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Previous: THORNBURG LIMITED TERM MUNICIPAL FUND INC, 497, 1999-09-27 |
Next: AMBI INC, 10-K, 1999-09-27 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13 F
Form 13F cover page
Report for the calendar year or quarter ended: March 31, 1999
Institutional investment manager filing this report:
Name: Pinnacle Associates Ltd.
Address: 666 Fifth Avenue 14th floor
New York, New York 10103
13F file number: 28-743127
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules, lists
and
tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Name: Jack Goldman
Title: network administrator
Phone: 212-652-3230
Signature, place and date of signing:
Report type
[x] 13f holdings report
FORM 13F SUMMARY PAGE
Report summary:
Number of other included managers: 1
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total: 769,865
List of Other Included Managers:
No. 13F file Number Name
01 28-743127 Pinnacle Associates Ltd.
<PAGE>
<TABLE> <C> <C>
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- ---
- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C>
<C> <C> <C> <C> <C> <C>
3 Com Corp COM 885535104 254 10900 SH
SOLE 10900
AT&T Corp COM 001957109 3858 48342 SH
SOLE 48342 740
59 740 SH
OTHER 01 740
AT&T Corp - Liberty Media Grou COM 001957208 16866 320700 SH
SOLE 320700 1410
74 1410 SH
OTHER 01 1410
Abbott Laboratories COM 002824100 823 17582 SH
SOLE 17582
Advanced Tobacco Products COM 00755g101 14 16000 SH
SOLE 16000
Aerial Communications COM 007655103 4461 575600 SH
SOLE 575600
Aflac Inc COM 001055102 883 16224 SH
SOLE 16224
Alcoa Inc COM 013817101 988 24000 SH
SOLE 24000
Alliance Capital COM 018548107 433 17100 SH
SOLE 17100
Allied Signal Inc COM 019512102 358 7276 SH
SOLE 7276 6000
295 6000 SH
OTHER 01 6000
Allstate Corp COM 020002101 431 11622 SH
SOLE 11622
Alltel COM 020039103 2406 38568 SH
SOLE 38568
Alza Corp Cl A COM 022615108 1400 36590 SH
SOLE 36590
Amer Home Prods COM 026609107 583 8933 SH
SOLE 8933
Amer Intl Group COM 026874107 1359 11270 SH
SOLE 11270
American Express COM 025816109 3664 31116 SH
SOLE 31116 1000
118 1000 SH
OTHER 01 1000
American General Corp COM 026351106 2371 33636 SH
SOLE 33636 813
57 813 SH
OTHER 01 813
American Greetings Corp COM 026375105 411 16200 SH
SOLE 16200
American Stores COM 030096101 12092 366425 SH
SOLE 366425 3000
99 3000 SH
OTHER 01 3000
Amgen Inc COM 031162100 262 3500 SH
SOLE 3500
Amli Residential Properties Tr COM 001735109 305 14800 SH
SOLE 14800
Applied Materials COM 038222105 1649 26725 SH
SOLE 26725
Ascend Communications COM 043491109 207 2470 SH
SOLE 2470
Ascent Entertainment Group COM 043628106 1284 117400 SH
SOLE 117400
Astoria Finl COM 046265104 221 4414 SH
SOLE 4414
Atmel Corp COM 049513104 258 17000 SH
SOLE 17000
Automatic Data Processing COM 053015103 444 10740 SH
SOLE 10740
Autozone Inc COM 053332102 397 13085 SH
SOLE 13085
Aztar Corp COM 054802103 48 10000 SH
SOLE 10000
BCE Inc. COM 05534b109 272 6138 SH
SOLE 6138
