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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)*
The CHALONE Wine Group, Ltd.
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(Name of Issuer)
Common Stock, no par value
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(Title of Class of Securities)
157639105
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(CUSIP Number)
Phyllis S. Hojel
c/o HM International Inc.
5810 East Skelly Drive, Suite 1000
Tulsa, Oklahoma 74135-6403
(918) 664-1914
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
December 31, 1996
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [_].
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page should be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP No. 157639105
---------
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(1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of
Above Persons
RCH 1 Holdings, Inc.
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [X]
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(3) SEC Use Only
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(4) Source of Funds
OO
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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(6) Citizenship or Place of Organization
Delaware
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Number of (7) Sole Voting Power -0- Shares
Shares Bene- -----------------------------------------------------------
ficially (8) Shared Voting Power -0- Shares
Owned by -----------------------------------------------------------
Each Report- (9) Sole Dispositive Power -0- Shares
ing Person -----------------------------------------------------------
With (10) Shared Dispositive Power -0- Shares
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
-0- Shares
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
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(13) Percent of Class Represented by Amount in Row (11)
0.0%
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(14) Type of Reporting Person (See Instructions) CO
Page 2 of 10 pages
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CUSIP No. 157639105
---------
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of
Above Persons
LHZ 1 Holdings, Inc.
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [X]
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(3) SEC Use Only
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(4) Source of Funds
OO
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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(6) Citizenship or Place of Organization
Delaware
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Number of (7) Sole Voting Power -0- Shares
Shares Bene- -----------------------------------------------------------
ficially (8) Shared Voting Power -0- Shares
Owned by -----------------------------------------------------------
Each Report- (9) Sole Dispositive Power -0- Shares
ing Person -----------------------------------------------------------
With (10) Shared Dispositive Power -0- Shares
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
-0- Shares
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
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(13) Percent of Class Represented by Amount in Row (11)
0.0%
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(14) Type of Reporting Person (See Instructions) CO
Page 3 of 10 pages
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CUSIP No. 157639105
---------
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of
Above Persons
MAH 1 Holdings, Inc.
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [X]
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(3) SEC Use Only
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(4) Source of Funds
OO
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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(6) Citizenship or Place of Organization
Delaware
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Number of (7) Sole Voting Power -0- Shares
Shares Bene- -----------------------------------------------------------
ficially (8) Shared Voting Power -0- Shares
Owned by -----------------------------------------------------------
Each Report- (9) Sole Dispositive Power -0- Shares
ing Person -----------------------------------------------------------
With (10) Shared Dispositive Power -0- Shares
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
-0- Shares
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
0.0%
- --------------------------------------------------------------------------------
(14) Type of Reporting Person (See Instructions) CO
Page 4 of 10 pages
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CUSIP No. 157639105
---------
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of
Above Persons
GHA 1 Holdings, Inc.
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [X]
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(3) SEC Use Only
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(4) Source of Funds
WC
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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(6) Citizenship or Place of Organization
Delaware
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Number of (7) Sole Voting Power -0- Shares
Shares Bene- -----------------------------------------------------------
ficially (8) Shared Voting Power 1,756,919 Shares
Owned by -----------------------------------------------------------
Each Report- (9) Sole Dispositive Power -0- Shares
ing Person -----------------------------------------------------------
With (10) Shared Dispositive Power 1,756,919 Shares
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
1,756,919 Shares
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
- --------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
21.1%
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(14) Type of Reporting Person (See Instructions) CO
Page 5 of 10 pages
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CUSIP No. 157639105
---------
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of
Above Persons
SFI Intermediate Ltd.
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [X]
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(3) SEC Use Only
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(4) Source of Funds
OO
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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(6) Citizenship or Place of Organization
Texas
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Number of (7) Sole Voting Power -0- Shares
Shares Bene- -----------------------------------------------------------
ficially (8) Shared Voting Power 1,756,919 Shares
Owned by -----------------------------------------------------------
Each Report- (9) Sole Dispositive Power -0- Shares
ing Person -----------------------------------------------------------
With (10) Shared Dispositive Power 1,756,919 Shares
- --------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
1,756,919 Shares
- --------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
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(13) Percent of Class Represented by Amount in Row (11)
21.1%
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(14) Type of Reporting Person (See Instructions) PN
Page 6 of 10 pages
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CUSIP No. 157639105
---------
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of
Above Persons
Phyllis S. Hojel
- --------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [X]
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(3) SEC Use Only
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(4) Source of Funds
PF
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
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(6) Citizenship or Place of Organization
U.S.A.
