UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment: [ ] Amendment Number:
This Amendment (Check only one.):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: U.S. Global Investors, Inc.
Address: 7900 Callaghan Road
San Antonio, TX 78229
13F File Number: 028-02220
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Susan B. McGee
Title: President, General Counsel
Phone: 210-308-1234
/S/ Susan B. McGee
------------------
San Antonio, TX
November 8, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 366
Form 13F Information Table Value Total: $326,903 (thousands)
List of Other Included Managers:
NO. 13F FILE NUMBER: NAME:
--- --------------- ---------------------------
01 Unknown Bonnel, Inc.
02 Unknown Money Growth Institute, Inc.
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ ---------- --------- -------- ------------------------ -------- -------- -------------------------
SHARES VOTING AUTHORITY
TITLE OF VALUE OR PUT/ INVESTMT OTHER -------------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------ ---------- --------- -------- ---------- ------ ---- -------- -------- ---------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ACE LTD CMN STK G0070K103 785 20,000 SH Defined 02 20,000
AES CORP CMN STK 00130H105 178 2,600 SH Sole 2,600
AES CORP CMN STK 00130H105 336 4,900 SH Sole 4,900
AES CORP CMN STK 00130H105 103 1,500 SH Sole 1,500
ALCOA INC CMN STK 13817101 557 21,992 SH Sole 21,992
ALCOA INC CMN STK 13817101 25 1,000 SH Sole 1,000
ALLSTATE CORP CMN STK 20002101 17 500 SH Sole 500
ALTERA CORP CMN STK 21441100 506 10,600 SH Sole 10,600
ALTERA CORP CMN STK 21441100 955 20,000 SH Defined 01 20,000
AMERADA HESS CMN STK 23551104 134 2,000 SH Sole 2,000
AMERADA HESS CMN STK 23551104 770 11,500 SH Defined 02 11,500
AMERICAN EXPRESS CMN STK 25816109 942 15,510 SH Sole 15,510
AMERICAN GENERAL CORP CMN STK 26351106 86 1,100 SH Sole 1,100
AMERICAN HOME PRODUCTS CMN STK 26609107 305 5,400 SH Sole 5,400
AMERICAN INTERNATIONAL
GROUP CMN STK 26874107 1,435 15,000 SH Sole 15,000
ANADARKO PETE CORP CMN STK 32511107 447 6,730 SH Sole 6,730
ANADARKO PETE CORP CMN STK 32511107 299 4,500 SH Sole 4,500
ANADARKO PETE CORP CMN STK 32511107 133 2,000 SH Sole 2,000
ANALOG DEVICES INC CMN STK 32654105 2,477 30,000 SH Defined 01 30,000
ANGLOGOLD LIMITED SPON
ADR CMN STK 35128206 801 43,597 SH Sole 43,597
ANGLOGOLD LIMITED SPON
ADR CMN STK 35128206 134 7,303 SH Sole 7,303
ANHEUSER BUSCH INC CMN STK 35229103 169 4,000 SH Sole 4,000
APACHE CORP CMN STK 37411105 177 3,000 SH Sole 3,000
APACHE CORP CMN STK 37411105 189 3,200 SH Sole 3,200
APACHE CORP CMN STK 37411105 118 2,000 SH Sole 2,000
APEX SILVER MINES LTD CMN STK G04074103 608 60,000 SH Defined 02 60,000
APPLIED MATERIALS INC CMN STK 38222105 415 7,000 SH Sole 7,000
APPLIED MATERIALS INC CMN STK 38222105 107 1,800 SH Sole 1,800
ASA LIMITED CMN STK 2050102 168 10,000 SH Sole 10,000
ASHANTI GOLDFIELDS GDR CMN STK 43743202 463 180,800 SH Sole 180,800
ASHANTI GOLDFIELDS GDR CMN STK 43743202 1,328 518,200 SH Sole 518,200
ASHANTI GSM LTD PFD A PFD STK 504128 241 203,932 SH Sole 203,932
