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Previous: USG CORP, DEFA14A, 2000-04-21 |
Next: MAI SYSTEMS CORP, DEF 14A, 2000-04-21 |
<PAGE> 1
SCHEDULE 14A
(RULE 14A-101)
SCHEDULE 14A INFORMATION
PROXY STATEMENT PURSUANT TO SECTION 14(A)
OF THE SECURITIES EXCHANGE ACT OF 1934
Filed by the Registrant / /
Filed by a Party other than the Registrant /x/
Check the appropriate box:
/x/ Preliminary Proxy Statement
/ / Confidential, for Use of the Commission Only (as permitted by Rule
14a-6(e)(2))
/ / Definitive Proxy Statement
/ / Definitive Additional Materials
/ / Soliciting Material Under Rule 14a-12
USG Corporation
(NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
Hakatak Enterpises, Inc.
(NAME OF PERSON(S) FILING PROXY STATEMENT, IF OTHER THAN THE REGISTRANT)
Payment of Filing Fee (Check the appropriate box):
/x/ No fee required.
/ / Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
(1) Title of each class of securities to which transaction applies:
(2) Aggregate number of securities to which transaction applies:
(3) Per unit price or other underlying value of transaction
computed pursuant to Exchange Act Rule 0-11 (set forth the amount
on which the filing fee is calculated and state how it was
determined):
(4) Proposed maximum aggregate value of transaction:
(5) Total fee paid:
/ / Fee paid previously with preliminary materials:
/ / Check box if any part of the fee is offset as provided by Exchange
Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee
was paid previously. Identify the previous filing by registration
statement number, or the Form or Schedule and the date of its filing.
(1) Amount Previously Paid:
(2) Form, Schedule or Registration Statement No.:
(3) Filing Party:
(4) Date Filed:
<PAGE> 2
EXHIBIT A
LIST OF ALL SECURITIES PURCHASED OR SOLD BY THE HAKATAK NOMINEES AND TOM HACKER
IN THE LAST TWO YEARS
JAY BUCHBINDER
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
Armin Trust(1) 01/22/99 Bought 31100 51.6722
01/25/99 Bought 51900 50.4977
01/26/99 Bought 4400 51 1/4
01/28/99 Bought 12000 54.9531
07/06/99 Sold 1750 57.45
07/07/99 Sold 2500 57 1/2
08/06/99 Bought 4000 49.1875
10/15/99 Bought 40100 44.3055
10/27/99 Bought 5000 47 1/16
10/27/99 Sold 3100 47.1875
11/08/99 Bought 3100 48.1042
11/09/99 Bought 5000 48.0638
11/10/99 Bought 10000 48.2263
11/11/99 Bought 5000 48.0
11/22/99 Sold 1900 52.0
11/22/99 Sold 10000 47.5
12/29/99 Bought 5700 46.4035
01/05/00 Bought 3000 45.00
01/11/00 Bought 6000 45.25
01/13/00 Bought 7000 42.8425
- --------------------------------------------------------------------------------
Terry Trust(2) 12/16/98 Bought 10000 42 3/4
12/16/98 Bought 10000 42 3/4
- --------------------------------------------------------------------------------
JBI Inc. 01/16/98 Bought 25000 53 1/4
01/22/98 Sold 4000 53.86
02/19/98 Sold 1500 53 3/4
09/08/98 Bought 5000 44 5/8
10/07/98 Bought 5000 39 1/2
10/08/98 Bought 15000 37.0
10/12/98 Bought 6000 37.125
- --------
(1) Mr. Hacker serves as a trustee of the Armin Trust. Mr. Buchbinder has no
voting or disposition rights but has beneficial ownership of the Trust's shares.
(2) Mr. Buchbinder and Mr. Hacker serve as trustees to the Terry Trust. Mr.
Buchbinder has share voting and disposition rights.
