UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment: [X] Amendment Number: 2
This Amendment (Check only one.):
[X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: U.S. Global Investors, Inc.
Address: 7900 Callaghan Road
San Antonio, TX 78229
13F File Number: 028-02220
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Susan B. McGee
Title: President, General Counsel
Phone: 210-308-1234
/S/ Susan B. McGee
------------------
San Antonio, TX
March 1, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 509
Form 13F Information Table Value Total: $398,647 (thousands)
List of Other Included Managers:
NO. 13F FILE NUMBER: NAME:
--- --------------- ---------------------------
01 Unknown Goodman & Co.
02 Unknown Bonnel, Inc.
03 Unknown Money Growth Institute, Inc.
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------ -------- --------- -------- ------------------------ -------- -------- ---------------------
SHARES VOTING AUTHORITY
TITLE OF VALUE OR PUT/ INVESTMT OTHER ---------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
- ------------------------ -------- --------- -------- --------- ------ ---- -------- -------- -------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP CMN STK 885535104 564 12,000 SH Defined 3 12,000
ABBOTT LABORATORIES CMN STK 002824100 635 17,500 SH Sole 17,500
ABER RESOURCES LTD CMN STK 002916104 358 57,400 SH Sole 57,400
ABER RESOURCES LTD CMN STK 002916955 183 29,400 SH Sole 29,400
ABERCROMBIE & FITCH
CO CL A CMN STK 002896207 214 8,000 SH Sole 8,000
ACE LTD CMN STK G0070K103 417 25,000 SH Defined 3 25,000
ADOBE SYS INC CMN STK 00724F101 2,018 30,000 SH Defined 2 30,000
ADTRAN INC CMN STK 00738A106 1,543 30,000 SH Defined 2 30,000
ADVANCED DIGITAL
INFORMATION CMN STK 007525108 2,918 60,000 SH Defined 2 60,000
ADVENT SOFTWARE INC CMN STK 007974108 2,900 45,000 SH Defined 2 45,000
AES CORP CMN STK 00130H105 30 400 SH Sole 400
AGNICO EAGLE MINES LTD CMN STK 008474959 43 5,800 SH Sole 5,800
AK STEEL HOLDING CORP CMN STK 001547108 51 2,700 SH Sole 2,700
ALBERMARLE CORP CMN STK 012653101 50 2,600 SH Sole 2,600
ALCOA INC CMN STK 013817101 498 6,000 SH Sole 6,000
ALCOA INC CMN STK 013817101 75 900 SH Sole 900
ALLIANCE CAPITAL MGMT
HOLD LP CMN STK 01855A101 299 10,000 SH Defined 3 10,000
ALLSTATE CORP CMN STK 020002101 158 6,594 SH Sole 6,594
ALLSTATE CORP CMN STK 020002101 46 1,900 SH Sole 1,900
ALTERA CORP CMN STK 021441100 1,487 30,000 SH Defined 2 30,000
AMB PROPERTY CORP CMN STK 00163T109 199 10,000 SH Defined 1 10,000
AMERADA HESS CMN STK 023551104 114 2,000 SH Sole 2,000
AMERICAN EXPRESS CMN STK 025816109 860 5,170 SH Sole 5,170
AMERICAN GENERAL CORP CMN STK 026351106 46 600 SH Sole 600
AMERICAN HOME PRODUCTS CMN STK 026609107 174 4,400 SH Sole 4,400
AMERICAN INTERNATIONAL
GROUP CMN STK 026874107 1,419 13,125 SH Sole 13,125
AMGEN INC CMN STK 031162100 5,165 86,000 SH Defined 2 86,000
ANADARKO PETE CORP CMN STK 032511107 137 4,000 SH Sole 4,000
ANALOG DEVICES INC CMN STK 032654105 2,325 25,000 SH Defined 2 25,000
ANGLOGOLD LIMITED SPON
ADR CMN STK 035128206 1,218 47,400 SH Sole 47,400
ANHEUSER BUSCH INC CMN STK 035229103 142 2,000 SH Sole 2,000
ANHEUSER BUSCH INC CMN STK 035229103 1,063 15,000 SH Defined 2 15,000
APACHE CORP CMN STK 037411105 37 1,000 SH Sole 1,000
APARTMENT INVT & MGMT
CO CL A CMN STK 03748R101 279 7,000 SH Defined 1 7,000
APEX SILVER MINES LTD CMN STK G04074103 716 60,000 SH Defined 3 60,000
APPLE COMPUTER INC CMN STK 037833100 617 6,000 SH Sole 6,000
APPLIED MATERIALS INC CMN STK 038222105 114 900 SH Sole 900
APPLIED MATERIALS INC CMN STK 038222105 3,167 25,000 SH Defined 2 25,000
ARCH CHEMICAL INC CMN STK 03937R102 754 36,000 SH Defined 3 36,000
ARCHSTONE CMNTYS TR SH
BEN INT CMN STK 039581103 103 5,000 SH Defined 1 5,000
ASA LIMITED CMN STK 002050102 189 10,000 SH Sole 10,000
ASHANTI GOLDFIELDS GDR CMN STK 043743202 475 180,800 SH Sole 180,800
ASHANTI GOLDFIELDS GDR CMN STK 043743202 1,360 518,200 SH Sole 518,200
ASSOCIATES FIRST CAP
CORP CL A CMN STK 046008108 137 5,000 SH Sole 5,000
AT & T CORP /LIBERTY
MEDIA/ CL A CMN STK 001957208 140 2,474 SH Sole 2,474
AT&T CORP CMN STK 001957109 1,127 22,202 SH Sole 22,202
AT&T CORP CMN STK 001957109 305 6,000 SH Sole 6,000
