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Previous: F&M BANCORP, 8-K/A, 1999-11-01 |
Next: METROPOLITAN LIFE SEPARATE ACCOUNT E, N-4/A, 1999-11-01 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13 F
Form 13F cover page
Report for the calendar year or quarter ended: September 30, 1999
Institutional investment manager filing this report:
Name: Pinnacle Associates Ltd.
Address: 666 Fifth Avenue 14th floor
New York, New York 10103
13F file number: 28-743127
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules, lists
and
tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Name: Jack Goldman
Title: network administrator
Phone: 212-652-3230
Signature, place and date of signing:
Report type
[x] 13f holdings report
FORM 13F SUMMARY PAGE
Report summary:
Number of other included managers: 1
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total: 865,640
List of Other Included Managers:
No. 13F file Number Name
01 28-743127 Pinnacle Associates Ltd.
<PAGE>
<TABLE> <C> <C>
TABLE>
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C>
<C> <C> <C> <C> <C> <C>
(Sector SPDR) AMEX Consumer St COM 81369y308 225 9900 SH
SOLE 9900
3 Com Corp COM 885535104 253 8800 SH
SOLE 8800
A G P & Co. Inc. COM 001230200 0 20000 SH
SOLE 20000
AT&T Corp COM 001957109 1099 25273 SH
SOLE 25273
AT&T Corp - Liberty Media Grou COM 001957208 13424 359777 SH
SOLE 359777
AXA Financial Inc COM 002451102 366 6550 SH
SOLE 6550
Abbott Laboratories COM 002824100 515 14042 SH
SOLE 14042
Ackerly Group Inc COM 004527107 2980 242000 SH
SOLE 242000
Adaptec COM 00651f108 427 10750 SH
SOLE 10750
Advanced Tobacco Products COM 00755g101 13 16000 SH
SOLE 16000
Aegon N.V. - Amer Reg Shs COM 007924103 393 4538 SH
SOLE 4538
Aerial Communications COM 007655103 13061 481500 SH
SOLE 481500
Aflac Inc COM 001055102 731 17458 SH
SOLE 17458
Albertson's Inc. COM 013104104 8900 224972 SH
SOLE 224972
Alcoa Inc COM 013817101 1502 24200 SH
SOLE 24200
Alliance Capital COM 018548107 390 14200 SH
SOLE 14200
Allstate Corp COM 020002101 201 8050 SH
SOLE 8050
Alltel COM 020039103 2446 34752 SH
SOLE 34752
Alza Corp Cl A COM 022615108 1655 38655 SH
SOLE 38655
Amer Home Prods COM 026609107 646 15575 SH
SOLE 15575
Amer Intl Group COM 026874107 1319 15173 SH
SOLE 15173
American Express COM 025816109 3536 26192 SH
SOLE 26192
American General Corp COM 026351106 595 9408 SH
SOLE 9408
Ameritech Corp COM 030954101 211 3162 SH
SOLE 3162
Amgen Inc COM 031162100 381 4680 SH
SOLE 4680
Amli Residential Properties Tr COM 001735109 275 13100 SH
SOLE 13100
Applied Materials COM 038222105 2188 28170 SH
SOLE 28170
Asarco Inc COM 043413103 329 12200 SH
SOLE 12200
Ascent Entertainment Group COM 043628106 2958 215100 SH
SOLE 215100
Atmel Corp COM 049513104 526 15550 SH
SOLE 15550
Automatic Data Processing COM 053015103 637 14280 SH
SOLE 14280
Autozone Inc COM 053332102 367 13085 SH
SOLE 13085
Aztar Corp COM 054802103 102 10000 SH
SOLE 10000
BCE Inc. COM 05534b109 430 8638 SH
SOLE 8638
BJ Services COM 055482103 304 9550 SH
SOLE 9550
BMC Software COM 055921100 366 5110 SH
SOLE 5110
Banc One Corp COM 06423a103 228 6551 SH
SOLE 6551