<PAGE> 3
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
11/13/98 Sold 200 45.0
11/23/98 Sold 12000 45.0
02/25/99 Bought 10000 51.3472
03/24/99 Bought 25000 47.7638
04/13/99 Bought 2500 53 3/4
04/14/99 Sold 2500 55 1/2
04/19/99 Sold 12500 62.5665
05/26/99 Bought 5000 55.7188
05/28/99 Sold 1950 57.3992
06/01/99 Bought 2500 55 1/2
06/08/99 Sold 4000 56.8281
06/11/99 Bought 2500 54.2813
06/16/99 Bought 2500 55 1/16
06/18/99 Bought 2500 53.6188
06/24/99 Bought 900 53 1/4
06/30/99 Sold 1250 56.0025
07/08/99 Sold 2500 58.5
07/14/99 Bought 2500 58.0
07/19/99 Bought 5000 59.5938
07/20/99 Bought 2500 58.0
07/21/99 Bought 2500 57 15/16
07/26/99 Bought 2500 54 3/4
09/17/99 Bought 5000 52.3625
09/21/99 Bought 9000 51 3/4
09/27/99 Bought 3000 50 1/16
09/28/99 Bought 9300 47.9798
09/28/99 Sold 4300 48.1265
09/29/99 Bought 12500 47.275
10/08/99 Bought 5000 48.9763
10/12/99 Bought 1500 47.375
10/13/99 Bought 7000 45.6696
10/18/99 Bought 22000 46.3651
11/19/99 Bought 2500 50.0
11/19/99 Sold 600 51 1/2
11/22/99 Sold 10000 47.5
01/20/00 Bought 7500 39.2083
01/21/00 Bought 7900 38.0
01/24/00 Bought 2100 37.128
01/26/00 Bought 1550 35.6512
01/27/00 Bought 22000 38.5301
01/28/00 Bought 5000 39 5/8
-2-
<PAGE> 4
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
01/31/00 Bought 10000 39.3088
02/18/00 Bought 10000 33 3/4
02/22/00 Bought 15000 33.565
02/25/00 Bought 16900 30 3/4
02/29/00 Bought 10000 32.5
- --------------------------------------------------------------------------------
Jay Buchbinder 01/12/98 Bought 5000 47 3/4
01/14/98 Sold 5000 50.0625
01/15/98 Bought 5000 51.9375
01/16/98 Bought 1000 52 7/8
01/20/98 Sold 5000 50.0
01/21/98 Bought 2600 53 3/8
02/23/98 Sold 2500 50.0
02/23/98 Sold 7700 55.0
03/10/98 Bought 10000 52.0
04/23/98 Bought 2500 54 1/2
04/27/98 Bought 1500 52 1/4
04/29/98 Bought 3350 50.7106
04/30/98 Bought 3850 51.7281
05/08/98 Bought 1500 54 1/4
05/18/98 Sold 5000 50.0
06/04/98 Bought 5000 52 1/2
06/05/98 Bought 2000 52 1/2
06/09/98 Sold 1250 53 1/2
06/22/98 Sold 5000 53.9375
06/25/98 Bought 2500 53.2188
07/16/98 Bought 2500 57.0
07/20/98 Sold 2500 55.0
07/28/98 Bought 2500 53 11/16
07/29/98 Bought 5000 53.625
08/03/98 Bought 14750 51.8581
08/04/98 Bought 2500 50 9/16
08/05/98 Bought 6900 49.4846
08/07/98 Bought 2500 49.375
08/12/98 Bought 900 47.4896
08/17/98 Sold 17000 55.0
08/17/98 Sold 17000 55.0
08/18/98 Bought 5000 49.0
08/19/98 Bought 5000 49.1875
08/28/98 Bought 6000 46.125
08/31/98 Bought 100000 45 3/8
09/01/98 Bought 100000 42 1/8
-3-
<PAGE> 5
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
09/18/98 Sold 5000 47.125
09/21/98 Bought 10000 47.5
09/21/98 Sold 1000 45.0
09/25/98 Sold 3000 46.875
10/21/98 Sold 5000 45 1/4
11/05/98 Sold 10000 48.8422
11/13/98 Sold 13000 45.0
11/23/98 Sold 2000 45.0
11/23/98 Sold 10000 42.5
11/23/98 Sold 16500 47.5
11/24/98 Sold 200000 49 5/8
01/22/99 Bought 26350 51.9288
02/02/99 Bought 2500 55 1/2
02/03/99 Bought 3800 55.2895
02/04/99 Bought 2900 56.0
02/09/99 Bought 5900 54.5646
02/10/00 Bought 2500 54.9888
02/12/99 Sold 20100 53.0
02/12/99 Sold 29600 53.0
02/19/99 Bought 15000 50.0
02/22/99 Bought 1850 52 3/8