ATLANTIC RICHFIELD CO CMN STK 048825103 87 1,000 SH Sole 1,000
AUTOMATIC DATA PRO-
CESSING INC CMN STK 053015103 108 2,000 SH Sole 2,000
AUTOZONE INC CMN STK 053332102 32 1,000 SH Sole 1,000
AUTOZONE INC CMN STK 053332102 388 12,000 SH Defined 3 12,000
AVALONBAY COMMUNITIES
INC CMN STK 053484101 103 3,000 SH Defined 1 3,000
AVGOLD LTD CMN STK 006049933 207 300,000 SH Sole 300,000
BAKER HUGHES CMN STK 057224107 232 11,000 SH Sole 11,000
BAKER HUGHES CMN STK 057224107 116 5,500 SH Sole 5,500
BANK OF AMERICA CORP CMN STK 060505104 442 8,800 SH Sole 8,800
BANK OF AMERICA CORP CMN STK 060505104 151 3,000 SH Sole 3,000
BANK OF NEW YORK CO INC CMN STK 064057102 80 2,000 SH Sole 2,000
BANK OF NEW YORK CO INC CMN STK 064057102 72 1,800 SH Sole 1,800
BANK ONE CORP CMN STK 06423A103 206 6,436 SH Sole 6,436
BANK ONE CORP CMN STK 06423A103 64 2,000 SH Sole 2,000
BARRICK GOLD CORPORATION CMN STK 067901108 32 1,800 SH Sole 1,800
BARRICK GOLD CORPORATION CMN STK 067901108 2,673 151,100 SH Sole 151,100
BARRICK GOLD CORPORATION CMN STK 067901108 5,236 296,000 SH Sole 296,000
BATTLE MOUNTAIN GOLD CO CMN STK 071593107 45 22,000 SH Sole 22,000
BATTLE MOUNTAIN GOLD CO CMN STK 071593107 446 216,250 SH Sole 216,250
BATTLE MOUNTAIN GOLD CO CMN STK 071593107 1,194 578,750 SH Sole 578,750
BAXTER INTL INC CMN STK 071813109 69 1,100 SH Sole 1,100
BELL ATLANTIC CORP CMN STK 077853109 358 5,810 SH Sole 5,810
BELL ATLANTIC CORP CMN STK 077853109 222 3,604 SH Sole 3,604
BELLSOUTH CORP CMN STK 079860102 431 9,200 SH Sole 9,200
BELLSOUTH CORP CMN STK 079860102 206 4,400 SH Sole 4,400
BERKSHIRE HATHAWAY INC CMN STK 084670108 1,683 30 SH Defined 3 30
BIOGEN INC CMN STK 090597105 169 2,000 SH Sole 2,000
BIOVAIL CORP INTL CMN STK 09067K106 4,313 46,000 SH Defined 2 46,000
BISYS GROUP INC CMN STK 055472104 196 3,000 SH Sole 3,000
BLACK & DECKER CORP CMN STK 091797100 26 500 SH Sole 500
BLACK BOX CORPORATION CMN STK 091826107 1,675 25,000 SH Defined 2 25,000
BOEING CO CMN STK 097023105 96 2,300 SH Sole 2,300
BOISE CASCADE CORP CMN STK 097383103 101 2,500 SH Sole 2,500
BOSTON PROPERTIES INC CMN STK 101121101 156 5,000 SH Defined 1 5,000
BOWATER INC CMN STK 102183100 54 1,000 SH Sole 1,000
BP AMOCO PLC SPON ADR CMN STK 055622104 297 5,000 SH Sole 5,000
BP AMOCO PLC SPON ADR CMN STK 055622104 207 3,498 SH Sole 3,498
BRE PROPERTIES INC CL A CMN STK 05564E106 50 2,200 SH Defined 1 2,200
BRE PROPERTIES INC CL A CMN STK 05564E106 295 13,000 SH Defined 3 13,000
BRISTOL-MYERS SQUIBB CO CMN STK 110122108 449 7,000 SH Sole 7,000
BROADCOM CORP CMN STK 111320107 4,086 15,000 SH Defined 2 15,000
BROOKFIELD PROPERTIES
CORP CMN STK 112900956 210 20,000 SH Defined 1 20,000
BURLINGTON NORTH SANTA
FE CORP CMN STK 12189T104 24 1,000 SH Sole 1,000
BURLINGTON RES CDA INC CMN STK 122011208 33 1,000 SH Sole 1,000
BURR BROWN CORP CMN STK 122574106 1,626 45,000 SH Defined 2 45,000
CABLE & WIRELESS HKT LTD CMN STK 126828102 411 142,315 SH Sole 142,315
CADILLAC FAIRVIEW CORP CMN STK 126929959 254 11,000 SH Defined 1 11,000
CAPITAL TRUST CL A CMN STK 14052H100 193 38,600 SH Defined 1 38,600
CARDINAL HEALTH CMN STK 14149Y108 527 11,000 SH Defined 3 11,000
CARNIVAL CORPORATION CL A CMN STK 143658102 67 1,400 SH Sole 1,400
CATERPILLAR INC DEL CMN STK 149123101 151 3,200 SH Sole 3,200
CATERPILLAR INC DEL CMN STK 149123101 38 800 SH Sole 800
CBS CORPORATION CMN STK 12490K107 109 1,700 SH Sole 1,700
CDW COMPUTER CENTERS INC CMN STK 125129106 1,730 22,000 SH Defined 2 22,000
CENDANT CORPORATION CMN STK 151313103 159 6,000 SH Sole 6,000
CENTRAL & SOUTH WEST CORP CMN STK 152357109 30 1,500 SH Sole 1,500
CHAMPION INTERNATIONAL CMN STK 158525105 167 2,700 SH Sole 2,700
CHASE MANHATTAN CORP CMN STK 16161A108 489 6,300 SH Sole 6,300
CHASE MANHATTAN CORP CMN STK 16161A108 155 2,000 SH Sole 2,000
CHASE MANHATTAN CORP CMN STK 16161A108 622 8,000 SH Defined 3 8,000
CHECK POINT SOFTWARE TECH CMN STK M22465104 1,988 10,000 SH Defined 2 10,000
CHEVRON CORP CMN STK 166751107 693 8,000 SH Sole 8,000
CHEVRON CORP CMN STK 166751107 225 2,600 SH Sole 2,600
CHEVRON CORP CMN STK 166751107 130 1,500 SH Sole 1,500
CHINA TELECOM HK LTD
SPONS ADR CMN STK 169428109 900 7,000 SH Sole 7,000