Bank of New York Inc COM 064057102 5646 168856 SH
SOLE 168856
Banknorth Group COM 06646l100 302 10100 SH
SOLE 10100
Barrick Gold Crp COM 067901108 992 45600 SH
SOLE 45600
Basix Corp Pfd Conv COM 070121207 1 21641 SH
SOLE 21641
Baxter Intl Inc COM 071813109 350 5815 SH
SOLE 5815
Bell Atlantic COM 077853109 1694 25170 SH
SOLE 25170
Bellsouth Corp COM 079860102 585 12995 SH
SOLE 12995
Best Buy Company Inc COM 086516101 244 3930 SH
SOLE 3930
Biofoam Corp RSTD COM 0 250000 SH
SOLE 250000
Blockbuster Inc CL A COM 093679108 194 15200 SH
SOLE 15200
Boeing Co COM 097023105 256 6006 SH
SOLE 6006
Bristol-Myers Squibb COM 110122108 2443 36194 SH
SOLE 36194
Brooks Automation Inc COM 11434a100 1292 73590 SH
SOLE 73590
Cablevision Systems COM 12686c109 20294 278958 SH
SOLE 278958
Cel Communications COM 125156208 0 11839 SH
SOLE 11839
Centocor Inc COM 152342101 474 8100 SH
SOLE 8100
Century Communication A COM 156503104 365 8000 SH
SOLE 8000
Centurytel Inc COM 156700106 567 13951 SH
SOLE 13951 1200
49 1200 SH
OTHER 01 1200
Chase Manhattan New COM 16161a108 403 5353 SH
SOLE 5353
Chemed Corp COM 163596109 1433 47359 SH
SOLE 47359 800
24 800 SH
OTHER 01 800
Chevron Corp COM 166751107 1554 17513 SH
SOLE 17513
Chiron Corp COM 170040109 2304 83225 SH
SOLE 83225
Chris-Craft Inds COM 170520100 5626 100246 SH
SOLE 100246
Chubb Corp COM 171232101 623 12550 SH
SOLE 12550
Cisco Systems COM 17275r102 1940 28292 SH
SOLE 28292
Citigroup Inc COM 172967101 9979 226804 SH
SOLE 226804 1500
66 1500 SH
OTHER 01 1500
Citizens Utilities Co. COM 177342201 17547 1551074 SH
SOLE 1551074
Coca-Cola Co COM 191216100 1111 23020 SH
SOLE 23020
Colgate-Palmolive COM 194162103 214 4672 SH
SOLE 4672
Commerce Bancorp NJ COM 200519106 517 12451 SH
SOLE 12451
Compaq Computer COM 204493100 388 16959 SH
SOLE 16959
Computer Assoc Intl Inc COM 204912109 722 11812 SH
SOLE 11812
Computer Sciences Corp COM 205363104 342 4862 SH
SOLE 4862
Compuware Corp COM 205638109 579 22200 SH
SOLE 22200
Conoco Inc Cl B COM 208251405 300 10971 SH
SOLE 10971
Conseco Inc COM 208464107 340 17899 SH
SOLE 17899
Cor Therapeutics Inc COM 217753102 842 44330 SH
SOLE 44330
Corning Inc COM 219350105 271 3950 SH
SOLE 3950
Dana Corp COM 235811106 4203 113200 SH
SOLE 113200
Dell Computer Corp COM 247025109 204 4875 SH
SOLE 4875
Diebold Inc COM 253651103 378 16340 SH
SOLE 16340
Disney (Walt) Co COM 254687106 674 25909 SH
SOLE 25909
Dollar General COM 256669102 1499 48541 SH
SOLE 48541
Dow Chemical COM 260543103 302 2654 SH
SOLE 2654
Du Pont EI De Nemours COM 263534109 2488 41131 SH
SOLE 41131
EMC Corp/Mass COM 268648102 2824 39570 SH
SOLE 39570
Eastman Kodak COM 277461109 764 10100 SH
SOLE 10100
Electric Lightwave Inc -Cl A COM 284895109 1126 85000 SH
SOLE 85000
Encore Wire Corp. COM 292562105 91 10000 SH
SOLE 10000
Equity Residential Properties COM 29476l107 384 9061 SH
SOLE 9061
Ethan Allen Interiors COM 297602104 453 14240 SH
SOLE 14240
Exxon Corp COM 302290101 3276 43099 SH
SOLE 43099
FDX Corp. COM 31304n107 715 18400 SH
SOLE 18400
Fannie Mae COM 313586109 643 10250 SH
SOLE 10250
Federated Department Stores COM 31410h101 4678 107085 SH
SOLE 107085
