FORM 3
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION _____________________
WASHINGTON, D.C. 20549 | OMB APPROVAL |
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INITIAL STATEMENT OF |OMB NUMBER: 3235-0104|
BENEFICIAL OWNERSHIP OF SECURITIES |EXPIRES: |
| DECEMBER 31, 2001 |
Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE |
Securities Exchange Act of 1934, |BURDEN HOURS |
Section 17(a) of the Public Utility |PER RESPONSE..... 0.5|
Holding Company Act of 1935 |_____________________|
or Section 30(f) of the Investment
Company Act of 1940
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1. Name and Address of Reporting Person
Credit Suisse First Boston, on behalf of Credit Suisse
First Boston Business Unit
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(Last) (First) (Middle)
C/o Credit Suisse First Boston Advisory Partners, LLC
11 Madison Avenue
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(Street)
New York NY 10010
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
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3. I.R.S. Identification Number of Reporting Person, if an entity
(voluntary)
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4. Issuer Name and Ticker or Trading Symbol
MascoTech, Inc.
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5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
( ) Director
(X ) 10% Owner
( ) Officer (give title below)
( ) Other (specify title below)
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6. If Amendment, Date of Original (Month/Day/Year)
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7. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
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|1. Title of Security|2. Amount of |3. Ownership |4. Nature of |
| (Instr. 4) | Securities | Form: Direct| Indirect |
| | Beneficially| (D) or | Beneficial |
| | Owned | Indirect (I)| Ownership |
| | (Instr. 4) | (Instr. 5) | (Instr. 5) |
| | | | |
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[TYPE ENTRIES HERE]
Common Stock 9,053,255 I (1)(2)
Common Stock 6,247,530 I (1)(3)
Common Stock 5,558 I (1)(4)
Common Stock 1,746,345 I (1)(5)
Common Stock 533,168 I (1)(6)
Common Stock 343,139 I (1)(7)
Common Stock 8,875,740 I (1)(8)
Common Stock 876,307 I (1)(9)
Common Stock 177,515 I (1)(10)
Common Stock 7,999,433 I (1)(11)
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TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative Security (Instr. 4)
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2. Date Exercisable and Expiration Date (Month/Day/Year)
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Date Exercisable Expiration Date
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3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)
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Title Amount or Number of Shares
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct(D) or Indirect(I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership (Instr. 5)
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EXPLANATION OF RESPONSES: See Attached
/s/ David A. DeNunzio December 8, 2000
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** SIGNATURE OF REPORTING PERSON DATE
David A. DeNunzio
Managing Director
** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY
SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE.
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION
CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM
DISPLAYS A CURRENTLY VALID OMB NUMBER.
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(Print or Type Responses)
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1. Name and Address of 2. Date of Event 4. Issuer Name and
Reporting Person* Requiring Statement Ticker or Trading Symbol
CREDIT SUISSE FIRST (Month/Day Year) MASCOTECH, INC.
BOSTON, ON BEHALF OF NOVEMBER 28, 2000
CREDIT SUISSE FIRST
BOSTON BUSINESS UNIT
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(Last) (First) (Middle) 3. IRS or Social Security
C/O CREDIT SUISSE FIRST BOSTON ADVISORY Number of Reporting Person
PARTNERS, LLC (Voluntary)
11 MADISON AVENUE
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(Street)
NEW YORK NY 10010
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(City) (State) (Zip)
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EXPLANATIONS OF RESPONSES
1. This Form 3 is being filed by Credit Suisse First Boston (the "Bank"), a
Swiss bank, on behalf of itself and its subsidiaries, to the extent that
they constitute part of the Credit Suisse First Boston business unit (the
"CSFB Business Unit"), including:
(a) Credit Suisse First Boston Equity Partners, L.P., a Delaware
limited partnership ("CSFBEP"),
(b) Credit Suisse First Boston Equity Partners (Bermuda), L.P., a
Bermuda limited partnership ("CSFBEP Bermuda"),
(c) Credit Suisse U.S. First Boston Executive Advisors, L.P., a
Delaware limited partnership ("CSUSEA"),
(d) EMA Partners Fund 2000, L.P., a Delaware limited partnership
("EMA Partners"),
(e) EMA Private Equity Fund 2000, L.P., a Delaware limited
partnership ("EMA Private Equity" and together with CSFBEP,
CSFBEP Bermuda, CSUSEA, and EMA Partners, the "CSFB Funds"),
(f) Credit Suisse First Boston Advisory Partners, LLC, a Delaware
limited liability company ("CSFB Advisory Partners") and
investment advisor to CSFBEP, CSFBEP Bermuda and CSUSEA,
(g) Credit Suisse First Boston (Bermuda) Limited, a Bermuda company
limited by shares ("CSFB Bermuda Limited"), the general partner
of EMA Partners and EMA Private Equity,
(h) Hemisphere Private Equity Partners, Ltd., a Bermuda company
limited by shares ("Hemisphere"), the general partner of
CSFBEP, CSFBEP Bermuda and CSUSEA, and
(i) The Hemisphere Private Equity Partners Charitable Trust, a
trust created pursuant to the laws of Bermuda ("Hemisphere
Trust") and sole beneficial owner of Hemisphere.