AT & T CORP /LIBERTY
MEDIA/ CL A CMN STK 1957208 89 4,948 SH Sole 4,948
AT&T CORP CMN STK 1957109 59 2,000 SH Sole 2,000
ATMEL CORP CMN STK 49513104 547 36,000 SH Sole 36,000
AUTOZONE INC CMN STK 53332102 272 12,000 SH Defined 02 12,000
AVALONBAY COMMUNITIES
INC CMN STK 53484101 95 2,000 SH Sole 2,000
BAKER HUGHES CMN STK 57224107 408 11,000 SH Sole 11,000
BAKER HUGHES CMN STK 57224107 204 5,500 SH Sole 5,500
BAKER HUGHES CMN STK 57224107 37 1,000 SH Sole 1,000
BANK OF AMERICA CORP CMN STK 60505104 356 6,800 SH Sole 6,800
BANK OF AMERICA CORP CMN STK 60505104 157 3,000 SH Sole 3,000
BANK OF NEW YORK CO INC CMN STK 64057102 112 2,000 SH Sole 2,000
BANK OF NEW YORK CO INC CMN STK 64057102 101 1,800 SH Sole 1,800
BARRICK GOLD
CORPORATION CMN STK 67901108 27 1,800 SH Sole 1,800
BARRICK GOLD
CORPORATION CMN STK 67901108 991 65,000 SH Sole 65,000
BARRICK GOLD
CORPORATION CMN STK 67901108 2,059 135,000 SH Sole 135,000
BELLSOUTH CORP CMN STK 79860102 370 9,200 SH Sole 9,200
BELLSOUTH CORP CMN STK 79860102 117 2,900 SH Sole 2,900
BERKSHIRE HATHAWAY INC CMN STK 84670108 644 10 SH Defined 02 10
BEST BUY INC CMN STK 86516101 64 1,000 SH Sole 1,000
BIOGEN INC CMN STK 90597105 122 2,000 SH Sole 2,000
BOWATER INC CMN STK 102183100 232 5,000 SH Sole 5,000
BP AMOCO PLC SPON ADR CMN STK 55622104 87 1,640 SH Sole 1,640
BRE PROPERTIES INC
CL A CMN STK 5.56E+109 224 7,000 SH Defined 02 7,000
BRISTOL-MYERS SQUIBB
CO CMN STK 110122108 257 4,500 SH Sole 4,500
BURLINGTON NORTH
SANTA FE CORP CMN STK 12189T104 22 1,000 SH Sole 1,000
CABLE DESIGN
TECHNOLOGIES CORP CMN STK 126924109 1,823 75,000 SH Defined 01 75,000
CALPINE CORP CMN STK 131347106 157 1,500 SH Sole 1,500
CALPINE CORP CMN STK 131347106 397 3,800 SH Sole 3,800
CARDINAL HEALTH CMN STK 14149Y108 882 10,000 SH Defined 02 10,000
CDW COMPUTER CENTERS
INC CMN STK 125129106 3,450 50,000 SH Defined 01 50,000
CENTEX CORP CMN STK 152312104 16 500 SH Sole 500
CHASE MANHATTAN CORP CMN STK 16161A108 139 3,000 SH Sole 3,000
CHECK POINT SOFTWARE
TECH CMN STK M22465104 3,150 20,000 SH Defined 01 20,000
CHEVRON CORP CMN STK 166751107 426 5,000 SH Sole 5,000
CHEVRON CORP CMN STK 166751107 222 2,600 SH Sole 2,600
CHEVRON CORP CMN STK 166751107 128 1,500 SH Sole 1,500
CHICO FAS INC CMN STK 168615102 510 15,000 SH Defined 01 15,000
CHIRON CORP CMN STK 170040109 900 20,000 SH Defined 01 20,000
CIBER INC CMN STK 17163B102 116 14,000 SH Defined 02 14,000
CIGNA CORP. CMN STK 125509109 52 500 SH Sole 500
CISCO SYSTEMS INC CMN STK 17275R102 774 14,000 SH Sole 14,000
CISCO SYSTEMS INC CMN STK 17275R102 2,210 40,000 SH Defined 01 40,000
CITIGROUP INC CMN STK 172967101 1,179 21,800 SH Sole 21,800
CITIGROUP INC CMN STK 172967101 216 4,000 SH Sole 4,000
CITRIX SYSTEMS INC CMN STK 177376100 351 17,500 SH Defined 02 17,500
CLEAR CHANNEL
COMMUNICATIONS CMN STK 184502102 170 3,000 SH Sole 3,000
CLEAR CHANNEL
COMMUNICATIONS CMN STK 184502102 113 2,000 SH Sole 2,000
COASTAL CORP CMN STK 190441105 222 3,000 SH Sole 3,000
COASTAL CORP CMN STK 190441105 111 1,500 SH Sole 1,500
COCA COLA CO COM CMN STK 191216100 744 13,500 SH Sole 13,500