BMC Software COM 055921100 230 6200 SH
SOLE 6200
Banc One Corp COM 06423a103 505 9173 SH
SOLE 9173
Bank of New York Inc COM 064057102 6088 169400 SH
SOLE 169400 8000
287 8000 SH
OTHER 01 8000
Banknorth Group COM 06646l100 285 10100 SH
SOLE 10100
Barrick Gold Crp COM 067901108 778 45600 SH
SOLE 45600
Basix Corp Pfd Conv COM 070121207 0 21641 SH
SOLE 21641
Baxter Intl Inc COM 071813109 384 5815 SH
SOLE 5815
Bell Atlantic COM 077853109 1211 23431 SH
SOLE 23431
Bellsouth Corp COM 079860102 419 10468 SH
SOLE 10468
Biofoam Corp RSTD COM 0 250000 SH
SOLE 250000
Boeing Co COM 097023105 215 6320 SH
SOLE 6320
Bristol-Myers Squibb COM 110122108 2272 35424 SH
SOLE 35424
Brooks Automation Inc COM 11434a100 1483 66290 SH
SOLE 66290
Cablevision Systems COM 12686c109 25874 349057 SH
SOLE 349057 4000
296 4000 SH
OTHER 01 4000
Cellular Comm of Puerto Rico COM 15116n108 3667 135800 SH
SOLE 135800
Century Communication A COM 156503104 901 19400 SH
SOLE 19400
Century Telephone Enterprises COM 156686107 722 10300 SH
SOLE 10300 800
56 800 SH
OTHER 01 800
Chase Manhattan New COM 16161a108 268 3298 SH
SOLE 3298
Chemed Corp COM 163596109 1098 42625 SH
SOLE 42625 800
21 800 SH
OTHER 01 800
Chevron Corp COM 166751107 1403 15810 SH
SOLE 15810
Chris-Craft Inds COM 170520100 3575 78349 SH
SOLE 78349
Chubb Corp COM 171232101 307 5250 SH
SOLE 5250
Cisco Systems COM 17275r102 1395 12732 SH
SOLE 12732
Citigroup Inc COM 172967101 11128 174211 SH
SOLE 174211 1000
64 1000 SH
OTHER 01 1000
Citizens Utilities Co. COM 177342201 10542 1360226 SH
SOLE 1360226
Coca-Cola Co COM 191216100 2007 32700 SH
SOLE 32700 14400
884 14400 SH
OTHER 01 14400
Colgate-Palmolive COM 194162103 202 2200 SH
SOLE 2200
Commerce Bancorp NJ COM 200519106 457 11078 SH
SOLE 11078
Commonwealth Telephone Enterpr COM 203349105 1793 48700 SH
SOLE 48700
Compaq Computer COM 204493100 3590 113300 SH
SOLE 113300
Computer Assoc Intl Inc COM 204912109 807 22700 SH
SOLE 22700
Compuware Corp COM 205638109 454 19000 SH
SOLE 19000
Conseco Inc COM 208464107 4206 136221 SH
SOLE 136221
Corning Inc COM 219350105 273 4550 SH
SOLE 4550
Cyprus Amax Min COM 232809103 136 11200 SH
SOLE 11200
Dana Corp COM 235811106 327 8600 SH
SOLE 8600
Deere & Co. COM 244199105 238 6150 SH
SOLE 6150
Disney (Walt) Co COM 254687106 497 15958 SH
SOLE 15958
Dollar General COM 256669102 1104 32467 SH
SOLE 32467
Dow Chemical COM 260543103 247 2654 SH
SOLE 2654
Du Pont EI De Nemours COM 263534109 2881 49618 SH
SOLE 49618
EMC Corp/Mass COM 268648102 2267 17745 SH
SOLE 17745
Eastman Kodak COM 277461109 608 9525 SH
SOLE 9525
Electric Lightwave Inc -Cl A COM 284895109 610 66900 SH
SOLE 66900
Equitable Companies COM 29444g107 217 3100 SH
SOLE 3100
Equity Residential Properties COM 29476l107 261 6323 SH
SOLE 6323
Ethan Allen Interiors COM 297602104 274 6595 SH
SOLE 6595
Exxon Corp COM 302290101 3212 45516 SH
SOLE 45516 3200
226 3200 SH
OTHER 01 3200
FDX Corp. COM 31304n107 446 4800 SH
SOLE 4800
Federated Department Stores COM 31410h101 617 15375 SH
SOLE 15375