First Union Corp COM 337358105 739 20750 SH
SOLE 20750
Fleet Financial Group COM 338915101 400 10910 SH
SOLE 10910
Flowers Inds Inc COM 343496105 2303 169800 SH
SOLE 169800
Flushing Financial Corp COM 343873105 7071 440209 SH
SOLE 440209
Ford Motor Co COM 345370100 449 8936 SH
SOLE 8936
Franklin Resources Inc COM 354613101 244 8000 SH
SOLE 8000
GTE Corp COM 362320103 4954 64436 SH
SOLE 64436 500
38 500 SH
OTHER 01 500
Gabelli Asset Mgmt Inc Cl A COM 36239y102 154 10000 SH
SOLE 10000
Gannett Co COM 364730101 201 2900 SH
SOLE 2900
General Electric COM 369604103 4258 35915 SH
SOLE 35915
General Mills COM 370334104 288 3550 SH
SOLE 3550
General Motors COM 370442105 661 10503 SH
SOLE 10503
Gillette Co COM 375766102 1399 41228 SH
SOLE 41228
Global Crossing COM g3921a100 11413 430665 SH
SOLE 430665 2050
54 2050 SH
OTHER 01 2050
Grace (W.R.) COM 38388f108 608 37149 SH
SOLE 37149
Graham Field Health Products C COM 384632105 26 53000 SH
SOLE 53000
HMG Worldwide New COM 404235103 46 10000 SH
SOLE 10000
Halliburton Co COM 406216101 12461 303935 SH
SOLE 303935
Harken Energy Corp COM 412552101 26 23500 SH
SOLE 23500
Harley-Davidson COM 412822108 833 16638 SH
SOLE 16638
Helmerich & Payne COM 423452101 666 26300 SH
SOLE 26300
Hewlett-Packard COM 428236103 2440 26884 SH
SOLE 26884
Hibernia Corp COM 428656102 618 53200 SH
SOLE 53200
Hilton Hotels Corp COM 432848109 5031 509513 SH
SOLE 509513
Home Depot Inc COM 437076102 1612 23497 SH
SOLE 23497
IMC Global Inc COM 449669100 3361 230825 SH
SOLE 230825
IMS Health Inc COM 449934108 283 12400 SH
SOLE 12400
IXC Communications Inc COM 450713102 8033 203700 SH
SOLE 203700
Ingersoll-Rand COM 456866102 2257 41091 SH
SOLE 41091
Innovet Inc Reg S COM 45765P104 0 59800 SH
SOLE 59800
Int'l Business Machine COM 459200101 929 7676 SH
SOLE 7676
Intel Corp COM 458140100 16843 226645 SH
SOLE 226645
Interactive Telesis COM 45838a209 3 10000 SH
SOLE 10000
International Paper COM 460146103 734 15279 SH
SOLE 15279
Jetform Corp COM 477155105 54 13500 SH
SOLE 13500
Johnson & Johnson COM 478160104 676 7353 SH
SOLE 7353
Jones Intercable Cl A COM 480206200 908 16800 SH
SOLE 16800
KLA Tencor Corp. COM 482480100 1989 30600 SH
SOLE 30600
Keycorp COM 493267108 6087 235832 SH
SOLE 235832 1200
31 1200 SH
OTHER 01 1200
Keyspan Energy Corp COM 493375109 227 7940 SH
SOLE 7940
Kimberly-Clark COM 494368103 874 16566 SH
SOLE 16566
Knight Ridder Inc COM 499040103 2241 40750 SH
SOLE 40750
LSI Logic Corp COM 502161102 239 4600 SH
SOLE 4600
Lam Research COM 512807108 366 6000 SH
SOLE 6000
Liberty Corp COM 530370105 2704 58300 SH
SOLE 58300
Lilly Eli & Co. COM 532457108 694 10808 SH
SOLE 10808
Lockheed Martin Corporation COM 539830109 230 7050 SH
SOLE 7050
Lodgenet Entertainment COM 540211109 2384 183400 SH
SOLE 183400
Loral Space & Communications COM g56462107 244 14200 SH
SOLE 14200
Lucent Tech Inc COM 549463107 1474 22717 SH
SOLE 22717
MGI Properties COM 552885105 144 16000 SH
SOLE 16000
Mallinckrodt Grp COM 561232109 667 22100 SH
SOLE 22100
Mattel Inc COM 577081102 597 31425 SH
SOLE 31425
Maxxam Inc COM 577913106 308 6000 SH
SOLE 6000
McClatchy Co. Cl A COM 579489105 2529 70750 SH
