UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13 F
Form 13F cover page
Report for the calendar year or quarter ended: December 31, 1999
Institutional investment manager filing this report:
Name: Pinnacle Associates Ltd.
Address: 666 Fifth Avenue 14th floor
New York, New York 10103
13F file number: 28-743127
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules, lists
and
tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Name: Jack Goldman
Title: network administrator
Phone: 212-652-3230
Signature, place and date of signing:
Report type
[x] 13f holdings report
FORM 13F SUMMARY PAGE
Report summary:
Number of other included managers: 1
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total: 1,362,284
List of Other Included Managers:
No. 13F file Number Name
01 28-743127 Pinnacle Associates Ltd.
<PAGE>
<TABLE>
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
- - ------------------------------ ---------------- --------- -------- -------- ---
- - ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C>
<C> <C> <C> <C> <C> <C>
(Sector SPDR) AMEX Consumer St COM 81369y308 222 9650 SH
SOLE 9650
(Sector SPDR) AMEX Tech Select COM 81369y803 315 5850 SH
SOLE 5850
3 Com Corp COM 885535104 329 7000 SH
SOLE 7000
A G P & Co. Inc. COM 001230200 0 20000 SH
SOLE 20000
AT&T Corp COM 001957109 2108 41492 SH
SOLE 41492
AT&T Corp - Liberty Media Grou COM 001957208 21563 379547 SH
SOLE 379547
AXA Financial Inc COM 002451102 384 11300 SH
SOLE 11300
Abbott Laboratories COM 002824100 444 12231 SH
SOLE 12231
Ackerly Group Inc COM 004527107 5220 288000 SH
SOLE 288000
Adaptec COM 00651f108 1426 28590 SH
SOLE 28590
Adelphia Communications -Cl A COM 006848105 2029 30922 SH
SOLE 30922
Advanced Tobacco Products COM 00755g101 8 16000 SH
SOLE 16000
Aerial Communications COM 007655103 27704 455100 SH
SOLE 455100
Aflac Inc COM 001055102 816 17303 SH
SOLE 17303
Albertson's Inc. COM 013104104 1754 54383 SH
SOLE 54383
Alcan Aluminum COM 013716105 1365 33000 SH
SOLE 33000
Alcoa Inc COM 013817101 2009 24210 SH
SOLE 24210
Alliance Capital COM 018548107 305 10200 SH
SOLE 10200
Allstate Corp COM 020002101 340 14150 SH
SOLE 14150
Alltel COM 020039103 4049 48972 SH
SOLE 48972
Alza Corp Cl A COM 022615108 5466 157875 SH
SOLE 157875
Amer Home Prods COM 026609107 649 16526 SH
SOLE 16526
Amer Intl Group COM 026874107 1703 15750 SH
SOLE 15750
Amerada Hess Corp COM 023551104 1135 20000 SH
SOLE 20000
America Online Inc Com COM 02364J104 537 7084 SH
SOLE 7084
American Express COM 025816109 4146 24941 SH
SOLE 24941
American General Corp COM 026351106 711 9376 SH
SOLE 9376
Amgen Inc COM 031162100 2108 35091 SH
SOLE 35091
Applied Materials COM 038222105 4921 38840 SH
SOLE 38840
Ascent Entertainment Group COM 043628106 8312 655110 SH
SOLE 655110
Atlantic Rich Co COM 048825103 253 2925 SH
SOLE 2925
Atmel Corp COM 049513104 2831 95780 SH
SOLE 95780
Automatic Data Processing COM 053015103 764 14180 SH
SOLE 14180
Autozone Inc COM 053332102 365 11285 SH
SOLE 11285
Aztar Corp COM 054802103 343 31560 SH
SOLE 31560
BCE Inc. COM 05534b109 833 9238 SH
SOLE 9238
BJ Services COM 055482103 1288 30800 SH
SOLE 30800
BMC Software COM 055921100 404 5050 SH
SOLE 5050
Bank of New York Inc COM 064057102 6606 165161 SH
SOLE 165161
Banknorth Group COM 06646l100 270 10100 SH
SOLE 10100
Barrick Gold Crp COM 067901108 808 45700 SH
SOLE 45700
Basix Corp Pfd Conv COM 070121207 0 21641 SH