First Union Corp COM 337358105 926 17334 SH
SOLE 17334
Fleet Financial Group COM 338915101 408 10850 SH
SOLE 10850
Flowers Inds Inc COM 343496105 5352 217358 SH
SOLE 217358
Flushing Financial Corp COM 343873105 5498 389259 SH
SOLE 389259
Ford Motor Co COM 345370100 253 4466 SH
SOLE 4466
Franklin Resources Inc COM 354613101 489 17400 SH
SOLE 17400
Frontier Corp COM 35906p105 11166 215250 SH
SOLE 215250 1000
52 1000 SH
OTHER 01 1000
GTE Corp COM 362320103 3914 64701 SH
SOLE 64701 2500
151 2500 SH
OTHER 01 2500
General Electric COM 369604103 3685 33308 SH
SOLE 33308
General Mills COM 370334104 238 3150 SH
SOLE 3150
General Motors COM 370442105 420 4828 SH
SOLE 4828
Gillette Co COM 375766102 1277 21491 SH
SOLE 21491
Grace (W.R.) COM 38388f108 450 37149 SH
SOLE 37149
Graham Field Health Products C COM 384632105 98 54000 SH
SOLE 54000
Guidant Corp COM 401698105 212 3500 SH
SOLE 3500
HMG Worldwide New COM 404235103 40 10000 SH
SOLE 10000
Halliburton Co COM 406216101 12451 323410 SH
SOLE 323410
Harken Energy Corp COM 412552101 38 23500 SH
SOLE 23500
Harley-Davidson COM 412822108 880 15345 SH
SOLE 15345
Helmerich & Payne COM 423452101 1550 68300 SH
SOLE 68300
Hewlett-Packard COM 428236103 1959 28883 SH
SOLE 28883
Hilton Hotels Corp COM 432848109 6183 439649 SH
SOLE 439649 4000
56 4000 SH
OTHER 01 4000
Home Depot Inc COM 437076102 1251 20095 SH
SOLE 20095
IMC Global Inc COM 449669100 5405 264475 SH
SOLE 264475
IMS Health Inc COM 449934108 444 13400 SH
SOLE 13400
Ingersoll-Rand COM 456866102 2223 44791 SH
SOLE 44791
Innovet Inc Reg S COM 45765P104 1 59800 SH
SOLE 59800
Int'l Business Machine COM 459200101 999 5638 SH
SOLE 5638 1600
284 1600 SH
OTHER 01 1600
Intel Corp COM 458140100 11926 100321 SH
SOLE 100321 2000
238 2000 SH
OTHER 01 2000
Jetform Corp COM 477155105 46 13500 SH
SOLE 13500
Johnson & Johnson COM 478160104 567 6067 SH
SOLE 6067
Jones Intercable Cl A COM 480206200 1120 28400 SH
SOLE 28400
KLA Tencor Corp. COM 482480100 1384 28500 SH
SOLE 28500
Kent Electronics Corp COM 490553104 132 13250 SH
SOLE 13250
Keycorp COM 493267108 6062 200000 SH
SOLE 200000 4200
127 4200 SH
OTHER 01 4200
Kimberly-Clark COM 494368103 837 17466 SH
SOLE 17466
LSI Logic Corp COM 502161102 638 20450 SH
SOLE 20450
Lam Research COM 512807108 232 8000 SH
SOLE 8000
Lehman Brothers Holding COM 524908100 609 10200 SH
SOLE 10200
Liberty Corp COM 530370105 257 4900 SH
SOLE 4900
Lilly Eli & Co. COM 532457108 365 4300 SH
SOLE 4300
Lockheed Martin Corporation COM 539830109 270 7150 SH
SOLE 7150
Lodgenet Entertainment COM 540211109 1318 200800 SH
SOLE 200800
Loral Space & Communications COM g56462107 205 14200 SH
SOLE 14200
Lucent Tech Inc COM 549463107 1114 10311 SH
SOLE 10311
MBIA Inc COM 55262C100 328 5650 SH
SOLE 5650
Mallinckrodt Grp COM 561232109 620 23300 SH
SOLE 23300
Maytag Corp COM 578592107 501 8300 SH
SOLE 8300 600
36 600 SH
OTHER 01 600
McClatchy Co. Cl A COM 579489105 2183 65050 SH
SOLE 65050
McDonalds Corp COM 580135101 870 19190 SH
SOLE 19190
McGraw Hill Inc COM 580645109 490 9000 SH
