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OMB APPROVAL
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OMB Number: 3235-0006
Expires: February 28, 1997
Estimated average burden
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SEC USE ONLY
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FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30th , 1999.
----------------- --
(Please read instructions before preparing form.)
If amended report check here: [ ]
VONTOBEL USA INC.
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Name of Institutional Investment Manager
450 PARK AVENUE New York NY 10022
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Business Address (Street) (City) (State) (Zip)
JOSEPH MASTOLONI 212-415-7051 AVP/COMPLIANCE OFFICER
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Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
- ----------------------------------------ATTENTION-----------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and State of NY on the 13TH
--------------- ------ --------
day of AUGUST , 1999.
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VONTOBEL USA INC.
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(Name of Institutional Investment Manager)
/s/ JOSEPH MASTOLONI
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name 13F File No.: Name: 13F File No.:
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1. 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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SEC 1685 (5/91)
Copyright (C) 1992-1998, NRS Systems, Inc. (Portions of Software Only)
<PAGE> 2
FORM 13F
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(SEC USE ONLY)
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Page 1 of 5 Name of Reporting Manager Vontobel USA Inc.
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<TABLE>
<CAPTION>
ITEM 5:
ITEM 1: ITEM 2: ITEM 3: SHARES OF
NAME OF ISSUER TITLE CUSIP ITEM 4: PRINCIPAL
OF CLASS NUMBER VALUE AMOUNT
(x $1000)
<S> <C> <C> <C> <C>
AMERICAN INTL. GROUP INC. COM 026874107 18,018,400 153,676
ALLSTATE CORP. COM 020002101 7,497,900 209,000
BERKSHIRE HATHAWAY INC DEL CL B 084670207 163,500 73
CHUBB CORP. COM 171232101 17,361,100 249,800
DALLAS SEMICONDUCTOR CORP. COM 235204104 11,769,000 231,900
ESG RE LTD ORD G31215109 13,560,000 904,000
ETHAN ALLEN INTERIORS INC. COM 297602104 4,769,700 126,350
FEDERAL NATIONAL MORTGAGE ASSOCIATION COM 313586109 24,605,900 360,526
GANNETT CO. COM 364730101 6,340,500 88,834
HORACE MANN EDUCATORS CORP NEW COM 440327104 16,100,400 592,200
KNIGHT RIDDER INC. COM 499040103 17,118,900 310,900
MERCURY GENL CORP NEW COM 589400100 25,479,600 749,400
OLD REPUBLIC INTERNATIONAL CORP. COM 680223104 12,760,300 737,057
ORION CAPITAL CORP. COM 686268103 21,268,500 592,850
----------------------------------------------
COLUMN TOTALS 196,813,700
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1: ITEM 6:
NAME OF ISSUER INVESTMENT DISCRETION
------------------------------------------------------
(b)SHARED- ITEM 7:
AS DEFINED (c) SHARED- MANAGERS
(a) SOLE IN INSTR. V. OTHER SEE INSTR. V.
<S> <C> <C> <C> <C>
AMERICAN INTL. GROUP INC. x
ALLSTATE CORP. x
BERKSHIRE HATHAWAY INC DEL x
CHUBB CORP. x
DALLAS SEMICONDUCTOR CORP. x
ESG RE LTD x
ETHAN ALLEN INTERIORS INC. x
FEDERAL NATIONAL MORTGAGE ASSOCIATION x
GANNETT CO. x
HORACE MANN EDUCATORS CORP NEW x
KNIGHT RIDDER INC. x
MERCURY GENL CORP NEW x
OLD REPUBLIC INTERNATIONAL CORP. x
ORION CAPITAL CORP. x
COLUMN TOTALS
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1: ITEM 8:
NAME OF ISSUER VOTING AUTHORITY (SHARES)
----------------------------------------------------
(a) SOLE (b) SHARED (c) NONE
<S> <C> <C> <C>
AMERICAN INTL. GROUP INC. *
ALLSTATE CORP. *
BERKSHIRE HATHAWAY INC DEL *
CHUBB CORP. *
DALLAS SEMICONDUCTOR CORP. *
ESG RE LTD *
ETHAN ALLEN INTERIORS INC. *
FEDERAL NATIONAL MORTGAGE ASSOCIATION *
GANNETT CO. *
HORACE MANN EDUCATORS CORP NEW *
KNIGHT RIDDER INC. *
MERCURY GENL CORP NEW *
OLD REPUBLIC INTERNATIONAL CORP. *
ORION CAPITAL CORP. *
COLUMN TOTALS
</TABLE>
Copyright(C) 1992-1998. NRS Systems, Inc. (Portions of Software Only)
SEC 1685 (5/91)
<PAGE> 3
FORM 13F
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(SEC USE ONLY)
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Page 2 of 5 Name of Reporting Manager Vontobel USA Inc.
