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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b)(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. _____)(1)
GARTNER GROUP, INC.
-------------------
(Name of Issuer)
CLASS A COMMON STOCK
------------------------------
(Title of Class of Securities)
366651107
-------------
(CUSIP Number)
DECEMBER 31, 1998
-------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
13G is filed:
Rule 13d-1(b)
---
Rule 13d-1(c)
---
X Rule 13d-1(d)
---
- -------------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
================================================================================
(Continued on following page(s))
Page 1 of 8 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 366651107
- --------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. ABOVE PERSON
IMS Health Incorporated 06-1506026
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 34,824,001
--------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 13,375,104
EACH --------------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON 34,824,001
WITH --------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
13,375,104
--------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,199,105
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* ( )
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 47.1%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 8 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 366651107
- --------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. ABOVE PERSON
Enterprise Associates, Inc. 13-3528119
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES -0-
--------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 13,257,728
EACH --------------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON -0-
WITH --------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
13,257,728
--------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,257,728
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* ( )
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.0%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 8 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 366651107
- --------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. ABOVE PERSON
IMS Health Licensing Associates, L.P. 98-0137321
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES -0-
--------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 117,376
EACH --------------------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON -0-
WITH --------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
117,376
--------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
117,376
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* ( )
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.11%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 8 Pages
<PAGE>
ITEM 1 (a). NAME OF ISSUER
Gartner Group, Inc.
- --------------------------------------------------------------------------------
ITEM 1 (b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
56 Top Gallant Road, Stamford, Connecticut 06904-2212
- --------------------------------------------------------------------------------
ITEM 2 (a). NAME OF PERSON FILING
IMS Health Incorporated ("IMS HEALTH") and its subsidiaries,
Enterprise Associates, Inc. ("Enterprises") and IMS Health
Licensing Associates, L.P. ("IMSHLA") (successors to
Cognizant Corporation)
- -------------------------------------------------------------------------------
ITEM 2 (b). ADDRESS OF PRINCIPAL BUSINESS OFFICE
The principal business offices of IMS HEALTH and Enterprises
are located at 200 Nyala Farms, Westport, Connecticut 06880.
The principal business office of IMSHLA is located at
Dorfplatz 4, 6330 CHAM Switzerland.
- --------------------------------------------------------------------------------
ITEM 2 (c). CITIZENSHIP
IMS HEALTH and Enterprises are incorporated under
the laws of the State of Delaware. IMSHLA is a
limited partnership established under the laws
of the State of Delaware.
- --------------------------------------------------------------------------------
ITEM 2 (d). TITLE OF CLASS OF SECURITIES
Class A Common Stock
- --------------------------------------------------------------------------------
ITEM 2 (e). CUSIP NUMBER
366651107
- --------------------------------------------------------------------------------
ITEM 3.
Not Applicable
- --------------------------------------------------------------------------------
ITEM 4. OWNERSHIP
The following information is provided as of December 31, 1996:
(a) Amount Beneficially Owned
IMS HEALTH is the owner of record and beneficially of 34,224,001
shares of Class A Common Stock and Warrants to purchase 600,000
shares of Class A Common Stock. Enterprises is the owner of
record and beneficially of 13,257,728 shares of Class A Common
Stock. IMSHLA is the owner of record and beneficially of 117,376
shares of Class A Common Stock. IMS HEALTH, as the owner of 100%
of the voting stock of Enterprises and an 84.52% interest in
IMSHLA, may also be deemed to be a beneficial owner of the shares
held by them, for an aggregate beneficial ownership by IMS HEALTH
of 48,199,105 shares.
Page 5 of 8 Pages
<PAGE>
(b) Percent of Class:
IMS HEALTH - 47.1% (this percentage calculation assumes
the conversion of the Warrant to purchase 600,000 shares of
Common Stock)
Enterprises - 13.0%
IMSHLA - 0.11%
(c) NUMBER OF SHARES AS TO WHICH IMS HEALTH, Enterprises and IMSHLA
HAVE:
(i) sole power to vote or to direct the vote:
IMS HEALTH - 34,824,001 (includes 600,000 shares issuable
pursuant to the Warrant)
Enterprises - None
IMSHLA - None
(ii) shared power to vote or to direct the vote:
IMS HEALTH - 13,375,104
Enterprises - 13,257,728
IMSHLA - 117,376
(iii) sole power to dispose or to direct the disposition of:
IMS HEALTH - 34,824,001 (includes 600,000 shares issuable
pursuant to the Warrant)
Enterprises - None
IMSHLA - None
(iv) shared power to dispose or to direct the disposition of:
IMS HEALTH - 13,375,104
Enterprises - 13,257,728
IMSHLA - 117,376
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS
Not Applicable
- --------------------------------------------------------------------------------
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable
- --------------------------------------------------------------------------------
Page 6 of 8 Pages
<PAGE>
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY
THE PARENT HOLDING COMPANY
Not applicable
- --------------------------------------------------------------------------------
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable
- --------------------------------------------------------------------------------
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable
- --------------------------------------------------------------------------------
ITEM 10. CERTIFICATION
Not applicable
- --------------------------------------------------------------------------------
SIGNATURE
- ----------
After reasonable inquiry and to the best of my knowledge and belief I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 12, 1999
IMS HEALTH INCORPORATED
By /s/ KENNETH S. SIEGEL
------------------------------
Name: Kenneth S. Siegel
Title: Senior Vice President,
General Counsel and
Secretary
ENTERPRISE ASSOCIATES, INC.
By /s/ KENNETH S. SIEGEL
-------------------------------
Name: Kenneth S. Siegel
Title: Secretary
IMS HEALTH LICENSING ASSOCIATES, L.P.
By /s/ ERNST KUHN
-------------------------------
Ernst Kuhn, on behalf of
the General Partner,
IMS Pharminform Holding, AG
Page 7 of 8 Pages
<PAGE>
AGREEMENT
Westport, CT
February 12, 1999
IMS Health Incorporated ("IMS HEALTH"), Enterprise Associates, Inc.
("Enterprises") and IMS Health Licensing Associates, L.P. ("IMSHLA") hereby
agree to file a joint Schedule 13G under the Securities Exchange Act of 1934
(the "Act") in connection with their beneficial ownership of common stock issued
by Gartner Group, Inc.
IMS HEALTH, Enterprises and IMSHLA state they are all entitled to
individually use Schedule 13G pursuant to Rule 13d-1 (d) of the Act.
Each of IMS HEALTH, Enterprises and IMSHLA are responsible for the timely
filing of the statement and any amendments thereto and for the completeness and
accuracy of the information concerning each of them contained therein, but none
is responsible for the completeness or accuracy of the information concerning
the other.
IMS HEALTH INCORPORATED
By: /s/ KENNETH S. SIEGEL
-----------------------------
Name: Kenneth S. Siegel,
Title: Senior Vice President,
General Counsel and
Secretary
ENTERPRISE ASSOCIATES, INC.
By: /s/ KENNETH S. SIEGEL
----------------------------
Name: Kenneth S. Siegel
Title: Secretary
IMS HEALTH LICENSING ASSOCIATES, L.P.
By /s/ ERNST KUHN
-------------------------------
Ernst Kuhn,on behalf of
the General Partner,
IMS Pharminform Holding, AG
Page 8 of 8 Pages
