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Previous: INTERNATIONAL SERIES INC, 497, 1999-09-23 |
Next: AVANT IMMUNOTHERAPEUTICS INC, 8-K, 1999-09-23 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13 F
Form 13F cover page
Report for the calendar year or quarter ended: June 30, 1999
Institutional investment manager filing this report:
Name: Pinnacle Associates Ltd.
Address: 666 Fifth Avenue 14th floor
New York, New York 10103
13F file number: 28-743127
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules, lists
and
tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Name: Jack Goldman
Title: network administrator
Phone: 212-652-3230
Signature, place and date of signing:
Report type
[x] 13f holdings report
FORM 13F SUMMARY PAGE
Report summary:
Number of other included managers: 1
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total: 870,701
List of Other Included Managers:
No. 13F file Number Name
01 28-743127 Pinnacle Associates Ltd.
<PAGE>
<TABLE> <C> <C>
TABLE>
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C>
<C> <C> <C> <C> <C> <C>
(Sector SPDR) AMEX Consumer St COM 81369y308 202 7900 SH
SOLE 7900
(Sector SPDR) AMEX Tech Select COM 81369y803 211 5200 SH
SOLE 5200
3 Com Corp COM 885535104 368 13800 SH
SOLE 13800
AT&T Corp COM 001957109 1433 25684 SH
SOLE 25684 1110
62 1110 SH
OTHER 01 1110
AT&T Corp - Liberty Media Grou COM 001957208 13042 354897 SH
SOLE 354897 2820
104 2820 SH
OTHER 01 2820
Abbott Laboratories COM 002824100 826 18212 SH
SOLE 18212
Ackerly Group Inc COM 004527107 1841 101200 SH
SOLE 101200
Adaptec COM 00651f108 362 10250 SH
SOLE 10250
Advanced Tobacco Products COM 00755g101 17 16000 SH
SOLE 16000
Aerial Communications COM 007655103 7827 579800 SH
SOLE 579800
Aflac Inc COM 001055102 851 17774 SH
SOLE 17774
Albertson's Inc. COM 013104104 11613 225215 SH
SOLE 225215 1890
97 1890 SH
OTHER 01 1890
Alcoa Inc COM 013817101 1448 23400 SH
SOLE 23400
Alliance Capital COM 018548107 536 16600 SH
SOLE 16600
Allied Signal Inc COM 019512102 458 7276 SH
SOLE 7276 6000
378 6000 SH
OTHER 01 6000
Allstate Corp COM 020002101 471 13122 SH
SOLE 13122
Alltel COM 020039103 2456 34348 SH
SOLE 34348
Alza Corp Cl A COM 022615108 1909 37515 SH
SOLE 37515
Amer Home Prods COM 026609107 495 8634 SH
SOLE 8634
Amer Intl Group COM 026874107 1450 12369 SH
SOLE 12369
American Express COM 025816109 3701 28442 SH
SOLE 28442 1000
130 1000 SH
OTHER 01 1000
American General Corp COM 026351106 957 12690 SH
SOLE 12690 813
61 813 SH
OTHER 01 813
American Greetings Corp COM 026375105 307 10200 SH
SOLE 10200
Ameritech Corp COM 030954101 207 2819 SH
SOLE 2819
Amgen Inc COM 031162100 280 4600 SH
SOLE 4600
Amli Residential Properties Tr COM 001735109 347 15500 SH
SOLE 15500
Applied Materials COM 038222105 2192 29675 SH
SOLE 29675
Asarco Inc COM 043413103 261 13850 SH
SOLE 13850
Ascent Entertainment Group COM 043628106 3016 213500 SH
SOLE 213500
Atmel Corp COM 049513104 445 17000 SH
SOLE 17000
Automatic Data Processing COM 053015103 633 14380 SH
SOLE 14380
Autozone Inc COM 053332102 394 13085 SH
SOLE 13085
Aztar Corp COM 054802103 92 10000 SH
SOLE 10000
BCE Inc. COM 05534b109 303 6138 SH