SOLE 9000
Media General - A COM 584404107 4754 102233 SH
SOLE 102233
MediaOne Group Inc COM 58440j104 11221 176875 SH
SOLE 176875
Medquist Inc COM 584949101 645 21500 SH
SOLE 21500
Medtronic Inc COM 585055106 577 8030 SH
SOLE 8030
Merck & Co COM 589331107 2944 36743 SH
SOLE 36743
Merrill Lynch & Co. Inc COM 590188108 319 3600 SH
SOLE 3600
Microsoft Corp COM 594918104 4278 47730 SH
SOLE 47730
Minnesota Mining COM 604059105 578 8170 SH
SOLE 8170
Mobil Corp COM 607059102 1090 12392 SH
SOLE 12392
Monsanto Co COM 611662107 688 14985 SH
SOLE 14985
Monterey Bay Bnc COM 61239h107 114 10375 SH
SOLE 10375
Morgan (J.P.) COM 616880100 4368 35407 SH
SOLE 35407
Morgan Stanley Asia-Pacif FD COM 61744U106 114 14200 SH
SOLE 14200
Morgan Stanley Dean Witter Dis COM 617446448 205 2055 SH
SOLE 2055
Morton International Inc. COM 619335102 220 6000 SH
SOLE 6000
Motorcar Parts & Accessories COM 620071100 1080 96500 SH
SOLE 96500
Mylan Labs Inc COM 628530107 393 14325 SH
SOLE 14325
New York Times Co Cl A COM 650111107 844 29600 SH
SOLE 29600
Newmont Mining COM 651639106 431 24601 SH
SOLE 24601
Nipsco Industries Inc COM 629140104 206 7637 SH
SOLE 7637 2306
62 2306 SH
OTHER 01 2306
North Fork Bancorp COM 659424105 426 20147 SH
SOLE 20147
Northeast Utils COM 664397106 6677 481234 SH
SOLE 481234
Novellus Systems Inc COM 670008101 220 4000 SH
SOLE 4000
Ocean Energy Inc (new) COM 67481e106 1880 275955 SH
SOLE 275955
Omnipoint Corp COM 68212d102 332 23000 SH
SOLE 23000
Oracle Corp COM 68389x105 218 8250 SH
SOLE 8250
Orion Cap Corp COM 686268103 1662 53196 SH
SOLE 53196 1200
37 1200 SH
OTHER 01 1200
PNC Bank Corp COM 693475105 711 12802 SH
SOLE 12802
Paine Webber Group COM 695629105 2918 73190 SH
SOLE 73190
Park Place Entertainment Corp COM 700690100 2012 266024 SH
SOLE 266024 4000
30 4000 SH
OTHER 01 4000
Parkvale Fin COM 701492100 310 14656 SH
SOLE 14656
Pegasus Gold Inc COM 0 19800 SH
SOLE 19800
Penton Media Cl A COM 709668107 1612 71641 SH
SOLE 71641 800
18 800 SH
OTHER 01 800
Pepsico Inc COM 713448108 657 16774 SH
SOLE 16774
Pfizer Inc COM 717081103 510 3675 SH
SOLE 3675
Phila Suburban Corp new COM 718009608 217 9572 SH
SOLE 9572
Philip Morris Co COM 718154107 385 10950 SH
SOLE 10950
Phillips Pete COM 718507106 297 6284 SH
SOLE 6284
Pittway Corp Cl A COM 725790208 4123 155582 SH
SOLE 155582 1600
42 1600 SH
OTHER 01 1600
Polaroid Corp COM 731095105 202 10000 SH
SOLE 10000
Powertel Inc COM 73936c109 142 10000 SH
SOLE 10000
Procter & Gamble COM 742718109 862 8806 SH
SOLE 8806
R.H. Donnelley Corp COM 74955w307 7791 504687 SH
SOLE 504687
RJR Nabisco Hldg COM 74960K876 902 36061 SH
SOLE 36061 1000
25 1000 SH
OTHER 01 1000
RTI International Metals COM 74973w107 1669 166900 SH
SOLE 166900
Resource Bancshares Mtg Grp COM 761197102 193 15000 SH
SOLE 15000
Robert Half Intl COM 770323103 1712 52177 SH
SOLE 52177
Robotic Vision Sys COM 771074101 60 25800 SH
SOLE 25800
Rouse Co COM 779273101 5091 229440 SH
SOLE 229440 1410
31 1410 SH
OTHER 01 1410