COGNEX CORP CMN STK 192422103 986 25,000 SH Defined 01 25,000
COGNIZANT TECH
SOLUTIONS CLASS A CMN STK 192446102 1,365 35,000 SH Defined 01 35,000
COMPAQ COMPUTER CORP CMN STK 204493100 110 4,000 SH Sole 4,000
CONCORD CAMERA CORP CMN STK 206156101 256 10,000 SH Defined 01 10,000
CONOCO INC CL B WI CMN STK 208251405 288 10,700 SH Sole 10,700
CONOCO INC CL B WI CMN STK 208251405 40 1,500 SH Sole 1,500
COOPER CAMERON CORP CMN STK 216640102 147 2,000 SH Sole 2,000
CORNING INCORPORATED CMN STK 219350105 891 3,000 SH Sole 3,000
CRESCENT REAL ESTATE
EQUITIES CMN STK 225756105 223 10,000 SH Defined 02 10,000
DALLAS SEMICONDUCTOR
CORP CMN STK 235204104 1,644 50,000 SH Defined 01 50,000
DATARAM CORP CMN STK 238108203 1,019 50,000 SH Defined 01 50,000
DAYTON MINING CORP CMN STK 239902208 156 416,334 SH Sole 416,334
DAYTON MINING CORP CMN STK 239902208 487 334,366 SH Sole 334,366
DAYTON MINING
CORPORATION CMN STK 239902950 23 41,800 SH Sole 41,800
DAYTON MINING
CORPORATION CMN STK 239902950 28 50,000 SH Sole 50,000
DE BEERS CONS MINES
LTD ADR CMN STK 240253302 194 7,000 SH Sole 7,000
DE BEERS CONS MINES
LTD ADR CMN STK 240253302 1,072 38,700 SH Sole 38,700
DE BEERS CONS MINES
LTD ADR CMN STK 240253302 554 20,000 SH Sole 20,000
DIA MET MINERALS LTD
CL B/CAD/ CMN STK 25243K307 1,200 60,000 SH Sole 60,000
DIA MET MINERALS LTD
CL B/CAD/ CMN STK 25243K307 1,000 50,000 SH Sole 50,000
DIAMOND OFFSHORE
DRILLING INC CMN STK 25271C102 533 13,000 SH Defined 02 13,000
DIGITAL LIGHTWAVE INC CMN STK 253855100 1,453 20,000 SH Defined 01 20,000
DIME BANCORP INC CMN STK 25429Q102 431 20,000 SH Defined 01 20,000
DISNEY WALT CO CMN STK 254687106 230 6,000 SH Sole 6,000
DOW CHEMICAL CO CMN STK 260543103 262 10,500 SH Sole 10,500
DOW CHEMICAL CO CMN STK 260543103 12 500 SH Sole 500
DU PONT (EI) DE
NEMOURS CMN STK 263534109 21 500 SH Sole 500
DUKE ENERGY CO CMN STK 264399106 943 11,000 SH Defined 02 11,000
DURA PHARMACEUTICALS
INC CMN STK 26632S109 460 13,000 SH Defined 02 13,000
DURBAN ROODEPOORT
DEEP /ZAR/ CMN STK 6267780 1,095 135,800 SH Sole 135,800
DURBAN ROODEPOORT DEP
SPON ADR CMN STK 266597301 68 66,000 SH Sole 66,000
DYNEGY INC CL A CMN STK 26816Q101 6,840 120,000 SH Defined 01 120,000
E M C CORP MASS CMN STK 268648102 7,930 80,000 SH Defined 01 80,000
EASTMAN CHEMICAL CMN STK 277432100 74 2,000 SH Sole 2,000
EL PASO ENERGY CORP CMN STK 283905107 197 3,200 SH Sole 3,200
ELAN CORP ADR CMN STK 284131208 821 15,000 SH Defined 02 15,000
ELANTEC SEMICONDUCTOR
INC CMN STK 284155108 1,494 15,000 SH Defined 01 15,000
ELECTRO SCIENTIFIC
INDS INC CMN STK 285229100 703 20,000 SH Defined 01 20,000
ELI LILLY & CO CMN STK 532457108 243 3,000 SH Sole 3,000
EMMIS COMM SER A CONV
PFD 6.25% CP 291525202 40 1,000 SH Sole 1,000
EMULEX CORP CMN STK 292475209 4,900 40,000 SH Defined 01 40,000
ENRON CORP CMN STK 293561106 1,192 13,600 SH Sole 13,600
ENRON CORP CMN STK 293561106 570 6,500 SH Sole 6,500
ENRON CORP CMN STK 293561106 438 5,000 SH Sole 5,000
ENSCO INTERNATIONAL
INC CMN STK 26874Q100 115 3,000 SH Sole 3,000
ENSCO INTERNATIONAL
INC CMN STK 26874Q100 153 4,000 SH Sole 4,000
EOG RESOURCES CMN STK 26875P101 105 2,700 SH Sole 2,700