SOLE 6138
BJ Services COM 055482103 235 8000 SH
SOLE 8000
BMC Software COM 055921100 335 6200 SH
SOLE 6200
Baker Hughes Inc COM 057224107 208 6200 SH
SOLE 6200
Banc One Corp COM 06423a103 344 5773 SH
SOLE 5773
Bank of New York Inc COM 064057102 6199 168956 SH
SOLE 168956 8000
293 8000 SH
OTHER 01 8000
Banknorth Group COM 06646l100 333 10100 SH
SOLE 10100
Barrick Gold Crp COM 067901108 883 45600 SH
SOLE 45600
Basix Corp Pfd Conv COM 070121207 1 21641 SH
SOLE 21641
Baxter Intl Inc COM 071813109 353 5815 SH
SOLE 5815
Bell Atlantic COM 077853109 1586 24265 SH
SOLE 24265
Bellsouth Corp COM 079860102 500 10832 SH
SOLE 10832
Biofoam Corp RSTD COM 0 250000 SH
SOLE 250000
Boeing Co COM 097023105 304 6920 SH
SOLE 6920
Bristol-Myers Squibb COM 110122108 2549 36194 SH
SOLE 36194
Brooks Automation Inc COM 11434a100 1794 66290 SH
SOLE 66290
Cablevision Systems COM 12686c109 19010 271566 SH
SOLE 271566 4000
280 4000 SH
OTHER 01 4000
Cellular Comm of Puerto Rico COM 15116n108 3856 135300 SH
SOLE 135300
Centocor Inc COM 152342101 407 8725 SH
SOLE 8725
Century Communication A COM 156503104 368 8000 SH
SOLE 8000
Century Telephone Enterprises COM 156686107 555 13951 SH
SOLE 13951 1200
48 1200 SH
OTHER 01 1200
Chase Manhattan New COM 16161a108 219 2528 SH
SOLE 2528
Chemed Corp COM 163596109 1445 43459 SH
SOLE 43459 800
27 800 SH
OTHER 01 800
Chevron Corp COM 166751107 1608 16910 SH
SOLE 16910
Chris-Craft Inds COM 170520100 4229 89746 SH
SOLE 89746
Chubb Corp COM 171232101 420 6050 SH
SOLE 6050
Cisco Systems COM 17275r102 1596 24764 SH
SOLE 24764
Citigroup Inc COM 172967101 10290 216630 SH
SOLE 216630 1500
71 1500 SH
OTHER 01 1500
Citizens Utilities Co. COM 177342201 16779 1508255 SH
SOLE 1508255
Coca-Cola Co COM 191216100 2257 36400 SH
SOLE 36400 14400
893 14400 SH
OTHER 01 14400
Colgate-Palmolive COM 194162103 230 2336 SH
SOLE 2336
Commerce Bancorp NJ COM 200519106 474 11078 SH
SOLE 11078
Commonwealth Telephone Enterpr COM 203349105 1969 48700 SH
SOLE 48700
Computer Assoc Intl Inc COM 204912109 668 12200 SH
SOLE 12200
Computer Sciences Corp COM 205363104 336 4862 SH
SOLE 4862
Compuware Corp COM 205638109 604 19000 SH
SOLE 19000
Conseco Inc COM 208464107 3817 125414 SH
SOLE 125414
Corning Inc COM 219350105 319 4550 SH
SOLE 4550
Cyprus Amax Min COM 232809103 162 10600 SH
SOLE 10600
Dana Corp COM 235811106 4127 89600 SH
SOLE 89600
Deere & Co. COM 244199105 227 5800 SH
SOLE 5800
Diebold Inc COM 253651103 533 18540 SH
SOLE 18540
Disney (Walt) Co COM 254687106 556 18050 SH
SOLE 18050
Dollar General COM 256669102 1217 41953 SH
SOLE 41953
Dow Chemical COM 260543103 337 2654 SH
SOLE 2654
Du Pont EI De Nemours COM 263534109 3416 50012 SH
SOLE 50012
EMC Corp/Mass COM 268648102 1978 35970 SH
SOLE 35970
Eastman Kodak COM 277461109 625 9225 SH
SOLE 9225
Electric Lightwave Inc -Cl A COM 284895109 942 72500 SH
SOLE 72500
Equitable Companies COM 29444g107 275 4100 SH
SOLE 4100
Equity Residential Properties COM 29476l107 355 7873 SH
SOLE 7873
Ethan Allen Interiors COM 297602104 349 9240 SH
SOLE 9240
Exxon Corp COM 302290101 3555 46092 SH
SOLE 46092 3200
247 3200 SH
OTHER 01 3200
FDX Corp. COM 31304n107 372 6850 SH
SOLE 6850
