UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment: [ ] Amendment Number: ____
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: U.S. Global Investors, Inc.
Address: 7900 Callaghan Road
San Antonio, TX 78229
13F File Number: 028-02220
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Reporting Manager
Name: Susan B. McGee
Title: President, General Counsel
Phone: 210-308-1234
/S/ Susan B. McGee
------------------
San Antonio, TX
November 12, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 425
Form 13F Information Table Value Total: 236,694 (thousands)
List of Other Included Managers:
NO. 13F FILE NUMBER: NAME:
--- --------------- ---------------------------
01 Unknown Goodman & Co.
02 Unknown Bonnel, Inc.
03 Unknown Money Growth Institute, Inc.
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ----------------------------- -------- --------- -------- --------------------- -------- -------- --------------------
SHARES VOTING AUTHORITY
TITLE OF VALUE OR PUT/ INVESTMT OTHER --------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
- ----------------------------- -------- --------- -------- ------- ------ ---- -------- -------- ------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES CMN STK 002824100 643 17,500 SH SOLE 17,500
ABERCROMBIE & FITCH CO CL A CMN STK 002896207 273 8,000 SH SOLE 8,000
ADVANCED DIGITAL INFORMATION CMN STK 007525108 834 30,000 SH DEFINED 2 30,000
ADVENT SOFTWARE INC CMN STK 007974108 2,801 45,000 SH DEFINED 2 45,000
AIR PRODUCTS & CHEMICAL CMN STK 009158106 15 500 SH SOLE 500
AK STEEL HOLDING CORP CMN STK 001547108 49 2,700 SH SOLE 2,700
ALBERMARLE CORP CMN STK 012653101 52 2,600 SH SOLE 2,600
ALBERTSONS INC CMN STK 013104104 24 600 SH SOLE 600
ALCOA INC CMN STK 013817101 372 6,000 SH SOLE 6,000
ALCOA INC CMN STK 013817101 56 900 SH SOLE 900
ALLIEDSIGNAL INC CMN STK 019512102 132 2,200 SH SOLE 2,200
ALLIEDSIGNAL INC CMN STK 019512102 78 1,300 SH SOLE 1,300
ALLIEDSIGNAL INC CMN STK 019512102 450 7,500 SH DEFINED 3 7,500
ALLSTATE CORP CMN STK 020002101 164 6,594 SH SOLE 6,594
ALLSTATE CORP CMN STK 020002101 47 1,900 SH SOLE 1,900
AMB PROPERTY CORP CMN STK 00163T109 106 5,000 SH DEFINED 1 5,000
AMERADA HESS CMN STK 023551104 123 2,000 SH SOLE 2,000
AMERICAN EXPRESS CMN STK 025816109 696 5,170 SH SOLE 5,170
AMERICAN GENERAL CORP CMN STK 026351106 38 600 SH SOLE 600
AMERICAN HOME PRODUCTS CMN STK 026609107 183 4,400 SH SOLE 4,400
AMERICAN INTERNATIONAL GROUP CMN STK 026874107 1,141 13,125 SH SOLE 13,125
AMERICAN PWR CONVERSION CORP CMN STK 029066107 1,140 60,000 SH DEFINED 2 60,000
AMERITECH CORP CMN STK 030954101 511 7,600 SH SOLE 7,600
AMGEN INC CMN STK 031162100 2,690 33,000 SH DEFINED 2 33,000
ANADARKO PETE CORP CMN STK 032511107 122 4,000 SH SOLE 4,000
ANGLOGOLD LIMITED SPON ADR CMN STK 035128206 641 20,400 SH SOLE 20,400
ANHEUSER BUSCH INC CMN STK 035229103 140 2,000 SH SOLE 2,000
APACHE CORP CMN STK 037411105 86 2,000 SH SOLE 2,000
APARTMENT INVT & MGMT CO CL A CMN STK 03748R101 344 9,000 SH DEFINED 1 9,000
APPLE COMPUTER INC CMN STK 037833100 380 6,000 SH SOLE 6,000
APPLIED MATERIALS INC CMN STK 038222105 70 900 SH SOLE 900
APPLIED MATERIALS INC CMN STK 038222105 545 7,000 SH DEFINED 2 7,000
ARCH CHEMICAL INC CMN STK 03937R102 243 15,000 SH DEFINED 3 15,000
ASA LIMITED CMN STK 002050102 641 30,700 SH SOLE 30,700
ASHANTI GOLDFIELDS GDR CMN STK 043743202 1,871 237,600 SH SOLE 237,600
ASHANTI GOLDFIELDS GDR CMN STK 043743202 4,723 599,800 SH SOLE 599,800