SOLE 70750
McDonalds Corp COM 580135101 882 20397 SH
SOLE 20397
McGraw Hill Inc COM 580645109 435 9000 SH
SOLE 9000
Media General - A COM 584404107 13586 265091 SH
SOLE 265091
MediaOne Group Inc COM 58440j104 12402 181551 SH
SOLE 181551
Medquist Inc COM 584949101 694 20748 SH
SOLE 20748
Medtronic Inc COM 585055106 571 16060 SH
SOLE 16060
Merck & Co COM 589331107 2864 44192 SH
SOLE 44192
Merrill Lynch & Co. Inc COM 590188108 313 4650 SH
SOLE 4650
Metal Recovery Technologies COM 591098108 3 100600 SH
SOLE 100600
Micron Technology Inc COM 595112103 788 11850 SH
SOLE 11850
Microsoft Corp COM 594918104 4383 48400 SH
SOLE 48400
Minnesota Mining COM 604059105 683 7110 SH
SOLE 7110
Mobil Corp COM 607059102 1286 12766 SH
SOLE 12766
Monsanto Co COM 611662107 236 6610 SH
SOLE 6610
Morgan (J.P.) COM 616880100 4202 36779 SH
SOLE 36779
Morgan Stanley Asia-Pacif FD COM 61744U106 145 14700 SH
SOLE 14700
Motorcar Parts & Accessories COM 620071100 206 97000 SH
SOLE 97000
Motorola Inc COM 620076109 234 2664 SH
SOLE 2664
Mylan Labs Inc COM 628530107 239 13025 SH
SOLE 13025
NL Industries COM 629156407 537 42500 SH
SOLE 42500
Nabisco Group Holdings COM 62952p102 535 35691 SH
SOLE 35691 1000
15 1000 SH
OTHER 01 1000
New York Times Co Cl A COM 650111107 1480 39475 SH
SOLE 39475
Newmont Mining COM 651639106 792 30601 SH
SOLE 30601
North Fork Bancorp COM 659424105 438 22447 SH
SOLE 22447
Northeast Utils COM 664397106 8697 473315 SH
SOLE 473315
Novellus Systems Inc COM 670008101 270 4000 SH
SOLE 4000
Ocean Energy Inc (new) COM 67481e106 3199 314025 SH
SOLE 314025
Omnipoint Corp COM 68212d102 894 16000 SH
SOLE 16000
Orion Cap Corp COM 686268103 1203 25390 SH
SOLE 25390 1200
57 1200 SH
OTHER 01 1200
PMC-Sierra Inc COM 69344F106 1420 15350 SH
SOLE 15350
PNC Bank Corp COM 693475105 767 14550 SH
SOLE 14550
Paine Webber Group COM 695629105 1506 41555 SH
SOLE 41555
Park Place Entertainment Corp COM 700690100 2694 215550 SH
SOLE 215550
Parkvale Fin COM 701492100 278 14656 SH
SOLE 14656
Paxar Corp COM 704227107 337 35500 SH
SOLE 35500
Pegasus Gold Inc COM 0 19800 SH
SOLE 19800
Penton Media Cl A COM 709668107 1560 96016 SH
SOLE 96016 800
13 800 SH
OTHER 01 800
Pepsico Inc COM 713448108 471 15445 SH
SOLE 15445
Pfizer Inc COM 717081103 889 24777 SH
SOLE 24777
Phila Suburban Corp new COM 718009608 212 9000 SH
SOLE 9000
Philip Morris Co COM 718154107 450 13151 SH
SOLE 13151
Phillips Pete COM 718507106 306 6284 SH
SOLE 6284
Pittway Corp Cl A COM 725790208 4848 153900 SH
SOLE 153900 1600
50 1600 SH
OTHER 01 1600
Polaroid Corp COM 731095105 341 13100 SH
SOLE 13100
Powertel Inc COM 73936c109 275 5000 SH
SOLE 5000
Procter & Gamble COM 742718109 872 9306 SH
SOLE 9306
Quantum Corp - DLT & Storage S COM 747906204 173 12300 SH
SOLE 12300
Questec Imaging Inc. COM 747936102 16 30000 SH
SOLE 30000
R.H. Donnelley Corp COM 74955w307 9042 485467 SH
SOLE 485467
RJ Reynolds Tobacco Hldgs Inc COM 76182k105 219 8125 SH
SOLE 8125 332
9 332 SH
OTHER 01 332
RTI International Metals COM 74973w107 4947 494700 SH
SOLE 494700
Robert Half Intl COM 770323103 935 39377 SH
SOLE 39377
Robotic Vision Sys COM 771074101 98 25800 SH