CHOICEPOINT INC CMN STK 170388102 248 6,000 SH Sole 6,000
CIBER INC CMN STK 17163B102 550 20,000 SH Defined 3 20,000
CIGNA CORP CMN STK 125509109 40 500 SH Sole 500
CISCO SYSTEMS INC CMN STK 17275R102 1,553 14,500 SH Sole 14,500
CISCO SYSTEMS INC CMN STK 17275R102 643 6,000 SH Defined 3 6,000
CISCO SYSTEMS INC CMN STK 17275R102 6,963 65,000 SH Defined 2 65,000
CITIGROUP INC CMN STK 172967101 908 16,350 SH Sole 16,350
CITIGROUP INC CMN STK 172967101 167 3,000 SH Sole 3,000
CITRIX SYSTEMS INC CMN STK 177376100 5,412 44,000 SH Defined 2 44,000
CLEAR CHANNEL COMMUNI-
CATIONS CMN STK 184502102 143 1,600 SH Sole 1,600
CLEAR CHANNEL COMMUNI-
CATIONS CMN STK 184502102 1,339 15,000 SH Defined 2 15,000
COCA COLA CO COM CMN STK 191216100 786 13,500 SH Sole 13,500
COLGATE PALMOLIVE CMN STK 194162103 182 2,800 SH Sole 2,800
COLUMBIA/HCA HEALTH-
CARE CORP CMN STK 197677107 106 3,600 SH Sole 3,600
COLUMBIA/HCA HEALTH-
CARE CORP CMN STK 197677107 38 1,300 SH Sole 1,300
COMINCO LTD CMN STK 200435956 95 4,500 SH Sole 4,500
COMPAQ COMPUTER CORP CMN STK 204493100 298 11,000 SH Sole 11,000
COMPAQ COMPUTER CORP CMN STK 204493100 108 4,000 SH Sole 4,000
COMPUTER ASSOC INTL INC CMN STK 204912109 350 5,000 SH Sole 5,000
COMPUTER ASSOC INTL INC CMN STK 204912109 2,098 30,000 SH Defined 2 30,000
COMPUWARE CORP CMN STK 205638109 298 8,000 SH Sole 8,000
CONCORD EFS INC CMN STK 206197105 773 30,000 SH Defined 2 30,000
CONEXANT SYSTEMS INC CMN STK 207142100 133 2,000 SH Sole 2,000
CONOCO INC CL B WI CMN STK 208251405 266 10,700 SH Sole 10,700
CONOCO INC CL B WI CMN STK 208251405 95 3,800 SH Sole 3,800
CONOCO INC CL B WI CMN STK 208251405 37 1,500 SH Sole 1,500
CONSOLIDATED EDISON INC CMN STK 209115104 17 500 SH Sole 500
COOPER CAMERON CORP CMN STK 216640102 122 2,500 SH Sole 2,500
COOPER CAMERON CORP CMN STK 216640102 98 2,000 SH Sole 2,000
COSTCO WHOLESALE CORP CMN STK 22160K105 46 500 SH Sole 500
CRYSTALLEX INTL CORP CMN STK 22942F952 90 65,000 SH Sole 65,000
CRYSTALLEX INTL CORP CMN STK 22942F101 82 59,100 SH Sole 59,100
DAYTON MINING
CORPORATION CMN STK 239902109 900 11,250,000 SH Sole 11,250,000
DAYTON MINING CORPORATION CMN STK 239902109 2,485 31,068,000 SH Sole 31,068,000
DE BEERS CONS MINES
LTD ADR CMN STK 240253302 365 12,600 SH Sole 12,600
DE BEERS CONS MINES
LTD ADR CMN STK 240253302 793 27,400 SH Sole 27,400
DE BEERS CONS MINES
LTD ADR CMN STK 240253302 289 10,000 SH Sole 10,000
DELL COMPUTER CORP CMN STK 247025109 51 1,000 SH Sole 1,000
DELL COMPUTER CORP CMN STK 247025109 1,530 30,000 SH Defined 2 30,000
DELPHI AUTOMOTIVE
SYSTEMS CMN STK 247126105 33 2,096 SH Sole 2,096
DELPHI AUTOMOTIVE
SYSTEMS CMN STK 247126105 20 1,300 SH Sole 1,300
DIA MET MINERALS LTD
CL B/CAD/ CMN STK 25243K307 956 60,000 SH Sole 60,000
DIA MET MINERALS LTD
CL B/CAD/ CMN STK 25243K307 637 40,000 SH Sole 40,000
DIAMOND OFFSHORE
DRILLING INC CMN STK 25271C102 31 1,000 SH Sole 1,000
DIAMOND OFFSHORE
DRILLING INC CMN STK 25271C102 31 1,000 SH Sole 1,000
DIAMOND TECHNOLOGY
PRTNS CL A CMN STK 252762109 2,578 30,000 SH Defined 2 30,000
DISNEY WALT CO CMN STK 254687106 176 6,000 SH Sole 6,000
DOUBLECLICK INC CMN STK 258609304 2,657 10,500 SH Defined 2 10,500
DOW CHEMICAL CO CMN STK 260543103 200 1,500 SH Sole 1,500
DOW CHEMICAL CO CMN STK 260543103 27 200 SH Sole 200
DOW CHEMICAL CO CMN STK 260543103 67 500 SH Sole 500
DU PONT (EI) DE NEMOURS CMN STK 263534109 615 9,330 SH Sole 9,330
DU PONT (EI) DE NEMOURS CMN STK 263534109 290 4,400 SH Sole 4,400
DU PONT (EI) DE NEMOURS CMN STK 263534109 72 1,100 SH Sole 1,100
DUKE REALTY INVESTMENTS CMN STK 264411505 135 6,900 SH Sole 6,900
DUN & BRANDSTREET CORP
DEL CMN STK 26483B106 59 2,000 SH Sole 2,000
DURBAN ROODEPOORT DEP
SPON ADR CMN STK 266597301 242 136,000 SH Sole 136,000
DURBAN ROODEPORT DEP
SPON ADR CMN STK 266597301 337 189,000 SH Sole 189,000
E M C CORP MASS CMN STK 268648102 3,715 34,000 SH Defined 2 34,000
E TEK DYNAMICS INC CMN STK 269240107 5,116 38,000 SH Defined 2 38,000
EASTMAN KODAK CMN STK 277461109 219 3,300 SH Sole 3,300
ECOLAB INC CMN STK 278865100 98 2,500 SH Sole 2,500
EDISON INTERNATIONAL CMN STK 281020107 21 800 SH Sole 800
EL PASO ENERGY CORP CMN STK 283905107 124 3,200 SH Sole 3,200