SOLE 21641
Baxter Intl Inc COM 071813109 381 6072 SH
SOLE 6072
Bell Atlantic COM 077853109 1647 26747 SH
SOLE 26747
Bellsouth Corp COM 079860102 994 21237 SH
SOLE 21237
Best Buy Company Inc COM 086516101 214 4255 SH
SOLE 4255
Biofoam Corp RSTD COM 0 250000 SH
SOLE 250000
Blockbuster Inc CL A COM 093679108 6880 514420 SH
SOLE 514420
Boeing Co COM 097023105 268 6456 SH
SOLE 6456
Bristol-Myers Squibb COM 110122108 2271 35386 SH
SOLE 35386
Broadwing Inc COM 111620100 15015 407200 SH
SOLE 407200
Brooks Automation Inc COM 11434a100 4552 139780 SH
SOLE 139780
CBS Corporation COM 12490k107 912 14257 SH
SOLE 14257
Cablevision Systems COM 12686c109 27988 370697 SH
SOLE 370697
Cadence Design Sys COM 127387108 8016 333995 SH
SOLE 333995
Carnegie International Corp COM 143500106 550 80000 SH
SOLE 80000
Catellus Develop COM 149111106 163 12700 SH
SOLE 12700
Caterpillar Incorporated COM 149123101 325 6915 SH
SOLE 6915
Cel Communications COM 125156208 0 11839 SH
SOLE 11839
Centurytel Inc COM 156700106 296 6250 SH
SOLE 6250
Chase Manhattan New COM 16161a108 635 8175 SH
SOLE 8175
Chemed Corp COM 163596109 1204 42060 SH
SOLE 42060
Chevron Corp COM 166751107 3267 37713 SH
SOLE 37713
Chiron Corp COM 170040109 6072 143295 SH
SOLE 143295
Chris-Craft Inds COM 170520100 7193 99725 SH
SOLE 99725
Chubb Corp COM 171232101 990 17575 SH
SOLE 17575
Cisco Systems COM 17275r102 3070 28658 SH
SOLE 28658
Citigroup Inc COM 172967101 14717 264287 SH
SOLE 264287
Citizens Utilities Co. COM 177342201 27128 1912080 SH
SOLE 1912080
Coca-Cola Co COM 191216100 2413 41427 SH
SOLE 41427
Colgate-Palmolive COM 194162103 347 5341 SH
SOLE 5341
Columbia HCA Healthcare Corp COM 197677107 528 18000 SH
SOLE 18000
Commerce Bancorp NJ COM 200519106 504 12458 SH
SOLE 12458
Commnet Cellular Inc COM 202604203 418 13000 SH
SOLE 13000
Compaq Computer COM 204493100 1521 56216 SH
SOLE 56216
Computer Assoc Intl Inc COM 204912109 822 11747 SH
SOLE 11747
Computer Sciences Corp COM 205363104 460 4862 SH
SOLE 4862
Compuware Corp COM 205638109 839 22520 SH
SOLE 22520
Conoco Inc Cl B COM 208251405 1014 40758 SH
SOLE 40758
Conseco Inc COM 208464107 544 30525 SH
SOLE 30525
Consumer Portfolio Services COM 210502100 47 30000 SH
SOLE 30000
Cor Therapeutics Inc COM 217753102 3266 121540 SH
SOLE 121540
Corning Inc COM 219350105 513 3975 SH
SOLE 3975
Coventry Health Care COM 222862104 88 13100 SH
SOLE 13100
Cox Communications Inc COM 224044107 229 4447 SH
SOLE 4447
Dana Corp COM 235811106 1069 35700 SH
SOLE 35700
Dell Computer Corp COM 247025109 295 5790 SH
SOLE 5790
Delta Air Lines COM 247361108 1009 20250 SH
SOLE 20250
Diebold Inc COM 253651103 285 12140 SH
SOLE 12140
Disney (Walt) Co COM 254687106 1124 38422 SH
SOLE 38422
Dollar General COM 256669102 1420 62404 SH
SOLE 62404
Dow Chemical COM 260543103 355 2654 SH
SOLE 2654
Du Pont EI De Nemours COM 263534109 2789 42345 SH
SOLE 42345
EMC Corp/Mass COM 268648102 4239 38800 SH
SOLE 38800
Eastman Kodak COM 277461109 598 9025 SH
SOLE 9025
Electric Lightwave Inc -Cl A COM 284895109 2959 157820 SH
SOLE 157820
Encore Wire Corp. COM 292562105 152 20000 SH
SOLE 20000
Equity Residential Properties COM 29476l107 484 11343 SH
SOLE 11343
Ethan Allen Interiors COM 297602104 447 13940 SH
SOLE 13940
Exxon Mobil Corp COM 30231g102 5006 62135 SH
SOLE 62135
FDX Corp. COM 31428x106 804 19650 SH
SOLE 19650
Fannie Mae COM 313586109 940 15050 SH
SOLE 15050