EOG RESOURCES CMN STK 26875P101 194 5,000 SH Sole 5,000
EXTREME NETWORKS INC CMN STK 30226D106 10,305 90,000 SH Defined 01 90,000
EXXON MOBIL CORP CMN STK 30231G102 1,693 19,000 SH Sole 19,000
EXXON MOBIL CORP CMN STK 30231G102 441 4,952 SH Sole 4,952
EXXON MOBIL CORP CMN STK 30231G102 446 5,000 SH Sole 5,000
FANNIE MAE CMN STK 313586109 1,573 22,000 SH Sole 22,000
FANNIE MAE CMN STK 313586109 122 1,700 SH Sole 1,700
FANNIE MAE CMN STK 313586109 286 4,000 SH Defined 02 4,000
FEDERATED INVESTORS
INC CL B CMN STK 314211103 387 15,650 SH Sole 15,650
FIFTH THIRD BANCORP CMN STK 316773100 48 900 SH Sole 900
FINISAR CORPORATION CMN STK 31787A101 968 20,000 SH Defined 01 20,000
FIRST DATA CORP CMN STK 319963104 39 1,000 SH Sole 1,000
FIRST UNION CORP CMN STK 337358105 64 2,000 SH Sole 2,000
FISERV INC CMN STK 337738108 3,293 55,000 SH Defined 01 55,000
FLEET BOSTON FINANCIAL
CORP CMN STK 339030108 23 592 SH Sole 592
FOREST LABS INC CL A CMN STK 345838106 6,881 60,000 SH Defined 01 60,000
FOUNDRY NETWORKS INC CMN STK 35063R100 1,004 15,000 SH Defined 01 15,000
FREEPORT MCMORAN COPPER
& GOLD A CONV PFD 35671D105 41 5,000 SH Sole 5,000
FREEPORT MCMORAN COPPER
& GOLD B CMN STK 35671D857 1,322 150,000 SH Sole 150,000
FREEPORT MCMORAN COPPER
& GOLD B CMN STK 35671D857 2,710 307,500 SH Sole 307,500
FRONTIER AIRLINES INC CMN STK 359065109 389 20,000 SH Defined 01 20,000
GATEWAY INC CMN STK 367626108 257 5,500 SH Sole 5,500
GENERAL ELECTRIC CO CMN STK 369604103 2,688 46,600 SH Sole 46,600
GENERAL ELECTRIC CO CMN STK 369604103 5,192 90,000 SH Defined 01 90,000
GENERAL MTRS CORP CL H CMN STK 370442832 97 2,600 SH Sole 2,600
GENERAL MTRS CORP CL H CMN STK 370442832 85 2,292 SH Sole 2,292
GLAMIS GOLD LTD CMN STK 376775953 1,823 810,000 SH Sole 810,000
GLOBAL CROSSING LTD CMN STK G3921A100 248 8,000 SH Sole 8,000
GLOBAL MARINE INC CMN STK 379352404 108 3,500 SH Sole 3,500
GLOBAL MARINE INC CMN STK 379352404 124 4,000 SH Sole 4,000
GOLD FIELDS LTD SPON
ADR CMN STK 38059T106 61 20,000 SH Sole 20,000
GOLDCORP A WT /REST/
05/13/09 CMN STK 380956128 425 100,000 SH Sole 100,000
GOLDCORP A WT /REST/
05/13/09 CMN STK 380956128 1,470 350,000 SH Sole 350,000
GOLDCORP INC CL A SUB
VTG CMN STK 380956953 1,836 180,000 SH Sole 180,000
GOLDCORP INC CL A SUB
VTG CMN STK 380956953 3,978 390,000 SH Sole 390,000
GOLDEN STAR RES LTD
/CAD/ CMN STK 38119T104 81 100,000 SH Sole 100,000
GUIDANT CORP CMN STK 401698105 170 2,408 SH Sole 2,408
HALLIBURTON CO CMN STK 406216101 343 7,000 SH Sole 7,000
HALLIBURTON CO CMN STK 406216101 49 1,000 SH Sole 1,000
HCA HEALTHCARE CMN STK 404119109 37 1,000 SH Sole 1,000
HEWLETT PACKARD CO CMN STK 428236103 437 4,500 SH Sole 4,500
HEWLETT PACKARD CO CMN STK 428236103 194 2,000 SH Sole 2,000
HEWLETT PACKARD CO CMN STK 428236103 437 4,500 SH Defined 02 4,500
HILTON PETROLEUM LTD CMN STK 7000785 20 10,000 SH Sole 10,000
HOME DEPOT INC CMN STK 437076102 828 15,600 SH Sole 15,600
HOME DEPOT INC CMN STK 437076102 265 5,000 SH Defined 02 5,000
HOMESTAKE MINING CMN STK 437614100 259 50,000 SH Sole 50,000
HONEYWELL INTERNATIONAL