ASSOCIATES FIRST CAP CORP CL A CMN STK 046008108 327 9,096 SH SOLE 9,096
AT & T CORP/LIBERTY MEDIA/CL A CMN STK 001957208 92 2,474 SH SOLE 2,474
AT&T CORP CMN STK 001957109 1,183 27,202 SH SOLE 27,202
AT&T CORP CMN STK 001957109 319 7,324 SH SOLE 7,324
ATLANTIC RICHFIELD CO. CMN STK 048825103 390 4,400 SH SOLE 4,400
AUTOMATIC DATA PROCESSING INC CMN STK 053015103 89 2,000 SH SOLE 2,000
AUTOZONE INC CMN STK 053332102 84 3,000 SH SOLE 3,000
AUTOZONE INC CMN STK 053332102 337 12,000 SH DEFINED 3 12,000
AVANT CORP CMN STK 053487104 1,249 70,000 SH DEFINED 2 70,000
AZURIX CORP CMN STK 05501M104 17 1,000 SH SOLE 1,000
BAKER HUGHES CMN STK 057224107 116 4,000 SH SOLE 4,000
BANK OF AMERICA CORP CMN STK 060505104 490 8,800 SH SOLE 8,800
BANK OF AMERICA CORP CMN STK 060505104 223 4,000 SH SOLE 4,000
BANK OF NEW YORK CO INC CMN STK 064057102 67 2,000 SH SOLE 2,000
BANK OF NEW YORK CO INC CMN STK 064057102 60 1,800 SH SOLE 1,800
BANK OF NEW YORK CO INC CMN STK 064057102 334 10,000 SH DEFINED 3 10,000
BANK ONE CORP CMN STK 06423A103 224 6,436 SH SOLE 6,436
BANK ONE CORP CMN STK 06423A103 139 4,000 SH SOLE 4,000
BANKBOSTON CORP CMN STK 06605R106 22 500 SH SOLE 500
BARRICK GOLD CORPORATION CMN STK 067901108 39 1,800 SH SOLE 1,800
BARRICK GOLD CORPORATION CMN STK 067901108 4,568 210,000 SH SOLE 210,000
BARRICK GOLD CORPORATION CMN STK 067901108 8,156 375,000 SH SOLE 375,000
BATTLE MOUNTAIN GOLD CO CMN STK 071593107 703 216,250 SH SOLE 216,250
BATTLE MOUNTAIN GOLD CO CMN STK 071593107 1,881 578,750 SH SOLE 578,750
BAXTER INTL INC CMN STK 071813109 66 1,100 SH SOLE 1,100
BELL ATLANTIC CORP CMN STK 077853109 391 5,810 SH SOLE 5,810
BELL ATLANTIC CORP CMN STK 077853109 243 3,604 SH SOLE 3,604
BELLSOUTH CORP CMN STK 079860102 414 9,200 SH SOLE 9,200
BELLSOUTH CORP CMN STK 079860102 198 4,400 SH SOLE 4,400
BERKSHIRE HATHAWAY INC CMN STK 084670108 1,650 30 SH DEFINED 3 30
BIOGEN INC CMN STK 090597105 158 2,000 SH SOLE 2,000
BIOGEN INC CMN STK 090597105 3,153 40,000 SH DEFINED 2 40,000
BIOMATRIX INC CMN STK 09060P102 337 15,000 SH DEFINED 2 15,000
BIOVAIL CORP INTL CMN STK 09067K106 1,827 36,000 SH DEFINED 2 36,000
BLACK & DECKER CORP CMN STK 091797100 23 500 SH SOLE 500
BOEING CO CMN STK 097023105 211 4,950 SH SOLE 4,950
BOEING CO CMN STK 097023105 98 2,300 SH SOLE 2,300
BOISE CASCADE CORP CMN STK 097383103 91 2,500 SH SOLE 2,500
BOSTON PROPERTIES INC CMN STK 101121101 153 5,000 SH DEFINED 1 5,000
BOWATER INC CMN STK 102183100 53 1,000 SH SOLE 1,000
BP AMOCO PLC SPON ADR CMN STK 055622104 222 2,000 SH SOLE 2,000
BP AMOCO PLC SPON ADR CMN STK 055622104 28 249 SH SOLE 249
BRE PROPERTIES INC CL A CMN STK 05564E106 311 13,000 SH DEFINED 3 13,000
BRISTOL-MYERS SQUIBB CO CMN STK 110122108 473 7,000 SH SOLE 7,000
BURLINGTON NORTH SANTA FE CORP CMN STK 12189T104 28 1,000 SH SOLE 1,000
CAPITAL TRUST CL A CMN STK 14052H100 199 40,400 SH DEFINED 1 40,400
CARNIVAL CORPORATION CL A CMN STK 143658102 61 1,400 SH SOLE 1,400
CATERPILLAR INC DEL CMN STK 149123101 175 3,200 SH SOLE 3,200
CATERPILLAR INC DEL CMN STK 149123101 44 800 SH SOLE 800
CBS CORPORATION CMN STK 12490K107 79 1,700 SH SOLE 1,700
CDW COMPUTER CENTERS INC CMN STK 125129106 1,075 22,000 SH DEFINED 2 22,000
CENDANT CORPORATION CMN STK 151313103 195 11,000 SH SOLE 11,000
CENTRAL & SOUTH WEST CORP CMN STK 152357109 53 2,500 SH SOLE 2,500
CHAMPION INTERNATIONAL CMN STK 158525105 87 1,700 SH SOLE 1,700
CHASE MANHATTAN CORP CMN STK 16161A108 475 6,300 SH SOLE 6,300
CHASE MANHATTAN CORP CMN STK 16161A108 151 2,000 SH SOLE 2,000