Federated Department Stores COM 31410h101 7089 140200 SH
SOLE 140200
First Union Corp COM 337358105 705 21415 SH
SOLE 21415
Fleet Boston Financial Corp COM 339030108 1566 44973 SH
SOLE 44973
Flowers Inds Inc COM 343496105 3024 189750 SH
SOLE 189750
Fluor Corp COM 343861100 1340 29200 SH
SOLE 29200
Flushing Financial Corp COM 343873105 6817 460209 SH
SOLE 460209
Ford Motor Co COM 345370100 609 11425 SH
SOLE 11425
Franchise Fin Corp COM 351807102 493 20580 SH
SOLE 20580
Freddie Mac COM 313400301 226 4801 SH
SOLE 4801
GTE Corp COM 362320103 5553 78702 SH
SOLE 78702
Gabelli Asset Mgmt Inc Cl A COM 36239y102 838 51570 SH
SOLE 51570
Gannett Co COM 364730101 306 3750 SH
SOLE 3750
General Electric COM 369604103 5631 36387 SH
SOLE 36387
General Mills COM 370334104 255 7140 SH
SOLE 7140
General Motors COM 370442105 871 11978 SH
SOLE 11978
Genuine Parts Co COM 372460105 5692 229400 SH
SOLE 229400
Georgia-Pacific COM 373298108 1291 25430 SH
SOLE 25430
Gilead Sciences Inc COM 375558103 1802 33300 SH
SOLE 33300
Gillette Co COM 375766102 1456 35355 SH
SOLE 35355
Global Crossing COM g3921a100 21874 437489 SH
SOLE 437489
Grace (W.R.) COM 38388f108 525 37149 SH
SOLE 37149
Grand Union Co. COM 386532402 762 75240 SH
SOLE 75240
HMG Worldwide New COM 404235103 70 10000 SH
SOLE 10000
Halliburton Co COM 406216101 14355 356655 SH
SOLE 356655
Harken Energy Corp COM 412552101 19 23500 SH
SOLE 23500
Harley-Davidson COM 412822108 1066 16638 SH
SOLE 16638
Harris Corp COM 413875105 1516 56800 SH
SOLE 56800
Hasbro Inc COM 418056107 993 52430 SH
SOLE 52430
Helmerich & Payne COM 423452101 1186 54530 SH
SOLE 54530
Hewlett-Packard COM 428236103 5279 46409 SH
SOLE 46409
Hibernia Corp COM 428656102 687 64620 SH
SOLE 64620
Hilton Hotels Corp COM 432848109 4726 494242 SH
SOLE 494242
Home Depot Inc COM 437076102 2535 36871 SH
SOLE 36871
Honeywell International COM 438516106 1487 25771 SH
SOLE 25771
IMC Global Inc COM 449669100 4167 254500 SH
SOLE 254500
IMS Health Inc COM 449934108 337 12400 SH
SOLE 12400
Icoa Inc COM 449292200 3 60000 SH
SOLE 60000
Ingersoll-Rand COM 456866102 2263 41091 SH
SOLE 41091
Innovet Inc Reg S COM 45765P104 0 59800 SH
SOLE 59800
Int'l Business Machine COM 459200101 1296 12011 SH
SOLE 12011
Intel Corp COM 458140100 20372 247498 SH
SOLE 247498
International Paper COM 460146103 872 15450 SH
SOLE 15450
Jetform Corp COM 477155105 50 10000 SH
SOLE 10000
Johnson & Johnson COM 478160104 1745 18708 SH
SOLE 18708
Jones Intercable Cl A COM 480206200 2095 30230 SH
SOLE 30230
KLA Tencor Corp. COM 482480100 4906 44050 SH
SOLE 44050
Keycorp COM 493267108 4232 191257 SH
SOLE 191257
Kimberly-Clark COM 494368103 1097 16766 SH
SOLE 16766
Knight Ridder Inc COM 499040103 3360 56405 SH
SOLE 56405
LSI Logic Corp COM 502161102 620 9180 SH
SOLE 9180
Lam Research COM 512807108 2329 20880 SH
SOLE 20880
Liberty Corp COM 530370105 6670 158100 SH
SOLE 158100
Lilly Eli & Co. COM 532457108 860 12934 SH
SOLE 12934
Lodgenet Entertainment COM 540211109 5671 227980 SH
SOLE 227980
Loral Space & Communications COM g56462107 384 15800 SH
SOLE 15800
Lucent Tech Inc COM 549463107 1657 22098 SH
SOLE 22098
MBIA Inc COM 55262C100 341 6462 SH
SOLE 6462
MCI Worldcom Inc COM 55268b106 298 5616 SH
SOLE 5616
MGI Properties COM 552885105 182 34700 SH
SOLE 34700
Mallinckrodt Grp COM 561232109 698 21950 SH
SOLE 21950
Marsh & Mclennan COM 571748102 233 2435 SH
SOLE 2435
Maxxam Inc COM 577913106 994 23180 SH