Rowan Companies Inc COM 779382100 738 58190 SH
SOLE 58190
S & C Liquidating Trust COM 0 41003 SH
SOLE 41003
SBC Communication COM 78387g103 2500 52974 SH
SOLE 52974 1756
83 1756 SH
OTHER 01 1756
Safeco Corp COM 786429100 360 8900 SH
SOLE 8900
Safety-Kleen Corp COM 78648r203 149 11225 SH
SOLE 11225
Safeway Inc COM 786514208 322 6280 SH
SOLE 6280
Schering-Plough COM 806605101 1765 31950 SH
SOLE 31950
Seagram Co Ltd COM 811850106 7110 142208 SH
SOLE 142208 1700
85 1700 SH
OTHER 01 1700
Sealed Air Corp COM 81211k100 903 18354 SH
SOLE 18354
Sierra Pacific Resources COM 232 6600 SH
SOLE 6600
Solutia Inc COM 834376105 654 37650 SH
SOLE 37650
Southern Co COM 842587107 211 9050 SH
SOLE 9050
Southwest Airls Co COM 844741108 263 8700 SH
SOLE 8700
Soverign Bancorp COM 845905108 761 62111 SH
SOLE 62111
Spelling Entertainment Group COM 847807104 175 20000 SH
SOLE 20000
Sprint (FON Group) COM 852061100 9352 95306 SH
SOLE 95306 2900
285 2900 SH
OTHER 01 2900
Sprint Corp (PCS Group) COM 852061506 2266 51146 SH
SOLE 51146 1250
55 1250 SH
OTHER 01 1250
St. Paul Companies COM 792860108 10378 334105 SH
SOLE 334105 3500
109 3500 SH
OTHER 01 3500
State Street Corp COM 857477103 317 3850 SH
SOLE 3850
Steris Corp COM 859152100 560 21050 SH
SOLE 21050
Sun Microsystems COM 866810104 3208 25650 SH
SOLE 25650
Sundstrand Corp. COM 867323107 292 4200 SH
SOLE 4200
TVX Gold Inc Com COM 87308K101 72 57500 SH
SOLE 57500
Telephone & Data Sys COM 879433100 21349 378691 SH
SOLE 378691 1200
68 1200 SH
OTHER 01 1200
Texaco Inc COM 881694103 226 3990 SH
SOLE 3990 400
23 400 SH
OTHER 01 400
Time Warner Inc COM 887315109 850 12000 SH
SOLE 12000
Transamerica Corp. COM 893485102 284 4000 SH
SOLE 4000
Tribune Co COM 896047107 514 7850 SH
SOLE 7850
Triton Energy Ltd. COM G90751101 146 18500 SH
SOLE 18500
U.S. Cellular Corp COM 911684108 546 12400 SH
SOLE 12400
U.S. Filter Corp COM 911843209 1038 33900 SH
SOLE 33900
U.S. West Inc COM 91273h101 524 9517 SH
SOLE 9517
US Bancorp New COM 902973106 559 16407 SH
SOLE 16407 6498
221 6498 SH
OTHER 01 6498
USA Networks Inc COM 902984103 4007 111900 SH
SOLE 111900 2000
72 2000 SH
OTHER 01 2000
Unifi Inc COM 904677101 3422 268387 SH
SOLE 268387
Union Camp Corp COM 905530101 243 3621 SH
SOLE 3621
Union Planters Corp COM 908068109 362 8229 SH
SOLE 8229
Unisys Corp COM 909214108 237 8551 SH
SOLE 8551
United Global Com Inc COM 913247508 8193 188350 SH
SOLE 188350
United Television COM 913066106 957 9200 SH
SOLE 9200 1500
156 1500 SH
OTHER 01 1500
Unocal Corp COM 915289102 723 19600 SH
SOLE 19600
Vanguard Cellular Sys COM 922022108 2508 91833 SH
SOLE 91833
Viacom B non voting COM 925524308 18367 218820 SH
SOLE 218820 1000
84 1000 SH
OTHER 01 1000
Viatel, Inc COM 925529208 513 18000 SH
SOLE 18000
Vista Bancorp Inc COM 92830r103 235 12000 SH
SOLE 12000
Walgreen Co COM 931422109 2130 75396 SH
SOLE 75396
Warner-Lambert COM 934488107 4800 72460 SH
SOLE 72460
Webb (Del E.) Corp COM 947423109 1880 86700 SH
SOLE 86700
Western Wireless-Cl A COM 95988e204 10400 286900 SH