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Number of (7) Sole Voting Power -0- Shares
Shares Bene- -----------------------------------------------------------
ficially (8) Shared Voting Power 1,756,919 Shares
Owned by -----------------------------------------------------------
Each Report- (9) Sole Dispositive Power -0- Shares
ing Person -----------------------------------------------------------
With (10) Shared Dispositive Power 1,756,919 Shares
- --------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
1,756,919 Shares
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[ ]
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(13) Percent of Class Represented by Amount in Row (11)
21.1%
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(14) Type of Reporting Person (See Instructions) IN
Page 7 of 10 pages
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AMENDMENT NO. 1 TO SCHEDULE 13D
RCH 1 Holdings, Inc., a Delaware corporation ("RCH"), LHZ 1 Holdings,
Inc., a Delaware corporation ("LHZ"), MAH 1 Holdings, Inc., a Delaware
corporation ("MAH"), GHA 1 Holdings, Inc., a Delaware corporation ("GHA"), SFI
Intermediate Ltd., a Texas limited partnership ("SFI") and Phyllis S. Hojel
hereby amend and supplement their joint Statement on Schedule 13D as originally
filed on the date hereof (the "Original Statement"), with respect to the common
stock, no par value (the "Common Stock"), of The CHALONE Wine Group, Ltd., a
California corporation (the "Company"). Unless otherwise indicated, each
capitalized term used but not defined herein shall have the meaning assigned to
such term in the Original Statement.
ITEM 4. PURPOSE OF TRANSACTION.
Item 4 of the Original Statement is hereby amended and supplemented
as follows:
On December 31, 1996, RCH, LHZ and MAH merged with and into GHA (the
"Merger"), whereupon GHA became the owner of all the assets of RCH, LHZ and
MAH. As a result of the Merger, GHA also became the sole general managing
partner of SFI. This transaction facilitated the ownership and management of
certain assets of the Hojel family.
ITEM 5. INTEREST IN SECURITIES OF THE INVESTOR.
Item 5 of the Original Statement is hereby amended and supplemented
as follows:
As a result of the Merger, as of December 31, 1996, each of RCH, LHZ
and MAH beneficially owns zero (0) shares of Common Stock. As of December 31,
1996, each of Ms. Hojel, GHA and SFI beneficially owns an aggregate of
1,756,919 shares of Common Stock, approximately 21.1% of the 7,611,604 shares
outstanding (as reported in the Company's Form 10-Q for the quarterly period
ended September 30, 1996). Ms. Hojel, GHA and SFI share voting power and the
power to dispose or direct the disposition of such 1,756,919 shares of Common
Stock.
Page 8 of 10 pages
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SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Date: January 29, 1997
GHA 1 HOLDINGS, INC., successor to
RCH 1 HOLDINGS, INC.
By: /s/ Phyllis S. Hojel
-----------------------------
Phyllis S. Hojel
President and Secretary
GHA 1 HOLDINGS, INC., successor to
LHZ 1 HOLDINGS, INC.
By: /s/ Phyllis S. Hojel
-----------------------------
Phyllis S. Hojel
President and Secretary
GHA 1 HOLDINGS, INC., successor to
MAH 1 HOLDINGS, INC.
By: /s/ Phyllis S. Hojel
-----------------------------
Phyllis S. Hojel
President and Secretary
GHA 1 HOLDINGS, INC.
By: /s/ Phyllis S. Hojel
-----------------------------
Phyllis S. Hojel
President and Secretary
Page 9 of 10 pages
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SFI INTERMEDIATE LTD.
By: GHA 1 HOLDINGS, INC.
General Partner
By: /s/ Phyllis S. Hojel
-----------------------------
Phyllis S. Hojel
President and Secretary
/s/ Phyllis S. Hojel
----------------------------------
Phyllis S. Hojel
Page 10 of 10 pages