SOLE 23180
McClatchy Co. Cl A COM 579489105 3131 72400 SH
SOLE 72400
McDonalds Corp COM 580135101 1025 25433 SH
SOLE 25433
McGraw Hill Inc COM 580645109 555 9000 SH
SOLE 9000
Mead Corp COM 582834107 1225 28200 SH
SOLE 28200
Media General - A COM 584404107 17113 329087 SH
SOLE 329087
MediaOne Group Inc COM 58440j104 15488 201630 SH
SOLE 201630
Medquist Inc COM 584949101 536 20748 SH
SOLE 20748
Medtronic Inc COM 585055106 586 16080 SH
SOLE 16080
Merck & Co COM 589331107 3047 45352 SH
SOLE 45352
Merrill Lynch & Co. Inc COM 590188108 2117 25415 SH
SOLE 25415
Metal Recovery Technologies COM 591098108 7 60600 SH
SOLE 60600
Micron Technology Inc COM 595112103 1861 23825 SH
SOLE 23825
Microsoft Corp COM 594918104 6075 52035 SH
SOLE 52035
Minnesota Mining COM 604059105 657 6710 SH
SOLE 6710
Morgan (J.P.) COM 616880100 4027 31804 SH
SOLE 31804
Morgan Stanley Asia-Pacif FD COM 61744U106 157 13300 SH
SOLE 13300
Morgan Stanley Dean Witter Dis COM 617446448 398 2789 SH
SOLE 2789
Motorcar Parts & Accessories COM 620071100 78 73500 SH
SOLE 73500
Motorola Inc COM 620076109 408 2770 SH
SOLE 2770
Mylan Labs Inc COM 628530107 321 12725 SH
SOLE 12725
NL Industries COM 629156407 1179 78270 SH
SOLE 78270
Nabisco Group Holdings COM 62952p102 171 16100 SH
SOLE 16100
Nasdaq-100 Shares COM 631100104 205 1120 SH
SOLE 1120
New York Times Co Cl A COM 650111107 2621 53355 SH
SOLE 53355
Newmont Mining COM 651639106 755 30801 SH
SOLE 30801
Nortel Networks Corp COM 656569100 4532 44875 SH
SOLE 44875
North Fork Bancorp COM 659424105 344 19800 SH
SOLE 19800
Northeast Utils COM 664397106 9476 460815 SH
SOLE 460815
Novellus Systems Inc COM 670008101 1888 15410 SH
SOLE 15410
Ocean Energy Inc (new) COM 67481e106 3267 421545 SH
SOLE 421545
Omnipoint Corp COM 68212d102 4061 33670 SH
SOLE 33670
Oracle Corp COM 68389x105 319 2850 SH
SOLE 2850
PMC-Sierra Inc COM 69344F106 5675 35398 SH
SOLE 35398
PNC Bank Corp COM 693475105 443 9950 SH
SOLE 9950
Paine Webber Group COM 695629105 2164 55745 SH
SOLE 55745
Park Place Entertainment Corp COM 700690100 3009 240710 SH
SOLE 240710
Parkvale Fin COM 701492100 235 14656 SH
SOLE 14656
Paxar Corp COM 704227107 977 115770 SH
SOLE 115770
Paychex COM 704326107 322 8050 SH
SOLE 8050
Pegasus Gold Inc COM 0 19800 SH
SOLE 19800
Penton Media Cl A COM 709668107 3691 153786 SH
SOLE 153786
Pepsico Inc COM 713448108 636 18045 SH
SOLE 18045
Pfizer Inc COM 717081103 913 28135 SH
SOLE 28135
Phelps Dodge Corp COM 717265102 1756 26061 SH
SOLE 26061
Philip Morris Co COM 718154107 255 11075 SH
SOLE 11075
Phillips Pete COM 718507106 295 6284 SH
SOLE 6284
Pittway Corp Cl A COM 725790208 7385 164800 SH
SOLE 164800
Potash Corp Sask Inc COM 73755L107 1503 31200 SH
SOLE 31200
Powertel Inc COM 73936c109 1057 10530 SH
SOLE 10530
Procter & Gamble COM 742718109 1028 9380 SH
SOLE 9380
Quantum Corp - DLT & Storage S COM 747906204 775 51270 SH
SOLE 51270
Quantum Corp - Hard Disk Drive COM 747906303 145 20900 SH
SOLE 20900
Quebecor Printing Inc COM 747922102 1081 48577 SH
SOLE 48577
Questec Imaging Inc. COM 747936102 12 25000 SH
SOLE 25000
R.H. Donnelley Corp COM 74955w307 11184 592547 SH
SOLE 592547
RTI International Metals COM 74973w107 4287 571550 SH
SOLE 571550
Readers Digest Assn Cl A Non V COM 755267101 930 31800 SH
SOLE 31800
Robert Half Intl COM 770323103 950 33277 SH
SOLE 33277
Robotic Vision Sys COM 771074101 239 25800 SH
SOLE 25800
Rocky Mountain Ginseng Inc COM 774711105 5 25000 SH
