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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 22, 2000
AUBURN NATIONAL BANCORPORATION, INC.
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(Exact Name of Registrant as Specified in Charter)
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Delaware 0-26486 63-0885779
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(State or Other (Commission (IRS Employer
Jurisdiction of File Number) Identification No.)
Incorporation)
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100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831-3110
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(Addresses of Principal Executive Offices, including Zip Code)
(334) 821-9200
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(Registrant's Telephone Number, including Area Code)
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Item 5. Other Events.
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On November 14, 2000, Auburn National Bancorporation's (The "Company")
September 30, 2000 Form 10-Q was erroneously filed by the Company's EDGAR
service provider before it was finally reviewed by the Company, and before
completion of the limited review by the Company's independent auditors under
Statement on Auditing Standards No. 71 ("SAS No. 71"). The Company authorized
our EDGAR service provider to transmit Form 12b-25 "Notification of Late Filing"
on November 14, 2000 but did not authorize the transmittal of the Company's Form
10-Q. The Company's senior management and board of directors are continuing to
review the Company's loan portfolio, including a report by the bank's
independent credit review service. KPMG LLP, the Company's independent auditors,
will be asked by management to complete its limited SAS No. 71 review of the
financial information included in the Form 10-Q, as it may be amended, for the
quarter ended September 30, 2000. Accordingly, as these matters are completed,
the Company expects to file an amended Form 10-Q, which may reflect additional
provisions for loan losses for the quarter ended September 30, 2000, and which
provisions would reduce the Company's reported earnings for such period.
Under the Private Securities Litigation Reform Act of 1995, certain of the
statements contained in this press release regarding Auburn National
Bancorporation, Inc.'s business and financial performance which are not
historical facts may constitute "forward-looking statements" that involve risks
and uncertainties. For a discussion of such risks and uncertainties, which
could cause actual results to differ from those contained in the forward-looking
statements, see the section entitled "Special Cautionary Notice Regarding
Forward-Looking Statements" in the Company's Annual Report on Form 10-KSB for
the most recently ended fiscal year.
For additional information, contact E. L. Spencer, Jr.
Item 7. Financial Statements, Pro Forma Financial Information, and Exhibits.
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(c) Exhibits
The following exhibits are filed herewith:
Exhibit No. Description
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99.1 Press Release dated November 21, 2000
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
AUBURN NATIONAL BANCORPORATION, INC.
(Registrant)
/s/ E.L. Spencer, Jr.
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E.L. Spencer, Jr.
Chairman, President, and Chief Executive Officer
Date: November 21, 2000
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INDEX TO EXHIBITS
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Exhibit
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99.1 Press Release dated November 21, 2000
