UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Bailard, Biehl & Kaiser, Inc.
Address: 950 Tower Lane, Suite
1900 Foster City, CA 944044
Form 13F File Number: 28-1707
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form. Person
Signing this Report on Behalf of Reporting Manager:
Name: Burnice E. Sparks, Jr.
Title: President
Phone: 650-571-5800
Signature, Place, and Date of Signing:
/s/ Burnice E. Sparks, Jr. Foster City, CA February 14, 2000
- -------------------------- --------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this
report and a portion are reported by other
reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 103
Form 13F Information Table Value Total: $453,115
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "NONE" and omit the column headings and list entries.]
NONE
<PAGE>
<TABLE>
IN-
VEST-
MENT
DIS- OTHER VOTING
TITLE OF CUSIP MARKET SHARES OR SH PUT/ CRE- MANA- AUTHORITY
NAME OF ISSUER CLASS NUMBER VALUE PRN AMT PRN CALL TION GERS SOLE SHARED NONE
-------------- ----- ------ ----- ------- --- ---- ---- ---- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 2824100 1436 42225 SH SOLE 42225
ACORN INTERNATIONAL FUND FUND 4851200 300 7449 SH SOLE 7449
ALZA CORPORATION COM 22615108 1969 51900 SH SOLE 51900
AMAZON.COM, INC. COM 23135106 310 4075 SH SOLE 4075
AMERICA ONLINE INC COM 02364J104 456 8000 SH SOLE 8000
AMERICAN EXPRESS CO COM 25816109 296 1930 SH SOLE 1930
AMERICAN HOME PRODUCTS CORP COM 26609107 11046 235030 SH SOLE 235030
AMERICAN INTL GROUP INC COM 26874107 3561 37555 SH SOLE 37555
AMGEN INC COM 31162100 2117 33810 SH SOLE 33810
AMR CORP COM 1765106 6930 129675 SH SOLE 129675
ANHEUSER BUSCH COS INC COM 35229103 3235 49725 SH SOLE 49725
APPLIED MATERIALS INC COM 38222105 1163 7047 SH SOLE 7047
AT&T CORP COM 1957109 11416 234782 SH SOLE 234782
BANK NEW YORK COMPANY COM 64057102 699 19000 SH SOLE 19000
BANK OF AMERICA CORP COM 60505104 4147 91765 SH SOLE 91765
BELL ATLANTIC CORP COM 77853109 6354 113460 SH SOLE 113460
BEMIS COMPANY COM 81437105 3828 121525 SH SOLE 121525
BERKSHIRE HATHAWAY INC COM 84670108 226 5 SH SOLE 5
BLACK HILLS CORPORATION COM 92113109 258 10980 SH SOLE 10980
BP AMOCO PLC ADRS COM 55622104 1164 24973 SH SOLE 24973
BRISTOL-MYERS SQUIBB CO COM 110122108 883 14724 SH SOLE 14724
CHASE MANHATTAN CORP COM 16161A108 17748 214799 SH SOLE 214799
CHEVRON CORP COM 166751107 354 4790 SH SOLE 4790
CIENA CORP COM 171779101 329 3390 SH SOLE 3390
CISCO SYSTEMS INC COM 17275R102 44414 339199 SH SOLE 339199
CITIGROUP INC COM 172967101 5339 98868 SH SOLE 98868
COCA-COLA COMPANY COM 191216100 383 6900 SH SOLE 6900
COLGATE PALMOLIVE CO COM 194162103 2650 47425 SH SOLE 47425
COMMUNICATION INTELLIGENCE (NEW) 20338K106 367 53403 SH SOLE 53403
COMPAQ COMPUTER CORP COM 204493100 4259 166224 SH SOLE 166224
CONOCO INC. CLASS B COM 208251405 575 28498 SH SOLE 28498
DU PONT (E.I.) DE NEMOURS COM 263534109 2130 41976 SH SOLE 41976
EATON CORPORATION COM 278058102 338 5441 SH SOLE 5441
ELECTRONICS FOR IMAGING COM 286082102 4282 89315 SH SOLE 89315
EMC CORPORATION MASS COM 268648102 6015 52650 SH SOLE 52650
ENRON CORP COM 293561106 14473 219700 SH SOLE 219700
EXXON MOBIL CORP (NEW) COM 30231G102 8817 119354 SH SOLE 119354
FEDERAL NATL MTG ASSN COM 313586109 6733 122975 SH SOLE 122975
FIRSTAR CORP COM 33763V109 1554 70044 SH SOLE 70044
FORD MOTOR COMPANY COM 345370100 232 5029 SH SOLE 5029
GENERAL ELECTRIC COMPANY COM 369604103 25922 193808 SH SOLE 193808
GETTY IMAGES INC COM 374276103 222 4500 SH SOLE 4500
GLOBAL CROSSING LTD. COM G3921A100 5844 104598 SH SOLE 104598