CHASE MANHATTAN CORP CMN STK 16161A108 415 5,500 SH DEFINED 3 5,500
CHEVRON CORP CMN STK 166751107 772 8,700 SH SOLE 8,700
CHEVRON CORP CMN STK 166751107 231 2,600 SH SOLE 2,600
CHEVRON CORP CMN STK 166751107 133 1,500 SH SOLE 1,500
CIBER INC CMN STK 17163B102 306 20,000 SH DEFINED 3 20,000
CISCO SYSTEMS INC CMN STK 17275R102 994 14,500 SH SOLE 14,500
CISCO SYSTEMS INC CMN STK 17275R102 411 6,000 SH DEFINED 3 6,000
CISCO SYSTEMS INC CMN STK 17275R102 4,114 60,000 SH DEFINED 2 60,000
CITIGROUP INC CMN STK 172967101 719 16,350 SH SOLE 16,350
CITIGROUP INC CMN STK 172967101 132 3,000 SH SOLE 3,000
CITRIX SYSTEMS INC CMN STK 177376100 2,044 33,000 SH DEFINED 2 33,000
CLAIRES STORES INC CMN STK 179584107 133 8,000 SH SOLE 8,000
CLARIFY INC CMN STK 180492100 1,761 35,000 SH DEFINED 2 35,000
CLEAR CHANNEL COMMUNICATIONS CMN STK 184502102 128 1,600 SH SOLE 1,600
CLEAR CHANNEL COMMUNICATIONS CMN STK 184502102 399 5,000 SH DEFINED 2 5,000
COCA COLA CO COM CMN STK 191216100 649 13,500 SH SOLE 13,500
COLGATE PALMOLIVE CMN STK 194162103 128 2,800 SH SOLE 2,800
COLORADO MEDTECH INC CMN STK 19652U104 72 5,000 SH DEFINED 2 5,000
COLUMBIA/HCA HEALTHCARE CORP CMN STK 197677107 76 3,600 SH SOLE 3,600
COLUMBIA/HCA HEALTHCARE CORP CMN STK 197677107 28 1,300 SH SOLE 1,300
COMPAQ COMPUTER CORP CMN STK 204493100 252 11,000 SH SOLE 11,000
COMPAQ COMPUTER CORP CMN STK 204493100 92 4,000 SH SOLE 4,000
COMPUTER ASSOC INTL INC CMN STK 204912109 306 5,000 SH SOLE 5,000
COMPUTER ASSOC INTL INC CMN STK 204912109 613 10,000 SH DEFINED 2 10,000
COMPUWARE CORP CMN STK 205638109 209 8,000 SH SOLE 8,000
CONCORD COMMUNICATIONS INC CMN STK 206186108 1,431 36,000 SH DEFINED 2 36,000
CONCORD EFS INC CMN STK 206197105 1,238 60,000 SH DEFINED 2 60,000
CONEXANT SYSTEMS INC CMN STK 207142100 73 1,000 SH SOLE 1,000
CONOCO INC CL B WI CMN STK 208251405 293 10,700 SH SOLE 10,700
CONOCO INC CL B WI CMN STK 208251405 104 3,800 SH SOLE 3,800
CONOCO INC CL B WI CMN STK 208251405 41 1,500 SH SOLE 1,500
CONSECO INC CMN STK 208464107 222 11,500 SH SOLE 11,500
CONSECO INC CMN STK 208464107 19 1,000 SH SOLE 1,000
CONSOLIDATED EDISON INC CMN STK 209115104 21 500 SH SOLE 500
CONSOLIDATED GRAPHICS INC CMN STK 209341106 211 5,000 SH DEFINED 2 5,000
COSTCO WHOLESALE CORP CMN STK 22160K105 36 500 SH SOLE 500
DAYTON MINING CORPORATION CMN STK 239902109 923 11,250 SH SOLE 250,000
DAYTON MINING CORPORATION CMN STK 239902109 2,548 31,068 SH SOLE 068,000
DE BEERS CONS MINES LTD ADR CMN STK 240253302 340 12,600 SH SOLE 12,600
DE BEERS CONS MINES LTD ADR CMN STK 240253302 1,010 37,400 SH SOLE 37,400
DE BEERS CONS MINES LTD ADR CMN STK 240253302 2,703 100,100 SH SOLE 100,100
DE BEERS CONS MINES LTD ADR CMN STK 240253302 189 7,000 SH SOLE 7,000
DELL COMPUTER CORP CMN STK 247025109 42 1,000 SH SOLE 1,000
DELL COMPUTER CORP CMN STK 247025109 836 20,000 SH DEFINED 2 20,000
DELPHI AUTOMOTIVE SYSTEMS CMN STK 247126105 34 2,096 SH SOLE 2,096
DELPHI AUTOMOTIVE SYSTEMS CMN STK 247126105 21 1,300 SH SOLE 1,300
DIA MET MINERALS LTD CL B/CAD/ CMN STK 25243K307 1,560 60,000 SH SOLE 60,000
DIA MET MINERALS LTD CL B/CAD/ CMN STK 25243K307 1,040 40,000 SH SOLE 40,000
DIAMOND OFFSHORE DRILLING INC CMN STK 25271C102 73 2,200 SH SOLE 2,200
DIAMOND OFFSHORE DRILLING INC CMN STK 25271C102 167 5,000 SH SOLE 5,000
DIAMOND OFFSHORE DRILLING INC CMN STK 25271C102 584 17,500 SH DEFINED 3 17,500
DIEBOLD INC CMN STK 253651103 23 1,000 SH SOLE 1,000
DISNEY WALT CO CMN STK 254687106 287 11,100 SH SOLE 11,100
DOW CHEMICAL CO CMN STK 260543103 341 3,000 SH SOLE 3,000