Fannie Mae COM 313586109 205 3005 SH
SOLE 3005
Federated Department Stores COM 31410h101 5052 95425 SH
SOLE 95425
First Union Corp COM 337358105 944 20034 SH
SOLE 20034
Fleet Financial Group COM 338915101 481 10850 SH
SOLE 10850
Flowers Inds Inc COM 343496105 4749 218958 SH
SOLE 218958
Flushing Financial Corp COM 343873105 6556 426409 SH
SOLE 426409
Ford Motor Co COM 345370100 266 4711 SH
SOLE 4711
Franklin Resources Inc COM 354613101 464 11425 SH
SOLE 11425
Frontier Corp COM 35906p105 12302 209850 SH
SOLE 209850 1000
59 1000 SH
OTHER 01 1000
GTE Corp COM 362320103 4992 66123 SH
SOLE 66123 2500
189 2500 SH
OTHER 01 2500
Gabelli Asset Mgmt Inc Cl A COM 36239y102 158 10000 SH
SOLE 10000
Gannett Co COM 364730101 207 2900 SH
SOLE 2900
General Electric COM 369604103 3850 34075 SH
SOLE 34075
General Mills COM 370334104 253 3150 SH
SOLE 3150
General Motors COM 370442105 619 9378 SH
SOLE 9378
Gillette Co COM 375766102 1003 24453 SH
SOLE 24453
Grace (W.R.) COM 38388f108 706 37149 SH
SOLE 37149
Graham Field Health Products C COM 384632105 81 54000 SH
SOLE 54000
HMG Worldwide New COM 404235103 39 10000 SH
SOLE 10000
Halliburton Co COM 406216101 13519 298760 SH
SOLE 298760
Harken Energy Corp COM 412552101 38 23500 SH
SOLE 23500
Harley-Davidson COM 412822108 905 16638 SH
SOLE 16638
Helmerich & Payne COM 423452101 1625 68800 SH
SOLE 68800
Hercules Inc COM 427056106 236 6000 SH
SOLE 6000
Hewlett-Packard COM 428236103 2916 29019 SH
SOLE 29019
Hibernia Corp COM 428656102 653 41600 SH
SOLE 41600
Hilton Hotels Corp COM 432848109 7401 521681 SH
SOLE 521681 4000
57 4000 SH
OTHER 01 4000
Home Depot Inc COM 437076102 1393 21623 SH
SOLE 21623
Huntington Bancshares COM 446150104 226 6459 SH
SOLE 6459
IMC Global Inc COM 449669100 5739 330325 SH
SOLE 330325
IMS Health Inc COM 449934108 419 13400 SH
SOLE 13400
Ingersoll-Rand COM 456866102 2895 44791 SH
SOLE 44791
Innovet Inc Reg S COM 45765P104 1 59800 SH
SOLE 59800
Int'l Business Machine COM 459200101 1367 10576 SH
SOLE 10576 3200
414 3200 SH
OTHER 01 3200
Intel Corp COM 458140100 13265 222943 SH
SOLE 222943 4000
238 4000 SH
OTHER 01 4000
Interactive Telesis COM 45838a209 4 10000 SH
SOLE 10000
International Paper COM 460146103 371 7374 SH
SOLE 7374
International Star Inc COM 460371107 2 12000 SH
SOLE 12000
Jetform Corp COM 477155105 57 13500 SH
SOLE 13500
Johnson & Johnson COM 478160104 660 6732 SH
SOLE 6732
Jones Intercable Cl A COM 480206200 823 16800 SH
SOLE 16800
KLA Tencor Corp. COM 482480100 1930 29750 SH
SOLE 29750
Kent Electronics Corp COM 490553104 270 13650 SH
SOLE 13650
Keycorp COM 493267108 6945 216175 SH
SOLE 216175 4200
135 4200 SH
OTHER 01 4200
Kimberly-Clark COM 494368103 956 16766 SH
SOLE 16766
LSI Logic Corp COM 502161102 521 11300 SH
SOLE 11300
Lam Research COM 512807108 280 6000 SH
SOLE 6000
Liberty Corp COM 530370105 403 7400 SH
SOLE 7400
Lilly Eli & Co. COM 532457108 534 7450 SH
SOLE 7450
Lockheed Martin Corporation COM 539830109 261 7000 SH
SOLE 7000
Lodgenet Entertainment COM 540211109 2612 187400 SH
SOLE 187400
Loral Space & Communications COM g56462107 250 13900 SH
SOLE 13900
Lucent Tech Inc COM 549463107 1466 21746 SH
SOLE 21746
MBIA Inc COM 55262C100 442 6822 SH