SOLE 286900
Whitman Corp COM 96647k102 175 10200 SH
SOLE 10200
Willamette Industries COM 969133107 279 7400 SH
SOLE 7400
Wilton Bank COM 972491104 382 10000 SH
SOLE 10000
Wyman-Gordon COM 983085101 185 20000 SH
SOLE 20000
Xerox Corp COM 984121103 288 5402 SH
SOLE 5402
BP Amoco PLC - Spons ADR ADR 055622104 2104 20829 SH
SOLE 20829 100
10 100 SH
OTHER 01 100
Elan PLC ADR ADR 284131208 3756 53844 SH
SOLE 53844
Ericsson Lm-ADR ADR 294821400 1444 60650 SH
SOLE 60650
Fresenius Medical Care ADR ADR 358029106 807 39975 SH
SOLE 39975
Medeva PLC ADR ADR 2575852 180 22000 SH
SOLE 22000
Rentokil PLC ADR ADR 760125104 319 5100 SH
SOLE 5100
Rhone Poulenc S A ADR ADR 762426609 244 5550 SH
SOLE 5550
SK Telecom Co Ltd ADR ADR 78440p108 2959 242800 SH
SOLE 242800
Telefonica De Argentina ADR ADR 879378206 2698 89200 SH
SOLE 89200
Telefonos Mexico-ADR L ADR 879403780 3249 49225 SH
SOLE 49225
Fleet Financial Group Warrants WT 338915119 427 12200 SH
SOLE 12200
IMC Global Inc- WTS WT 449669118 29 67000 SH
SOLE 67000
Viacom Inc Wt E 7/7/99 WT 925524134 411 25896 SH
SOLE 25896 144
2 144 SH
OTHER 01 144
Tsingtao Brewery Ltd H Shares FGN y8997d102 4 55000 SH
SOLE 55000
Colonial Limited FGN 6094632 3274 823300 SH
SOLE 823300
Cable Satisfaction Int'l RSTD FGN 126934108 0 54000 SH
SOLE 54000
Cable Satisfaction Int'l Sub V FGN 126934108 117 78000 SH
SOLE 78000
Allied Irish Banks PLC FGN 0019783 2134 124349 SH
SOLE 124349
Bank of Ireland FGN 0075600 3639 174750 SH
SOLE 174750
CMG PLC FGN 0159311 2246 79440 SH
SOLE 79440
Compass Group PLC FGN 0288011 3610 312500 SH
SOLE 312500
Dixons FGN 0272304 6856 324100 SH
SOLE 324100
Electronics Botique PLC FGN 0736015 71 52300 SH
SOLE 52300
Hays PLC FGN 0416102 988 96200 SH
SOLE 96200
Logica PLC FGN 0522708 3824 371100 SH
SOLE 371100
Misys FGN 0596606 2905 287578 SH
SOLE 287578
Pace Micro Technology Plc FGN 0667278 1319 568300 SH
SOLE 568300
Rentokil Initial PLC FGN 0732712 270 43900 SH
SOLE 43900
Royal Bank of Scotland Group FGN 0754783 4435 204200 SH
SOLE 204200
Serco PLC FGN 0797379 2785 117600 SH
SOLE 117600
Smithkline Beecham PLC FGN 0819154 3653 253754 SH
SOLE 253754
Standard Chartered FGN 0840370 3457 245042 SH
SOLE 245042
Vodafone FGN 0719210 3073 165725 SH
SOLE 165725
Vestas Wind Systems A/S FGN 5444896 2106 32700 SH
SOLE 32700
AXA-UAP FGN 4026927 5199 39340 SH
SOLE 39340
Aegon NV FGN 4002057 6100 67037 SH
SOLE 67037
Altran FGN 4021869 833 3295 SH
SOLE 3295
Autogrill Spa FGN 5256206 2255 227700 SH
SOLE 227700
Banco Bilbao Vizcaya FGN 5273681 2020 136000 SH
SOLE 136000
Banco Commercial Portugues-R FGN 4070269 236 7830 SH
SOLE 7830
Banco Santander SA (OLD) FGN 5254783 2937 143643 SH
SOLE 143643
Banque Nationale de Paris FGN 4133667 4751 54770 SH
SOLE 54770
Bipop-Carire Spa FGN 4072083 2204 72000 SH
SOLE 72000
Cap Gemini SA FGN 4163437 4807 28800 SH
SOLE 28800
Carrefour Frf100 FGN 4177546 3116 4055 SH
SOLE 4055
Endesa Esp800 FGN 5271782 2646 105150 SH
SOLE 105150
Fortis Amev NV FGN 5593798 7104 185680 SH
SOLE 185680