INC CMN STK 438516106 36 1,000 SH Sole 1,000
HONEYWELL INTERNATIONAL
INC CMN STK 438516106 677 19,000 SH Defined 02 19,000
HOUSEHOLD INTERNATIONAL
INC CMN STK 441815107 113 2,000 SH Sole 2,000
HUANENG POWER INTL ADR CMN STK 443304100 400 25,000 SH Sole 25,000
I2 TECHNOLOGIES INC CMN STK 465754109 842 4,500 SH Sole 4,500
IDEXX LABORATORIES CMN STK 45168D104 1,605 60,000 SH Defined 01 60,000
ILLINOIS TOOL WORKS CMN STK 452308109 56 1,000 SH Sole 1,000
IMMUNEX CORPORATION CMN STK 452528102 870 20,000 SH Defined 01 20,000
INCO LTD CMN STK 453258402 129 8,000 SH Sole 8,000
INFINITY BROADCASTING
CORP A CMN STK 45662S102 50 1,500 SH Sole 1,500
INFOCUS CORPORATION CMN STK 45665B106 5,300 100,000 SH Defined 01 100,000
INTEL CORP CMN STK 458140100 1,129 27,160 SH Sole 27,160
INTEL CORP CMN STK 458140100 333 8,000 SH Defined 02 8,000
INTERNATIONAL BUSINESS
MACHINES CMN STK 459200101 450 4,000 SH Sole 4,000
INTERNATIONAL BUSINESS
MACHINES CMN STK 459200101 225 2,000 SH Defined 02 2,000
INTERNATIONAL WAYSIDE
GOLD MINES CMN STK 46056H108 128 261,100 SH Sole 261,100
INTNATL RECTIFIER CMN STK 460254105 3,034 60,000 SH Defined 01 60,000
ISHARES MSCI MALAYSIA/
FREE/ MTL FND 464286830 194 37,000 SH Sole 37,000
JDS UNIPHASE CORP CMN STK 46612J101 805 8,500 SH Sole 8,500
JOHNSON & JOHNSON CMN STK 478160104 939 10,000 SH Sole 10,000
JOHNSON & JOHNSON CMN STK 478160104 7,515 80,000 SH Defined 01 80,000
JOHNSON ELECTRIC HLDGS CMN STK 6281939 278 16,596 SH Sole 16,596
KAUFMAN & BROAD HOME
CORP CMN STK 486168107 13 500 SH Sole 500
KERR MCGEE CORP CMN STK 492386107 66 1,000 SH Sole 1,000
KING PHARMACEUTICALS
INC CMN STK 495582108 5,141 153,750 SH Defined 01 153,750
KINROSS GOLD CORP CMN STK 496902958 215 250,000 SH Sole 250,000
KINROSS GOLD CORP CMN STK 496902107 84 150,000 SH Sole 150,000
KINROSS GOLD CORP CMN STK 496902107 57 100,000 SH Sole 100,000
L 3 COMMUNICATIONS
HLDG CORP CMN STK 502424104 1,413 25,000 SH Defined 01 25,000
LENNAR CORP CMN STK 526057104 297 10,000 SH Defined 01 10,000
LINEAR TECHNOLOGY CORP CMN STK 535678106 2,590 40,000 SH Defined 01 40,000
LIONORE MINING
INTERNATIONAL LTD CMN STK 535913107 337 275,000 SH Sole 275,000
LONDON PAC GROUP LTD
SPON ADR CMN STK 542073101 199 10,000 SH Defined 01 10,000
LOWES COMPANIES CMN STK 548661107 45 1,000 SH Sole 1,000
MARSH & MCLENNAN COS
INC CMN STK 571748102 80 600 SH Sole 600
MASCO CORP CMN STK 574599106 410 22,000 SH Defined 02 22,000
MATAV RT ADR CMN STK 559776109 238 10,114 SH Sole 10,114
MAXIM INTEGRATED
PRODUCTS CMN STK 57772K101 1,207 15,000 SH Defined 01 15,000
MEDTRONIC INC CMN STK 585055106 155 3,000 SH Sole 3,000
MELLON FINANCIAL CORP CMN STK 58551A108 56 1,200 SH Sole 1,200
MERCK & CO. CMN STK 589331107 298 4,000 SH Sole 4,000
MERCK & CO. CMN STK 589331107 74 1,000 SH Sole 1,000
MERCK & CO. CMN STK 589331107 1,489 20,000 SH Defined 01 20,000
MERIDIAN GOLD INC CMN STK 589975952 500 50,000 SH Sole 50,000
MERRILL LYNCH & CO CMN STK 590188108 119 1,800 SH Sole 1,800
MGI PHARMACEUTICALS
INC CMN STK 552880106 600 20,000 SH Defined 01 20,000
MICREL INC CMN STK 594793101 2,680 40,000 SH Defined 01 40,000
MICROCHIP TECHNOLOGY