SOLE 6822
MGI Properties COM 552885105 452 16000 SH
SOLE 16000
Mallinckrodt Grp COM 561232109 804 22100 SH
SOLE 22100
McClatchy Co. Cl A COM 579489105 2181 65850 SH
SOLE 65850
McDonalds Corp COM 580135101 806 19590 SH
SOLE 19590
McGraw Hill Inc COM 580645109 485 9000 SH
SOLE 9000
Media General - A COM 584404107 7902 154933 SH
SOLE 154933
MediaOne Group Inc COM 58440j104 13315 179025 SH
SOLE 179025
Medquist Inc COM 584949101 908 20748 SH
SOLE 20748
Medtronic Inc COM 585055106 625 8030 SH
SOLE 8030
Merck & Co COM 589331107 2956 40155 SH
SOLE 40155
Merrill Lynch & Co. Inc COM 590188108 342 4300 SH
SOLE 4300
Micron Technology Inc COM 595112103 555 13700 SH
SOLE 13700
Microsoft Corp COM 594918104 4226 46857 SH
SOLE 46857
Minnesota Mining COM 604059105 658 7570 SH
SOLE 7570
Mobil Corp COM 607059102 1201 12166 SH
SOLE 12166
Monsanto Co COM 611662107 575 14535 SH
SOLE 14535
Morgan (J.P.) COM 616880100 4940 35157 SH
SOLE 35157
Morgan Stanley Asia-Pacif FD COM 61744U106 151 15700 SH
SOLE 15700
Morgan Stanley Dean Witter Dis COM 617446448 223 2175 SH
SOLE 2175
Motorcar Parts & Accessories COM 620071100 524 97500 SH
SOLE 97500
Motorola Inc COM 620076109 252 2664 SH
SOLE 2664
Mylan Labs Inc COM 628530107 366 13825 SH
SOLE 13825
NL Industries COM 629156407 167 15000 SH
SOLE 15000
Nabisco Group Holdings COM 62952p102 700 35771 SH
SOLE 35771 1000
20 1000 SH
OTHER 01 1000
New York Times Co Cl A COM 650111107 1427 38775 SH
SOLE 38775
Newmont Mining COM 651639106 608 30601 SH
SOLE 30601
North Fork Bancorp COM 659424105 497 23247 SH
SOLE 23247
Northeast Utils COM 664397106 8552 478434 SH
SOLE 478434
Novellus Systems Inc COM 670008101 273 4000 SH
SOLE 4000
Ocean Energy Inc (new) COM 67481e106 2692 279725 SH
SOLE 279725
Omnipoint Corp COM 68212d102 608 21000 SH
SOLE 21000
Oracle Corp COM 68389x105 206 5550 SH
SOLE 5550
Orion Cap Corp COM 686268103 911 25390 SH
SOLE 25390 1200
43 1200 SH
OTHER 01 1200
PNC Bank Corp COM 693475105 781 13550 SH
SOLE 13550
Paine Webber Group COM 695629105 2125 45455 SH
SOLE 45455
Park Place Entertainment Corp COM 700690100 2115 221150 SH
SOLE 221150 4000
38 4000 SH
OTHER 01 4000
Parkvale Fin COM 701492100 319 14656 SH
SOLE 14656
Paxar Corp COM 704227107 266 30000 SH
SOLE 30000
Pegasus Gold Inc COM 0 19800 SH
SOLE 19800
Penton Media Cl A COM 709668107 1708 70441 SH
SOLE 70441 800
19 800 SH
OTHER 01 800
Pepsico Inc COM 713448108 598 15445 SH
SOLE 15445
Pfizer Inc COM 717081103 831 7625 SH
SOLE 7625
Phila Suburban Corp new COM 718009608 221 9572 SH
SOLE 9572
Philip Morris Co COM 718154107 518 12879 SH
SOLE 12879
Phillips Pete COM 718507106 316 6284 SH
SOLE 6284
Pittway Corp Cl A COM 725790208 5260 153850 SH
SOLE 153850 1600
55 1600 SH
OTHER 01 1600
Polaroid Corp COM 731095105 368 13400 SH
SOLE 13400
Powertel Inc COM 73936c109 299 10000 SH
SOLE 10000
Procter & Gamble COM 742718109 848 9506 SH
SOLE 9506
Quantum Corp COM 747906105 309 12800 SH
SOLE 12800
R.H. Donnelley Corp COM 74955w307 9549 488127 SH
SOLE 488127
RJ Reynolds Tobacco Hldgs Inc COM 76182k105 378 11913 SH
SOLE 11913 332
11 332 SH
OTHER 01 332
RTI International Metals COM 74973w107 5515 375500 SH
SOLE 375500