02/26/99 Bought 10000 50.3122
03/02/99 Bought 5000 49 9/16
03/04/99 Bought 12500 47.9625
03/05/99 Bought 5000 49 1/4
03/09/99 Bought 300 45 1/4
03/18/99 Bought 5000 47 7/8
03/22/99 Sold 2500 47 1/2
03/24/99 Sold 12500 49 1/4
03/25/99 Sold 12500 51 1/4
04/15/99 Sold 5000 58.25
04/19/99 Sold 2500 55.0
04/19/99 Sold 5500 50.0
04/19/99 Sold 11550 62.5665
04/20/99 Sold 12950 63.584
04/21/99 Sold 13000 64.3409
04/30/99 Bought 5000 58.575
05/03/99 Bought 7500 58.0
05/05/99 Sold 2500 58 15/16
05/06/99 Sold 5000 59.465
05/24/99 Sold 2500 55.0
-4-
<PAGE> 6
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
06/17/99 Bought 5000 55.0
06/22/99 Sold 2500 54.76
06/29/99 Sold 1250 55 7/8
07/23/99 Bought 7500 56.7083
07/27/99 Bought 5000 56 1/4
08/10/99 Bought 3850 49.6299
08/11/99 Bought 5000 49.25
08/13/99 Bought 7500 50.3583
08/17/99 Bought 5000 51.2094
08/18/99 Bought 5000 50.1625
08/25/99 Bought 7500 49.3333
08/26/99 Sold 4750 50.0493
09/01/99 Bought 4000 48.4531
09/02/99 Sold 4000 49.0938
09/03/99 Bought 1250 51.0
09/07/99 Bought 1000 50 3/8
09/20/99 Sold 2500 50.00
10/28/99 Sold 6900 48.0833
11/22/99 Sold 5000 47.5
11/30/99 Bought 50000 49 1/2
12/09/99 Bought 2000 44 3/4
12/20/99 Bought 10000 45.375
12/20/99 Sold 3300 46.1818
12/21/99 Sold 4000 46.2313
12/22/99 Sold 2700 46.75
12/23/99 Bought 4000 47.0
12/23/99 Sold 700 47 1/2
01/14/00 Bought 30000 41.6167
01/19/00 Bought 2500 39.65
- --------------------------------------------------------------------------------
Decore Products 10/19/99 Bought 24000 46.520
10/20/99 Bought 19000 45.0987
10/26/99 Bought 4000 45.4
11/23/99 Bought 11900 50.2101
11/24/99 Bought 6400 48.3906
KEITH OGATA
- --------------------------------------------------------------------------------
Name Date Activity Quantity Price
- --------------------------------------------------------------------------------
Keith Ogata 05/01/98 Bought 10000 50.8325
05/01/98 Sold Warrants 10000 34.6513
-5-
<PAGE> 7
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
05/05/98 Sold Warrants 5000 36.3364
10/21/98 Sold 2000 46.6034
10/27/98 Sold 2000 49.2184
06/10/98 Sold 3000 52.6032
12/14/98 Sold 3000 44.1293
10/21/99 Bought 2000 42.025
01/12/00 Bought 2000 44.5063
01/13/00 Bought 2000 44
01/27/00 Bought 2000 37.15
HERBERT DENTON
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
Providence Investors 03/09/00 Bought 3000 32.25
US Value 03/09/00 Bought 7000 32.25
TOM HACKER(3)
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
Account #1 06/24/98 Sold 560 54.1638
06/24/98 Sold 1940 54.1638
06/24/98 Sold 3850 54.1638
06/24/98 Sold 5000 54.1638
06/24/98 Sold 6710 54.1638
06/24/98 Sold 6940 54.1638
09/18/98 Bought 10000 46.4875
09/18/98 Sold 10000 47.125
11/05/98 Sold 10000 49.0
11/10/98 Sold 1000 49 3/8
11/10/98 Sold 2600 49 1/4
11/24/98 Bought 100000 49 5/8
12/29/98 Bought 7462 49.5536
01/22/99 Bought 26350 51.9288
01/22/99 Sold 1100 52 1/2
02/12/99 Bought 49700 53.0
03/04/99 Bought 12500 47.9625
(3) Mr. Hacker also owns beneficially certain shares listed for Mr. Buchbinder
in Mr. Hacker's capacity as trustee of the Armin and of the Terry Trust.
Transactions by the Trusts are not repeated here.
