|
|
|
|
|
|
|
|
|
|
|
|
|
|
Form N-SAR Question 77.O Fidelity Securities Fund |
|||||||||||||||||||
|
Series |
Fund Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Size of Offering: |
Aggregate Offering Value |
Price: |
Shares Purchased |
Transaction Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
|||
|
3 |
312 |
FID BLUE CHIP GROWTH FUND |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
3,500 |
73,500 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
3 |
312 |
FID BLUE CHIP GROWTH FUND |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
6,800 |
102,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
3 |
312 |
FID BLUE CHIP GROWTH FUND |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
14,200 |
198,800 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
3 |
312 |
FID BLUE CHIP GROWTH FUND |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
15,700 |
172,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
3 |
312 |
FID BLUE CHIP GROWTH FUND |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
8,100 |
97,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
3 |
312 |
FID BLUE CHIP GROWTH FUND |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
5,900 |
76,700 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
3 |
312 |
FID BLUE CHIP GROWTH FUND |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
4,300 |
73,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
4 |
330 |
FID DIVIDEND GROWTH FUND |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
1,700 |
35,700 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
4 |
330 |
FID DIVIDEND GROWTH FUND |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
7,100 |
99,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
4 |
330 |
FID DIVIDEND GROWTH FUND |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
7,900 |
86,900 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
4 |
330 |
FID DIVIDEND GROWTH FUND |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
3,500 |
52,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
4 |
330 |
FID DIVIDEND GROWTH FUND |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
4,200 |
50,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
4 |
330 |
FID DIVIDEND GROWTH FUND |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
3,100 |
40,300 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
4 |
330 |
FID DIVIDEND GROWTH FUND |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
2,100 |
35,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
1 |
93 |
OTC FUND |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
2,400 |
36,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
1 |
93 |
OTC FUND |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
5,900 |
64,900 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
1 |
93 |
OTC FUND |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
3,000 |
36,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
1 |
93 |
OTC FUND |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
1,600 |
27,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
1 |
93 |
OTC FUND |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
1,300 |
27,300 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
|