Robert Half Intl COM 770323103 1115 43177 SH
SOLE 43177
Robotic Vision Sys COM 771074101 97 25800 SH
SOLE 25800
Rouse Co COM 779273101 7421 292440 SH
SOLE 292440 1410
36 1410 SH
OTHER 01 1410
Rowan Companies Inc COM 779382100 1084 59390 SH
SOLE 59390
Royal Dutch Petro-NY shs COM 780257804 228 3790 SH
SOLE 3790
S & C Liquidating Trust COM 0 41003 SH
SOLE 41003
S & P Mid-Cap 400 Depositary R COM 595635103 1504 19175 SH
SOLE 19175
SBC Communication COM 78387g103 3192 55028 SH
SOLE 55028 1756
102 1756 SH
OTHER 01 1756
Safeco Corp COM 786429100 393 8900 SH
SOLE 8900
Safety-Kleen Corp COM 78648r203 203 11225 SH
SOLE 11225
Safeway Inc COM 786514208 212 4280 SH
SOLE 4280
Santa Fe Snyder Corp COM 80218k105 107 13350 SH
SOLE 13350
Schering-Plough COM 806605101 1926 36685 SH
SOLE 36685
Schlumberger Ltd. COM 806857108 409 6416 SH
SOLE 6416
Seagram Co Ltd COM 811850106 7159 142108 SH
SOLE 142108 1700
86 1700 SH
OTHER 01 1700
Sealed Air Corp COM 81211k100 1184 18254 SH
SOLE 18254
Sierra Pacific Resources COM 240 6600 SH
SOLE 6600
Solutia Inc COM 834376105 1003 47080 SH
SOLE 47080
Southern Co COM 842587107 272 10250 SH
SOLE 10250
Soverign Bancorp COM 845905108 632 52111 SH
SOLE 52111
Sprint (FON Group) COM 852061100 8597 162200 SH
SOLE 162200 5800
307 5800 SH
OTHER 01 5800
St. Paul Companies COM 792860108 10839 340705 SH
SOLE 340705 3500
111 3500 SH
OTHER 01 3500
State Street Corp COM 857477103 359 4200 SH
SOLE 4200
Steris Corp COM 859152100 408 21050 SH
SOLE 21050
Sun Microsystems COM 866810104 3189 46300 SH
SOLE 46300
TCI Satellite Entnmt Cl A COM 872298104 281 95750 SH
SOLE 95750 150
0 150 SH
OTHER 01 150
TVX Gold Inc Com COM 87308K101 57 57500 SH
SOLE 57500
Telephone & Data Sys COM 879433100 28008 383016 SH
SOLE 383016 1200
88 1200 SH
OTHER 01 1200
Texaco Inc COM 881694103 341 5465 SH
SOLE 5465 400
25 400 SH
OTHER 01 400
Time Warner Inc COM 887315109 886 12200 SH
SOLE 12200
Transamerica Corp. COM 893485102 300 4000 SH
SOLE 4000
Tremont Corp COM 894745207 215 10000 SH
SOLE 10000
Tribune Co COM 896047107 614 7050 SH
SOLE 7050
Triton Energy Ltd. COM G90751101 201 18900 SH
SOLE 18900
U.S. Cellular Corp COM 911684108 4553 85100 SH
SOLE 85100
U.S. West Inc COM 91273h101 1090 18556 SH
SOLE 18556
US Bancorp New COM 902973106 442 13110 SH
SOLE 13110 6498
219 6498 SH
OTHER 01 6498
USA Networks Inc COM 902984103 4935 123000 SH
SOLE 123000 2000
80 2000 SH
OTHER 01 2000
Unifi Inc COM 904677101 6222 292787 SH
SOLE 292787
Union Planters Corp COM 908068109 293 6546 SH
SOLE 6546
United Global Com Inc COM 913247508 9687 143250 SH
SOLE 143250
United Tech Corp COM 913017109 246 3412 SH
SOLE 3412
United Television COM 913066106 891 8500 SH
SOLE 8500 1500
157 1500 SH
OTHER 01 1500
Unocal Corp COM 915289102 856 21600 SH
SOLE 21600
Viacom B non voting COM 925524308 15938 362218 SH
SOLE 362218 2288
101 2288 SH
OTHER 01 2288
Viatel, Inc COM 925529208 449 8000 SH
SOLE 8000
Vista Bancorp Inc COM 92830r103 231 12000 SH
SOLE 12000
Voicestream Wireless COM 928615103 7513 264200 SH
SOLE 264200
Walgreen Co COM 931422109 1937 65946 SH
SOLE 65946
Warner-Lambert COM 934488107 5223 75560 SH
SOLE 75560
Weatherford International COM 947074100 220 6000 SH