Gruppo Editoriale L' Espresso FGN 5387797 149 13200 SH
SOLE 13200
Infogrames Entertainment FGN 5387612 2662 40490 SH
SOLE 40490
JOT Automation Group OYJ FGN 5674682 236 5000 SH
SOLE 5000
Kamps AG FGN 5437078 306 2960 SH
SOLE 2960
Mannesmann AG FGN 5460955 5695 44980 SH
SOLE 44980
Mediolanum Spa FGN 5535198 2268 344200 SH
SOLE 344200
Nokia Ab A Fim FGN 4632841 15996 99685 SH
SOLE 99685
Porsche AG-Pfd FGN 4696784 3500 1439 SH
SOLE 1439
Royal Dutch Petrol Br Nlg5 FGN 5202704 318 6000 SH
SOLE 6000
Seat-Pagine Gialle Spa-RNC FGN 5543094 1162 1462900 SH
SOLE 1462900
Societe Generale-A FGN 4817756 3738 19515 SH
SOLE 19515
Telecom Italia -SPA FGN 5297506 6855 647220 SH
SOLE 647220
Telecom Italia Mobile-SPA FGN 4876746 1654 247740 SH
SOLE 247740
Telefonica De Esp Ord FGN 4880822 2379 56265 SH
SOLE 56265
Teleste OJY FGN 5653937 377 42000 SH
SOLE 42000
Tietoenator Oyj FGN 4875635 3126 76150 SH
SOLE 76150
Unicredito Italiano FGN 4232445 3059 568100 SH
SOLE 568100
Vivendi FGN 4175926 1317 5368 SH
SOLE 5368
Wolters Kluwer Nlg1 FGN 4977111 7730 42755 SH
SOLE 42755
CLP Holdings Ltd (2) FGN 6097017 63 13200 SH
SOLE 13200
Cable & Wireless HKT Ltd (8) FGN 6436461 23 11671 SH
SOLE 11671
Cheung Kong (1) FGN 6190273 3723 489000 SH
SOLE 489000
China Telecom (941) FGN 6073556 47 28000 SH
SOLE 28000
Citic Pacific Ltd Ord (267) FGN 6196152 147 70000 SH
SOLE 70000
Golden Resources Development I FGN 6376192 6 124000 SH
SOLE 124000
HK & China Gas (3) FGN 6436557 214 151797 SH
SOLE 151797
HSBC Holdings HKD (5) FGN 6436502 3848 122729 SH
SOLE 122729
Hang Seng Bk (11) FGN 6408374 2966 322600 SH
SOLE 322600
Hopewell Hldgs (new) Hk$0.50 FGN 6436999 33 69000 SH
SOLE 69000
JCG Holdings Ltd. (626) FGN 6477493 171 601000 SH
SOLE 601000
New World Infrastructure (301) FGN 6631590 33 25000 SH
SOLE 25000
Sun Hung Kai Pptys (16) FGN 6859927 2975 397560 SH
SOLE 397560
HK China Gas Warrant Exp 09/30 6107121 1 28408 SH
SOLE 28408
Bank of Tokyo-Mitsubishi (8315 FGN 6070364 4269 311000 SH
SOLE 311000
Dai-Ichi Kangyo Bank Ltd (8311 FGN 6250241 2811 423000 SH
SOLE 423000
Fancl Corporation (4921) FGN 6131261 227 2000 SH
SOLE 2000
Fuji Soft ABC Inc (9749) FGN 6357001 847 13000 SH
SOLE 13000
Fujitsu Support And Service (4 FGN 6127130 6146 63000 SH
SOLE 63000
Hikari Tsushin, Inc (9435) FGN 6416322 4922 28000 SH
SOLE 28000
Honda Motor Co Ltd (7267) FGN 6435145 2160 48000 SH
SOLE 48000
Ito En (2593) FGN 6455789 3921 77700 SH
SOLE 77700
Meiwa Estate Co Ltd (8869) FGN 6562388 1316 50000 SH
SOLE 50000
Olympus Optical Co Ltd (7733) FGN 6658801 2204 168000 SH
SOLE 168000
Ryohin Keikaku Co Ltd (7453) FGN 6758455 1123 7100 SH
SOLE 7100
Shohkoh Fund & Co Ltd (8597) FGN 6805715 1590 3150 SH
SOLE 3150
Sumisho Computer Systems (9719 FGN 6858474 1110 33000 SH
SOLE 33000
Trend Micro Inc (4704) FGN 6125286 3489 30500 SH
SOLE 30500
Union Tool (6278) FGN 6914053 4317 56100 SH
SOLE 56100
Apasco S.A. FGN 2045645 1970 325400 SH
SOLE 325400
Corporacion Interamericana Ent FGN 2224347 1368 464000 SH
SOLE 464000