(Print or Type Responses)
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1. Name and Address of 2. Date of Event 4. Issuer Name and
Reporting Person* Requiring Statement Ticker or Trading Symbol
CREDIT SUISSE FIRST (Month/Day Year) MASCOTECH, INC.
BOSTON, ON BEHALF OF NOVEMBER 28, 2000
CREDIT SUISSE FIRST
BOSTON BUSINESS UNIT
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(Last) (First) (Middle) 3. IRS or Social Security
C/O CREDIT SUISSE FIRST BOSTON ADVISORY Number of Reporting Person
PARTNERS, LLC (Voluntary)
11 MADISON AVENUE
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(Street)
NEW YORK NY 10010
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(City) (State) (Zip)
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EXPLANATIONS OF RESPONSES
Pursuant to investment advisory agreements with CSFBEP, CSFBEP
Bermuda and CSUSEA, CSFB Advisory Partners makes all investment decisions
for these three CSFB Funds, including the decision to buy, sell or hold
securities which comprise the assets of each of the CSFB Funds. In
addition, each of EMA Partners and EMA Private Equity must invest in and
dispose of its portfolio securities pro rata and simultaneously with CSFBEP
pursuant to its limited partnership agreement. Thus, CSFB Advisory Partners
may be deemed to be the beneficial owner of the shares of Common Stock
owned by the CSFB Funds. CSFB Advisory Partners is a wholly-owned
subsidiary of the Bank. The investment committee of CSFB Advisory Partners
that oversees the investment decisions made for the CSFB Funds includes
employees of the Private Equity Division ("Private Equity Division") of the
CSFB Business Unit. The Private Equity Division reports directly to a board
of directors of Credit Suisse First Boston Private Equity ("CSFBPE"), a
wholly--owned subsidiary of Credit Suisse Group ("CSG"). Such board of
directors is comprised in part of executive officers of CSG; both CSG and
CSFBPE are corporations formed under the laws of Switzerland.
CSFB Bermuda Limited is the general partner of each of EMA Partners
and EMA Private Equity and thus manages and controls the affairs of EMA
Partners and EMA Private Equity, which, unlike the other CSFB Funds, are
not advised in their investment decisions by CSFB Advisory Partners.
However, pursuant to its respective limited partnership agreement, each of
EMA Partners and EMA Private Equity must invest in and dispose of its
portfolio securities pro rata and simultaneously with CSFBEP. CSFB Bermuda
Limited is a subsidiary of the Bank.
The Bank owns directly a majority of the voting stock, and all of the
non-voting stock of CSFBI. The ultimate parent company of the Bank and
CSFBI, and the direct owner of the remainder of the voting stock of CSFBI,
is CSG. CSFBI owns 100 percent of the voting stock of CSFB-USA. CSFBC is a
wholly-owned subsidiary of CSFB-USA. CSFB Bermuda Limited is a wholly-owned
subsidiary of CSFBC.
MCI is a wholly-owned direct subsidiary of MHI, which is a
wholly-owned direct subsidiary of CSFBMBI, which is is a wholly-owned
subsidiary of CSFBMC. CSFBMC is a wholly owned subsidiary of CSFBI.
(Print or Type Responses)
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1. Name and Address of 2. Date of Event 4. Issuer Name and
Reporting Person* Requiring Statement Ticker or Trading Symbol
CREDIT SUISSE FIRST (Month/Day Year) MASCOTECH, INC.