SOLE 25800
Rollins Inc COM 775711104 560 36300 SH
SOLE 36300
Rouse Co COM 779273101 6885 299340 SH
SOLE 299340 1410
32 1410 SH
OTHER 01 1410
Rowan Companies Inc COM 779382100 951 58500 SH
SOLE 58500
Royal Dutch Petro -NY Shares COM 780257804 216 3650 SH
SOLE 3650
S & C Liquidating Trust COM 0 41003 SH
SOLE 41003
S & P Mid-Cap 400 Depositary R COM 595635103 1557 21675 SH
SOLE 21675
SBC Communication COM 78387g103 2887 56544 SH
SOLE 56544 1756
90 1756 SH
OTHER 01 1756
Safeco Corp COM 786429100 249 8900 SH
SOLE 8900
Safety-Kleen Corp COM 78648r203 135 11225 SH
SOLE 11225
Santa Fe Snyder Corp COM 80218k105 117 13000 SH
SOLE 13000
Schering-Plough COM 806605101 1718 39385 SH
SOLE 39385
Schlumberger Ltd. COM 806857108 459 7366 SH
SOLE 7366
Seagram Co Ltd COM 811850106 6610 145283 SH
SOLE 145283 500
23 500 SH
OTHER 01 500
Sealed Air Corp COM 81211k100 918 17883 SH
SOLE 17883
Sierra Pacific Resources new COM 826428104 211 9504 SH
SOLE 9504
Solutia Inc COM 834376105 836 46780 SH
SOLE 46780
Southern Co COM 842587107 248 9650 SH
SOLE 9650
Soverign Bancorp COM 845905108 474 52111 SH
SOLE 52111
Sprint (FON Group) COM 852061100 8240 151886 SH
SOLE 151886 800
43 800 SH
OTHER 01 800
St. Paul Companies COM 792860108 9457 343905 SH
SOLE 343905 1000
27 1000 SH
OTHER 01 1000
State Street Corp COM 857477103 255 3950 SH
SOLE 3950
Steris Corp COM 859152100 289 21050 SH
SOLE 21050
Summit Bancorp COM 866005101 224 6900 SH
SOLE 6900
Sun Microsystems COM 866810104 4262 45825 SH
SOLE 45825
TCI Satellite Entnmt Cl A COM 872298104 655 163700 SH
SOLE 163700
TVX Gold Inc Com COM 87308K101 79 57500 SH
SOLE 57500
Technology Solutions Co COM 87872t108 407 28820 SH
SOLE 28820
Telephone & Data Sys COM 879433100 34450 387891 SH
SOLE 387891
Texaco Inc COM 881694103 341 5400 SH
SOLE 5400 400
25 400 SH
OTHER 01 400
The Charles Schwab COM 808513105 399 11935 SH
SOLE 11935
Time Warner Inc COM 887315109 850 14000 SH
SOLE 14000
Toronto-Dominion Bank COM 891160509 218 11200 SH
SOLE 11200
Tremont Corp COM 894745207 358 15000 SH
SOLE 15000
Tribune Co COM 896047107 682 13700 SH
SOLE 13700
Triton Energy Ltd. COM G90751101 260 18500 SH
SOLE 18500
U.S. Cellular Corp COM 911684108 11103 163275 SH
SOLE 163275
U.S. West Inc COM 91273h101 4929 86384 SH
SOLE 86384
US Bancorp New COM 902973106 229 7578 SH
SOLE 7578 906
27 906 SH
OTHER 01 906
USA Networks Inc COM 902984103 4979 128500 SH
SOLE 128500
Unifi Inc COM 904677101 2168 197087 SH
SOLE 197087
Union Planters Corp COM 908068109 256 6288 SH
SOLE 6288
United Global Com Inc COM 913247508 9680 135150 SH
SOLE 135150
United Tech Corp COM 913017109 366 6173 SH
SOLE 6173
United Television COM 913066106 789 7000 SH
SOLE 7000
Unocal Corp COM 915289102 437 11800 SH
SOLE 11800
Viacom B non voting COM 925524308 15570 368521 SH
SOLE 368521
Viatel, Inc COM 925529208 236 8000 SH
SOLE 8000
Vista Bancorp Inc COM 92830r103 210 12000 SH
SOLE 12000
Voicestream Wireless COM 928615103 2740 44400 SH
SOLE 44400
Walgreen Co COM 931422109 1645 64846 SH
SOLE 64846
Warner-Lambert COM 934488107 5395 81278 SH
SOLE 81278
Webb (Del E.) Corp COM 947423109 1969 89500 SH
SOLE 89500