GROWTH FUND OF AMERICA FUND 399874106 203 6499 SH SOLE 6499
GTE CORP COM 362320103 364 5465 SH SOLE 5465
GUIDANT CORP COM 401698105 4247 67675 SH SOLE 67675
HEWLETT-PACKARD COMPANY COM 428236103 7784 64132 SH SOLE 64132
I2 TECHNOLOGIES INC COM 465754109 235 975 SH SOLE 975
INTEL CORPORATION COM 458140100 25779 243482 SH SOLE 243482
INTERNATIONAL BUSINESS MACH INE COM 459200101 11730 101665 SH SOLE 101665
INTUIT INC COM 461202103 354 5805 SH SOLE 5805
JANUS OVERSEAS FUND FUND 471023846 1069 25110 SH SOLE 25110
JDS UNIPHASE CORP COM 46612J101 1036 5115 SH SOLE 5115
JOHNSON & JOHNSON COM 478160104 11000 142041 SH SOLE 142041
KIMBERLY CLARK COM 494368103 7357 126983 SH SOLE 126983
LEAR CORP COM 521865105 2787 122525 SH SOLE 122525
LEHMAN BROTHERS HOLDINGS IN C COM 524908100 2947 43700 SH SOLE 43700
LOWES CO INC COM 548661107 6648 144525 SH SOLE 144525
LUCENT TECHNOLOGIES INC COM 549463107 2987 56225 SH SOLE 56225
MAXIM INTEGRATED PRODUCTS COM 57772K101 783 13550 SH SOLE 13550
MCI WORLDCOM INC COM 55268B106 7452 147932 SH SOLE 147932
MERCK & COMPANY INCORPORATE D COM 589331107 5619 86115 SH SOLE 86115
MICROSOFT CORP COM 594918104 27233 272498 SH SOLE 272498
MINNESOTA MINING & MFG CO COM 604059105 594 7160 SH SOLE 7160
MOTOROLA INC COM 620076109 781 5165 SH SOLE 5165
NASDAQ-100 SHARES COM 631100104 244 1230 SH SOLE 1230
NEWELL RUBBERMAID INC COM 651229106 2996 113050 SH SOLE 113050
NEXTEL COMMUNICATIONS INC C L A COM 65332V103 412 3300 SH SOLE 3300
NORTEL NETWORKS CORP COM 656569100 5113 43100 SH SOLE 43100
NUCOR CORPORATION COM 670346105 4489 95262 SH SOLE 95262
ORACLE CORP COM 68389X105 4764 79818 SH SOLE 79818
P.H. GLATFELTER COMPANY COM 377316104 164 14000 SH SOLE 14000
PACIFIC CAPITAL BANCORP COM 69404P101 1355 45271 SH SOLE 45271
PEPSICO INCORPORATED COM 713448108 11988 348745 SH SOLE 348745
PFIZER INC COM 717081103 358 10481 SH SOLE 10481
PG&E CORPORATION COM 69331C108 269 12391 SH SOLE 12391
PROCTER AND GAMBLE COMPANY COM 742718109 3663 39071 SH SOLE 39071
PRUDENTIAL HIGH YIELD FD CL A FUND 74435F106 168 23121 SH SOLE 23121
QUALCOMM INC COM 747525103 1463 11080 SH SOLE 11080
QUANTUM CORP DLT & S747906204 1259 122075 SH SOLE 122075
ROYAL DUTCH PETROLEUM CO COM 780257804 10257 190382 SH SOLE 190382
SCHERING PLOUGH CORP COM 806605101 527 12990 SH SOLE 12990
SCHWAB 1000 FUND FUND 808517809 713 18541 SH SOLE 18541
SEARS ROEBUCK & COMPANY INC COM 812387108 1602 54760 SH SOLE 54760
SOUTHERN COMPANY COM 842587107 218 8936 SH SOLE 8936
SPRINT CORP COM 852061100 3621 56798 SH SOLE 56798
SUN MICROSYSTEMS INC COM 866810104 6282 66524 SH SOLE 66524
SYSCO CORP COM 871829107 11238 342482 SH SOLE 342482
TEXAS INSTRUMENTS INCORPORA TED COM 882508104 4903 35625 SH SOLE 35625
TYCO INTL LTD (NEW) COM 902124106 4725 120370 SH SOLE 120370
UNITED RENTALS, INC. COM 911363109 163 10000 SH SOLE 10000
UNITED TECHNOLOGIES CORP COM 913017109 4565 94375 SH SOLE 94375
UNOCAL CORP COM 915289102 2231 82625 SH SOLE 82625
VALERO ENERGY CORP (NEW) COM 91913Y100 3478 149600 SH SOLE 149600
VANGUARD EQUITY INCOME FUND #65 921921102 254 12149 SH SOLE 12149
VANGUARD INDEX TR-GROWTH PT FUND 922908504 207 5484 SH SOLE 5484
VERISIGN, INC. COM 9.23E+106 593 2838 SH SOLE 2838
VISHAY INTERTECHNOLOGY, INC COM 928298108 502 11840 SH SOLE 11840
VODAFONE GROUP ADR COM 92857T107 318 5785 SH SOLE 5785
WACHOVIA CORP NEW COM 929771103 550 9325 SH SOLE 9325
WAL MART STORES INC COM 931142103 10058 179405 SH SOLE 179405
WARNER LAMBERT CO COM 934488107 318 3530 SH SOLE 3530
WELLS FARGO & CO (NEW) COM 949746101 3324 87768 SH SOLE 87768
TOTAL $453,115
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