SOLE 25000
Rollins Inc COM 775711104 1179 78580 SH
SOLE 78580
Rouse Co COM 779273101 6240 293635 SH
SOLE 293635
Rowan Companies Inc COM 779382100 3789 174700 SH
SOLE 174700
S & C Liquidating Trust COM 0 41003 SH
SOLE 41003
S & P Mid-Cap 400 Depositary R COM 595635103 1750 21575 SH
SOLE 21575
SBC Communication COM 78387g103 3257 66818 SH
SOLE 66818
STMicroelectronics NV-NY Shs COM 2430025 4857 32075 SH
SOLE 32075
Safeco Corp COM 786429100 221 8900 SH
SOLE 8900
Safety-Kleen Corp COM 78648r203 741 65495 SH
SOLE 65495
Schering-Plough COM 806605101 3216 75900 SH
SOLE 75900
Schlumberger Ltd. COM 806857108 2475 44091 SH
SOLE 44091
Seagram Co Ltd COM 811850106 7965 177983 SH
SOLE 177983
Sealed Air Corp COM 81211k100 2868 55355 SH
SOLE 55355
Solutia Inc COM 834376105 534 34580 SH
SOLE 34580
Southern Co COM 842587107 213 9050 SH
SOLE 9050
Soverign Bancorp COM 845905108 388 52111 SH
SOLE 52111
Sprint (FON Group) COM 852061100 10158 150901 SH
SOLE 150901
St. Paul Companies COM 792860108 8507 252520 SH
SOLE 252520
State Street Corp COM 857477103 289 3950 SH
SOLE 3950
Steris Corp COM 859152100 161 15750 SH
SOLE 15750
Stryker Corp COM 863667101 875 12570 SH
SOLE 12570
Suite101.Com Inc COM 865073100 563 173130 SH
SOLE 173130
Sun Microsystems COM 866810104 8119 104850 SH
SOLE 104850
TCI Satellite Entnmt Cl A COM 872298104 2350 146850 SH
SOLE 146850
TVX Gold Inc Com COM 87308K101 43 57500 SH
SOLE 57500
Technology Solutions Co COM 87872t108 760 23220 SH
SOLE 23220
Telephone & Data Sys COM 879433100 50189 398327 SH
SOLE 398327
Texaco Inc COM 881694103 207 3814 SH
SOLE 3814
Texas Instruments Inc COM 882508104 1462 15135 SH
SOLE 15135
Texas Regl Banc COM 882673106 229 7900 SH
SOLE 7900
The Charles Schwab COM 808513105 457 11935 SH
SOLE 11935
Time Warner Inc COM 887315109 2645 36575 SH
SOLE 36575
Timecast Corp COM 887324101 0 231993 SH
SOLE 231993
Toronto-Dominion Bank COM 891160509 351 13000 SH
SOLE 13000
Transocean Sedco Forex Inc COM 893817106 287 8530 SH
SOLE 8530
Tribune Co COM 896047107 1828 33200 SH
SOLE 33200
Triton Energy Ltd. COM G90751101 377 18300 SH
SOLE 18300
U.S. Cellular Corp COM 911684108 18754 185795 SH
SOLE 185795
U.S. West Inc COM 91273h101 7802 108358 SH
SOLE 108358
USA Networks Inc COM 902984103 7221 130700 SH
SOLE 130700
Unifi Inc COM 904677101 6884 559147 SH
SOLE 559147
Unisys Corp COM 909214108 258 8065 SH
SOLE 8065
United Global Com Inc COM 913247508 20546 290915 SH
SOLE 290915
United Tech Corp COM 913017109 415 6377 SH
SOLE 6377
United Television COM 913066106 979 7000 SH
SOLE 7000
Unocal Corp COM 915289102 413 12300 SH
SOLE 12300
Veritas Software Corp COM 923436109 401 2800 SH
SOLE 2800
Viacom B non voting COM 925524308 23886 395221 SH
SOLE 395221
Viacom Inc - A COM 925524100 248 4100 SH
SOLE 4100
Viatel, Inc COM 925529208 1501 28000 SH
SOLE 28000
Vista Bancorp Inc COM 92830r103 202 12000 SH
SOLE 12000
Voicestream Wireless COM 928615103 4767 33500 SH
SOLE 33500
Wal Mart Stores Inc COM 931142103 405 5856 SH
SOLE 5856
Walgreen Co COM 931422109 3032 103646 SH
SOLE 103646
Warner-Lambert COM 934488107 6597 80518 SH
SOLE 80518
Weatherford International COM 947074100 1493 37390 SH
SOLE 37390
Webb (Del E.) Corp COM 947423109 1417 56960 SH
SOLE 56960
Western Wireless-Cl A COM 95988e204 9822 147150 SH
SOLE 147150
Willamette Industries COM 969133107 6088 131100 SH
SOLE 131100
Wilton Bank COM 972491104 478 11248 SH