INC CMN STK 595017104 2,976 90,000 SH Defined 01 90,000
MICRON TECH CMN STK 595112103 46 1,000 SH Sole 1,000
MICROSOFT CORP CMN STK 594918104 422 7,000 SH Sole 7,000
MINNESOTA MINING &
MANUFACTURING CMN STK 604059105 1,823 20,000 SH Defined 01 20,000
MOLEX INC CMN STK 608554101 544 10,000 SH Defined 01 10,000
MORGAN J.P. & CO. CMN STK 616880100 65 400 SH Sole 400
MORGAN J.P. & CO. CMN STK 616880100 555 3,400 SH Defined 02 3,400
MORGAN STAN./DEAN
WITTER DISC CMN STK 617446448 91 1,000 SH Sole 1,000
MOTOROLA INC CMN STK 620076109 170 6,000 SH Sole 6,000
MOTOROLA INC CMN STK 620076109 57 2,000 SH Sole 2,000
MUSTANG MINERALS WT
/CAD/ CMN STK 485120 0 400,000 SH Sole 400,000
NABORS IND CMN STK 629568106 838 16,000 SH Defined 02 16,000
NAMIBIAN MINERALS CORP CMN STK 629913955 249 63,000 SH Sole 63,000
NAMIBIAN MINERALS CORP CMN STK 629913104 269 102,500 SH Sole 102,500
NANOMETRICS INC CMN STK 630077105 1,870 35,000 SH Defined 01 35,000
NASDAQ 100 SHARES CMN STK 631100104 6,208 70,000 SH Defined 01 70,000
NETWORK APPLIANCE INC CMN STK 64120L104 7,643 60,000 SH Defined 01 60,000
NEW YORK TIMES CL A CMN STK 650111107 79 2,000 SH Sole 2,000
NEWMONT MINING CORP CMN STK 651639106 77 4,500 SH Sole 4,500
NEWMONT MINING CORP CMN STK 651639106 1,955 115,000 SH Sole 115,000
NEWMONT MINING CORP CMN STK 651639106 2,805 165,000 SH Sole 165,000
NEWPORT CORP CMN STK 651824104 4,778 30,000 SH Defined 01 30,000
NEXTEL COMMUNICATIONS
INC CL A CMN STK 65332V103 65 1,400 SH Sole 1,400
NOBLE AFFILIATES INC. CMN STK 654894104 130 3,500 SH Sole 3,500
NOBLE DRILLING CORP CMN STK 655042109 101 2,000 SH Sole 2,000
NOBLE DRILLING CORP CMN STK 655042109 754 15,000 SH Defined 02 15,000
NOKIA ADR /REP 01 A SHR/ CMN STK 654902204 366 9,200 SH Sole 9,200
NORCAL RESOURCES LTD CMN STK 6.55E+104 47 470,000 SH Sole 470,000
NORTEL NETWORKS
CORPORATION CMN STK 656568102 625 10,500 SH Sole 10,500
NOVELLUS SYSTEMS INC CMN STK 670008101 1,397 30,000 SH Defined 01 30,000
NOVEN PHARMACEUTICALS
INC CMN STK 670009109 2,993 70,000 SH Defined 01 70,000
NRG ENERGY INC CMN STK 629377102 730 20,000 SH Defined 01 20,000
NU HORIZONS ELECTRS
CORP CMN STK 669908105 1,252 45,000 SH Defined 01 45,000
NVIDIA CORP CMN STK 67066G104 5,731 70,000 SH Defined 01 70,000
OCCIDENTAL PETROLEUM
CORP CMN STK 674599105 240 11,000 SH Sole 11,000
OM GROUP INC CMN STK 670872100 436 10,000 SH Defined 01 10,000
ORACLE SYSTEMS CORP CMN STK 68389X105 1,704 21,636 SH Sole 21,636
PANAMSAT CORP CMN STK 697933109 958 30,000 SH Defined 01 30,000
PARK ELECTROCHEMICAL CMN STK 700416209 1,113 20,000 SH Defined 01 20,000
PC CONNECTION INC CMN STK 69318J100 998 17,500 SH Defined 01 17,500
PFIZER INC CMN STK 717081103 745 16,575 SH Sole 16,575
PFIZER INC CMN STK 717081103 539 12,000 SH Defined 02 12,000
PG & E CORP CMN STK 69331C108 22 900 SH Sole 900
PHARMACIA CORPORATION CMN STK 71713U102 305 5,070 SH Sole 5,070
PHILIP MORRIS COS INC CMN STK 718154107 29 1,000 SH Sole 1,000
PHILLIPS PETROLEUM CO CMN STK 718507106 439 7,000 SH Sole 7,000
PHILLIPS PETROLEUM CO CMN STK 718507106 596 9,500 SH Sole 9,500
PHILLIPS PETROLEUM CO CMN STK 718507106 38 600 SH Sole 600