Grupo Financiero Banamex-O FGN 2401300 3744 1738050 SH
SOLE 1738050
Tomra Systems As FGN 4897082 8133 219275 SH
SOLE 219275
Ayala Land Inc. FGN 6055112 29 99800 SH
SOLE 99800
Belle Corp Wt Exp 12/31/2000 700494x 0 28600 SH
SOLE 28600
City Developments FGN 6197928 3295 632900 SH
SOLE 632900
DBS Land Sgd1.00 FGN 6244772 59 40000 SH
SOLE 40000
Dev Bk Singapore F Ord FGN 6265513 2703 356600 SH
SOLE 356600
Overseas Chinese Bk (f) FGN 6663690 1482 219000 SH
SOLE 219000
Parkway Holdings FGN 6811143 1246 637000 SH
SOLE 637000
Wing Tai FGN 6972385 146 180000 SH
SOLE 180000
South African Breweries FGN 6822101 166 19084 SH
SOLE 19084
Housing & Comrcl Bk, Korea (27 FGN 6503020 1703 85300 SH
SOLE 85300
Kookmin Bank (2313) FGN 6885881 284 28800 SH
SOLE 28800
Samsung Fire & Marine Ins (008 FGN 6042363 315 825 SH
SOLE 825
Europolitan Holdings AB FGN 4578644 3255 35495 SH
SOLE 35495
Modern Times Group-B FGN 5328127 4048 227600 SH
SOLE 227600
Sigma AB-B Shs FGN 5206535 78 10200 SH
SOLE 10200
Kudelski SA - Bearer FGN 5568859 2950 741 SH
SOLE 741
Kudelski SA - Part Cert FGN 4517799 509 43 SH
SOLE 43
Nestle AG Regd Chf10 FGN 4616696 544 300 SH
SOLE 300
Novartis AG-Bearer FGN 5047842 242 149 SH
SOLE 149
Novartis AG-Reg FGN 5047831 507 313 SH
SOLE 313
Roche Hldg Genusscheine Npv FGN 4745772 4493 369 SH
SOLE 369
Schweiz Rueckversicherung Chf2 FGN 4850029 508 230 SH
SOLE 230
Selecta Group-Reg FGN 5236253 3482 10980 SH
SOLE 10980
UBS AG-Registered FGN 5485958 5686 18125 SH
SOLE 18125
Zurich Allied AG - New FGN 5486779 1421 2224 SH
SOLE 2224
Central Pattana Foreign FGN 6199690 119 228500 SH
SOLE 228500
Telecomasia Corp Public Ltd Or FGN 6877071 24 43475 SH
SOLE 43475
Blackrock North American Govt MF 2100373 117 11700.000SH
SOLE 11700.000
Midas Fund MF 59562c109 85 60975.744SH
SOLE 60975.744
Morgan Stanley India Fund MF 61745c105 1555 170400.000SH
SOLE 170400.000
Clipper Fund Inc EMF 188850101 315 4285.273 SH
SOLE 4285.273
Dodge & Cox Stock Fund EMF 256219106 296 3180.157 SH
SOLE 3180.157
Janus Overseas Fd EMF 471023846 213 10151.520SH
SOLE 10151.520
N & B Partners EMF 641224407 551 21163.943SH
SOLE 21163.943
Oakmark Small Cap EMF 413838301 176 13073.881SH
SOLE 13073.881
Schwab 1000 Fd - Select Shs EMF 808517809 729 20654.235SH
SOLE 20654.235
Schwab Small-Cap Index Fd EMF 808509202 293 19338.583SH
SOLE 19338.583
Sound Shore Fund Inc EMF 836083105 668 23536.238SH
SOLE 23536.238
Tweedy Browne Global Value Fd EMF 901165100 434 24009.617SH
SOLE 24009.617
CSC Holdings Inc Conv Pfd Ser PFD CV 126304203 3160 28500 SH
SOLE 28500 1200
133 1200 SH
OTHER 01 1200
Continental Svgs + Ln Assn Pfd PFD CV 211907209 0 12000 SH
SOLE 12000
Sealed Air cv pf $2.00 Sr A PFD CV 81211k209 950 19245 SH
SOLE 19245
Coeur D Alene Mines CONV 192108ae8 159 260000 PRN
SOLE 260000
Hexcel Corp CONV 428291aa6 18 20000 PRN
SOLE 20000
Oryx Energy Co CONV 68763fad2 332 330000 PRN
SOLE 330000
Parker Drilling CONV 701081ad3 218 360000 PRN
SOLE 360000
</TABLE>
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