ELAN CORP ADR CMN STK 284131208 767 26,000 SH Defined 3 26,000
ELI LILLY & CO CMN STK 532457108 565 8,496 SH Sole 8,496
EMERSON ELECTRIC CORP CMN STK 291011104 103 1,800 SH Sole 1,800
EMMIS COMM SER A CONV
PFD 6.25% CMN STK 291525202 80 1,000 SH Sole 1,000
ENRON CORP CMN STK 293561106 604 13,600 SH Sole 13,600
ENRON CORP CMN STK 293561106 288 6,500 SH Sole 6,500
ENRON CORP CMN STK 293561106 222 5,000 SH Sole 5,000
ENSCO INTERNATIONAL INC CMN STK 26874Q100 69 3,000 SH Sole 3,000
ENSCO INTERNATIONAL INC CMN STK 26874Q100 92 4,000 SH Sole 4,000
ENTRUST TECHNOLOGIES INC CMN STK 293848107 1,798 30,000 SH Defined 2 30,000
EOG RESOURCES CMN STK 26875P101 30 1,700 SH Sole 1,700
EOG RESOURCES CMN STK 26875P101 88 5,000 SH Sole 5,000
EQUIFAX INC CMN STK 294429105 118 5,000 SH Sole 5,000
EQUITY OFFICE
PROPERTIES TR CMN STK 294741103 271 11,000 SH Defined 1 11,000
EQUITY RESIDENT
PROPERTY TRUST CMN STK 29476L107 85 2,000 SH Defined 1 2,000
ESSEX PPTY TR CMN STK 297178105 51 1,500 SH Defined 1 1,500
ETHAN ALLEN INTERIORS INC CMN STK 297602104 321 10,000 SH Defined 2 10,000
EXXON MOBIL CORP CMN STK 30231G102 3,109 38,589 SH Sole 38,589
EXXON MOBIL CORP CMN STK 30231G102 318 3,952 SH Sole 3,952
EXXON MOBIL CORP CMN STK 30231G102 481 5,976 SH Sole 5,976
FACTSET RESH SYS INC CMN STK 303075105 1,951 24,500 SH Defined 2 24,500
FANNIE MAE CMN STK 313586109 1,374 22,000 SH Sole 22,000
FANNIE MAE CMN STK 313586109 150 2,400 SH Sole 2,400
FANNIE MAE CMN STK 313586109 250 4,000 SH Defined 3 4,000
FDX CORP CMN STK 31304N107 29 700 SH Sole 700
FEDERATED INVESTORS
INC CL B CMN STK 314211103 283 14,100 SH Sole 14,100
FIFTH THIRD BANCORP CMN STK 316773100 44 600 SH Sole 600
FIRST DATA CORP CMN STK 319963104 247 5,000 SH Sole 5,000
FIRST DATA CORP CMN STK 319963104 49 1,000 SH Sole 1,000
FIRST UNION CORP CMN STK 337358105 66 2,000 SH Sole 2,000
FLEET BOSTON FINANCIAL
CORP CMN STK 339030108 21 592 SH Sole 592
FORD MOTOR CO CMN STK 345370100 107 2,000 SH Sole 2,000
FORD MOTOR CO CMN STK 345370100 53 1,000 SH Sole 1,000
FREDDIE MAC COMMON CMN STK 313400301 273 5,800 SH Sole 5,800
FREEPORT MCMORAN COPPER
& GOLD B CMN STK 35671D857 338 16,000 SH Sole 16,000
FREEPORT MCMORAN COPPER
& GOLD B CMN STK 35671D857 2,535 120,000 SH Sole 120,000
FREEPORT MCMORAN COPPER
& GOLD B CMN STK 35671D857 5,070 240,000 SH Sole 240,000
FREEPORT MCMORAN COPPER
& GOLD B CMN STK 35671D857 211 10,000 SH Sole 10,000
GAP INC CMN STK 364760108 92 2,000 SH Sole 2,000
GAP INC CMN STK 364760108 230 5,000 SH Defined 2 5,000
GEMSTAR INTERNATIONAL
GROUP CMN STK G3788V106 4,988 70,000 SH Defined 2 70,000
GENERAL ELECTRIC CO CMN STK 369604103 3,141 20,300 SH Sole 20,300
GENERAL ELECTRIC CO CMN STK 369604103 2,321 15,000 SH Defined 2 15,000
GENERAL MOTORS CORP CMN STK 370442105 73 1,000 SH Sole 1,000
GENERAL MOTORS CORP CMN STK 370442105 73 1,000 SH Sole 1,000
GEORGIA PACIFIC CORP CMN STK 373298108 173 3,400 SH Sole 3,400
GILLETTE CO CMN STK 375766102 115 2,800 SH Sole 2,800
GLAMIS GOLD LTD CMN STK 376775953 1,441 800,000 SH Sole 800,000
GLOBAL CROSSING LTD CMN STK G3921A100 616 12,325 SH Sole 12,325
GLOBAL MARINE INC CMN STK 379352404 58 3,500 SH Sole 3,500
GLOBAL MARINE INC CMN STK 379352404 67 4,000 SH Sole 4,000
GOLD FIELDS LTD SPON ADR CMN STK 38059T106 91 20,000 SH Sole 20,000
GOLDCORP INC CL A SUB VTG CMN STK 380956953 1,464 250,000 SH Sole 250,000
GOLDCORP INC CL A SUB VTG CMN STK 380956953 4,391 750,000 SH Sole 750,000
GOLDEN STAR RES LTD /CAD/ CMN STK 38119T104 656 700,000 SH Sole 700,000
GTE CORP CMN STK 362320103 423 6,000 SH Sole 6,000
GTE CORP CMN STK 362320103 141 2,000 SH Sole 2,000
GUCCI GROUP NV NY REG SHS CMN STK 401566104 115 1,000 SH Sole 1,000
GUIDANT CORP CMN STK 401698105 66 1,408 SH Sole 1,408
HALLIBURTON CO CMN STK 406216101 282 7,000 SH Sole 7,000
HALLIBURTON CO CMN STK 406216101 40 1,000 SH Sole 1,000
HALLIBURTON CO CMN STK 406216101 40 1,000 SH Sole 1,000
HA-LO INDS INC CMN STK 404429102 75 10,000 SH Sole 10,000
HARMONIC LIGHTWAVES INC CMN STK 413160102 5,222 55,000 SH Defined 2 55,000
HARMONY GOLD MINING CMN STK 413216300 2,330 370,934 SH Sole 370,934
HARTFORD FINL SVCS
GROUP INC CMN STK 416515104 227 4,800 SH Sole 4,800
HASBRO INC CMN STK 418056107 210 11,000 SH Sole 11,000