SOLE 11248
World Access Inc COM 98141a101 398 20530 SH
SOLE 20530
Xerox Corp COM 984121103 883 38926 SH
SOLE 38926
Xoma LTD COM g9825r107 407 135800 SH
SOLE 135800
Yankee Enrgy Sys COM 984779108 345 7849 SH
SOLE 7849
Alcatel SA-ADR ADR 013904305 611 13575 SH
SOLE 13575
Arm Holdings Plc ADR 042068106 345 1800 SH
SOLE 1800
Aventis Spons ADR ADR 053561106 559 9829 SH
SOLE 9829
BP Amoco PLC - Spons ADR ADR 055622104 2167 36539 SH
SOLE 36539
Eidos PLC - Spnsd ADR ADR 282485101 5698 68650 SH
SOLE 68650
Elan PLC ADR ADR 284131208 1270 43038 SH
SOLE 43038
Ericsson Lm-ADR ADR 294821400 368 5600 SH
SOLE 5600
Fresenius Medical Care ADR ADR 358029106 1134 39975 SH
SOLE 39975
Medeva PLC ADR ADR 2575852 236 22000 SH
SOLE 22000
News Corp Ltd ADR New Australi ADR 652487703 971 25395 SH
SOLE 25395
SK Telecom Co Ltd ADR ADR 78440p108 8709 226940 SH
SOLE 226940
Sony Corp-ADR ADR 835699307 441 1550 SH
SOLE 1550
Telefonos Mexico-ADR L ADR 879403780 6190 55025 SH
SOLE 55025
Trend Micro Inc Adr ADR 89486m107 1311 54050 SH
SOLE 54050
Vodafone Group PLC- Spons ADR ADR 92857t107 275 5550 SH
SOLE 5550
BJ Services Co- WTS WT 055482111 445 8200 SH
SOLE 8200
Federated Dept Stores - Wts D WT 31410h127 331 13530 SH
SOLE 13530
Fleet Boston Corp -WT01 WT 339030116 459 15820 SH
SOLE 15820
IMC Global Inc- WTS WT 449669118 4 38500 SH
SOLE 38500
Check Point Software Technolog FGN 2181334 4770 24000 SH
SOLE 24000
Datacraft Asia Ltd FGN 6246831 3627 437000 SH
SOLE 437000
Tsingtao Brewery Ltd H Shares FGN y8997d102 15 55000 SH
SOLE 55000
Solution 6 Holdings Ltd FGN 6821238 7148 655800 SH
SOLE 655800
Cable Satisfaction Int'l RSTD FGN 126934108 0 54000 SH
SOLE 54000
Cable Satisfaction Int'l Sub V FGN 126934108 763 188710 SH
SOLE 188710
CMG PLC FGN 0159311 7470 101300 SH
SOLE 101300
Dixons FGN 0272304 6373 264500 SH
SOLE 264500
Eidos PLC FGN 0306742 651 7400 SH
SOLE 7400
Hays PLC FGN 0416102 2404 150700 SH
SOLE 150700
Imagination Tech Group PLC FGN 0930312 2052 312400 SH
SOLE 312400
Logica PLC FGN 0522708 8860 342850 SH
SOLE 342850
Misys FGN 0596606 4662 298563 SH
SOLE 298563
Pace Micro Technology Plc FGN 0667278 380 45200 SH
SOLE 45200
Photo-Me International PLC FGN 0848125 80 15100 SH
SOLE 15100
Rentokil Initial PLC FGN 0732712 124 34000 SH
SOLE 34000
Serco PLC FGN 0797379 3502 111400 SH
SOLE 111400
Smithkline Beecham PLC FGN 0819154 3105 242866 SH
SOLE 242866
Standard Chartered FGN 0840370 3653 234911 SH
SOLE 234911
Vodafone FGN 0719210 5893 1187200 SH
SOLE 1187200
Vestas Wind Systems A/S FGN 5444896 13490 76135 SH
SOLE 76135
AXA-UAP FGN 4026927 5109 36690 SH
SOLE 36690
Aegon NV FGN 4002057 6787 70343 SH
SOLE 70343
Alcatel Alsthom FGN 4216825 4513 19675 SH
SOLE 19675
Altran FGN 4021869 2623 4345 SH
SOLE 4345
Autogrill Spa FGN 5256206 2712 215600 SH
SOLE 215600
Banco Bilbao Vicaya Argenteria FGN 5273681 4332 304500 SH
SOLE 304500
Banco Santander Central Hisp FGN 5705946 4859 429620 SH
SOLE 429620
Bipop-Carire Spa FGN 4072083 9007 101900 SH
SOLE 101900
Cap Gemini SA FGN 4163437 450 1775 SH
SOLE 1775
Carrefour Frf100 FGN 4177546 6319 34300 SH
SOLE 34300
EM. TV & Merchandising AG FGN 5352353 2495 39400 SH
SOLE 39400
GFI Informatique FGN 5466823 296 2300 SH
SOLE 2300
Gruppo Editoriale L' Espresso FGN 5836200 689 59573 SH
SOLE 59573
Infogrames Entertainment FGN 5387612 5840 35390 SH
SOLE 35390
JOT Automation Group OYJ FGN 5674682 8476 910700 SH
SOLE 910700