SOLE 6000
Webb (Del E.) Corp COM 947423109 2146 89900 SH
SOLE 89900
Western Wireless-Cl A COM 95988e204 7160 265200 SH
SOLE 265200
Whitman Corp COM 96647k102 189 10500 SH
SOLE 10500
Willamette Industries COM 969133107 368 8000 SH
SOLE 8000
Wilton Bank COM 972491104 380 10000 SH
SOLE 10000
World Color Press Inc. COM 981443104 2535 92200 SH
SOLE 92200
Wyman-Gordon COM 983085101 5585 289200 SH
SOLE 289200
Xerox Corp COM 984121103 393 6652 SH
SOLE 6652
Yankee Enrgy Sys COM 984779108 306 7700 SH
SOLE 7700
Alcatel SA ADR 013904305 475 16740 SH
SOLE 16740
BP Amoco PLC - Spons ADR ADR 055622104 2074 19112 SH
SOLE 19112 100
11 100 SH
OTHER 01 100
Eidos PLC - Spnsd ADR ADR 282485101 1904 57600 SH
SOLE 57600
Elan PLC ADR ADR 284131208 3407 122788 SH
SOLE 122788
Ericsson Lm-ADR ADR 294821400 379 11510 SH
SOLE 11510
Fresenius Medical Care ADR ADR 358029106 802 39975 SH
SOLE 39975
Honda Motor Co Ltd - Spon ADR ADR 438128308 286 3300 SH
SOLE 3300
Medeva PLC ADR ADR 2575852 154 22000 SH
SOLE 22000
News Corp Ltd ADR New Australi ADR 652487703 203 5750 SH
SOLE 5750
Rhone Poulenc S A ADR ADR 762426609 269 5800 SH
SOLE 5800
SK Telecom Co Ltd ADR ADR 78440p108 4282 251900 SH
SOLE 251900
Telefonica De Argentina ADR ADR 879378206 2843 90600 SH
SOLE 90600
Telefonos Mexico-ADR L ADR 879403780 4633 57325 SH
SOLE 57325
Telesp Celular Part SA ADR ADR 87952l108 1163 43480 SH
SOLE 43480
Fleet Financial Group Warrants WT 338915119 549 12200 SH
SOLE 12200
IMC Global Inc- WTS WT 449669118 38 67000 SH
SOLE 67000
Galileo Technology Ltd FGN 2086934 465 10200 SH
SOLE 10200
Tsingtao Brewery Ltd H Shares FGN y8997d102 10 55000 SH
SOLE 55000
Cable Satisfaction Int'l RSTD FGN 126934108 0 54000 SH
SOLE 54000
Cable Satisfaction Int'l Sub V FGN 126934108 139 78000 SH
SOLE 78000
Bank of Ireland FGN 0075600 288 17100 SH
SOLE 17100
CMG PLC FGN 0159311 2081 79440 SH
SOLE 79440
Compass Group PLC FGN 0288011 3101 312500 SH
SOLE 312500
Dixons FGN 0272304 6097 326100 SH
SOLE 326100
Electronics Botique PLC FGN 0736015 97 66400 SH
SOLE 66400
Hays PLC FGN 0416102 1254 118900 SH
SOLE 118900
Logica PLC FGN 0522708 3925 374100 SH
SOLE 374100
Misys FGN 0596606 2569 299877 SH
SOLE 299877
Pace Micro Technology Plc FGN 0667278 150 46800 SH
SOLE 46800
Rentokil Initial PLC FGN 0732712 148 38000 SH
SOLE 38000
Royal Bank of Scotland Group FGN 0754783 4291 210487 SH
SOLE 210487
Serco PLC FGN 0797379 2649 117400 SH
SOLE 117400
Smithkline Beecham PLC FGN 0819154 3426 263387 SH
SOLE 263387
Standard Chartered FGN 0840370 4201 257002 SH
SOLE 257002
Vodafone FGN 0719210 3399 172325 SH
SOLE 172325
Vestas Wind Systems A/S FGN 5444896 3845 43500 SH
SOLE 43500
AXA-UAP FGN 4026927 5136 41940 SH
SOLE 41940
Aegon NV FGN 4002057 1853 25450 SH
SOLE 25450
Altran FGN 4021869 704 2655 SH
SOLE 2655
Autogrill Spa FGN 5256206 2485 239900 SH
SOLE 239900
Banco Bilbao Vizcaya FGN 5273681 2077 143200 SH
SOLE 143200
Banco Santander Central Hisp FGN 5705946 3173 303461 SH
SOLE 303461
Bipop-Carire Spa FGN 4072083 3954 91800 SH
SOLE 91800
Cap Gemini SA FGN 4163437 4606 29200 SH
SOLE 29200
Carrefour Frf100 FGN 4177546 4670 31660 SH
SOLE 31660
Class Editori Spa FGN 5574878 110 13800 SH