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<TABLE>
<CAPTION>
ITEM 5:
ITEM 1: ITEM 2: ITEM 3: ITEM 4: SHARES OF
NAME OF ISSUER TITLE CUSIP FAIR MARKET PRINCIPAL
OF CLASS NUMBER VALUE AMOUNT
<S> <C> <C> <C> <C>
PEPSICO INC. COM 713448108 154,800 4,000
SHERWIN WILLIAMS CO. COM 824348106 14,338,400 516,700
UNUMPROVIDENT CO. COM 91529Y106 46,260,500 844,940
VALSPAR CORP COM 920355104 1,508,600 39,700
AEGON N.V. ORD. AMER. REG. 007924103 11,056,300 149,409
ALLIED IRISH BANKS PLC SPONS. ADR ORD. 019228402 376,100 13,800
BP AMOCO PLC. AMERICAN SHARES 110889409 10,495,700 96,735
ELAN PLC ADR 284131208 9,368,400 337,600
ITO YOKADO LTD. ADR NEW 465714301 407,300 6,000
NOKIA CORP SPONS. ADR 654902204 14,430,300 157,600
ARGENTINA FUND INC COM 040112104 737,000 67,000
CIA TELECOM CHILE SA SPONS. ADR 204449300 528,700 21,400
ECI TELECOM LTD. ORD 268258100 1,214,700 36,600
EMBOTELLADORA ANDINA SA SPONSORED ADR 29081P105 880,000 44,000
COLUMN TOTALS 111,757,800
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 6:
NAME OF ISSUER INVESTMENT DISCRETION
-------------------------------------
(b)SHARED- ITEM 7:
AS DEFINED (C)SHARED- MANAGERS
(a)SOLE IN INSTR. V OTHER SEE INSTR. V
<S> <C> <C> <C> <C>
*
*
*
*
*
*
*
*
*
*
*
*
*
*
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 8:
NAME OF ISSUER VOTING AUTHORITY (SHARES)
----------------------------------------------------
(a) SOLE (b) SHARED (c) NONE
<S> <C> <C> <C>
*
*
*
*
*
*
*
*
*
*
*
*
*
*
</TABLE>
Copyright(C) 1992-1998. NRS Systems, Inc. (Portions of Software Only)
SEC 1685 (5/91)
<PAGE> 4
FORM 13F
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(SEC USE ONLY)
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Page 3 of 5 Name of Reporting Manager Vontobel USA Inc.
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<TABLE>
<CAPTION>
ITEM 6: INVESTMENT DISCRETION
ITEM 4: ITEM 5: -----------------------------------
ITEM 1: ITEM 2: ITEM 3: FAIR SHARES OF (b) SHARED
NAME OF ISSUER TITLE CUSIP MARKET PRINCIPAL AS DEFINED (c) SHARED-
OF CLASS NUMBER VALUE AMOUNT (a) SOLE IN INSTR. V OTHER
<S> <C> <C> <C> <C> <C> <C> <C>
FORMULA SYS 1985 LTD GDR RCPT S 346414105 414,300 13,500 X
PANAMERICAN BEVERAGES INC. CL A P74823108 2,155,000 90,500 X
INDIA FD INC. COM 454089103 1,763,100 177,418 X
GILAT SATELLITE NETWORKS LTD 0RD M51474100 761,800 14,500 X
SK TELECOM LTD SPONS ADR 78440P108 732,700 43,100 X
COCA-COLA FERNSA S.A. DE C.V. SPON ADR REP L 191241108 817,600 42,200 X
TELECOMUNICACOES BRASILEIRAS SA SPON ADR PFD BLK 879287308 4,862,000 53,910 X
TUBOS DE ACERO DE MEXICO SA ADR 898592506 1,103,800 101,500 X
PHILIPPINE LONG DISTANCE TEL. SPONSORED ADR 718252604 1,162,200 38,500 X
TELEFONOS DE MEXICO SA SP ADR REP ORD 879403780 5,475,000 67,750 X
DE BEERS CONS MINES LTD ADR DEFD 240253302 2,280,100 95,500 X
TELEFONICA DEL PERU SA SPONS ADR CL B 879384105 620,100 41,000 X
MATAV-CABLE SYS MEDIA LTD SPONS ADR 576561104 704,000 25,600 X
GRUPO TELEVISA SA DE CV SPN ADR REPORD 40049J206 2,030,000 45,300 X