Western Wireless-Cl A COM 95988e204 6366 141950 SH
SOLE 141950
Willamette Industries COM 969133107 259 6000 SH
SOLE 6000
Wilton Bank COM 972491104 400 10000 SH
SOLE 10000
World Color Press Inc. COM 981443104 3596 96550 SH
SOLE 96550
Wyman-Gordon COM 983085101 4752 254300 SH
SOLE 254300
Xerox Corp COM 984121103 2305 54952 SH
SOLE 54952
Xoma LTD COM g9825r107 170 58000 SH
SOLE 58000
Yankee Enrgy Sys COM 984779108 329 7700 SH
SOLE 7700
Alcatel SA ADR 013904305 445 16040 SH
SOLE 16040
BP Amoco PLC - Spons ADR ADR 055622104 2034 18358 SH
SOLE 18358 100
11 100 SH
OTHER 01 100
Eidos PLC - Spnsd ADR ADR 282485101 3977 63000 SH
SOLE 63000
Elan PLC ADR ADR 284131208 4124 122888 SH
SOLE 122888
Fresenius Medical Care ADR ADR 358029106 892 39975 SH
SOLE 39975
Medeva PLC ADR ADR 2575852 191 22000 SH
SOLE 22000
News Corp Ltd ADR New Australi ADR 652487703 464 16300 SH
SOLE 16300
Rhone Poulenc S A ADR ADR 762426609 425 8300 SH
SOLE 8300
SK Telecom Co Ltd ADR ADR 78440p108 2245 217700 SH
SOLE 217700
Sony Corp-ADR ADR 835699307 255 1700 SH
SOLE 1700
Telefonos Mexico-ADR L ADR 879403780 3632 50975 SH
SOLE 50975
Trend Micro Inc Adr ADR 89486m107 693 52800 SH
SOLE 52800
BJ Services Co- WTS WT 055482111 209 6000 SH
SOLE 6000
Fleet Financial Group Warrants WT 338915119 404 12200 SH
SOLE 12200
IMC Global Inc- WTS WT 449669118 6 33500 SH
SOLE 33500
Datacraft Asia Ltd FGN 6246831 1096 249000 SH
SOLE 249000
Galileo Technology Ltd FGN 2086934 2351 94050 SH
SOLE 94050
Tsingtao Brewery Ltd H Shares FGN y8997d102 14 55000 SH
SOLE 55000
Solution 6 Holdings Ltd FGN 6821238 852 238500 SH
SOLE 238500
Cable Satisfaction Int'l RSTD FGN 126934108 0 54000 SH
SOLE 54000
Cable Satisfaction Int'l Sub V FGN 126934108 265 105300 SH
SOLE 105300
CMG PLC FGN 0159311 2582 75725 SH
SOLE 75725
Dixons FGN 0272304 5175 290400 SH
SOLE 290400
Electronics Botique PLC FGN 0736015 53 34400 SH
SOLE 34400
Hays PLC FGN 0416102 1144 105700 SH
SOLE 105700
Logica PLC FGN 0522708 4399 332600 SH
SOLE 332600
Misys FGN 0596606 2588 263859 SH
SOLE 263859
Pace Micro Technology Plc FGN 0667278 74 22200 SH
SOLE 22200
Rentokil Initial PLC FGN 0732712 135 38000 SH
SOLE 38000
Serco PLC FGN 0797379 2340 104100 SH
SOLE 104100
Smithkline Beecham PLC FGN 0819154 2863 248874 SH
SOLE 248874
Standard Chartered FGN 0840370 3454 238851 SH
SOLE 238851
Vodafone FGN 0719210 3619 152800 SH
SOLE 152800
Vestas Wind Systems A/S FGN 5444896 7369 53025 SH
SOLE 53025
AXA-UAP FGN 4026927 4655 37040 SH
SOLE 37040
Aegon NV FGN 4002057 4085 47475 SH
SOLE 47475
Alcatel Alsthom FGN 4216825 1860 13500 SH
SOLE 13500
Altran FGN 4021869 1355 4505 SH
SOLE 4505
Autogrill Spa FGN 5256206 2501 225100 SH
SOLE 225100
Banco Bilbao Vizcaya FGN 5273681 1485 112600 SH
SOLE 112600
Banco Santander Central Hisp FGN 5705946 2851 275704 SH
SOLE 275704
Bipop-Carire Spa FGN 4072083 3877 90900 SH
SOLE 90900
Cap Gemini SA FGN 4163437 4070 25825 SH
SOLE 25825
Carrefour Frf100 FGN 4177546 4808 30040 SH
SOLE 30040
EM. TV & Merchandising AG FGN 5352353 1456 33875 SH
SOLE 33875
Infogrames Entertainment FGN 5387612 2970 35890 SH
SOLE 35890
JOT Automation Group OYJ FGN 5674682 3090 73500 SH
SOLE 73500