PIER 01 IMPORTS INC CMN STK 720279108 2,034 150,000 SH Defined 01 150,000
PLACER DOME INC CMN STK 725906952 1,347 95,900 SH Sole 95,900
PLACER DOME INC CMN STK 725906101 1,077 114,100 SH Sole 114,100
PLACER DOME INC CMN STK 725906952 2,050 144,100 SH Sole 144,100
PLACER DOME INC CMN STK 725906101 4,114 435,900 SH Sole 435,900
PLEXUS CORP CMN STK 729132100 2,115 30,000 SH Defined 01 30,000
PMC SIERRA INC CMN STK 69344F106 732 3,400 SH Sole 3,400
PNC FINANCIAL SERVICES CMN STK 693475105 46 700 SH Sole 700
POLYCOM INC CMN STK 73172K104 6,697 100,000 SH Defined 01 100,000
POWERWAVE TECHNOLOGIES
INC CMN STK 739363109 759 20,000 SH Defined 01 20,000
PRECISION CAST PARTS CMN STK 740189105 2,686 70,000 SH Defined 01 70,000
PUBLIC STORAGE INC
PFD 8.875% PFD STK 74460D885 60 2,500 SH Sole 2,500
QUEST SOFTWARE INC CMN STK 74834T103 621 10,000 SH Defined 01 10,000
QWEST COMMUNICATIONS
INTL CMN STK 749121109 154 3,197 SH Sole 3,197
QWEST COMMUNICATIONS
INTL CMN STK 749121109 100 2,075 SH Sole 2,075
RAMBUS INC CMN STK 750917106 1,579 20,000 SH Defined 01 20,000
RATIONAL SOFTWARE CORP CMN STK 75409P202 4,856 70,000 SH Defined 01 70,000
RELIANT ENERGY INC CMN STK 75952J108 70 1,500 SH Sole 1,500
REMEC INC CMN STK 759543101 736 25,000 SH Defined 01 25,000
ROWAN COMPANIES CMN STK 779382100 87 3,000 SH Sole 3,000
ROYAL DUTCH PETROLEUM
NY SHS CMN STK 780257804 300 5,000 SH Sole 5,000
ROYAL DUTCH PETROLEUM
NY SHS CMN STK 780257804 150 2,500 SH Sole 2,500
S C I SYSTEMS CMN STK 783890106 1,025 25,000 SH Defined 01 25,000
SANDISK CORP CMN STK 80004C101 1,335 20,000 SH Defined 01 20,000
SANMINA CORP CMN STK 800907107 8,426 90,000 SH Defined 01 90,000
SAPIENT CORP CMN STK 803062108 138 3,400 SH Sole 3,400
SCANSOURCE INC CMN STK 806037107 1,068 20,000 SH Defined 01 20,000
SCHERING PLOUGH CMN STK 806605101 521 11,200 SH Sole 11,200
SCHLUMBERGER LTD CMN STK 806857108 905 11,000 SH Sole 11,000
SCHLUMBERGER LTD CMN STK 806857108 230 2,800 SH Sole 2,800
SCHLUMBERGER LTD CMN STK 806857108 82 1,000 SH Sole 1,000
SCIENTIFIC ATLANTA INC CMN STK 808655104 178 2,800 SH Sole 2,800
SCIENTIFIC ATLANTA INC CMN STK 808655104 1,909 30,000 SH Defined 01 30,000
SEMTECH CORP CMN STK 816850101 6,469 150,000 SH Defined 01 150,000
SHANDONG HUANENG
POWER SPON ADR CMN STK 819419102 363 47,600 SH Sole 47,600
SIEBEL SYS INC CMN STK 826170102 289 2,600 SH Sole 2,600
SK TELECOM LTD
SPONSORED ADR CMN STK 78440P108 77 3,000 SH Sole 3,000
SKB BANKA D D GDR
REG S CMN STK 784320202 55 6,225 SH Sole 6,225
SOUTHERN CO CMN STK 842587107 32 1,000 SH Sole 1,000
SPIEKER PROPERTIES INC CMN STK 848497103 115 2,000 SH Sole 2,000
SPRINT CORP PCS GROUP CMN STK 852061506 505 14,400 SH Sole 14,400
SPRINT CORP PCS GROUP CMN STK 852061506 35 1,000 SH Sole 1,000
SPRINT CORPORATION CMN STK 852061100 29 1,000 SH Sole 1,000
ST PAUL COMPANIES INC CMN STK 792860108 863 17,500 SH Defined 02 17,500
STARBUCKS CORP CMN STK 855244109 220 5,500 SH Sole 5,500
STARWOOD HOTELS &
RESORTS WORLD CMN STK 85590A203 63 2,000 SH Sole 2,000
STATE STREET CORP CMN STK 857477103 65 500 SH Sole 500
STILLWATER MINING