Kamps AG FGN 5437078 699 10000 SH
SOLE 10000
Mannesmann AG FGN 5460955 9454 38990 SH
SOLE 38990
Mediolanum Spa FGN 5535198 8738 668030 SH
SOLE 668030
Nokia Ab A Fim FGN 4632841 27206 150220 SH
SOLE 150220
Perlos OYJ FGN 5703133 563 16000 SH
SOLE 16000
Porsche AG-Pfd FGN 4696784 6076 2220 SH
SOLE 2220
Royal Dutch Petrol Br Nlg5 FGN 5202704 367 6000 SH
SOLE 6000
Seat-Pagine Gialle SPA FGN 5543050 3542 1080000 SH
SOLE 1080000
Societe Generale-A FGN 4817756 4187 18015 SH
SOLE 18015
Sonera OYJ FGN 5556586 9366 136800 SH
SOLE 136800
Telecom Italia -SPA FGN 5297506 294 20900 SH
SOLE 20900
Telecom Italia Mobile-SPA FGN 4876746 3992 357747 SH
SOLE 357747
Telefonica De Esp Ord FGN 4880822 5095 204169 SH
SOLE 204169
Television Francaise (TF1) FGN 4881160 10464 20000 SH
SOLE 20000
Unilog SA FGN 5806366 643 5900 SH
SOLE 5900
Wolters Kluwer Nlg1 FGN 4977111 395 11689 SH
SOLE 11689
Banco Santander SA Rts 5524055 0 36000 SH
SOLE 36000
Bank of East Asia (23) FGN 6075648 1152 414600 SH
SOLE 414600
CLP Holdings Ltd (2) FGN 6097017 61 13200 SH
SOLE 13200
Cheung Kong (1) FGN 6190273 1296 102000 SH
SOLE 102000
China Telecom (941) FGN 6073556 4658 745000 SH
SOLE 745000
Citic Pacific Ltd Ord (267) FGN 6196152 263 70000 SH
SOLE 70000
Giordano Intl Ltd (709) FGN 6372178 1702 1654000 SH
SOLE 1654000
Golden Resources Development I FGN 6376192 8 139000 SH
SOLE 139000
HK & China Gas (3) FGN 6436557 229 166868 SH
SOLE 166868
HSBC Holdings HKD (5) FGN 6436502 11272 803883 SH
SOLE 803883
Hang Seng Bk (11) FGN 6408374 3435 300900 SH
SOLE 300900
Hopewell Hldgs (new) Hk$0.50 FGN 6436999 41 69000 SH
SOLE 69000
Legend Hldgs Ltd (992) FGN 6508821 7642 3078000 SH
SOLE 3078000
Li & Fung (494) FGN 6514635 3131 1248000 SH
SOLE 1248000
New World Infrastructure (301) FGN 6631590 28 22000 SH
SOLE 22000
Sun Hung Kai Pptys (16) FGN 6859927 5258 504631 SH
SOLE 504631
Wing Hang Bk Hkd (302) FGN 6972374 346 101000 SH
SOLE 101000
Bellsystem 24 Inc (9614) FGN 6100056 7539 6900 SH
SOLE 6900
Benesse Corp (9783) FGN 6121927 5183 21600 SH
SOLE 21600
Enix Corporation (9684) FGN 6309262 3205 29600 SH
SOLE 29600
Fancl Corporation (4921) FGN 6131261 3635 13600 SH
SOLE 13600
Fujitsu Support And Service (4 FGN 6127130 18523 37900 SH
SOLE 37900
Hikari Tsushin, Inc (9435) FGN 6416322 19398 9700 SH
SOLE 9700
Ito En (2593) FGN 6455789 11584 83100 SH
SOLE 83100
Nichii Gakkan Company (9792) FGN 6622356 5879 30150 SH
SOLE 30150
Olympus Optical Co Ltd (7733) FGN 6658801 141 10000 SH
SOLE 10000
Park24 Co Ltd (4666) FGN 6667733 1241 13900 SH
SOLE 13900
Ryohin Keikaku Co Ltd (7453) FGN 6758455 5422 27100 SH
SOLE 27100
Sumisho Computer Systems (9719 FGN 6858474 4327 63000 SH
SOLE 63000
Takeda Chemical Inds (4502) FGN 6870445 3350 68000 SH
SOLE 68000
Trend Micro Inc (4704) FGN 6125286 12710 50500 SH
SOLE 50500
Union Tool (6278) FGN 6914053 9126 56700 SH
SOLE 56700
Yamada Denki (9831) FGN 6985026 2924 27000 SH
SOLE 27000
Malayan Banking FGN 6556325 571 160800 SH
SOLE 160800
Apasco S.A. FGN 2045645 126 20000 SH
SOLE 20000
Corporacion Interamericana Ent FGN 2224347 129 32000 SH
SOLE 32000
Grupo Financiero Banamex-O FGN 2401300 688 169500 SH
SOLE 169500
Organizacion Soriana SA de CV FGN 2620172 186 40000 SH
SOLE 40000
Merkantildata FGN 4579012 ? 18700 SH
SOLE 18700
Tandberg Asa FGN 5835821 11244 858500 SH
SOLE 858500
Tomra Systems As FGN 5837010 2750 162100 SH
SOLE 162100
Belle Corp Wt Exp 12/31/2000 700494x 0 28600 SH