HASBRO INC CMN STK 418056107 19 1,000 SH Sole 1,000
HEINZ (HJ) CO CMN STK 423074103 60 1,500 SH Sole 1,500
HELMERICH & PAYNE CMN STK 423452101 22 1,000 SH Sole 1,000
HEWLETT PACKARD CO CMN STK 428236103 456 4,000 SH Sole 4,000
HEWLETT PACKARD CO CMN STK 428236103 228 2,000 SH Sole 2,000
HEWLETT PACKARD CO CMN STK 428236103 627 5,500 SH Defined 3 5,500
HISPANIC BROADCASTING
CORP CMN STK 43357B104 92 1,000 SH Sole 1,000
HISPANIC BROADCASTING
CORP CMN STK 43357B104 46 500 SH Sole 500
HOME DEPOT INC CMN STK 437076102 1,070 15,600 SH Sole 15,600
HOME DEPOT INC CMN STK 437076102 514 7,500 SH Defined 3 7,500
HOME DEPOT INC CMN STK 437076102 2,365 34,500 SH Defined 2 34,500
HOMESTAKE MINING CMN STK 437614100 63 8,000 SH Sole 8,000
HOMESTAKE MINING CMN STK 437614100 797 230,000 SH Sole 230,000
HOMESTAKE MINING CMN STK 437614100 5,469 700,000 SH Sole 700,000
HONEYWELL INTERNATIONAL
INC CMN STK 438516106 127 2,200 SH Sole 2,200
HONEYWELL INTERNATIONAL
INC CMN STK 438516106 75 1,300 SH Sole 1,300
HONEYWELL INTERNATIONAL
INC CMN STK 438516106 865 15,000 SH Defined 3 15,000
HORMEL FOODS CORP CMN STK 440452100 203 5,000 SH Defined 2 5,000
HOUSEHOLD INTERNATIONAL
INC CMN STK 441815107 37 1,000 SH Sole 1,000
HUANENG POWER INTL ADR CMN STK 443304100 370 35,000 SH Sole 35,000
IDEC PHARMACEUTICALS CORP CMN STK 449370105 5,895 60,000 SH Defined 2 60,000
ILLINOIS TOOL WORKS CMN STK 452308109 68 1,000 SH Sole 1,000
IMMUNEX CORPORATION CMN STK 452528102 4,380 40,000 SH Defined 2 40,000
INCO LTD CMN STK 453258402 188 8,000 SH Sole 8,000
INCO LTD CMN STK 453258402 165 7,000 SH Sole 7,000
INFINITY BROADCASTING
CORP A CMN STK 45662S102 54 1,500 SH Sole 1,500
INFOCUS SYSTEMS INC CMN STK 452919103 1,623 70,000 SH Defined 2 70,000
INGERSOLL RAND CMN STK 456866102 28 500 SH Sole 500
INTEL CORP CMN STK 458140100 1,406 17,080 SH Sole 17,080
INTEL CORP CMN STK 458140100 494 6,000 SH Defined 3 6,000
INTEL CORP CMN STK 458140100 494 6,000 SH Defined 2 6,000
INTERNATIONAL BUSINESS
MACHINES CMN STK 459200101 1,231 11,400 SH Sole 11,400
INTERNATIONAL PAPER CO CMN STK 460146103 254 4,500 SH Sole 4,500
INTIMATE BRANDS INC CL A CMN STK 461156101 86 2,000 SH Sole 2,000
ITT INDUSTRIES CMN STK 450911102 13 400 SH Sole 400
JDS UNIPHASE CORP CMN STK 46612J101 9,679 60,000 SH Defined 2 60,000
JILIAN CHEMICAL IND H SHS CMN STK 477418107 89 1,154,000 SH Sole 1,154,000
JOHNSON & JOHNSON CMN STK 478160104 931 10,000 SH Sole 10,000
JOHNSON & JOHNSON CMN STK 478160104 2,328 25,000 SH Defined 2 25,000
JONES PHARMA INC CMN STK 480236108 434 10,000 SH Defined 2 10,000
K MART CORP CMN STK 482584109 161 16,000 SH Sole 1 6,000
KANSAS CITY SOUTHERN CMN STK 485170104 1,119 15,000 SH Defined 2 15,000
KAUFMAN & BROAD HOME CORP CMN STK 486168107 24 1,000 SH Sole 1,000
KELLOGG CO CMN STK 487836108 55 1,800 SH Sole 1,800
KERR MCGEE CORP CMN STK 492386107 124 2,000 SH Sole 2,000
KEYCORP NEW CMN STK 493267108 11 500 SH Sole 500
KIMCO REALTY CORP CMN STK 49446R109 169 5,000 SH Defined 1 5,000
KING PHARMACEUTICALS INC CMN STK 495582108 5,046 90,000 SH Defined 2 90,000
KINROSS GOLD CORP CMN STK 496902958 93 50,000 SH Sole 50,000
KINROSS GOLD CORP CMN STK 496902107 279 150,000 SH Sole 150,000
KINROSS GOLD CORP CMN STK 496902958 279 150,000 SH Sole 150,000
KINROSS GOLD CORP CMN STK 496902107 836 450,000 SH Sole 450,000
LEGATO SYSTEMS INC CMN STK 524651106 3,028 44,000 SH Defined 2 44,000
LIBERTY PPTY TR SH BEN
INTL CMN STK 531172104 243 10,000 SH Defined 1 10,000
LIHIR GOLD LIMITED /AUD/ CMN STK 532349107 117 160,000 SH Sole 160,000
LIHIR GOLD LIMITED /AUD/ CMN STK 532349107 321 440,000 SH Sole 440,000
LIMITED INC CMN STK 532716107 22 500 SH Sole 500
LINEAR TECHNOLOGY CORP CMN STK 535678106 1,431 20,000 SH Defined 2 20,000
LIZ CLAIBORNE CMN STK 539320101 941 25,000 SH Defined 2 25,000
LOWES COMPANIES CMN STK 548661107 502 8,400 SH Sole 8,400
LOWES COMPANIES CMN STK 548661107 60 1,000 SH Sole 1,000
LUCENT TECHNOLOGIES INC CMN STK 549463107 898 12,000 SH Sole 12,000
LUCENT TECHNOLOGIES INC CMN STK 549463107 1,870 25,000 SH Defined 2 25,000
MACK CALI REALTY CORP CMN STK 554489104 209 8,000 SH Defined 1 8,000
MANUFACTURED HOME CMNTYS
INC CMN STK 564682102 255 10,500 SH Defined 1 10,500