Kamps AG FGN 5437078 280 4500 SH
SOLE 4500
Mannesmann AG FGN 5460955 6311 39490 SH
SOLE 39490
Mediolanum Spa FGN 5535198 4455 580130 SH
SOLE 580130
Nokia Ab A Fim FGN 4632841 15779 176170 SH
SOLE 176170
Porsche AG-Pfd FGN 4696784 3924 1445 SH
SOLE 1445
Royal Dutch Petrol Br Nlg5 FGN 5202704 348 6000 SH
SOLE 6000
Seat-Pagine Gialle SPA FGN 5543050 987 672500 SH
SOLE 672500
Societe Generale-A FGN 4817756 3752 18205 SH
SOLE 18205
Telecom Italia Mobile-SPA FGN 4876746 1394 225647 SH
SOLE 225647
Telefonica De Esp Ord FGN 4880822 2791 174369 SH
SOLE 174369
Television Francaise (TF1) FGN 4881160 1826 6525 SH
SOLE 6525
Tietoenator Oyj FGN 4875635 304 9600 SH
SOLE 9600
Wolters Kluwer Nlg1 FGN 4977111 3818 111324 SH
SOLE 111324
Bank of East Asia (23) FGN 6075648 830 381600 SH
SOLE 381600
CLP Holdings Ltd (2) FGN 6097017 62 13200 SH
SOLE 13200
Cheung Kong (1) FGN 6190273 3701 444000 SH
SOLE 444000
China Telecom (941) FGN 6073556 1156 376000 SH
SOLE 376000
Citic Pacific Ltd Ord (267) FGN 6196152 196 70000 SH
SOLE 70000
Giordano Intl Ltd (709) FGN 6372178 1222 1544000 SH
SOLE 1544000
Golden Resources Development I FGN 6376192 7 124000 SH
SOLE 124000
HK & China Gas (3) FGN 6436557 228 167680 SH
SOLE 167680
HSBC Holdings HKD (5) FGN 6436502 4211 365483 SH
SOLE 365483
Hang Seng Bk (11) FGN 6408374 3446 325400 SH
SOLE 325400
Hopewell Hldgs (new) Hk$0.50 FGN 6436999 49 69000 SH
SOLE 69000
JCG Holdings Ltd. (626) FGN 6477493 90 154000 SH
SOLE 154000
Legend Hldgs Ltd (992) FGN 6508821 2549 2676000 SH
SOLE 2676000
Li & Fung (494) FGN 6514635 1253 414000 SH
SOLE 414000
New World Infrastructure (301) FGN 6631590 29 22000 SH
SOLE 22000
Sun Hung Kai Pptys (16) FGN 6859927 3266 428137 SH
SOLE 428137
Wing Hang Bk Hkd (302) FGN 6972374 215 64500 SH
SOLE 64500
Aiful Corp (8515) FGN 6019419 2676 15700 SH
SOLE 15700
Bellsystem 24 Inc (9614) FGN 6100056 3056 4550 SH
SOLE 4550
Benesse Corp (9783) FGN 6121927 1811 9100 SH
SOLE 9100
Enix Corporation (9684) FGN 6309262 2781 29700 SH
SOLE 29700
Fancl Corporation (4921) FGN 6131261 4031 13800 SH
SOLE 13800
Fuji Soft ABC Inc (9749) FGN 6357001 3229 37900 SH
SOLE 37900
Fujitsu Support And Service (4 FGN 6127130 10302 36200 SH
SOLE 36200
Hikari Tsushin, Inc (9435) FGN 6416322 10379 17000 SH
SOLE 17000
Ito En (2593) FGN 6455789 6906 77400 SH
SOLE 77400
Meiwa Estate Co Ltd (8869) FGN 6562388 403 10500 SH
SOLE 10500
Ryohin Keikaku Co Ltd (7453) FGN 6758455 2120 10500 SH
SOLE 10500
Ryohin Keikaku Ord Shs (74531) FGN 6172594 2090 10400 SH
SOLE 10400
Shohkoh Fund & Co Ltd (8597) FGN 6805715 5936 7950 SH
SOLE 7950
Sumisho Computer Systems (9719 FGN 6858474 3610 63000 SH
SOLE 63000
Takeda Chemical Inds (4502) FGN 6870445 4159 77000 SH
SOLE 77000
Trend Micro Inc (4704) FGN 6125286 10723 88500 SH
SOLE 88500
Union Tool (6278) FGN 6914053 4977 51200 SH
SOLE 51200
Yamada Denki (9831) FGN 6985026 692 9000 SH
SOLE 9000
Malayan Banking FGN 6556325 499 160800 SH
SOLE 160800
Apasco S.A. FGN 2045645 1412 252900 SH
SOLE 252900
Corporacion Interamericana Ent FGN 2224347 1122 466000 SH
SOLE 466000
Grupo Financiero Banamex-O FGN 2401300 305 169500 SH
SOLE 169500