DOW CHEMICAL CO CMN STK 260543103 23 200 SH SOLE 200
DOW CHEMICAL CO CMN STK 260543103 57 500 SH SOLE 500
DU PONT (EI) DE NEMOURS CMN STK 263534109 872 14,330 SH SOLE 14,330
DU PONT (EI) DE NEMOURS CMN STK 263534109 268 4,400 SH SOLE 4,400
DU PONT (EI) DE NEMOURS CMN STK 263534109 67 1,100 SH SOLE 1,100
DUKE EN QUIPS 7.2% 9/30/37 PFD CMN STK 264396201 46 2,000 SH SOLE 2,000
DUKE WEEKS REALTY INVESTMENTS CMN STK 264411505 135 6,900 SH SOLE 6,900
DUN & BRANDSTREET CORP DEL CMN STK 26483B106 60 2,000 SH SOLE 2,000
E M C CORP MASS CMN STK 268648102 2,429 34,000 SH DEFINED 2 34,000
E TEK DYNAMICS INC CMN STK 269240107 2,062 38,000 SH DEFINED 2 38,000
EASTMAN CHEMICAL CMN STK 277432100 56 1,400 SH SOLE 1,400
EASTMAN KODAK CMN STK 277461109 249 3,300 SH SOLE 3,300
EDISON INTERNATIONAL CMN STK 281020107 19 800 SH SOLE 800
EL PASO ENERGY CORP CMN STK 283905107 127 3,200 SH SOLE 3,200
ELAN CORP ADR CMN STK 284131208 436 13,000 SH DEFINED 3 13,000
ELECTRONICS FOR IMAGING INC CMN STK 286082102 771 15,000 SH DEFINED 2 15,000
ELF AQUITANE SP ADR CMN STK 286269105 119 1,300 SH SOLE 1,300
ELI LILLY & CO CMN STK 532457108 544 8,496 SH SOLE 8,496
EMERSON ELECTRIC CORP CMN STK 291011104 114 1,800 SH SOLE 1,800
ENRON CORP CMN STK 293561106 561 13,600 SH SOLE 13,600
ENRON CORP CMN STK 293561106 268 6,500 SH SOLE 6,500
ENRON CORP CMN STK 293561106 206 5,000 SH SOLE 5,000
EOG RESOURCES CMN STK 26875P101 36 1,700 SH SOLE 1,700
EOG RESOURCES CMN STK 26875P101 106 5,000 SH SOLE 5,000
EQUIFAX INC CMN STK 294429105 141 5,000 SH SOLE 5,000
EQUITY OFFICE PROPERTIES TR CMN STK 294741103 302 13,000 SH DEFINED 1 13,000
EQUITY RESIDENT PROPERTY TRUST CMN STK 29476L107 85 2,000 SH DEFINED 1 2,000
ETHAN ALLEN INTERIORS INC CMN STK 297602104 700 22,000 SH DEFINED 2 22,000
EXXON CORP CMN STK 302290101 2,802 36,900 SH SOLE 36,900
EXXON CORP CMN STK 302290101 289 3,800 SH SOLE 3,800
EXXON CORP CMN STK 302290101 425 5,600 SH SOLE 5,600
FACTSET RESH SYS INC CMN STK 303075105 1,393 24,500 SH DEFINED 2 24,500
FEDERATED INVESTORS INC CL B CMN STK 314211103 243 14,100 SH SOLE 14,100
FIFTH THIRD BANCORP CMN STK 316773100 37 600 SH SOLE 600
FIRST DATA CORP CMN STK 319963104 219 5,000 SH SOLE 5,000
FIRST DATA CORP CMN STK 319963104 44 1,000 SH SOLE 1,000
FIRST DATA CORP CMN STK 319963104 1,097 25,000 SH DEFINED 2 25,000
FIRST UNION CORP CMN STK 337358105 82 2,300 SH SOLE 2,300
FORD MOTOR CO. CMN STK 345370100 100 2,000 SH SOLE 2,000
FORD MOTOR CO. CMN STK 345370100 50 1,000 SH SOLE 1,000
FOSSIL INC CMN STK 349882100 1,664 61,500 SH DEFINED 2 61,500
FREEPORT MCMORAN COPPER/GOLD B CMN STK 35671D857 93 6,000 SH SOLE 6,000
FREEPORT MCMORAN COPPER/GOLD B CMN STK 35671D857 685 44,000 SH SOLE 44,000
FREEPORT MCMORAN COPPER/GOLD B CMN STK 35671D857 2,723 175,000 SH SOLE 175,000
GAP INC CMN STK 364760108 160 5,000 SH DEFINED 2 5,000
GARDEN RIDGE CORP CMN STK 36541P104 44 6,000 SH SOLE 6,000
GARTNER GROUP CMN STK 366651107 96 6,000 SH SOLE 6,000
GENERAL ELECTRIC CO CMN STK 369604103 2,407 20,300 SH SOLE 20,300
GENERAL ELECTRIC CO CMN STK 369604103 1,778 15,000 SH DEFINED 2 15,000
GENERAL MOTORS CORP CMN STK 370442105 63 1,000 SH SOLE 1,000
GENERAL MOTORS CORP CMN STK 370442105 63 1,000 SH SOLE 1,000
GENTEX CORP CMN STK 371901109 413 20,000 SH DEFINED 2 20,000
GENZYME CORP-GENERAL DIVISION CMN STK 372917104 1,352 30,000 SH DEFINED 2 30,000
GEORGIA PACIFIC CORP CMN STK 373298108 138 3,400 SH SOLE 3,400
GILLETTE CO CMN STK 375766102 95 2,800 SH SOLE 2,800