MARSH & MCLENNAN COS INC CMN STK 571748102 57 600 SH Sole 600
MASCO CORP CMN STK 574599106 584 23,000 SH Defined 3 23,000
MC CORMICK & CO INC
NON-VTG CMN STK 579780206 149 5,000 SH Sole 5,000
MCDONALDS CORP CMN STK 580135101 226 5,600 SH Sole 5,600
MCI WORLDCOM INC CMN STK 55268B106 546 10,287 SH Sole 10,287
MCI WORLDCOM INC CMN STK 55268B106 398 7,500 SH Defined 3 7,500
MEAD CORP CMN STK 582834107 87 2,000 SH Sole 2,000
MEDIAONE GROUP INC CMN STK 58440J104 138 1,800 SH Sole 1,800
MEDIMMUNE CMN STK 584699102 4,147 25,000 SH Defined 2 25,000
MEDTRONIC INC CMN STK 585055106 109 3,000 SH Sole 3,000
MELLON FINANCIAL CORP CMN STK 58551A108 41 1,200 SH Sole 1,200
MERCK & CO CMN STK 589331107 1,063 15,850 SH Sole 15,850
MERCK & CO CMN STK 589331107 67 1,000 SH Sole 1,000
MERCURY COMPUTER SYSTEMS
INC CMN STK 589378108 700 20,000 SH Defined 2 20,000
MERCURY INTERACTIVE CORP CMN STK 589405109 5,505 51,000 SH Defined 2 51,000
MERRILL LYNCH & CO CMN STK 590188108 75 900 SH Sole 900
MICREL INC CMN STK 594793101 1,139 20,000 SH Defined 2 20,000
MICROCHIP TECHNOLOGY INC CMN STK 595017104 2,532 37,000 SH Defined 2 37,000
MICRON TECH CMN STK 595112103 39 500 SH Sole 500
MICROSOFT CORP CMN STK 594918104 3,269 28,000 SH Sole 28,000
MICROSOFT CORP CMN STK 594918104 1,284 11,000 SH Defined 2 11,000
MIDWAY GAMES INC CMN STK 598148104 718 30,000 SH Defined 2 30,000
MILLS CORP CMN STK 601148109 36 2,000 SH Sole 2,000
MINDSPRING ENTERPRISES
INC CMN STK 602683104 53 2,000 SH Sole 2,000
MINNESOTA MINING &
MANUFACTURING CMN STK 604059105 166 1,700 SH Sole 1,700
MONSANTO CO CMN STK 611662107 53 1,500 SH Sole 1,500
MORGAN J.P. & CO CMN STK 616880100 51 400 SH Sole 400
MORGAN STAN. /DEAN
WITTER DISC CMN STK 617446448 186 1,300 SH Sole 1,300
MOTOROLA INC CMN STK 620076109 589 4,000 SH Sole 4,000
MOTOROLA INC CMN STK 620076109 206 1,400 SH Sole 1,400
MUELLER INDS INC CMN STK 624756102 363 10,000 SH Defined 2 10,000
NABORS IND CMN STK 629568106 773 25,000 SH Defined 3 25,000
NASDAQ 100 SHARES CMN STK 631100104 3,655 20,000 SH Defined 2 20,000
NATIONAL CITY CORP CMN STK 635405103 24 1,000 SH Sole 1,000
NATL DATA CORP CMN STK 635621105 102 3,000 SH Sole 3,000
NETWORK APPLIANCE INC CMN STK 64120L104 3,323 40,000 SH Defined 2 40,000
NETWORK SOLUTIONS INC
CL A CMN STK 64121Q102 7,615 35,000 SH Defined 2 35,000
NEW YORK TIMES CL A CMN STK 650111107 98 2,000 SH Sole 2,000
NEWMONT MINING CORP CMN STK 651639106 110 4,500 SH Sole 4,500
NEWMONT MINING CORP CMN STK 651639106 2,315 94,500 SH Sole 94,500
NEWMONT MINING CORP CMN STK 651639106 5,635 230,000 SH Sole 230,000
NEXTEL COMMUNICATIONS
INC CL A CMN STK 65332V103 72 700 SH Sole 700
NIKE INC CL B CMN STK 654106103 25 500 SH Sole 500
NOBLE AFFILIATES INC CMN STK 654894104 75 3,500 SH Sole 3,500
NOBLE DRILLING CORP CMN STK 655042109 33 1,000 SH Sole 1,000
NOBLE DRILLING CORP CMN STK 655042109 983 30,000 SH Defined 3 30,000
NUCOR CORP CMN STK 670346105 55 1,000 SH Sole 1,000
OPTICAL COATING LAB INC CMN STK 683829105 5,920 20,000 SH Defined 2 20,000
ORACLE SYSTEMS CORP CMN STK 68389X105 1,212 10,818 SH Sole 10,818
OXFORD HEALTH PLANS INC CMN STK 691471106 63 5,000 SH Sole 5,000
OXFORD PROPERTIES GROUP
/CAD/ CMN STK 691902100 145 15,000 SH Defined 1 15,000
PANAMSAT CORP CMN STK 697933109 2,672 45,000 SH Defined 2 45,000
PC CONNECTION INC CMN STK 69318J100 1,725 50,000 SH Defined 2 50,000
PEPSICO INC CMN STK 713448108 599 17,000 SH Sole 17,000
PEREGRINE SYSTEMS INC CMN STK 71366Q101 2,105 25,000 SH Defined 2 25,000
PFIZER INC CMN STK 717081103 827 25,500 SH Sole 25,500
PFIZER INC CMN STK 717081103 389 12,000 SH Defined 3 12,000
PFIZER INC CMN STK 717081103 324 10,000 SH Defined 2 10,000
PG & E CORP CMN STK 69331C108 18 900 SH Sole 900
PHARMACIA & UPJOHN INC CMN STK 716941109 135 3,000 SH Sole 3,000
PHELPS DODGE CORP CMN STK 717265102 40 600 SH Sole 600
PHILIP MORRIS COS INC CMN STK 718154107 46 2,000 SH Sole 2,000
PHILIPS ELECTRONICS
NV ADR CMN STK 500472204 373 2,760 SH Sole 2,760
PHILLIPS PETROLEUM CO CMN STK 718507106 353 7,500 SH Sole 7,500
PHILLIPS PETROLEUM CO CMN STK 718507106 240 5,100 SH Sole 5,100
PHILLIPS PETROLEUM CO CMN STK 718507106 28 600 SH Sole 600
PLACER DOME INC CMN STK 725906952 1,246 115,900 SH Sole 115,900