COMPANY CMN STK 86074Q102 271 10,000 SH Sole 10,000
STILLWATER MINING
COMPANY CMN STK 86074Q102 1,354 50,000 SH Sole 50,000
STILLWATER MINING
COMPANY CMN STK 86074Q102 325 12,000 SH Defined 02 12,000
SUN MICROSYSTEMS INC CMN STK 866810104 1,097 9,400 SH Sole 9,400
SUN MICROSYSTEMS INC CMN STK 866810104 5,254 45,000 SH Defined 01 45,000
SUNOCO INC CMN STK 86764P109 54 2,000 SH Sole 2,000
TAIWAN SEMICONDUCTOR
SPON ADR CMN STK 874039100 104 5,120 SH Sole 5,120
TALISMAN ENERGY INC CMN STK 87425E954 158 3,000 SH Sole 3,000
TECHNITROL INC CMN STK 878555101 2,525 25,000 SH Defined 01 25,000
TELEFLEX INC CMN STK 879369106 344 10,000 SH Defined 01 10,000
TELEKOMUNIKACJA POLSKA
S A GDR CMN STK 87943D207 175 34,167 SH Sole 34,167
TIME WARNER INC CMN STK 887315109 376 4,800 SH Sole 4,800
TIME WARNER INC CMN STK 887315109 219 2,800 SH Sole 2,800
TOLLGRADE COMMUNICA-
TIONS INC CMN STK 889542106 5,553 40,000 SH Defined 01 40,000
TOSCO CORP CMN STK 891490302 103 3,300 SH Sole 3,300
TOSCO CORP CMN STK 891490302 203 6,500 SH Sole 6,500
TRANSOCEAN SEDCO FOREX
INC CMN STK G90078109 59 1,000 SH Sole 1,000
TRANSOCEAN SEDCO FOREX
INC CMN STK G90078109 29 500 SH Sole 500
TRIBUNE CO. CMN STK 896047107 131 3,000 SH Sole 3,000
TRIGON HEALTHCARE INC CMN STK 89618L100 1,051 20,000 SH Defined 01 20,000
TRIQUINT SEMICONDUCTOR
INC CMN STK 89674K103 1,640 45,000 SH Defined 01 45,000
TXU CORPORATION CMN STK 873168108 20 500 SH Sole 500
TYCO INTL LTD CMN STK 902124106 363 7,000 SH Defined 02 7,000
UNION PACIFIC CORP CMN STK 907818108 19 500 SH Sole 500
UNOCAL CORP CMN STK 915289102 213 6,000 SH Sole 6,000
UNOCAL CORP CMN STK 915289102 291 8,200 SH Sole 8,200
UNOCAL CORP CMN STK 915289102 71 2,000 SH Sole 2,000
VALERO REFNG &
MARKETING CO CMN STK 91913Y100 35 1,000 SH Sole 1,000
VETERAN RESOURCES INC CMN STK 92549V106 29 50,000 SH Sole 50,000
VIACOM INC CL B CMN STK 925524308 117 2,000 SH Sole 2,000
VISTA GOLD CORP CMN STK 927926956 107 834,300 SH Sole 834,300
VODAFONE GROUP PLC ADR CMN STK 92857W100 185 5,000 SH Sole 5,000
WAL MART STORES INC CMN STK 931142103 1,348 28,000 SH Sole 28,000
WALGREEN CO CMN STK 931422109 266 7,000 SH Sole 7,000
WEATHERFORD
INTERNATIONAL CMN STK 947074100 237 5,500 SH Sole 5,500
WEATHERFORD
INTERNATIONAL CMN STK 947074100 443 10,300 SH Sole 10,300
WEBTRENDS CORP CMN STK 94844D104 748 20,000 SH Defined 01 20,000
WELLS FARGO & COMPANY CMN STK 949746101 69 1,500 SH Sole 1,500
WESTERN GAS RESOURCE CMN STK 958259103 130 5,200 SH Defined 02 5,200
WEYERHAEUSER CO CMN STK 962166104 145 3,600 SH Sole 3,600
WILLAMETTE INDS CMN STK 969133107 98 3,500 SH Sole 3,500
WILLIAMS COMPANIES INC CMN STK 969457100 127 3,000 SH Sole 3,000
WILLIAMS COMPANIES INC CMN STK 969457100 21 500 SH Sole 500
WORLDCOM INC GA CMN STK 98157D106 343 11,287 SH Sole 11,287
WORLDCOM INC GA CMN STK 98157D106 608 20,000 SH Defined 02 20,000
XILINX INC CMN STK 983919101 3,853 45,000 SH Defined 01 45,000
XL CAPITAL LTD CLASS A CMN STK G98255105 294 4,000 SH Defined 02 4,000
ZEBRA TECHNOLOGIES
CORP CL A CMN STK 989207105 721 15,000 SH Defined 01 15,000
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