-6-
<PAGE> 8
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
03/05/99 Bought 5000 49 1/4
03/24/99 Bought 25000 47.7638
04/15/99 Sold 5000 58.25
04/19/99 Sold 24050 62.5665
04/20/99 Sold 12950 63.584
04/21/99 Sold 13000 64.3409
07/23/99 Bought 7500 56.7083
08/10/99 Bought 3850 49.6299
08/11/99 Bought 5000 49.25
08/13/99 Bought 7500 50.3583
08/17/99 Bought 5000 51.2094
08/18/99 Bought 5000 50.1625
08/25/99 Bought 7500 49.3333
08/26/99 Sold 4750 50.0493
08/27/99 Sold 200 50.3438
09/17/99 Bought 5000 52.3625
09/21/99 Bought 9000 51 3/4
10/13/99 Bought 20000 45 1/2
- --------------------------------------------------------------------------------
Account #2 01/15/98 Bought 5000 51.9375
01/16/98 Bought 25000 53 1/4
01/21/98 Bought 2600 53 3/8
02/18/98 Sold 1000 54.0
02/19/98 Sold 1500 53 3/4
03/10/98 Bought 10000 52.0
04/27/98 Bought 1500 52 1/4
04/29/98 Bought 3350 50.7106
05/08/98 Bought 1500 54 1/4
06/04/98 Bought 5000 52 1/2
06/05/98 Bought 2000 52 1/2
06/09/98 Sold 1250 53 1/2
06/22/98 Sold 5000 53.9375
06/25/98 Bought 2500 53.2188
07/16/98 Bought 2500 57.0
07/28/98 Bought 2500 53 11/16
07/29/98 Bought 5000 53.625
08/03/98 Bought 14750 51.8581
08/04/98 Bought 2500 50 9/16
08/05/98 Bought 6900 49.4846
08/07/98 Bought 2500 49.375
08/12/98 Bought 900 47.4896
08/18/98 Bought 5000 49.0
-7-
<PAGE> 9
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
08/19/98 Bought 5000 49.1875
08/26/98 Sold 1900 49 7/8
08/27/98 Sold 6000 47.5833
08/31/98 Sold 100000 45 3/8
09/01/98 Sold 100000 42 1/8
09/25/98 Sold 3000 46.875
10/12/98 Sold 900 36.7822
11/05/98 Sold 6400 48.8422
11/06/98 Sold 13700 49.6788
11/24/98 Bought 100000 49 5/8
01/12/99 Bought 175 50 5/16
01/29/99 Bought 5000 56.625
01/29/99 Sold 13500 56.9583
02/02/99 Bought 2500 55 1/2
02/03/99 Bought 3800 55.2895
02/04/99 Bought 2900 56.0
02/08/99 Bought 500 54 1/2
02/09/99 Bought 5900 54.5646
02/10/99 Bought 2500 54.9888
02/22/99 Bought 1850 52 3/8
02/25/99 Bought 10000 51.3475
02/26/99 Bought 10000 50.3122
03/02/99 Bought 5000 49 9/16
03/18/99 Bought 5000 47 7/8
03/24/99 Sold 12500 49 1/4
03/25/99 Sold 12500 51 1/4
04/01/99 Sold 5000 52 5/8
04/13/99 Bought 2500 53 3/4
04/14/99 Sold 2500 55 1/2
04/30/99 Bought 5000 58.575
05/03/99 Bought 7500 58.0
05/05/99 Sold 2500 58 15/16
05/06/99 Sold 5000 59.465
05/26/99 Bought 5000 55.7188
05/28/99 Sold 1950 57.3992
06/01/99 Bought 2500 55 1/2
06/04/99 Bought 3000 55.0
06/07/99 Sold 3000 56.0
06/08/99 Sold 4000 56.8281
06/11/99 Bought 2500 54.2813
06/16/99 Bought 2500 55 1/16
-8-
<PAGE> 10
- -------------------------------------------------------------------------------
Name Date Activity Quantity Price
- -------------------------------------------------------------------------------
06/17/99 Bought 5000 55.0
06/18/99 Bought 2500 53.6188
06/22/99 Sold 2500 54.76
06/24/99 Bought 900 53 1/4
06/29/99 Sold 1250 55 7/8
06/30/99 Sold 1250 56.0025
07/06/99 Sold 1750 57.45
07/07/99 Sold 2500 57 1/2
07/08/99 Sold 2500 58.5
07/14/99 Bought 2500 58.0
07/19/99 Bought 5000 59.5938
07/20/99 Bought 2500 58.0
07/21/99 Bought 2500 57 15/16
07/26/99 Bought 2500 54 3/4
07/27/99 Bought 5000 56/14
08/31/99 Bought 2000 48.8
08/31/99 Sold 3000 49.0
09/01/99 Bought 4000 48.4531
09/02/99 Sold 4000 49.0938
09/03/99 Bought 1250 51.0
09/07/99 Bought 1000 50 3/8
10/05/99 Sold 5000 48.0
10/13/99 Sold 20000 45 1/2
11/19/99 Sold 600 51 1/2
11/22/99 Sold 1900 52.0
-9-
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