. Elman
Desa International, Inc.
P.O. Box 90004
2701 Industrial Drive
Bowling Green, KY 42102-9004
Principal Employment:
Desa Holdings Corporation and Desa International, Inc.
Page 18 of 22 Pages
<PAGE> 19
Damon S. Vitale
Desa International, Inc.
P.O. Box 90004
2701 Industrial Drive
Bowling Green, KY 42102-9004
Principal Employment:
Desa Holdings Corporation and Desa International, Inc.
Jack D. Furst
Hicks, Muse, Tate & Furst Incorporated
200 Crescent Court
Suite 1600
Dallas, TX 75201
Principal Employment:
Hicks, Muse, Tate & Furst Incorporated
Charles W. Tate
Hicks, Muse, Tate & Furst Incorporated
1325 Avenue of the Americas
25th Floor
New York, NY 10019
Principal Employment:
Hicks, Muse, Tate & Furst Incorporated
Thomas O. Hicks
Hicks, Muse, Tate & Furst Incorporated
200 Crescent Court
Suite 1600
Dallas, TX 75201
Principal Employment:
Hicks, Muse, Tate & Furst Incorporated
Page 19 of 22 Pages
<PAGE> 20
EXHIBIT INDEX
<TABLE>
<CAPTION>
Name of Exhibit Page Number
--------------- -----------
<S> <C> <C>
1. Joint Filing Agreement, dated as of November 22, 1995, among Desa 21
Holdings Corporation, Desa International, Inc., Hicks, Muse, Tate &
Furst Equity Fund II, L.P., HM2/GP Partners, L.P., Hicks, Muse GP
Partners, L.P., Hicks, Muse Fund II Incorporated and Thomas O. Hicks
</TABLE>
Page 20 of 22 Pages
<PAGE> 21
EXHIBIT 1
JOINT FILING AGREEMENT
The undersigned, and each of them, do hereby agree and consent to the
filing of a single statement on behalf of all of them on Schedule 13D and
amendments thereto, in accordance with the provisions of Rule 13d-1(f)(1) of
the Securties Exchange Act of 1934.
Dated: November 22, 1995.
DESA HOLDINGS CORPORATION
By: /s/ Terry G. Scariot
-----------------------------------------
Terry G. Scariot
Executive Vice President
DESA INTERNATIONAL, INC.
By: /s/ Terry G. Scariot
-----------------------------------------
Terry G. Scariot
Executive Vice President
/s/ Thomas O. Hicks
--------------------------------------------
Name: Thomas O. Hicks
HICKS, MUSE, TATE & FURST EQUITY FUND II, L.P.
By: HM2/GP PARTNERS, L.P., its general
partner
By: HICKS, MUSE GP PARTNERS,
L.P., its general partner
By: HICKS, MUSE FUND II
INCORPORATED, its
general partner
By: /s/ Thomas O. Hicks
-------------------
Thomas O. Hicks
Chairman and Chief
Executive Officer
Page 21 of 22 Pages
<PAGE> 22
HM2/GP PARTNERS, L.P.
By: HICKS, MUSE GP PARTNERS, L.P., its
general partner
By: HICKS, MUSE FUND II
INCORPORATED, its general
partner
By: /s/ Thomas O. Hicks
------------------------
Thomas O. Hicks
Chairman and Chief
Executive Officer
HICKS, MUSE GP PARTNERS, L.P.
By: HICKS, MUSE FUND II INCORPORATED,
its general partner
By: /s/ Thomas O. Hicks
--------------------------------
Thomas O. Hicks
Chairman and Chief Executive
Officer
HICKS, MUSE FUND II INCORPORATED
By: /s/ Thomas O. Hicks
-----------------------------------------
Thomas O. Hicks
Chairman and Chief Executive Officer
Page 22 of 22 Pages