GLENBOROUGH RLTY TR INC CMN STK 37803P105 259 15,700 SH DEFINED 1 15,700
GLOBAL MARINE INC CMN STK 379352404 58 3,500 SH SOLE 3,500
GLOBAL MARINE INC CMN STK 379352404 132 8,000 SH SOLE 8,000
GOLD FIELDS LTD SPON ADR CMN STK 38059T106 116 25,000 SH SOLE 25,000
GTE CORP CMN STK 362320103 461 6,000 SH SOLE 6,000
GTE CORP CMN STK 362320103 154 2,000 SH SOLE 2,000
GUIDANT CORP CMN STK 401698105 76 1,408 SH SOLE 1,408
HALLIBURTON CO CMN STK 406216101 328 8,000 SH SOLE 8,000
HALLIBURTON CO CMN STK 406216101 41 1,000 SH SOLE 1,000
HALLIBURTON CO CMN STK 406216101 41 1,000 SH SOLE 1,000
HA-LO INDS INC CMN STK 404429102 63 10,000 SH SOLE 10,000
HARTFORD FINL SVCS GROUP INC CMN STK 416515104 196 4,800 SH SOLE 4,800
HASBRO INC CMN STK 418056107 236 11,000 SH SOLE 11,000
HASBRO INC CMN STK 418056107 21 1,000 SH SOLE 1,000
HEINZ (HJ) CO CMN STK 423074103 65 1,500 SH SOLE 1,500
HELMERICH & PAYNE CMN STK 423452101 25 1,000 SH SOLE 1,000
HEWLETT PACKARD CO CMN STK 428236103 368 4,000 SH SOLE 4,000
HEWLETT PACKARD CO CMN STK 428236103 221 2,400 SH SOLE 2,400
HEWLETT PACKARD CO CMN STK 428236103 506 5,500 SH DEFINED 3 5,500
HOME DEPOT INC CMN STK 437076102 714 10,400 SH SOLE 10,400
HOME DEPOT INC CMN STK 437076102 343 5,000 SH DEFINED 3 5,000
HOME DEPOT INC CMN STK 437076102 1,578 23,000 SH DEFINED 2 23,000
HOMESTAKE MINING CMN STK 437614100 735 80,000 SH SOLE 80,000
HOMESTAKE MINING CMN STK 437614100 3,308 360,000 SH SOLE 360,000
HORMEL FOODS CORP CMN STK 440452100 207 5,000 SH DEFINED 2 5,000
HOUSEHOLD INTERNATIONAL INC CMN STK 441815107 40 1,000 SH SOLE 1,000
HUANENG POWER INTL ADR CMN STK 443304100 498 40,000 SH SOLE 40,000
HUMANA INC CMN STK 444859102 62 9,000 SH SOLE 9,000
ILLINOIS TOOL WORKS CMN STK 452308109 75 1,000 SH SOLE 1,000
INCO LTD CMN STK 453258402 171 8,000 SH SOLE 8,000
INFINITY BROADCASTING CORP A CMN STK 45662S102 44 1,500 SH SOLE 1,500
INGERSOLL RAND CMN STK 456866102 27 500 SH SOLE 500
INTEL CORP CMN STK 458140100 1,269 17,080 SH SOLE 17,080
INTEL CORP CMN STK 458140100 446 6,000 SH DEFINED 3 6,000
INTEL CORP CMN STK 458140100 2,304 31,000 SH DEFINED 2 31,000
INTERNATNL BUSINESS MACHINES CMN STK 459200101 1,384 11,400 SH SOLE 11,400
INTERNATNL BUSINESS MACHINES CMN STK 459200101 2,428 20,000 SH DEFINED 2 20,000
INTERNATIONAL PAPER CO CMN STK 460146103 216 4,500 SH SOLE 4,500
ITT INDUSTRIES CMN STK 450911102 13 400 SH SOLE 400
JDS UNIPHASE CORP CMN STK 46612J101 3,414 30,000 SH DEFINED 2 30,000
JILIAN CHEMICAL IND H SHS CMN STK 006477697 2,077 2,308 SH SOLE 308,000
JOHNSON & JOHNSON CMN STK 478160104 919 10,000 SH SOLE 10,000
JOHNSON & JOHNSON CMN STK 478160104 2,297 25,000 SH DEFINED 2 25,000
JOHNSON CTLS INC CMN STK 478366107 663 10,000 SH DEFINED 2 10,000
K MART CORP CMN STK 482584109 187 16,000 SH SOLE 16,000
KAUFMAN & BROAD HOME CORP CMN STK 486168107 21 1,000 SH SOLE 1,000
KELLOGG CO CMN STK 487836108 67 1,800 SH SOLE 1,800
KERR MCGEE CORP CMN STK 492386107 110 2,000 SH SOLE 2,000
KEYCORP NEW CMN STK 493267108 13 500 SH SOLE 500
KIMCO REALTY CORP CMN STK 49446R109 179 5,000 SH DEFINED 1 5,000
KRONOS INC CMN STK 501052104 734 20,000 SH DEFINED 2 20,000
K-SWISS CLASS A CMN STK 482686102 947 30,000 SH DEFINED 2 30,000
LEGATO SYSTEMS INC CMN STK 524651106 1,918 44,000 SH DEFINED 2 44,000
LEGG MASON INC CMN STK 524901105 383 10,000 SH DEFINED 2 10,000
LEXMARK INTL GROUP INC CL A CMN STK 529771107 1,208 15,000 SH DEFINED 2 15,000
LIBERTY PPTY TR SH BEN INTL CMN STK 531172104 227 10,000 SH DEFINED 1 10,000
LIMITED INC CMN STK 532716107 19 500 SH SOLE 500