SOLE 13800
EM. TV & Merchandising AG FGN 5352353 2050 1455 SH
SOLE 1455
Fortis Amev NV FGN 5593798 2325 74983 SH
SOLE 74983
Gruppo Editoriale L' Espresso FGN 5387797 213 13200 SH
SOLE 13200
Infogrames Entertainment FGN 5387612 2778 42940 SH
SOLE 42940
JOT Automation Group OYJ FGN 5674682 3411 83850 SH
SOLE 83850
Kamps AG FGN 5437078 376 9180 SH
SOLE 9180
Mannesmann AG FGN 5460955 6939 46270 SH
SOLE 46270
Mediolanum Spa FGN 5535198 3180 412700 SH
SOLE 412700
Nokia Ab A Fim FGN 4632841 17233 195870 SH
SOLE 195870
Porsche AG-Pfd FGN 4696784 3552 1492 SH
SOLE 1492
Royal Dutch Petrol Br Nlg5 FGN 5202704 353 6000 SH
SOLE 6000
Seat-Pagine Gialle SPA FGN 5543050 846 619500 SH
SOLE 619500
Societe Generale-A FGN 4817756 3452 19515 SH
SOLE 19515
Telecom Italia -SPA FGN 5297506 6783 651720 SH
SOLE 651720
Telecom Italia Mobile-SPA FGN 4876746 1486 247740 SH
SOLE 247740
Telefonica De Esp Ord FGN 4880822 3145 65223 SH
SOLE 65223
Tietoenator Oyj FGN 4875635 3184 76150 SH
SOLE 76150
Wolters Kluwer Nlg1 FGN 4977111 6543 164396 SH
SOLE 164396
Bank of East Asia (23) FGN 6075648 1078 425600 SH
SOLE 425600
CLP Holdings Ltd (2) FGN 6097017 64 13200 SH
SOLE 13200
Cable & Wireless HKT Ltd (8) FGN 6436461 32 12264 SH
SOLE 12264
Cheung Kong (1) FGN 6190273 4536 510000 SH
SOLE 510000
China Telecom (941) FGN 6073556 78 28000 SH
SOLE 28000
Citic Pacific Ltd Ord (267) FGN 6196152 226 70000 SH
SOLE 70000
Golden Resources Development I FGN 6376192 7 124000 SH
SOLE 124000
HK & China Gas (3) FGN 6436557 246 169863 SH
SOLE 169863
HSBC Holdings HKD (5) FGN 6436502 4922 134944 SH
SOLE 134944
Hang Seng Bk (11) FGN 6408374 4124 368800 SH
SOLE 368800
Hopewell Hldgs (new) Hk$0.50 FGN 6436999 47 69000 SH
SOLE 69000
JCG Holdings Ltd. (626) FGN 6477493 142 297000 SH
SOLE 297000
Legend Hldgs Ltd (992) FGN 6508821 2854 2972000 SH
SOLE 2972000
New World Infrastructure (301) FGN 6631590 47 25000 SH
SOLE 25000
Sun Hung Kai Pptys (16) FGN 6859927 4356 477624 SH
SOLE 477624
Wing Hang Bk Hkd (302) FGN 6972374 455 141500 SH
SOLE 141500
Aiful Corp (8515) FGN 6019419 1065 8700 SH
SOLE 8700
Bank of Tokyo-Mitsubishi (8315 FGN 6070364 4510 317000 SH
SOLE 317000
Don Quijote Co Ltd (7532) FGN 6269861 302 1200 SH
SOLE 1200
Fancl Corporation (4921) FGN 6131261 418 2300 SH
SOLE 2300
Fuji Soft ABC Inc (9749) FGN 6357001 2402 40400 SH
SOLE 40400
Fujitsu Support And Service (4 FGN 6127130 9531 63000 SH
SOLE 63000
Hikari Tsushin, Inc (9435) FGN 6416322 5713 18500 SH
SOLE 18500
Honda Motor Co Ltd (7267) FGN 6435145 3008 71000 SH
SOLE 71000
Ito En (2593) FGN 6455789 5351 80000 SH
SOLE 80000
Meiwa Estate Co Ltd (8869) FGN 6562388 4233 101500 SH
SOLE 101500
Olympus Optical Co Ltd (7733) FGN 6658801 2482 168000 SH
SOLE 168000
Ryohin Keikaku Co Ltd (7453) FGN 6758455 2892 11500 SH
SOLE 11500
Shohkoh Fund & Co Ltd (8597) FGN 6805715 5705 7960 SH
SOLE 7960
Sumisho Computer Systems (9719 FGN 6858474 2764 65000 SH
SOLE 65000
Takeda Chemical Inds (4502) FGN 6870445 927 20000 SH
SOLE 20000
Trend Micro Inc (4704) FGN 6125286 5138 30500 SH
SOLE 30500
Union Tool (6278) FGN 6914053 4140 55700 SH
SOLE 55700
Yamada Denki (9831) FGN 6985026 219 4000 SH
SOLE 4000
Apasco S.A. FGN 2045645 2295 353000 SH
