For the six month period ended (a) 4/30/00
File number (c) 811-3981
SUB-ITEM 77 0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
1. Name of Issuer
United Parcel Service, Inc.
2. Date of Purchase
11/9/99
3. Number of Securities Purchased
85,700
4. Dollar Amount of Purchase
$4,285,000
5. Price Per Unit
$50.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Credit Suisse & Morgan Stanley
7. Other Members of the Underwriting Syndicate
A.G. Edwards & Sons, Inc.
ABN AMRO Incorporated
Banc of America Securities LLC
BancBoston Robertson Stephens
Bear, Stearns & Co., Inc.
Blaylock & Partners, L.P.
Charles Schwab & Co., Inc.
Chatsworth Securities LLC
Credit Suisse First Boston Corporation
Deutsche Bank Securities Inc.
Donaldson, Lufkin & Jenrette
Securities Corporation
E* Offering Corp.
Edward D. Jones & Co., L.P.
First Union Securities, Inc.
Goldman, Sachs & Co.
Gruntal & Co., L.L.C.
Guzman & Company
ING Barings Furman Selz LLC
Jackson Securities Incorporated
J.C. Bradford & Co.
J.J.B.Hilliard, W.L.Lyons, Inc.
J.P. Morgan Securities Inc.
Lazard Freres & Co. LLC
Legg Mason Wood Walker, Incorporated
Lehman Brother Inc.
Melvin Securities, LLC
Merrill Lynch, Pierce, Fenner & Smith
Incorporated
Morgan Keegan & Company, Inc.
Morgan Stanley & Co. Incorporated
Muriel Siebert & Co., Inc.
Nesbitt Burns Securities Inc.
PaineWebber Incorporated
Prudential Securities Incorporated
Ramirez & Co., Inc.
RBC Dominion Securities Inc.
Salomon Smith Barney Inc.
Sanford C. Bernstein & Co. Inc.
Scott & Stringfellow, Inc.
The Robinson-Humphrey Company, L.L.C.
The Williams Capital Group, L.P.
Tucker Anthony Incorporated
Utendahl Capital Partners, L.P.
Wachovia Securities, Inc.
Warburg Dillion Read LLC
1. Name of Issuer
Agency.Com
2. Date of Purchase
12/8/99
3. Number of Securities Purchased
6400
4. Dollar Amount of Purchase
$166,400
5. Price Per Unit
$26.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs & Co.
7. Other Members of the Underwriting Syndicate
Salomon Smith Barney Inc.
Hambrecht & Quist LLC