LIZ CLAIBORNE CMN STK 539320101 155 5,000 SH DEFINED 2 5,000
LOWES COMPANIES CMN STK 548661107 410 8,400 SH SOLE 8,400
LOWES COMPANIES CMN STK 548661107 49 1,000 SH SOLE 1,000
LUCENT TECHNOLOGIES INC CMN STK 549463107 779 12,000 SH SOLE 12,000
LUCENT TECHNOLOGIES INC CMN STK 549463107 1,622 25,000 SH DEFINED 2 25,000
MACK CALI REALTY CORP CMN STK 554489104 215 8,000 SH DEFINED 1 8,000
MACROVISION CORP CMN STK 555904101 2,219 50,000 SH DEFINED 2 50,000
MANUFACTURED HOME CMNTYS INC CMN STK 564682102 281 12,000 SH DEFINED 1 12,000
MARSH & MCLENNAN COS INC CMN STK 571748102 41 600 SH SOLE 600
MBIA INC CMN STK 55262C100 233 5,000 SH SOLE 5,000
MC CORMICK & CO INC NON-VTG CMN STK 579780206 165 5,000 SH SOLE 5,000
MCDONALDS CORP CMN STK 580135101 241 5,600 SH SOLE 5,600
MCI WORLDCOM INC CMN STK 55268B106 241 3,358 SH SOLE 3,358
MCI WORLDCOM INC CMN STK 55268B106 359 5,000 SH DEFINED 3 5,000
MEDIAONE GROUP INC CMN STK 58440J104 123 1,800 SH SOLE 1,800
MEDICIS PHARMACEUTCL CORP/CL A CMN STK 584690309 285 10,000 SH DEFINED 2 10,000
MEDTRONIC INC CMN STK 585055106 107 3,000 SH SOLE 3,000
MELLON BANK CORP CMN STK 585509102 41 1,200 SH SOLE 1,200
MERCK & CO. CMN STK 589331107 1,027 15,850 SH SOLE 15,850
MERCK & CO. CMN STK 589331107 65 1,000 SH SOLE 1,000
MERCURY INTERACTIVE CORP CMN STK 589405109 2,970 46,000 SH DEFINED 2 46,000
MERRILL LYNCH & CO CMN STK 590188108 60 900 SH SOLE 900
MICROCHIP TECHNOLOGY INC CMN STK 595017104 1,644 32,000 SH DEFINED 2 32,000
MICRON TECH CMN STK 595112103 33 500 SH SOLE 500
MILLS CORP CMN STK 601148109 36 2,000 SH SOLE 2,000
MINNESOTA MINING & MANUFACTRNG CMN STK 604059105 163 1,700 SH SOLE 1,700
MOBIL CORP CMN STK 607059102 1,501 14,900 SH SOLE 14,900
MOBIL CORP CMN STK 607059102 212 2,100 SH SOLE 2,100
MOBIL CORP CMN STK 607059102 181 1,800 SH SOLE 1,800
MONSANTO CO. CMN STK 611662107 54 1,500 SH SOLE 1,500
MORGAN J.P. & CO. CMN STK 616880100 46 400 SH SOLE 400
MORGAN STAN./DEAN WITTER DISC CMN STK 617446448 116 1,300 SH SOLE 1,300
MOTOROLA INC CMN STK 620076109 352 4,000 SH SOLE 4,000
MOTOROLA INC CMN STK 620076109 123 1,400 SH SOLE 1,400
MUELLER INDS INC CMN STK 624756102 297 10,000 SH DEFINED 2 10,000
NABORS IND CMN STK 629568106 625 25,000 SH DEFINED 3 25,000
NATIONAL CITY CORP CMN STK 635405103 37 1,400 SH SOLE 1,400
NATL DATA CORP CMN STK 635621105 78 3,000 SH SOLE 3,000
NETWORK SOLUTIONS INC CL A CMN STK 64121Q102 919 10,000 SH DEFINED 2 10,000
NEW PLAN EXCEL REALTY TRUST CMN STK 648053106 321 18,000 SH DEFINED 3 18,000
NEXTEL COMMUNICATIONS INC CL A CMN STK 65332V103 47 700 SH SOLE 700
NIKE INC CL B CMN STK 654106103 40 700 SH SOLE 700
NOBLE AFFILIATES INC. CMN STK 654894104 102 3,500 SH SOLE 3,500
NOBLE DRILLING CORP CMN STK 655042109 22 1,000 SH SOLE 1,000
NOBLE DRILLING CORP CMN STK 655042109 656 30,000 SH DEFINED 3 30,000
NUCOR CORP CMN STK 670346105 95 2,000 SH SOLE 2,000
OFFICEMAX CMN STK 67622M108 87 15,000 SH SOLE 15,000
OPTICAL COATING LAB INC CMN STK 683829105 644 7,000 SH DEFINED 2 7,000
ORACLE SYSTEMS CORP CMN STK 68389X105 492 10,818 SH SOLE 10,818
OXFORD HEALTH PLANS INC CMN STK 691471106 63 5,000 SH SOLE 5,000
PAINE WEBBER GROUP INC CMN STK 695629105 363 10,000 SH DEFINED 2 10,000
PARKER DRILLING CMN STK 701081101 44 10,000 SH SOLE 10,000
PEPSICO INC CMN STK 713448108 514 17,000 SH SOLE 17,000
PEREGRINE SYSTEMS INC CMN STK 71366Q101 2,038 50,000 SH DEFINED 2 50,000
PFIZER INC CMN STK 717081103 916 25,500 SH SOLE 25,500
PFIZER INC CMN STK 717081103 431 12,000 SH DEFINED 3 12,000
PHELPS DODGE CORP CMN STK 717265102 66 1,200 SH SOLE 1,200