SOLE 353000
Corporacion Interamericana Ent FGN 2224347 2103 648900 SH
SOLE 648900
Grupo Financiero Banamex-O FGN 2401300 4312 1776050 SH
SOLE 1776050
Organizacion Soriana SA de CV FGN 2620172 2799 598500 SH
SOLE 598500
Tandberg Asa FGN 5176702 1629 110000 SH
SOLE 110000
Tomra Systems As FGN 4897082 8327 220325 SH
SOLE 220325
Belle Corp Wt Exp 12/31/2000 700494x 1 28600 SH
SOLE 28600
Allgreen Properties FGN 571992pg5 54 50000 SH
SOLE 50000
City Developments FGN 6197928 4300 670900 SH
SOLE 670900
DBS Land Sgd1.00 FGN 6244772 112 56000 SH
SOLE 56000
Dev Bk Singapore F Ord FGN 6265513 4582 374600 SH
SOLE 374600
Overseas Chinese Bk (f) FGN 6663690 3574 428000 SH
SOLE 428000
Parkway Holdings FGN 6811143 1783 722000 SH
SOLE 722000
United Overseas Bk Fgn FGN 6916770 1358 194000 SH
SOLE 194000
South African Breweries FGN 6822101 166 19084 SH
SOLE 19084
Housing & Comrcl Bk, Korea (27 FGN 6503020 2841 90100 SH
SOLE 90100
Kookmin Bank (2313) FGN 6885881 686 33800 SH
SOLE 33800
Samsung Fire & Marine Ins (008 FGN 6042363 581 825 SH
SOLE 825
Ericsson Lm Tel B FGN 4321558 1648 51100 SH
SOLE 51100
Europolitan Holdings AB FGN 4578644 3693 371550 SH
SOLE 371550
Modern Times Group-B FGN 5328127 6070 278000 SH
SOLE 278000
Kudelski SA - Bearer FGN 5568859 2751 768 SH
SOLE 768
Kudelski SA - Part Cert FGN 4517799 487 43 SH
SOLE 43
Nestle AG Regd Chf10 FGN 4616696 542 300 SH
SOLE 300
Novartis AG-Reg FGN 5047831 548 374 SH
SOLE 374
Roche Hldg Genusscheine Npv FGN 4745772 3857 374 SH
SOLE 374
Schweiz Rueckversicherung Chf2 FGN 4850029 439 230 SH
SOLE 230
Selecta Group-Reg FGN 5236253 3804 11335 SH
SOLE 11335
UBS AG-Registered FGN 5485958 5488 18325 SH
SOLE 18325
Zurich Allied AG - New FGN 5486779 1269 2224 SH
SOLE 2224
Telecomasia Corp Public Ltd Or FGN 6877071 40 43475 SH
SOLE 43475
Blackrock North American Govt MF 2100373 117 11700.000SH
SOLE 11700.000
Midas Fund MF 59562c109 82 60975.744SH
SOLE 60975.744
Clipper Fund Inc EMF 188850101 337 4309.999 SH
SOLE 4309.999
Dodge & Cox Stock Fund EMF 256219106 326 3011.471 SH
SOLE 3011.471
N & B Partners EMF 641224407 603 20917.224SH
SOLE 20917.224
Schwab 1000 Fd - Select Shs EMF 808517809 572 15322.643SH
SOLE 15322.643
Schwab Small-Cap Index Fd EMF 808509202 287 16349.165SH
SOLE 16349.165
Sound Shore Fund Inc EMF 836083105 533 16968.860SH
SOLE 16968.860
Tweedy Browne Global Value Fd EMF 901165100 481 23201.312SH
SOLE 23201.312
Vanguard Windsor Fund EMF 922018106 970 53369.890SH
SOLE 53369.890
CSC Holdings Inc Conv Pfd Ser PFD CV 126304203 2819 26100 SH
SOLE 26100 1200
130 1200 SH
OTHER 01 1200
Citizens Util 5% cv pfd PFD CV 177351202 515 10600 SH
SOLE 10600 800
39 800 SH
OTHER 01 800
Continental Svgs + Ln Assn Pfd PFD CV 211907209 0 12000 SH
SOLE 12000
Sealed Air cv pf $2.00 Sr A PFD CV 81211k209 1203 19245 SH
SOLE 19245
Associates Corp 046003js9 96 100000 PRN
SOLE 100000
Coeur D Alene Mines CONV 192108ae8 162 260000 PRN
SOLE 260000
Hexcel Corp CONV 428291aa6 18 20000 PRN
SOLE 20000
Kerr-McGee Corp CV CONV 492386AL1 267 270000 PRN
SOLE 270000
Parker Drilling CONV 701081ad3 245 360000 PRN
SOLE 360000
</TABLE>
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