COLUMN TOTALS 24,881,700
</TABLE>
<TABLE>
<CAPTION>
ITEM 8:
VOTING AUTHORITY (SHARES)
ITEM 1: ITEM 7: ---------------------------------------
NAME OF ISSUER MANAGERS SEE INSTR. V (a) SOLE (b) SHARED (c) NONE
<S> <C> <C> <C> <C>
FORMULA SYS 1985 LTD X
PANAMERICAN BEVERAGES INC. X
INDIA FD INC. X
GILAT SATELLITE NETWORKS LTD X
SK TELECOM LTD X
COCA-COLA FERNSA S.A. DE C.V. X
TELECOMUNICACOES BRASILEIRAS SA X
TUBOS DE ACERO DE MEXICO SA X
PHILIPPINE LONG DISTANCE TEL. X
TELEFONOS DE MEXICO SA X
DE BEERS CONS MINES LTD X
TELEFONICA DEL PERU SA X
MATAV-CABLE SYS MEDIA LTD X
GRUPO TELEVISA SA DE CV X
COLUMN TOTALS
</TABLE>
Copyright(c) 1992-1998. NRS Systems, Inc. (Portions of Software Only)
SEC 1685 (5/91)
<PAGE> 5
FORM 13F
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(SEC USE ONLY)
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Page 4 of 5 Name of Reporting Manager Vontobel USA Inc.
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<TABLE>
<CAPTION>
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ITEM 6:
INVESTMENT DISCRETION
ITEM 5: ----------------------------------
ITEM 1: ITEM 2: ITEM 3: ITEM 4: SHARES OF (b) SHARED-
NAME OF ISSUER TITLE CUSIP FAIR MARKET PRINCIPAL (a) SOLE AS DEFINED (c)SHARED-
OF CLASS NUMBER VALUE AMOUNT IN INSTR. V OTHER
- --------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Taiwan FD INC COM 874038106 2,448,500 118,000 x
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COLUMN TOTALS 2,448,500
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</TABLE>
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------------------
ITEM 8
ITEM 7: VOTING AUTHORITY (SHARES)
ITEM 1: MANAGERS ---------------------------------
NAME OF ISSUER SEE INSTR. V (a) SOLE (b) SHARED (c) NONE
- --------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Taiwan FD INC x
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COLUMN TOTALS
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</TABLE>
Copyright(C) 1992-1998. NRS Systems, Inc. (Portions of Software Only)
SEC 1685 (5/91)
<PAGE> 6
FORM 13F
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(SEC USE ONLY)
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Page 5 of 5 Name of Reporting Manager Vontobel USA Inc.
--- --- -----------------------------
<TABLE>
<CAPTION>
ITEM 5:
ITEM 3: ITEM 4: SHARES OF
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT
<S> <C> <C> <C> <C>
COLUMN TOTALS 335,901,700
</TABLE>
<TABLE>
<CAPTION>
ITEM 6:
INVESTMENT DISCRETION
-----------------------------------------
(b) SHARED- ITEM 7:
ITEM 1: AS DEFINED IN (c) SHARED- MANAGERS
NAME OF ISSUER (a) SOLE INSTR. V OTHER SEE INSTR. V
<S> <C> <C> <C> <C>
COLUMN TOTALS
</TABLE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 8:
NAME OF ISSUER VOTING AUTHORITY (SHARES)
---------------------------------------------
(a) SOLE (b) SHARED (c) NONE
<S> <C> <C> <C>
COLUMN TOTALS
</TABLE>
Copyright(C) 1992-1998. NRS Systems, Inc. (Portions of Software Only)
SEC 1685 (5/91)