PHILIP MORRIS COS INC CMN STK 718154107 581 17,000 SH SOLE 17,000
PHILIP MORRIS COS INC CMN STK 718154107 68 2,000 SH SOLE 2,000
PILGRIM CAPITAL CORP CMN STK 72142Y103 284 10,000 SH SOLE 10,000
PLACER DOME INC CMN STK 725906101 379 25,500 SH SOLE 25,500
PLACER DOME INC CMN STK 725906101 1,183 79,500 SH SOLE 79,500
PNC BANK CORP CMN STK 693475105 37 700 SH SOLE 700
POLYCOM INC CMN STK 73172K104 1,906 40,000 SH DEFINED 2 40,000
POST PPTYS INC CMN STK 737464107 338 8,600 SH DEFINED 1 8,600
POWER INTEGRATIONS INC CMN STK 739276103 2,770 40,000 SH DEFINED 2 40,000
PPG INDUSTRIES INC CMN STK 693506107 30 500 SH SOLE 500
PRAXAIR CMN STK 74005P104 166 3,600 SH SOLE 3,600
PROCTOR & GAMBLE CO CMN STK 742718109 656 7,000 SH SOLE 7,000
PROFIT RECOVERY GROUP INTL INC CMN STK 743168106 1,673 37,500 SH DEFINED 2 37,500
PUBLIC STORAGE INC PFD 8.875% CMN STK 74460D885 58 2,500 SH SOLE 2,500
QLOGIC CORP CMN STK 747277101 2,513 36,000 SH DEFINED 2 36,000
QRS CORP CMN STK 74726X105 2,405 37,500 SH DEFINED 2 37,500
RATIONAL SOFTWARE CORP CMN STK 75409P202 1,288 44,000 SH DEFINED 2 44,000
RAYTHEON CO CL A CMN STK 755111309 9 191 SH SOLE 191
RECKSON ASSOC REALTY CMN STK 75621K304 173 7,886 SH DEFINED 1 7,886
RELIANT ENERGY INC CMN STK 75952J108 41 1,500 SH SOLE 1,500
REYNOLDS METALS CO CMN STK 761763101 151 2,500 SH SOLE 2,500
ROCKWELL INTERNATIONAL CORP CMN STK 773903109 105 2,000 SH SOLE 2,000
ROHM & HAAS CO. CMN STK 775371107 108 3,000 SH SOLE 3,000
ROWAN COMPANIES CMN STK 779382100 49 3,000 SH SOLE 3,000
ROYAL DUTCH PETROLEUM NY SHS CMN STK 780257804 213 3,600 SH SOLE 3,600
ROYAL DUTCH PETROLEUM NY SHS CMN STK 780257804 177 3,000 SH SOLE 3,000
SANDISK CORP CMN STK 80004C101 1,304 20,000 SH DEFINED 2 20,000
SANMINA CORP CMN STK 800907107 774 10,000 SH DEFINED 2 10,000
SBC COMMUNICATIONS INC CMN STK 78387G103 715 14,000 SH SOLE 14,000
SCHERING PLOUGH CMN STK 806605101 489 11,200 SH SOLE 11,200
SCHLUMBERGER LTD CMN STK 806857108 539 8,650 SH SOLE 8,650
SCHLUMBERGER LTD CMN STK 806857108 62 1,000 SH SOLE 1,000
SCHLUMBERGER LTD CMN STK 806857108 81 1,300 SH SOLE 1,300
SCHWAB /CHARLES/ CORP CMN STK 808513105 539 16,000 SH DEFINED 2 16,000
SCIENTIFIC ATLANTA INC CMN STK 808655104 1,239 25,000 SH DEFINED 2 25,000
SEAGRAM LTD CMN STK 811850106 46 1,000 SH SOLE 1,000
SEARS ROEBUCK & CO CMN STK 812387108 75 2,400 SH SOLE 2,400
SEMTECH CORP CMN STK 816850101 366 10,000 SH DEFINED 2 10,000
SERVICE CORP INTL CMN STK 817565104 53 5,000 SH SOLE 5,000
SIMON PROPERTY GROUP INC CMN STK 828806109 269 12,000 SH DEFINED 1 12,000
SK TELECOM LTD SPONSORED ADR CMN STK 78440P108 31 3,000 SH SOLE 3,000
SMITH CHARLES E RESIDNTL RLTY CMN STK 832197107 171 5,000 SH DEFINED 1 5,000
SOLECTRON CORP CMN STK 834182107 2,154 30,000 SH DEFINED 2 30,000
SONY CORP ADR CMN STK 835699307 1,050 7,000 SH DEFINED 3 7,000
SOUTHERN CO PFD STK 842587107 39 1,500 SH SOLE 1,500
SOUTHWEST AIRLINES CMN STK 844741108 456 30,000 SH DEFINED 2 30,000
SOVEREIGN BANCORP INC CMN STK 845905108 73 8,000 SH SOLE 8,000
SPIEKER PROPERTIES INC CMN STK 848497103 312 9,000 SH DEFINED 1 9,000
SPRINT CORPORATION CMN STK 852061100 342 6,300 SH SOLE 6,300
SPRINT CORPORATION CMN STK 852061100 136 2,500 SH SOLE 2,500
ST. JUDE MEDICAL INC CMN STK 790849103 1,418 45,000 SH DEFINED 2 45,000
STATE STREET CORP CMN STK 857477103 32 500 SH SOLE 500
STILLWATER MINING COMPANY CMN STK 86074Q102 108 4,000 SH SOLE 4,000
STILLWATER MINING COMPANY CMN STK 86074Q102 535 19,900 SH SOLE 19,900