BOSTON, ON BEHALF OF NOVEMBER 28, 2000
CREDIT SUISSE FIRST
BOSTON BUSINESS UNIT
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(Last) (First) (Middle) 3. IRS or Social Security
C/O CREDIT SUISSE FIRST BOSTON ADVISORY Number of Reporting Person
PARTNERS, LLC (Voluntary)
11 MADISON AVENUE
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(Street)
NEW YORK NY 10010
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(City) (State) (Zip)
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EXPLANATIONS OF RESPONSES
CSG, for purposes of certain federal securities laws, may be deemed
ultimately to control the Bank and the CSFB Business Unit (including the
Private Equity Division). Due to the separate management and independent
operation of its business units, CSG disclaims beneficial ownership of
shares of Common Stock that may be beneficially owned by its direct and
indirect subsidiaries other than the CSFB Business Unit, CSFB Advisory
Partners and CSFB Bermuda Limited. To the best of its knowledge, CSG and
its executive officers and directors do not beneficially own shares of
Common Stock other than as reported in this Schedule l3D. CSG hereby
undertakes to amend this Schedule 13D, if necessary, to include any
material information required by Items 2 through 6 of Schedule 13D with
respect to any shares of Common Stock that may be beneficially owned by
executive officers or directors of CSG.
Hemisphere is the general partner of CSFBEP, CSFBEP Bermuda and
CSUSEA and, other than the investment activities for which CSFB Advisory
Partners is responsible, thus manages and controls the affairs of these
three CSFB Funds. Hemisphere is controlled by Hemisphere Trust, a trust
created for the purpose of acting as beneficial owner of Hemisphere. The
Hemisphere Trust Company Limited is the trustee of Hemisphere Trust and is
an indirect, wholly-owned subsidiary of Mutual Risk Management Ltd., a
Bermuda company limited by shares. To the extent that The Hemisphere Trust
Company Limited controls Hemisphere in its capacity as trustee of
Hemisphere Trust, Mutual Risk Management Ltd. is the ultimate parent
company of Hemisphere.
2. The CSFB Business Unit, by virtue of the Bank's 100 percent indirect
ownership of CSFB Advisory Partners and indirect ownership of MCI, may be
deemed to indirectly beneficially own 9,053,255 shares of Common Stock.
3. These shares are held directly by Credit Suisse First Boston Equity
Partners, L.P., a Delaware limited partnership. They are held indirectly by
Credit Suisse First Boston Advisory Partners, LLC, ("CSFB Advisory Partners")
a Delaware limited liability company.
4. These shares are held directly by Credit Suisse First Boston U.S.
Executive Advisors, L.P., a Delaware limited partnership. They are held
indirectly by CSFB Advisory Partners.
5. These shares are held directly by Credit Suisse First Boston Equity
Partners (Bermuda), a Bermuda limited partnership.
(Print or Type Responses)
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1. Name and Address of 2. Date of Event 4. Issuer Name and
Reporting Person* Requiring Statement Ticker or Trading Symbol
CREDIT SUISSE FIRST (Month/Day Year) MASCOTECH, INC.
BOSTON, ON BEHALF OF NOVEMBER 28, 2000
CREDIT SUISSE FIRST
BOSTON BUSINESS UNIT
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(Last) (First) (Middle) 3. IRS or Social Security
C/O CREDIT SUISSE FIRST BOSTON ADVISORY Number of Reporting Person
PARTNERS, LLC (Voluntary)
11 MADISON AVENUE
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(Street)
NEW YORK NY 10010
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(City) (State) (Zip)
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EXPLANATIONS OF RESPONSES
6. These shares are held directly by EMA Partners Fund 2000, L.P., a Delaware
limited partnership. They are held indirectly by CSFB Advisory Partners.
7. There shares are held directly by EMA Private Equity Fund 2000, L.P., a
Delaware limited partnership. They are held indirectly by CSFB Advisory
Partners.
8. These shares are held indirectly by CSFB Advisory Partners.
9. These shares are held indirectly by CSFB Bermuda Limited.
10. These shares are held directly by MCI. They are held indirectly by the
Bank.
11. These shares are held indirectly by Hemisphere Private Equity Partners,
Ltd. and Hemisphere Trust Company Limited.