Organizacion Soriana SA de CV FGN 2620172 2028 505500 SH
SOLE 505500
Merkantildata FGN 4579012 1711 166800 SH
SOLE 166800
Tandberg Asa FGN 5176702 4904 243700 SH
SOLE 243700
Tomra Systems As FGN 4897082 3362 89250 SH
SOLE 89250
PC Lan Asa - Rts Exp 10/7/99 5776975 1 47328 SH
SOLE 47328
Belle Corp Wt Exp 12/31/2000 700494x 0 28600 SH
SOLE 28600
Allgreen Properties FGN 571992pg5 43 50000 SH
SOLE 50000
City Developments FGN 6197928 3063 602200 SH
SOLE 602200
DBS Group Holdings Ltd FGN 6265513 4410 394718 SH
SOLE 394718
DBS Land Sgd1.00 FGN 6244772 74 40000 SH
SOLE 40000
Overseas Chinese Bk (f) FGN 6663690 2909 374700 SH
SOLE 374700
Parkway Holdings FGN 6811143 1048 575000 SH
SOLE 575000
United Overseas Bk Fgn FGN 6916770 1350 178000 SH
SOLE 178000
South African Breweries FGN 6822101 162 19084 SH
SOLE 19084
Housing & Comrcl Bk, Korea (27 FGN 6503020 1513 78300 SH
SOLE 78300
Kookmin Bank (2313) FGN 6885881 323 26400 SH
SOLE 26400
Samsung Electronics FGN 6771720 348 2150 SH
SOLE 2150
Samsung Fire & Marine Ins (008 FGN 6042363 341 7750 SH
SOLE 7750
Ericsson Lm Tel B FGN 4321558 1345 43400 SH
SOLE 43400
Europolitan Holdings AB FGN 4578644 3643 339350 SH
SOLE 339350
Modern Times Group-B FGN 5328127 7551 247600 SH
SOLE 247600
Kudelski SA - Bearer FGN 5568859 1320 353 SH
SOLE 353
Nestle AG Regd Chf10 FGN 4616696 564 300 SH
SOLE 300
Novartis AG-Reg FGN 5047831 555 374 SH
SOLE 374
Roche Hldg Genusscheine Npv FGN 4745772 4224 365 SH
SOLE 365
Schweiz Rueckversicherung Chf2 FGN 4850029 459 230 SH
SOLE 230
Selecta Group-Reg FGN 5236253 4035 10440 SH
SOLE 10440
Zurich Allied AG - New FGN 5486779 1143 2049 SH
SOLE 2049
Telecomasia Corp Public Ltd Or FGN 6877071 30 43475 SH
SOLE 43475
Dodge & Cox Stock Fund EMF 256219106 215 2178.683 SH
SOLE 2178.683
Fidelity Trend Fund EMF 316423102 370 5905.370 SH
SOLE 5905.370
Midas Fund EMF 59562c109 94 60975.744SH
SOLE 60975.744
N & B Partners EMF 641224407 535 21255.042SH
SOLE 21255.042
Schwab 1000 Fd - Select Shs EMF 808517809 720 20648.376SH
SOLE 20648.376
Schwab Small-Cap Index Fd EMF 808509202 303 17749.725SH
SOLE 17749.725
Smith Barney Appreciation EMF 8318h5108 188 12038.999SH
SOLE 12038.999
Sound Shore Fund Inc EMF 836083105 473 17181.539SH
SOLE 17181.539
Tweedy Browne Global Value Fd EMF 901165100 489 23847.989SH
SOLE 23847.989
Vanguard Index Trust 500 FD EMF 922908108 228 1921.527 SH
SOLE 1921.527
Vanguard US Growth FD EMF 921910105 627 16424.702SH
SOLE 16424.702
Vanguard Windsor Fund EMF 922018106 946 58062.045SH
SOLE 58062.045
CSC Holdings Inc Conv Pfd Ser PFD CV 126304203 3175 29300 SH
SOLE 29300 1200
130 1200 SH
OTHER 01 1200
Citizens Util 5% cv pfd PFD CV 177351202 537 10800 SH
SOLE 10800 800
40 800 SH
OTHER 01 800
Continental Svgs + Ln Assn Pfd PFD CV 211907209 0 12000 SH
SOLE 12000
Sealed Air cv pf $2.00 Sr A PFD CV 81211k209 977 19245 SH
SOLE 19245
Coeur D Alene Mines CONV 192108ae8 166 260000 PRN
SOLE 260000
Hexcel Corp CONV 428291aa6 18 20000 PRN
SOLE 20000
Kerr-McGee Corp CV CONV 492386AL1 265 270000 PRN
SOLE 270000
Parker Drilling CONV 701081ad3 272 360000 PRN
SOLE 360000
</TABLE>
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