STILLWATER MINING COMPANY CMN STK 86074Q102 1,720 64,000 SH SOLE 64,000
STILLWATER MINING COMPANY CMN STK 86074Q102 265 9,875 SH DEFINED 3 9,875
SUN MICROSYSTEMS INC CMN STK 866810104 2,604 28,000 SH DEFINED 2 28,000
SYLVAN LEARNING SYSTEMS INC CMN STK 871399101 581 30,000 SH DEFINED 3 30,000
TEXACO INC CMN STK 881694103 492 7,800 SH SOLE 7,800
TEXACO INC CMN STK 881694103 202 3,200 SH SOLE 3,200
TEXAS UTILITIES CMN STK 882848104 26 700 SH SOLE 700
TIFFANY & CO CMN STK 886547108 2,398 40,000 SH DEFINED 2 40,000
TIMBERLINE SOFTWARE CORP CMN STK 887134104 838 45,000 SH DEFINED 2 45,000
TIME WARNER INC CMN STK 887315109 182 3,000 SH SOLE 3,000
TIME WARNER INC CMN STK 887315109 170 2,800 SH SOLE 2,800
TOMMY HILFIGER CMN STK G8915Z102 56 2,000 SH SOLE 2,000
TOMMY HILFIGER CMN STK G8915Z102 338 12,000 SH SOLE 12,000
TOO INC CMN STK 890333107 1 71 SH SOLE 71
TOSCO CORP CMN STK 891490302 58 2,300 SH SOLE 2,300
TOTAL SA ADR CMN STK 89151E109 82 1,300 SH SOLE 1,300
TOYS R US CMN STK 892335100 32 2,100 SH SOLE 2,100
TRIBUNE CO. CMN STK 896047107 199 4,000 SH SOLE 4,000
TRICON GLOBAL RESTAURANTS CMN STK 895953107 41 1,000 SH SOLE 1,000
TUPPERWARE CORPORATION CMN STK 899896104 51 2,500 SH SOLE 2,500
TYCO INTL LTD CMN STK 902124106 395 3,825 SH SOLE 3,825
ULTRAMAR DIAMOND SHAMROCK CORP CMN STK 904000106 51 2,000 SH SOLE 2,000
ULTRAMAR DIAMOND SHAMROCK CORP CMN STK 904000106 102 4,000 SH SOLE 4,000
UNION PACIFIC CORP CMN STK 907818108 24 500 SH SOLE 500
UNION PACIFIC RESOURCES GROUP CMN STK 907834105 96 6,000 SH SOLE 6,000
UNISYS CORP CMN STK 909214108 27 600 SH SOLE 600
UNISYS CORP CMN STK 909214108 1,805 40,000 SH DEFINED 2 40,000
UNITED TECHNOLOGIES CORP CMN STK 913017109 15 250 SH SOLE 250
UNITED TECHNOLOGIES CORP CMN STK 913017109 2,373 40,000 SH DEFINED 2 40,000
UNITED WISCONSIN SERVICES CMN STK 913238101 43 6,800 SH SOLE 6,800
UNOCAL CORP CMN STK 915289102 222 6,000 SH SOLE 6,000
UNOCAL CORP CMN STK 915289102 193 5,200 SH SOLE 5,200
UNUMPROVIDENT CORP CMN STK 91529Y106 353 12,000 SH DEFINED 3 12,000
USX-US STL GROUP CMN STK 90337T101 39 1,500 SH SOLE 1,500
VERAMARK TECHNOLGIES INC CMN STK 923351100 349 30,000 SH DEFINED 2 30,000
VIACOM INC CL A CMN STK 925524100 130 3,000 SH SOLE 3,000
VIACOM INC CL B CMN STK 925524308 68 1,600 SH SOLE 1,600
VITESSE SEMICONDUCTOR CORP CMN STK 928497106 2,305 27,000 SH DEFINED 2 27,000
VODAFONE AIRTOUCH PLC SPON ADR CMN STK 92857T107 238 1,000 SH SOLE 1,000
WACHOVIA CORP CMN STK 929771103 39 500 SH SOLE 500
WAL MART STORES INC CMN STK 931142103 1,332 28,000 SH SOLE 28,000
WAL MART STORES INC CMN STK 931142103 1,903 40,000 SH DEFINED 2 40,000
WARNER LAMBERT CMN STK 934488107 219 3,300 SH SOLE 3,300
WASHINGTON MUTUAL INC CMN STK 939322103 117 4,000 SH SOLE 4,000
WEATHERFORD INTERNATIONAL CMN STK 947074100 32 1,000 SH SOLE 1,000
WELLS FARGO & COMPANY CMN STK 949746101 59 1,500 SH SOLE 1,500
WEYERHAEUSER CO CMN STK 962166104 207 3,600 SH SOLE 3,600
WEYERHAEUSER CO CMN STK 962166104 29 500 SH SOLE 500
WILLIAMS COMPANIES INC CMN STK 969457100 298 7,950 SH SOLE 7,950
WILLIAMS COMPANIES INC CMN STK 969457100 112 3,000 SH SOLE 3,000
WILLIAMS COMPANIES INC CMN STK 969457100 37 1,000 SH SOLE 1,000
WINNEBAGO INDUSTRIES INC CMN STK 974637100 838 35,000 SH DEFINED 2 35,000
XEROX CORP CMN STK 984121103 101 2,400 SH SOLE 2,400
XEROX CORP CMN STK 984121103 63 1,500 SH SOLE 1,500
XEROX CORP CMN STK 984121103 1,258 30,000 SH DEFINED 2 30,000
XILINX INC CMN STK 983919101 3,277 50,000 SH DEFINED 2 50,000
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