PLACER DOME INC CMN STK 725906101 554 51,500 SH Sole 51,500
PLACER DOME INC CMN STK 725906952 2,194 204,100 SH Sole 204,100
PLACER DOME INC CMN STK 725906101 2,428 225,900 SH Sole 225,900
PLACER DOME INC CMN STK 725906101 54 5,000 SH Sole 5,000
PNC BANK CORP CMN STK 693475105 31 700 SH Sole 700
POLYCOM INC CMN STK 73172K104 2,548 40,000 SH Defined 2 40,000
POST PPTYS INC CMN STK 737464107 258 6,750 SH Defined 1 6,750
POWER INTEGRATIONS INC CMN STK 739276103 2,876 60,000 SH Defined 2 60,000
PPG INDUSTRIES INC CMN STK 693506107 31 500 SH Sole 500
PRAXAIR CMN STK 74005P104 181 3,600 SH Sole 3,600
PROCTOR & GAMBLE CO CMN STK 742718109 767 7,000 SH Sole 7,000
PROXIM INC CMN STK 744284100 3,300 30,000 SH Defined 2 30,000
PUBLIC STORAGE INC
PFD 8.875% CMN STK 74460D885 53 2,500 SH Sole 2,500
QLOGIC CORP CMN STK 747277101 6,555 41,000 SH Defined 2 41,000
RAMBUS INC CMN STK 750917106 674 10,000 SH Defined 2 10,000
RATIONAL SOFTWARE CORP CMN STK 75409P202 2,162 44,000 SH Defined 2 44,000
RAYTHEON CO CL A CMN STK 755111309 5 191 SH Sole 191
RECKSON ASSOC REALTY CMN STK 75621K304 179 7,886 SH Defined 1 7,886
RELIANT ENERGY INC CMN STK 75952J108 34 1,500 SH Sole 1,500
RELIASTAR FINANCIAL CORP CMN STK 75952U103 196 5,000 SH Sole 5,000
REYNOLDS METALS CO CMN STK 761763101 192 2,500 SH Sole 2,500
RF MICRO DEVICES INC CMN STK 749941100 1,643 24,000 SH Defined 2 24,000
RIO ALGOM LTD CMN STK 766889950 45 3,000 SH Sole 3,000
ROCKWELL INTERNATIONAL
CORP CMN STK 773903109 96 2,000 SH Sole 2,000
ROHM & HAAS CO CMN STK 775371107 122 3,000 SH Sole 3,000
ROWAN COMPANIES CMN STK 779382100 65 3,000 SH Sole 3,000
ROYAL DUTCH PETROLEUM
NY SHS CMN STK 780257804 302 5,000 SH Sole 5,000
ROYAL DUTCH PETROLEUM
NY SHS CMN STK 780257804 248 4,100 SH Sole 4,100
ROYAL DUTCH PETROLEUM
NY SHS CMN STK 780257804 151 2,500 SH Sole 2,500
RSA SECURITY CMN STK 749719100 4,650 60,000 SH Defined 2 60,000
S & P 500 DEPOSITARY
RECEIPTS CMN STK 78462F103 881 6,000 SH Sole 6,000
SANDISK CORP CMN STK 80004C101 2,888 30,000 SH Defined 2 30,000
SANMINA CORP CMN STK 800907107 2,497 25,000 SH Defined 2 25,000
SARA LEE CORP CMN STK 803111103 110 5,000 SH Sole 5,000
SAWTEK INC CMN STK 805468105 3,328 50,000 SH Defined 2 50,000
SBC COMMUNICATIONS INC CMN STK 78387G103 829 17,001 SH Sole 17,001
SCHERING PLOUGH CMN STK 806605101 473 11,200 SH Sole 11,200
SCHLUMBERGER LTD CMN STK 806857108 619 11,000 SH Sole 11,000
SCHLUMBERGER LTD CMN STK 806857108 158 2,800 SH Sole 2,800
SCHLUMBERGER LTD CMN STK 806857108 56 1,000 SH Sole 1,000
SCHWAB /CHARLES/ CORP CMN STK 808513105 77 2,000 SH Sole 2,000
SCIENTIFIC ATLANTA INC CMN STK 808655104 1,947 35,000 SH Defined 2 35,000
SEAGRAM LTD CMN STK 811850106 45 1,000 SH Sole 1,000
SEMTECH CORP CMN STK 816850101 1,043 20,000 SH Defined 2 20,000
SHANDONG HUANENG POWER
SPON ADR CMN STK 819419102 313 72,600 SH Sole 72,600
SHANGHAI PETROCHEMICAL
CO SER H CMN STK 819424102 228 1,452,000 SH Sole 1,452,000
SIMON PROPERTY GROUP INC CMN STK 828806109 252 11,000 SH Defined 1 11,000
SK TELECOM LTD
SPONSORED ADR CMN STK 78440P108 119 3,090 SH Sole 3,090
SMITH CHARLES E
RESIDNTL RLTY CMN STK 832197107 177 5,000 SH Defined 1 5,000
SOLECTRON CORP CMN STK 834182107 2,854 30,000 SH Defined 2 30,000
SONY CORP ADR CMN STK 835699307 1,139 4,000 SH Defined 3 4,000
SOUTHERN CO CMN STK 842587107 35 1,500 SH Sole 1,500
SOVEREIGN BANCORP INC CMN STK 845905108 60 8,000 SH Sole 8,000
SPANISH BROADCASTING SYS
CL A CMN STK 846425882 60 1,500 SH Sole 1,500
SPANISH BROADCASTING SYS
CL A CMN STK 846425882 20 500 SH Sole 500
SPIEKER PROPERTIES INC CMN STK 848497103 255 7,000 SH Defined 1 7,000
SPRINT CORP PCS GROUP CMN STK 852061506 226 2,200 SH Sole 2,200
SPRINT CORP PCS GROUP CMN STK 852061506 51 500 SH Sole 500
SPRINT CORPORATION CMN STK 852061100 424 6,300 SH Sole 6,300
SPRINT CORPORATION CMN STK 852061100 168 2,500 SH Sole 2,500
ST. JUDE MEDICAL INC CMN STK 790849103 307 10,000 SH Defined 2 10,000
STAMPS.COM INC CMN STK 852857101 62 1,500 SH Sole 1,500
STARWOOD HOTELS &
RESORTS WORLD CMN STK 85590A203 59 2,500 SH Defined 1 2,500
STATE STREET CORP CMN STK 857477103 37 500 SH Sole 500
STILLWATER MINING COMPANY CMN STK 86074Q102 315 9,875 SH Defined 3 9,875