SOLE 28600
Allgreen Properties FGN 571992pg5 46 50000 SH
SOLE 50000
City Developments FGN 6197928 4619 789200 SH
SOLE 789200
DBS Group Holdings Ltd FGN 6265513 11527 703391 SH
SOLE 703391
DBS Land Sgd1.00 FGN 6244772 79 40000 SH
SOLE 40000
Overseas Chinese Bk (f) (OLD) FGN 6663690 ? 24600 SH
SOLE 24600
Parkway Holdings FGN 6811143 331 146000 SH
SOLE 146000
United Overseas Bk FGN 6916781 1441 163242 SH
SOLE 163242
United Overseas Bk Fgn (OLD) FGN 6916770 168 19000 SH
SOLE 19000
South African Breweries FGN 6822101 194 19084 SH
SOLE 19084
Housing & Comrcl Bk, Korea (27 FGN 6503020 1364 43200 SH
SOLE 43200
Kookmin Bank (2313) FGN 6885881 236 15100 SH
SOLE 15100
Samsung Fire & Marine Ins (008 FGN 6042363 214 6750 SH
SOLE 6750
Ericsson Lm Tel B FGN 4321558 6579 102850 SH
SOLE 102850
Europolitan Holdings AB FGN 4578644 6092 347300 SH
SOLE 347300
HIQ International AB FGN 5654640 669 10500 SH
SOLE 10500
Modern Times Group-B FGN 5328127 12579 254900 SH
SOLE 254900
Disetronic Holding AG FGN 5080494 351 75 SH
SOLE 75
Kudelski SA - Bearer FGN 5568859 4999 837 SH
SOLE 837
Mikron Holdings AG-Reg New FGN 4592213 439 1000 SH
SOLE 1000
Nestle AG Regd Chf10 FGN 4616696 550 300 SH
SOLE 300
Novartis AG-Reg FGN 5047831 535 364 SH
SOLE 364
Phonak Holding AG-Reg FGN 4668073 701 410 SH
SOLE 410
Publigroupe SA FGN 5064744 2223 2245 SH
SOLE 2245
Roche Hldg Genusscheine Npv FGN 4745772 4907 413 SH
SOLE 413
Schweiz Rueckversicherung Chf2 FGN 4850029 473 230 SH
SOLE 230
Selecta Group-Reg FGN 5236253 206 655 SH
SOLE 655
Zurich Allied AG - New FGN 5486779 1091 1912 SH
SOLE 1912
Telecomasia Corp Public Ltd Or FGN 6877071 57 43475 SH
SOLE 43475
Dodge & Cox Stock Fund EMF 256219106 232 2306.749 SH
SOLE 2306.749
Fidelity Trend Fund EMF 316423102 424 5905.372 SH
SOLE 5905.372
Janus Fund EMF 471023101 310 7030.369 SH
SOLE 7030.369
Janus Worldwide fund EMF 471023309 282 3692.681 SH
SOLE 3692.681
Mas Mid Cap Growth Portfolio EMF 552913782 226 7218.648 SH
SOLE 7218.648
Midas Fund EMF 59562c109 84 61475.942SH
SOLE 61475.942
N & B Partners EMF 641224407 520 21662.691SH
SOLE 21662.691
Schwab 1000 Fd - Select Shs EMF 808517809 974 24178.607SH
SOLE 24178.607
Schwab Small-Cap Index Fd EMF 808509202 319 15852.270SH
SOLE 15852.270
Sound Shore Fund Inc EMF 836083105 458 15536.561SH
SOLE 15536.561
Tweedy Browne Global Value Fd EMF 901165100 489 24191.109SH
SOLE 24191.109
Vanguard Index Tr 500 Portfoli EMF 922908108 728 5381.770 SH
SOLE 5381.770
Vanguard Index Tr Small Cap St EMF 922908702 423 17925.426SH
SOLE 17925.426
Vanguard Intl Eq Fd European P EMF 922042205 452 15663.906SH
SOLE 15663.906
Vanguard Intl Eq Fd Pacific EMF 922042106 318 26057.134SH
SOLE 26057.134
Vanguard US Growth FD EMF 921910105 736 16900.649SH
SOLE 16900.649
Vanguard Windsor Fund EMF 922018106 233 15346.445SH
SOLE 15346.445
Wasatch Micro-Cap Fund EMF 936772508 51 10683.646SH
SOLE 10683.646
American Fds- Cap World Growth BMF 140543109 223 7478.592 SH
SOLE 7478.592
Citizens Util 5% cv pfd PFD CV 177351202 609 10800 SH
SOLE 10800
Continental Svgs + Ln Assn Pfd PFD CV 211907209 0 12000 SH
SOLE 12000
Sealed Air cv pf $2.00 Sr A PFD CV 81211k209 972 19250 SH
SOLE 19250
Coeur D Alene Mines CONV 192108ae8 120 225000 PRN
SOLE 225000
Hexcel Corp CONV 428291aa6 18 20000 PRN
SOLE 20000
Kerr-McGee Corp CV CONV 492386AL1 252 270000 PRN
SOLE 270000
Parker Drilling CONV 701081ad3 245 360000 PRN
SOLE 360000
</TABLE>