SUN MICROSYSTEMS INC CMN STK 866810104 155 2,000 SH Sole 2,000
SUN MICROSYSTEMS INC CMN STK 866810104 4,337 56,000 SH Defined 2 56,000
SYLVAN LEARNING
SYSTEMS INC CMN STK 871399101 65 5,000 SH Defined 3 5,000
TALISMAN ENERGY INC CMN STK 87425E954 77 3,000 SH Sole 3,000
TANDY CORP CMN STK 875382103 49 1,000 SH Sole 1,000
TESORO PETROLEUM CMN STK 881609101 29 2,500 SH Sole 2,500
TESORO PETROLEUM CMN STK 881609101 46 4,000 SH Sole 4,000
TEXACO INC CMN STK 881694103 424 7,800 SH Sole 7,800
TEXACO INC CMN STK 881694103 174 3,200 SH Sole 3,200
TEXAS UTILITIES CMN STK 882848104 25 700 SH Sole 700
THREE-FIVE SYSTEMS INC CMN STK 88554L108 1,503 36,666 SH Defined 2 36,666
TIFFANY & CO CMN STK 886547108 89 1,000 SH Sole 1,000
TIFFANY & CO CMN STK 886547108 3,570 40,000 SH Defined 2 40,000
TIME WARNER INC CMN STK 887315109 217 3,000 SH Sole 3,000
TIME WARNER INC CMN STK 887315109 203 2,800 SH Sole 2,800
TOMMY HILFIGER CMN STK G8915Z102 47 2,000 SH Sole 2,000
TOMMY HILFIGER CMN STK G8915Z102 280 12,000 SH Sole 12,000
TOO INC CMN STK 890333107 1 71 SH Sole 71
TOSCO CORP CMN STK 891490302 63 2,300 SH Sole 2,300
TOSCO CORP CMN STK 891490302 95 3,500 SH Sole 3,500
TOTAL SA ADR CMN STK 89151E113 222 3,200 SH Sole 3,200
TOYS R US CMN STK 892335100 30 2,100 SH Sole 2,100
TRIBUNE CO CMN STK 896047107 165 3,000 SH Sole 3,000
TRIQUINT SEMICONDUCTOR
INC CMN STK 89674K103 2,225 20,000 SH Defined 2 20,000
TRIZEC HAHN CORP SUB VTG CMN STK 896938107 236 14,000 SH Defined 1 14,000
TUPPERWARE CORPORATION CMN STK 899896104 42 2,500 SH Sole 2,500
TYCO INTL LTD CMN STK 902124106 700 18,000 SH Defined 3 18,000
U S WEST INC CMN STK 91273H101 133 1,849 SH Sole 1,849
U S WEST INC CMN STK 91273H101 86 1,200 SH Sole 1,200
ULTRAMAR DIAMOND
SHAMROCK CORP CMN STK 904000106 45 2,000 SH Sole 2,000
ULTRAMAR DIAMOND
SHAMROCK CORP CMN STK 904000106 91 4,000 SH Sole 4,000
UNION PACIFIC CORP CMN STK 907818108 22 500 SH Sole 500
UNION PACIFIC RESOURCES
GROUP CMN STK 907834105 77 6,000 SH Sole 6,000
UNISYS CORP CMN STK 909214108 19 600 SH Sole 600
UNITED TECHNOLOGIES CORP CMN STK 913017109 16 250 SH Sole 250
UNITED TECHNOLOGIES CORP CMN STK 913017109 1,300 20,000 SH Defined 2 20,000
UNOCAL CORP CMN STK 915289102 201 6,000 SH Sole 6,000
UNOCAL CORP CMN STK 915289102 175 5,200 SH Sole 5,200
UNUMPROVIDENT CORP CMN STK 91529Y106 834 26,000 SH Defined 3 26,000
USX-MARATHON GROUP CMN STK 902905827 111 4,500 SH Sole 4,500
USX-US STL GROUP CMN STK 90337T101 33 1,000 SH Sole 1,000
VIACOM INC CL A CMN STK 925524100 181 3,000 SH Sole 3,000
VIACOM INC CL B CMN STK 925524308 97 1,600 SH Sole 1,600
VISTA GOLD CORP CMN STK 927926956 84 834,300 SH Sole 834,300
VODAFONE AIRTOUCH PLC
SPON ADR CMN STK 92857T107 248 5,000 SH Sole 5,000
W. R GRACE & CO CMN STK 38388F108 89 6,400 SH Sole 6,400
W. R GRACE & CO CMN STK 38388F108 28 2,000 SH Sole 2,000
WACHOVIA CORP CMN STK 929771103 34 500 SH Sole 500
WAL MART STORES INC CMN STK 931142103 1,936 28,000 SH Sole 28,000
WAL MART STORES INC CMN STK 931142103 2,765 40,000 SH Defined 2 40,000
WARNER LAMBERT CMN STK 934488107 270 3,300 SH Sole 3,300
WASHINGTON MUTUAL INC CMN STK 939322103 104 4,000 SH Sole 4,000
WEATHERFORD INTERNATIONAL CMN STK 947074100 140 3,500 SH Sole 3,500
WEATHERFORD INTERNATIONAL CMN STK 947074100 152 3,800 SH Sole 3,800
WEBS INDEX FD INC
MALAYSIA CMN STK 92923H871 261 37,000 SH Sole 37,000
WEBS INDEX FD SINGAPORE
FREE CMN STK 92923H848 55 6,000 SH Sole 6,000
WEBTRENDS CORP CMN STK 94844D104 2,430 30,000 SH Defined 2 30,000
WELLS FARGO & COMPANY CMN STK 949746101 61 1,500 SH Sole 1,500
WEYERHAEUSER CO CMN STK 962166104 259 3,600 SH Sole 3,600
WEYERHAEUSER CO CMN STK 962166104 36 500 SH Sole 500
WILLAMETTE INDS CMN STK 969133107 163 3,500 SH Sole 3,500
WILLIAMS COMPANIES INC CMN STK 969457100 92 3,000 SH Sole 3,000
WILLIAMS COMPANIES INC CMN STK 969457100 15 500 SH Sole 500
WILLIAMS SOMONA CMN STK 969904101 1,150 25,000 SH Defined 2 25,000
XEROX CORP CMN STK 984121103 54 2,400 SH Sole 2,400
XEROX CORP CMN STK 984121103 23 1,000 SH Sole 1,000
XILINX INC CMN STK 983919101 4,547 100,000 SH Defined 2 100,000
ZOMAX INC MINN CMN STK 989929104 2,851 63,000 SH Defined 2 63,000
ZORAN CORP CMN STK 98975F101 2,788 50,000 SH Defined 2 50,000
</TABLE>
